Primary Smelting And Refining Of Nonferrous - Largest Owners in this Industry

This is a list of institutions that have held positions in more than two companies within this industry since the beginning of our crawl horizon (somewhere in 2014). Industry is based on SIC codes reported with the SEC. Number of Known Investments is the total count of securities held as reported in filings with the SEC since the beginning of our crawl horizon.

Investor Number of Known Investments
BlackRock Funds V - BlackRock Strategic Income Opportunities Portfolio Investor A Shares 17
BlackRock Variable Series Funds, Inc. - BlackRock Global Allocation V.I. Fund Class I 16
PYHIX - PRINCIPAL FUNDS INC - High Income Fund (f/k/a High Yield Fund I) Institutional Class 15
SPHY - SPDR SERIES TRUST - SPDR Portfolio High Yield Bond ETF 15
USHY - iSHARES TRUST - iShares Broad USD High Yield Corporate Bond ETF 14
PACAX - PUTNAM ASSET ALLOCATION FUNDS - Putnam Dynamic Asset Allocation Conservative Fund Class A shares 14
BlackRock Series Fund, Inc. - BlackRock Global Allocation Portfolio 13
IUSB - iSHARES TRUST - iShares Core Total USD Bond Market ETF 13
Deutsche Bank Ag\ 12
CAGLX - ADVISORS' INNER CIRCLE FUND - Cornerstone Advisors Global Public Equity Fund Institutional Shares 12
PACIFIC SELECT FUND - PD High Yield Bond Market Portfolio Class P 12
FIWGX - Fidelity Rutland Square Trust II - Strategic Advisers Fidelity Core Income Fund 12
PHIAX - PACE SELECT ADVISORS TRUST - PACE High Yield Investments Class A 12
Goldman Sachs Group Inc 12
Citadel Advisors Llc 12
QDYN - FlexShares Trust - FlexShares Quality Dividend Dynamic Index Fund 11
Pacer Advisors, Inc. 11
National Asset Management, Inc. 11
NOSGX - Northern Funds - Northern Small Cap Value Fund 11
NMHYX - Northern Funds - Multi-manager High Yield Opportunity Fund 11
BKHY - BNY Mellon ETF Trust - BNY Mellon High Yield Beta ETF 11
MFEM - PIMCO Equity Series - PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF 11
BBHY - J.P. Morgan Exchange-Traded Fund Trust - JPMorgan High Yield Research Enhanced ETF 11
EPLIX - MAINSTAY FUNDS TRUST - MainStay Epoch U.S. Equity Yield Fund Investor Class 10
ISTB - iSHARES TRUST - iShares Core 1-5 Year USD Bond ETF 10
Citigroup Inc 10
ADVANCED SERIES TRUST - AST BlackRock Global Strategies Portfolio 10
UBS Group AG 10
RSGSX - RUSSELL INVESTMENT CO - U.S. Dynamic Equity Fund Class S 10
BlackRock Funds II - BLACKROCK MULTI-ASSET INCOME PORTFOLIO INVESTOR C SHARES 10
GAOAX - JPMorgan Trust I - JPMorgan Global Allocation Fund Class A 10
WCLD - WisdomTree Trust - WisdomTree Cloud Computing Fund N/A 10
Jpmorgan Chase & Co 10
PAEAX - PUTNAM ASSET ALLOCATION FUNDS - Putnam Dynamic Asset Allocation Growth Fund Class A shares 9
Marshall Wace, Llp 9
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT Multi-Manager Small Company Fund Class I 9
OHYFX - JPMORGAN TRUST II - JPMorgan High Yield Fund Class I 9
Wells Fargo & Company/mn 9
Proequities, Inc. 9
Royal Bank Of Canada 9
IBMI - iSHARES TRUST - iShares iBonds Sep 2020 Term Muni Bond ETF 9
Wolverine Asset Management Llc 9
Blackrock Corporate High Yield Fund, Inc. 9
GFRAX - GOLDMAN SACHS TRUST - Goldman Sachs High Yield Floating Rate Fund Class A Shares 9
HYG - iSHARES TRUST - iShares iBoxx $ High Yield Corporate Bond ETF 9
JGIAX - JPMorgan Trust I - JPMorgan Income Fund Class A 9
PNGAX - PUTNAM FUNDS TRUST - Putnam International Value Fund Class Y shares 9
SWYEX - SCHWAB CAPITAL TRUST - Schwab Target 2030 Index Fund 9
Millennium Management Llc 9
RGCYX - RUSSELL INVESTMENT CO - Opportunistic Credit Fund Class Y 9
VGXRX - VANGUARD INTERNATIONAL EQUITY INDEX FUNDS - Vanguard Global ex-U.S. Real Estate Index Fund Investor 9
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP JPMorgan High Yield Fund Standard Class 9
JMUAX - JANUS INVESTMENT FUND - Janus Henderson Multi-Sector Income Fund Class A 9
SJNK - SPDR SERIES TRUST - SPDR Bloomberg Barclays Short Term High Yield Bond ETF 9
JAJBX - JOHN HANCOCK VARIABLE INSURANCE TRUST - Emerging Markets Value Trust Series I 9
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 8
VGSTX - VANGUARD STAR FUNDS - Vanguard Star Fund 8
Jnl Series Trust - Jnl/jpmorgan Global Allocation Fund (a) 8
Fmr Llc 8
MSTVX - Morningstar Funds Trust - Morningstar Alternatives Fund 8
Morgan Stanley 8
AVGAX - BNY Mellon Advantage Funds, Inc. - BNY Mellon Dynamic Total Return Fund Class A 8
Advanced Series Trust - Ast J.p. Morgan Strategic Opportunities Portfolio 8
PACIFIC SELECT FUND - Managed Bond Portfolio Class I 8
PUTNAM VARIABLE TRUST - Putnam VT Multi-Asset Absolute Return Fund Class IA 8
GHYG - iShares, Inc. - iShares US & Intl High Yield Corp Bond ETF 8
ADVANCED SERIES TRUST - AST J.P. Morgan Global Thematic Portfolio 8
SEFIX - SEI INSTITUTIONAL INTERNATIONAL TRUST - SIT INTERNATIONAL FIXED INCOME FUND - CLASS F, effective 1-31-2017 (formerly Class A) 8
MAINSTAY VP FUNDS TRUST - MainStay VP Janus Henderson Balanced Portfolio Initial Class 8
RAZAX - RUSSELL INVESTMENT CO - Multi-Asset Growth Strategy Fund Class A 8
AHIVX - American Century Investment Trust - High Income Fund Investor Class 8
ADVANCED SERIES TRUST - AST Multi-Sector Fixed Income Portfolio 8
SCHP - SCHWAB STRATEGIC TRUST - Schwab U.S. TIPS ETF 8
Kcg Holdings, Inc. 8
JALBX - John Hancock Funds II - Multimanager Lifestyle Balanced Portfolio Class A 8
Tower Research Capital LLC (TRC) 8
Advanced Series Trust - Ast High Yield Portfolio 8
NSTLX - NEUBERGER BERMAN INCOME FUNDS - Neuberger Berman Strategic Income Fund Institutional Class 8
Barclays Plc 8
HYLB - DBX ETF TRUST - Xtrackers USD High Yield Corporate Bond ETF 8
Bank Of America Corp /de/ 8
Blackrock Ltd Duration Income Trust 8
HYGV - FlexShares Trust - FlexShares High Yield Value-Scored Bond Index Fund 8
Susquehanna International Group, Llp 8
XHYI - BondBloxx ETF Trust - BondBloxx USD High Yield Bond Industrial Sector ETF 8
PHIYX - PIMCO FUNDS - PIMCO High Yield Fund Institutional 8
PGDIX - PRINCIPAL FUNDS INC - Global Diversified Income Fund Institutional Class 8
Jane Street Group, Llc 8
Geode Capital Management, Llc 8
HYFAX - HARBOR FUNDS - Harbor High-Yield Bond Fund Institutional Class 8
PTBD - Pacer Funds Trust - Pacer Trendpilot US Bond ETF 8
JNBAX - JPMorgan Trust I - JPMorgan Income Builder Fund Class A 8
SHYAX - Sei Institutional Managed Trust - Simt High Yield Bond Fund Class F 8
SA FUNDS INVESTMENT TRUST - SA U.S. Core Market Fund 8
FMBIX - FIDELITY SALEM STREET TRUST - Fidelity Municipal Bond Index Fund 8
Simplex Trading, Llc 8
EKSAX - WELLS FARGO FUNDS TRUST - Wells Fargo Diversified Income Builder Fund Class A 8
BlackRock Variable Series Funds II, Inc. - BlackRock High Yield V.I. Fund Class I 8
SHYG - iSHARES TRUST - iShares 0-5 Year High Yield Corporate Bond ETF 8
WELLS FARGO MASTER TRUST - Wells Fargo U.S. REIT Portfolio 8
BlackRock Funds V - BlackRock High Yield Bond Portfolio Service Shares 8
Nomura Holdings Inc 8
Blackrock Multi-sector Income Trust 8
JNL SERIES TRUST - JNL Multi-Manager Alternative Fund (A) 8
SEASONS SERIES TRUST - SA Putnam Asset Allocation Diversified Growth Portfolio Class 1 8
HBLAX - HARTFORD MUTUAL FUNDS INC/CT - THE HARTFORD BALANCED INCOME FUND Class A 8
HYDW - DBX ETF TRUST - Xtrackers Low Beta High Yield Bond ETF 8
Credit Suisse Ag/ 8
AHITX - AMERICAN HIGH INCOME TRUST - AMERICAN HIGH INCOME TRUST Class A 8
Parallax Volatility Advisers, L.P. 8
EUSB - iSHARES TRUST - iShares ESG Advanced Total USD Bond Market ETF 7
State Street Corp 7
FSMTX - FIDELITY SALEM STREET TRUST - Fidelity SAI Total Bond Fund 7
HYXU - iShares, Inc. - iShares International High Yield Bond ETF 7
FPIOX - Fidelity Rutland Square Trust II - Strategic Advisers Income Opportunities Fund 7
Blackrock Credit Allocation Income Trust 7
LBHYX - THRIVENT MUTUAL FUNDS - Thrivent High Yield Fund Class A 7
SSTIX - STATE STREET VARIABLE INSURANCE SERIES FUNDS INC - State Street Total Return V.I.S. Fund Class 1 Shares 7
Pacitti Group Inc. 7
BlackRock, Inc. 7
Northern Trust Corp 7
VT - VANGUARD INTERNATIONAL EQUITY INDEX FUNDS - Vanguard Total World Stock Index Fund ETF Shares 7
GSCYX - GuideStone Funds - SMALL CAP EQUITY FUND Institutional 7
Assured Investment Management LLC 7
LZHOX - LAZARD FUNDS INC - Lazard US Corporate Income Portfolio Open Shares 7
(NWAKX) - NATIONWIDE MUTUAL FUNDS - Nationwide AllianzGI International Growth Fund Institutional Service Class 7
HYXF - iSHARES TRUST - iShares iBoxx $ High Yield ex Oil & Gas Corporate Bond ETF 7
BlackRock Series Fund II, Inc. - BlackRock High Yield Portfolio 7
ISIAX - Voya FUNDS TRUST - Voya Strategic Income Opportunities Fund Class A 7
Invesco Ltd. 7
HYLV - IndexIQ ETF Trust - IQ S&P High Yield Low Volatility Bond ETF 7
MAINSTAY VP FUNDS TRUST - MainStay VP MacKay High Yield Corporate Bond Portfolio Initial Class 7
KPRGX - KP Funds - KP RETIREMENT PATH 2045 FUND INSTITUTIONAL SHARES 7
ESEB - DBX ETF TRUST - Xtrackers Emerging Markets Bond - Interest Rate Hedged ETF 7
PIN - Invesco India Exchange-Traded Fund Trust - Invesco India ETF 7
PEAK6 Investments, L.P. 7
Highbridge Capital Management Llc 7
JDVSX - JPMorgan Trust I - JPMorgan Diversified Fund Class I 7
Neuberger Berman High Yield Strategies Fund Inc. 7
College Retirement Equities Fund 7
FALN - iSHARES TRUST - iShares Fallen Angels USD Bond ETF 7
Hudson Bay Capital Management LP 7
Forethought Variable Insurance Trust - Global Atlantic BlackRock High Yield Portfolio Class I Shares 7
Group One Trading, L.p. 7
MHCAX - MAINSTAY FUNDS - MainStay MacKay High Yield Corporate Bond Fund Class A 7
JSDHX - JPMorgan Trust I - JPMorgan Short Duration Core Plus Fund Class A 7
PHSIX - PIMCO FUNDS - PIMCO High Yield Spectrum Fund Institutional Class 7
THRIVENT SERIES FUND INC - Thrivent High Yield Portfolio Class A 7
AHGVX - American Century Investment Trust - Nt High Income Fund Investor Class 7
JPED - J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Event Driven ETF 7
EIPCX - EATON VANCE MUTUAL FUNDS TRUST - Parametric Commodity Strategy Fund Institutional Class 7
Huntington National Bank 7
Jefferies Group LLC 7
PUTNAM VARIABLE TRUST - Putnam VT Global Asset Allocation Fund Class IA Shares 7
IPYSX - Voya INVESTORS TRUST - Voya High Yield Portfolio Class S2 7
IHYAX - Voya FUNDS TRUST - Voya High Yield Bond Fund Class A 7
Cubist Systematic Strategies, LLC 7
Verition Fund Management LLC 7
GAAVX - GMO TRUST - GMO Alternative Allocation Fund Class VI 7
TCOBX - Adviser Managed Trust - Tactical Offensive Enhanced Fixed Income Fund 7
Two Sigma Investments, Lp 7
HYBB - iSHARES TRUST - iShares BB Rated Corporate Bond ETF 7
EITEX - EATON VANCE SERIES TRUST II - Parametric Tax-Managed Emerging Markets Fund Institutional Class 7
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 7
PABAX - PUTNAM ASSET ALLOCATION FUNDS - Putnam Dynamic Asset Allocation Balanced Fund Class A shares 7
Alliancebernstein Global High Income Fund Inc 7
SMQFX - Sei Institutional Investments Trust - Siit Emerging Markets Equity Fund - Class A 7
FAAAX - Franklin Alternative Strategies Funds - Franklin K2 Alternative Strategies Fund Class A 7
HYZD - WisdomTree Trust - WisdomTree Interest Rate Hedged High Yield Bond Fund N/A 7
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 7
HLIPX - JPMORGAN TRUST II - JPMorgan Core Plus Bond Fund Class I 7
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 7
Pnc Financial Services Group, Inc. 7
THRIVENT SERIES FUND INC - Thrivent Diversified Income Plus Portfolio Class A 6
AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) - Invesco Oppenheimer V.I. Global Strategic Income Fund Series II 6
THRIVENT SERIES FUND INC - Thrivent Balanced Income Plus Portfolio Class A 6
PICK - iShares, Inc. - iShares MSCI Global Metals & Mining Producers ETF 6
GBOAX - JPMorgan Trust I - JPMorgan Global Bond Opportunities Fund Class A 6
Manufacturers Life Insurance Company, The 6
EVIFX - EATON VANCE SPECIAL INVESTMENT TRUST - Eaton Vance Balanced Fund Class A 6
Polar Asset Management Partners Inc. 6
Alpine Global Management, LLC 6
Ameriprise Financial Inc 6
Principal Funds Inc 6
TCAAX - THRIVENT MUTUAL FUNDS - Thrivent Moderately Conservative Allocation Fund Class A 6
AABFX - THRIVENT MUTUAL FUNDS - Thrivent Balanced Income Plus Fund Class A 6
HYS - PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund 6
AMERICAN FUNDS INSURANCE SERIES - High-Income Bond Fund Class 1 6
THMAX - THRIVENT MUTUAL FUNDS - Thrivent Moderate Allocation Fund Class A 6
BlueCrest Capital Management Ltd 6
TMAAX - THRIVENT MUTUAL FUNDS - Thrivent Moderately Aggressive Allocation Fund Class A 6
QCSTRX - COLLEGE RETIREMENT EQUITIES FUND - Stock Account Class R1 6
PEAK6 Investments LLC 6
Bank Of Montreal /can/ 6
BLACKROCK ADVANTAGE GLOBAL FUND, INC. - BLACKROCK ADVANTAGE GLOBAL FUND, INC. Investor A 6
XBB - BondBloxx ETF Trust - BondBloxx BB Rated USD High Yield Corporate Bond ETF 6
THYAX - TOUCHSTONE FUNDS GROUP TRUST - Touchstone High Yield Fund Class A 6
IMTB - iSHARES TRUST - iShares Core 5-10 Year USD Bond ETF 6
PUTNAM VARIABLE TRUST - Putnam VT High Yield Fund Class IA Shares 6
PHYIX - PUTNAM HIGH YIELD FUND - PUTNAM HIGH YIELD FUND Class Y Shares 6
Lazard Asset Management Llc 6
VDAFX - VALIC Co I - Dynamic Allocation Fund 6
PUTNAM VARIABLE TRUST - Putnam VT Diversified Income Fund Class IA Shares 6
PRINCIPAL VARIABLE CONTRACTS FUNDS INC - LargeCap Growth Account I Class 1 6
BlackRock Funds V - BlackRock Credit Strategies Income Fund Investor A Shares 6
SMSAX - SEI INSTITUTIONAL MANAGED TRUST - SIMT Multi-Strategy Alternative Fund Class F 6
BlackRock Institutional Trust Company, N.A. 6
Renaissance Technologies Llc 6
GMAMX - Goldman Sachs Trust II - Goldman Sachs Multi-Manager Alternatives Fund Class A Shares 6
THRIVENT SERIES FUND INC - Thrivent Moderately Conservative Allocation Portfolio Class A 6
PWTAX - UBS INVESTMENT TRUST - UBS U.S. Allocation Fund Class A 6
Brighthouse Funds Trust I - BlackRock High Yield Portfolio Class A 6
SPEU - SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) - SPDR(R) Portfolio Europe ETF 6
WINAX - WILMINGTON FUNDS - Wilmington International Fund Class A Shares 6
D. E. Shaw & Co., Inc. 6
Brookstone Capital Management 6
Price T Rowe Associates Inc /md/ 6
JNK - SPDR SERIES TRUST - SPDR(R) Bloomberg Barclays High Yield Bond ETF 6
California Public Employees Retirement System 6
IHFAX - INTEGRITY FUNDS - Integrity High Income Fund Class A 6
AAHYX - THRIVENT MUTUAL FUNDS - Thrivent Diversified Income Plus Fund Class A 6
Hrt Financial Lp 6
Arrowstreet Capital, Limited Partnership 6
SSSEX - STATE STREET VARIABLE INSURANCE SERIES FUNDS INC - State Street Small-Cap Equity V.I.S. Fund Class 1 Shares 6
PIAFX - AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS) - Invesco Multi-Asset Income Fund Class A 6
Aqr Capital Management Llc 6
GEQIX - GLENMEDE FUND INC - Equity Income Portfolio 6
Css Llc/il 6
NHINX - NEUBERGER BERMAN INCOME FUNDS - Neuberger Berman High Income Bond Fund Investor Class 6
Rhumbline Advisers 6
Moore Capital Management, Lp 6
Ubs Ag 6
VTWSX - VANGUARD INTERNATIONAL EQUITY INDEX FUNDS - Vanguard Total World Stock Index Fund Investor Shares 6
Jnl Series Trust - Jnl/neuberger Berman Strategic Income Fund (a) 6
Greater India Portfolio - Greater India Portfolio 6
FTEJX - FIDELITY INVESTMENT TRUST - Fidelity Total Emerging Markets Fund Fidelity Advisor Total Emerging Markets Fund: Class I 6
BlackRock Funds II - BLACKROCK MANAGED INCOME FUND CLASS K SHARES 6
Walleye Trading LLC 6
VPVHYDV - PIMCO VARIABLE INSURANCE TRUST - PIMCO High Yield Portfolio Administrative 6
THRIVENT SERIES FUND INC - Thrivent Moderate Allocation Portfolio Class A 6
Paloma Partners Management Co 6
Putnam Premier Income Trust 6
PCSIX - PACE SELECT ADVISORS TRUST - PACE Strategic Fixed Income Investments Class P 6
JSACX - JPMorgan Trust I - JPMorgan SmartRetirement 2045 Fund Class C 6
Advanced Series Trust - Ast T. Rowe Price Asset Allocation Portfolio 6
LLDYX - LORD ABBETT INVESTMENT TRUST - Lord Abbett Short Duration Income Fund Class I 6
Eaton Vance Ltd Duration Income Fund 6
AUMIX - Allianz Funds Multi-Strategy Trust - AllianzGI Ultra Micro Cap Fund Institutional Class 6
LHYAX - LORD ABBETT INVESTMENT TRUST - Lord Abbett High Yield Fund Class A 6
FLEU - Franklin Templeton ETF Trust - Franklin FTSE Europe Hedged ETF 6
THRIVENT SERIES FUND INC - Thrivent Moderately Aggressive Allocation Portfolio Class A 6
SGYAX - Sei Institutional Investments Trust - Siit High Yield Bond Fund - Class A 6
LIFAX - LORD ABBETT INVESTMENT TRUST - Lord Abbett Inflation Focused Fund Class A 6
OWSMX - OLD WESTBURY FUNDS INC - Old Westbury Small & Mid Cap Strategies Fund 6
Prelude Capital Management, Llc 6
PDINX - PUTNAM DIVERSIFIED INCOME TRUST - PUTNAM DIVERSIFIED INCOME TRUST Class A Shares 6
Guggenheim Capital Llc 6
TCOFX - Adviser Managed Trust - Tactical Offensive Fixed Income Fund 6
MXHYX - GREAT-WEST FUNDS INC - Great-West High Yield Bond Fund Investor Class 6
Bnp Paribas Arbitrage, Sa 6
BlackRock Fund Advisors 6
Blackrock Core Bond Trust 6
California State Teachers Retirement System 5
FSHGX - FIDELITY SUMMER STREET TRUST - Fidelity SAI High Income Fund 5
Dupont Capital Management Corp 5
High Income Opportunities Portfolio - High Income Opportunities Portfolio 5
Dynamic Technology Lab Private Ltd 5
Spot Trading L.L.C 5
Bridgeway Capital Management Inc 5
Basso Capital Management, L.p. 5
American International Group, Inc. 5
Panagora Asset Management Inc 5
COSIX - COLUMBIA FUNDS SERIES TRUST I - Columbia Strategic Income Fund Class A 5
INEAX - Columbia Funds Series Trust II - Columbia High Yield Bond Fund Class A 5
GHYB - Goldman Sachs ETF Trust - Goldman Sachs Access High Yield Corporate Bond ETF 5
Tiaa Cref Investment Management Llc 5
AAINX - THRIVENT MUTUAL FUNDS - Thrivent Opportunity Income Plus Fund Class A 5
SHYL - DBX ETF TRUST - Xtrackers Short Duration High Yield Bond ETF 5
FDHY - FIDELITY COVINGTON TRUST - Fidelity High Yield Factor ETF 5
ESHY - DBX ETF TRUST - Xtrackers High Yield Corporate Bond - Interest Rate Hedged ETF 5
Advanced Series Trust - Ast Prudential Growth Allocation Portfolio 5
FIBR - iSHARES TRUST - iShares Edge U.S. Fixed Income Balanced Risk ETF 5
Charles Schwab Investment Management Inc 5
Tiaa-cref Funds 5
Brighthouse Funds Trust I - Brighthouse/Aberdeen Emerging Markets Equity Portfolio Class A 5
BlackRock Credit Strategies Fund 5
Aberdeen Global Income Fund Inc 5
Parametric Portfolio Associates Llc 5
LORD ABBETT SERIES FUND INC - Short Duration Income Portfolio Class VC 5
VANGUARD VARIABLE INSURANCE FUNDS - High-Yield Bond Portfolio 5
AIOAX - Columbia Funds Series Trust II - Columbia Income Opportunities Fund Class A 5
TRANSAMERICA SERIES TRUST - Transamerica AEGON High Yield Bond VP Initial 5
LIBAX - COLUMBIA FUNDS SERIES TRUST I - Columbia Total Return Bond Fund Class A 5
LIIAX - COLUMBIA FUNDS SERIES TRUST I - Columbia Corporate Income Fund Class A 5
Royce & Associates Lp 5
Blackrock Debt Strategies Fund, Inc. 5
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 5
Us Bancorp \de\ 5
BlackRock Investment Management, LLC 5
WIORX - WILSHIRE MUTUAL FUNDS INC - Wilshire Income Opportunities Fund Investment Class 5
ABHIX - American Century Investment Trust - High-yield Fund Investor Class 5
Vanguard Group Inc 5
IFP Advisors, Inc 5
TIFF INVESTMENT PROGRAM - TIFF Multi-Asset Fund 5
SSCJX - STATE STREET INSTITUTIONAL INVESTMENT TRUST - State Street Target Retirement 2035 Fund Class I 5
BLACKROCK FUNDS - BlackRock Emerging Markets Equity Strategies Fund Investor A 5
IADEX - Voya MUTUAL FUNDS - Voya Diversified Emerging Markets Debt Fund Class A 5
MGLVX - Mercer Funds - Mercer Global Low Volatility Equity Fund Class Y-3 5
QSRIX - AQR Funds - AQR Small Cap Relaxed Constraint Equity Fund Class I 5
VEU - VANGUARD INTERNATIONAL EQUITY INDEX FUNDS - Vanguard FTSE All-World ex-US Index Fund ETF Shares 5
Oppenheimer & Co Inc 5
Nationwide Fund Advisors 5
Jnl Series Trust - Jnl/t. Rowe Price Managed Volatility Balanced Fund (a) 5
HAHAX - HARTFORD MUTUAL FUNDS INC/CT - THE HARTFORD HIGH YIELD FUND Class A 5
New York State Common Retirement Fund 5
IIIAX - Voya VARIABLE PORTFOLIOS INC - Voya International Index Portfolio Class ADV 5
Aperio Group, LLC 5
DELAWARE VIP TRUST - Delaware VIP Fund for Income Series Standard 5
CVGRX - CALAMOS INVESTMENT TRUST/IL - Calamos Growth Fund Class A 5
JPMORGAN INSURANCE TRUST - JPMorgan Insurance Trust Income Builder Portfolio Class 1 5
John Hancock Hedged Equity & Income Fund 5
PIBAX - PRUDENTIAL INVESTMENT PORTFOLIOS, INC. - PGIM BALANCED FUND Class A 5
HCIEX - HC CAPITAL TRUST - The International Equity Portfolio HC Strategic Shares 5
SUNAMERICA SERIES TRUST - SA T. Rowe Price VCP Balanced Portfolio Class 3 5
SCYB - SCHWAB STRATEGIC TRUST - Schwab High Yield Bond ETF 5
NSTRX - COLUMBIA FUNDS SERIES TRUST - Columbia Short Term Bond Fund Class A 5
Raymond James & Associates 5
Landscape Capital Management, L.l.c. 5
Marathon Trading Investment Management LLC 5
AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS) - Invesco Oppenheimer Global Strategic Income Fund Class R6 5
ProShare Advisors LLC 5
Calamos Advisors LLC 5
Gsa Capital Partners Llp 5
Captrust Financial Advisors 5
Sonora Investment Management, LLC 5
DPLTX - BNY Mellon Investment Funds III - BNY Mellon High Yield Fund Class A 5
MTSMX - BNY MELLON FUNDS TRUST - BNY Mellon Tax Sensitive Large Cap Multi-Strategy Fund Class M Shares 5
RMYAX - RUSSELL INVESTMENT CO - Multi-Strategy Income Fund Class A 5
A.R.T. Advisors, LLC 5
EAM Investors, LLC 5
Cutler Group LP 5
SBHEX - Segall Bryant & Hamill Trust - Segall Bryant & Hamill Emerging Markets Fund Retail Class 5
GSEQX - Goldman Sachs Trust II - Goldman Sachs Multi-Manager Global Equity Fund Class R6 Shares 5
Bank of New York Mellon Corp 5
Columbia Funds Variable Series Trust II - Columbia Variable Portfolio - High Yield Bond Fund Class 3 5
MDHAX - MAINSTAY FUNDS TRUST - MainStay MacKay Short Duration High Yield Fund Class A 5
Columbia Funds Variable Series Trust II - Columbia Variable Portfolio - Intermediate Bond Fund Class 3 5
FLAX - Franklin Templeton ETF Trust - Franklin FTSE Asia ex Japan ETF 5
Columbia Funds Variable Series Trust II - Columbia Variable Portfolio - Income Opportunities Fund Class 3 5
CAIBX - CAPITAL INCOME BUILDER - CAPITAL INCOME BUILDER Class A 5
Ladenburg Thalmann Financial Services Inc 5
Glenmede Trust Co Na 5
UNIY - WisdomTree Trust - WisdomTree Voya Yield Enhanced USD Universal Bond Fund N/A 5
Dimensional Fund Advisors Lp 5
THRIVENT SERIES FUND INC - Thrivent Opportunity Income Plus Portfolio Class A 5
AGG - iSHARES TRUST - iShares Core U.S. Aggregate Bond ETF 5
Clear Street Markets Llc 5
BlackRock Funds IV - BlackRock Systematic Multi-Strategy Fund Investor A Shares 5
IHIYX - TRANSAMERICA FUNDS - Transamerica High Yield Bond A 5
BlackRock Funds IV - BlackRock Global Long/Short Credit Fund Investor A Shares 5
BlackRock Funds II - BlackRock Dynamic High Income Portfolio Investor A 5
BJBHX - ABERDEEN INVESTMENT FUNDS - Aberdeen Global High Income Fund Class A 5
QHI2Q - VARIABLE INSURANCE PRODUCTS FUND - High Income Portfolio Initial Class 5
GSHIX - GOLDMAN SACHS TRUST - Goldman Sachs High Yield Fund Institutional 5
Walleye Capital LLC 5
PBOMX - PRINCIPAL FUNDS INC - Core Plus Bond Fund fka Bond & Mortgage Securities Fund R-1 5
WELLS FARGO MASTER TRUST - Wells Fargo High Yield Corporate Bond Portfolio 5
VGTSX - VANGUARD STAR FUNDS - Vanguard Total International Stock Index Fund Investor Shares 5
FSCRX - FIDELITY CONCORD STREET TRUST - Fidelity Small Cap Discovery Fund 5
Ancora Advisors, LLC 5
Balyasny Asset Management Llc 5
PAXHX - PAX WORLD FUNDS SERIES TRUST I - Pax High Yield Bond Fund Investor Class 5
VEIEX - VANGUARD INTERNATIONAL EQUITY INDEX FUNDS - Vanguard Emerging Markets Stock Index Fund Investor Shares 5
COLUMBIA FUNDS VARIABLE INSURANCE TRUST - Columbia Variable Portfolio - Strategic Income Fund Class 1 5
Creative Planning 5
Castle Creek Arbitrage, LLC 5
Quantbot Technologies LP 5
Putnam Master Intermediate Income Trust 5
AMECX - INCOME FUND OF AMERICA - INCOME FUND OF AMERICA Class A 5
Alliancebernstein L.p. 5
HYLD - Exchange Listed Funds Trust - High Yield ETF 5
GERIX - GOLDMAN SACHS TRUST - Goldman Sachs Emerging Markets Equity Insights Fund Institutional 5
SBHAX - Investment Managers Series Trust - Segall Bryant & Hamill All Cap Fund 5
FSHNX - FIDELITY SUMMER STREET TRUST - Fidelity Series High Income Fund 5
FHAIX - Franklin High Income Trust - Franklin High Income Fund Class A1 5
Jnl Series Trust - Jnl/mfs Mid Cap Value Fund Jnl/mfs Mid Cap Value Fund (a) 5
Sei Investments Co 5
Capstone Investment Advisors, Llc 5
SPHIX - FIDELITY SUMMER STREET TRUST - Fidelity High Income Fund 5
JDYRX - PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 15 - PGIM HIGH YIELD FUND Class R 5
MZLIX - PROFESSIONALLY MANAGED PORTFOLIOS - Muzinich Low Duration Fund Institutional Shares 5
Two Sigma Advisers, Lp 5
Two Sigma Securities, Llc 5
TVOAX - TOUCHSTONE FUNDS GROUP TRUST - TOUCHSTONE SMALL CAP VALUE FUND Class A 5
TSDUX - MORGAN STANLEY PATHWAY FUNDS - Ultra-Short Term Fixed Income Fund 5
Acadian Asset Management Llc 5
LMR Partners LLP 5
FPCIX - Fidelity Rutland Square Trust II - Strategic Advisers Core Income Fund 5
VITNX - VANGUARD INSTITUTIONAL INDEX FUNDS - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 5
Connor, Clark & Lunn Investment Management Ltd. 5
Virtu Financial LLC 5
Schonfeld Strategic Advisors LLC 5
FTBFX - FIDELITY INCOME FUND /MA/ - Fidelity Total Bond Fund 5
ANGL - VanEck Vectors ETF Trust - VanEck Vectors Fallen Angel High Yield Bond ETF 5
SG Americas Securities, LLC 5
SWAGX - SCHWAB INVESTMENTS - Schwab U.S. Aggregate Bond Index Fund 5
VAMO - Cambria ETF Trust - Cambria Value and Momentum ETF 5
LPL Financial LLC 5
VWEHX - VANGUARD FIXED INCOME SECURITIES FUNDS - Vanguard High-Yield Corporate Fund Investor Shares 5
PGHY - Invesco Exchange-Traded Fund Trust II - Invesco Global Short Term High Yield Bond ETF 5
SCHE - SCHWAB STRATEGIC TRUST - Schwab Emerging Markets Equity ETF 5
Brighthouse Funds Trust I - SSGA Emerging Markets Enhanced Index Portfolio Class B 5
Davidson Kempner Capital Management Lp 5
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP T. Rowe Price 2020 Fund Standard Class 5
FAFIX - PFM Multi-Manager Series Trust - PFM Multi-Manager Fixed-Income Fund Institutional Class 5
OBND - SSGA Active Trust - SPDR Loomis Sayles Opportunistic Bond ETF 5
Guggenheim Variable Funds Trust - SERIES P (HIGH YIELD SERIES) A 5
DPREX - DELAWARE POOLED TRUST - Delaware Global Listed Real Assets Fund CLASS A 4
SAC Capital Advisors LP 4
Linden Advisors Lp 4
TRANSAMERICA ASSET ALLOCATION VARIABLE FUNDS - Transamerica Asset Allocation-Short Horizon Subaccount 4
Transamerica Partners Portfolios 4
BlackRock Funds III - iShares Russell 1000 Large-Cap Index Fund Investor A Shares 4
VYSVX - Vericimetry Funds - Vericimetry U.S. Small Cap Value Fund 4
Cinctive Capital Management LP 4
Northwestern Mutual Wealth Management Co 4
MSEJX - MASSMUTUAL SELECT FUNDS - MM Select Equity Asset Fund Class I 4
XCEM - Columbia ETF Trust II - Columbia EM Core ex-China ETF 4
Commonwealth Of Pennsylvania Public School Empls Retrmt Sys 4
Sculptor Capital LP 4
Hotchkis & Wiley Capital Management Llc 4
Vanguard Horizon Funds 4
AMHYX - AIM INVESTMENT SECURITIES FUNDS (INVESCO INVESTMENT SECURITIES FUNDS) - INVESCO High Yield Fund Class A 4
Palisade Capital Management Llc/nj 4
Thrivent Financial For Lutherans 4
Teacher Retirement System Of Texas 4
MASTER INVESTMENT PORTFOLIO - LifePath Dynamic 2025 Master Portfolio 4
Enterprise Financial Services Corp 4
MFS VARIABLE INSURANCE TRUST II - MFS High Yield Portfolio Initial Class 4
Howe & Rusling Inc 4
Old Mission Capital Llc 4
Trexquant Investment LP 4
Tudor Investment Corp Et Al 4
WELLS FARGO MASTER TRUST - Wells Fargo Factor Enhanced Emerging Markets Portfolio 4
GIMFX - GMO TRUST - GMO Implementation Fund 4
FTKFX - FIDELITY INCOME FUND /MA/ - Fidelity Total Bond K6 Fund 4
IEMG - iShares, Inc. - iShares Core MSCI Emerging Markets ETF 4
EMGF - iShares, Inc. - iShares Edge MSCI Multifactor Emerging Markets ETF 4
REMG - Russell Investments Exchange Traded Funds - Emerging Markets Equity Active ETF 4
HYND - WisdomTree Trust - WisdomTree Negative Duration High Yield Bond Fund N/A 4
TMSRX - T. Rowe Price Multi-Strategy Total Return Fund, Inc. - T. Rowe Price Multi-Strategy Total Return Fund 4
JEVNX - John Hancock Funds II - Emerging Markets Fund Class NAV 4
TMLDX - THRIVENT MUTUAL FUNDS - Thrivent Multidimensional Income Fund Class S 4
TSTRX - TRANSAMERICA FUNDS - Transamerica Stock Index R 4
FSAMX - Fidelity Rutland Square Trust II - Strategic Advisers Emerging Markets Fund 4
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 4
Global Retirement Partners, LLC 4
Envestnet Asset Management Inc 4
JSOSX - JPMorgan Trust I - JPMorgan Strategic Income Opportunities Fund Class I 4
New World Fund Inc 4
CBLAX - COLUMBIA FUNDS SERIES TRUST I - Columbia Balanced Fund Class A 4
Teachers Advisors, Llc 4
VCGEX - VALIC Co I - Emerging Economies Fund 4
Boothbay Fund Management, Llc 4
DGFFX - Brinker Capital Destinations Trust - Destinations Global Fixed Income Opportunities Fund Class I 4
Legal & General Group Plc 4
Metropolitan Life Insurance Co/ny 4
WEUSX - Sei Institutional Investments Trust - Siit World Equity Ex-us Fund - Class A 4
Advisors Asset Management, Inc. 4
Cibc World Markets Corp 4
BHYB - DBX ETF TRUST - Xtrackers USD High Yield BB-B ex Financials ETF 4
SPEM - SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) - SPDR(R) Portfolio Emerging Markets ETF 4
Squarepoint Ops LLC 4
IIFAX - Voya INVESTORS TRUST - Voya Balanced Income Portfolio Class ADV 4
Voya Investment Management Llc 4
Allworth Financial LP 4
HYSAX - PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 15 - PGIM Short Duration High Yield Income Fund Class A 4
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP BlackRock Global Allocation Fund Standard Class 4
ANDAX - ALLIANZ FUNDS - AllianzGI NFJ Dividend Value Fund Administrative 4
GXUS - Goldman Sachs ETF Trust II - Goldman Sachs MarketBeta(R) Total International Equity ETF 4
MEMSX - Mercer Funds - Mercer Emerging Markets Equity Fund Class I 4
LCGNX - WILLIAM BLAIR FUNDS - William Blair Large Cap Growth Fund Class N 4
Allianz Asset Management GmbH 4
Vertex One Asset Management Inc. 4
Ubs Asset Management Americas Inc 4
IEPIX - Voya VARIABLE PORTFOLIOS INC - Voya Emerging Markets Index Portfolio Class I 4
VVITX - Voya FUNDS TRUST - Voya VACS Series HYB Fund 4
BlackRock Group LTD 4
Columbia Funds Variable Series Trust II - Columbia Variable Portfolio - Global Strategic Income Fund Class 3 4
Oppenheimer Etf Trust 4
EAAMX - EATON VANCE MUTUAL FUNDS TRUST - Eaton Vance Multi-Asset Credit Fund Class A 4
EVIBX - EATON VANCE SERIES TRUST II - Eaton Vance Income Fund of Boston Class A 4
Tfs Capital Llc 4
IMAYX - IVY FUNDS - Ivy Apollo Multi-Asset Income Fund Class Y 4
Columbia Funds Variable Series Trust II - Columbia Variable Portfolio - Balanced Fund Class 3 4
RIFBX - RUSSELL INVESTMENT FUNDS - U.S. Small Cap Equity Fund 4
First Horizon Advisors, Inc. 4
SCHZ - SCHWAB STRATEGIC TRUST - Schwab U.S. Aggregate Bond ETF 4
FBND - Fidelity Merrimack Street Trust - Fidelity Total Bond ETF 4
Assetmark, Inc 4
Stevens Capital Management Lp 4
Putnam ETF Trust - Putnam ESG High Yield ETF - 4
American Funds Insurance Series 4
Airain ltd 4
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT Core Plus Bond Fund Class I 4
DFCEX - Dfa Investment Dimensions Group Inc - Emerging Markets Core Equity Portfolio - Institutional Class 4
DFA INVESTMENT DIMENSIONS GROUP INC - T.A. World ex U.S. Core Equity Portfolio - Institutional Class 4
DFA INVESTMENT DIMENSIONS GROUP INC - World ex U.S. Core Equity Portfolio Institutional Class Shares 4
Td Asset Management Inc 4
SEBLX - TOUCHSTONE STRATEGIC TRUST - Touchstone Balanced Fund Class A 4
State Board Of Administration Of Florida Retirement System 4
Principal Financial Group Inc 4
QCGLRX - COLLEGE RETIREMENT EQUITIES FUND - Global Equities Account Class R1 4
IQHI - IndexIQ Active ETF Trust - IQ MacKay ESG High Income ETF 4
Franklin Universal Trust 4
SEMIX - ADVISORS SERIES TRUST - Semper Short Duration Fund Institutional Class 4
TOBAX - TOUCHSTONE FUNDS GROUP TRUST - Touchstone Active Bond Fund Class A 4
DFA INVESTMENT DIMENSIONS GROUP INC - DFA Global Core Plus Fixed Income Portfolio Institutional Class 4
Dfa Investment Trust Co - The Emerging Markets Series 4
DFA INVESTMENT DIMENSIONS GROUP INC - Emerging Markets Social Core Equity Portfolio Shares 4
Prudential Short Duration High Yield Fund, Inc. 4
Putnam Investments Llc 4
Mutual Of America Capital Management Llc 4
HYPPX - MFS SERIES TRUST III - MFS High Yield Pooled Portfolio Fund Shares 4
MHITX - MFS SERIES TRUST III - MFS High Income Fund A 4
Russell Frank Co/ 4
TOUCHSTONE VARIABLE SERIES TRUST - Touchstone Bond Fund - Class I 4
Ssi Investment Management Llc 4
GSIE - Goldman Sachs ETF Trust - Goldman Sachs ActiveBeta(R) International Equity ETF 4
Mfs Intermediate High Income Fund 4
PRAFX - T. Rowe Price Real Assets Fund, Inc. - T. Rowe Price Real Assets Fund, Inc. 4
FZILX - FIDELITY CONCORD STREET TRUST - Fidelity ZERO International Index Fund 4
Invesco High Income Trust Ii 4
FZROX - FIDELITY CONCORD STREET TRUST - Fidelity ZERO Total Market Index Fund 4
Managed Account Advisors Llc 4
Mfs Charter Income Trust 4
Swiss National Bank 4
OMERS ADMINISTRATION Corp 4
Steward Partners Investment Advisory, Llc 4
BEARX - FEDERATED EQUITY FUNDS - Federated Prudent Bear Fund Class A Shares 4
Weiss Multi-Strategy Advisers LLC 4
TNXAX - 1290 Funds - 1290 DoubleLine Dynamic Allocation Fund Class A 4
MEMQX - Mercer Funds - Mercer Emerging Markets Equity Fund Class Y-3 4
SSGVX - STATE STREET INSTITUTIONAL INVESTMENT TRUST - State Street Global Equity ex-U.S. Index Portfolio State Street Global All Cap Equity ex-U.S. Index Portfolio 4
GFSYX - GuideStone Funds - Strategic Alternatives Fund Institutional 4
DAAIX - Dunham Funds - Dunham Long/Short Credit Fund Class A 4
GEMYX - GuideStone Funds - Emerging Markets Equity Fund Institutional 4
DTSVX - Wilshire Mutual Funds Inc - Small Company Value Portfolio Investment Class 4
Global Macro Capital Opportunities Portfolio - Global Macro Capital Opportunities Portfolio 4
Global Income Builder Portfolio - Global Income Builder Portfolio 4
Phoenix Holdings Ltd. 4
Nuveen High Income November 2021 Target Term Fund 4
Signaturefd, Llc 4
Clear Street Llc 4
Marshall Wace North America L.P. 4
DFAX - Dimensional ETF Trust - Dimensional World ex U.S. Core Equity 2 ETF 4
PINCX - PUTNAM INCOME FUND - PUTNAM INCOME FUND Class A Shares 4
WealthPLAN Partners, LLC 4
JAHYX - JANUS INVESTMENT FUND - Janus Henderson High-Yield Fund Class T 4
Sterling Capital Management LLC 4
EFCAX - FINANCIAL INVESTORS TRUST - Emerald Insights Fund Class A 4
PRUDENTIAL SERIES FUND - HIGH YIELD BOND PORTFOLIO Class I 4
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP Delaware High Yield Fund Standard Class 4
AMERICAN FUNDS INSURANCE SERIES - Global Bond Fund Class 1 4
First Trust High Income Long/short Fund 4
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Fidelity Institutional Asset Management Multi-Strategy Fund Class 2 4
BlackRock Advisors LLC 4
VHYLX - VALIC Co I - High Yield Bond Fund 4
Advent Claymore Convertible Securities & Income Fund 4
JAFVX - JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 4
Timber Hill LLC 4
Advisory Services Network, LLC 4
JAEWX - JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Cap Index Trust NAV 4
JVANX - JOHN HANCOCK VARIABLE INSURANCE TRUST - International Equity Index Trust NAV 4
Geneos Wealth Management Inc. 4
Victory Capital Management Inc 4
DFAE - Dimensional ETF Trust - Dimensional Emerging Core Equity Market ETF 4
American Century Companies Inc 4
PACIFIC SELECT FUND - PD Emerging Markets Portfolio Class P 4
Mfs Special Value Trust 4
ADVANCED SERIES TRUST - AST Parametric Emerging Markets Equity Portfolio 4
Credit Agricole S A 4
VTRIX - VANGUARD TRUSTEES' EQUITY FUND - Vanguard International Value Fund Investor Shares 4
Hartford Mutual Funds Inc/ct 4
Mfs Multimarket Income Trust 4
Context Capital Management, LLC 4
Cwm, Llc 4
DHOAX - Delaware Group Income Funds - Delaware High-yield Opportunities Fund Class A 4
Cerity Partners LLC 4
SASAX - SunAmerica Specialty Series - AIG Small-Cap Fund A Shares 4
SIEMX - SEI INSTITUTIONAL INTERNATIONAL TRUST - SIT EMERGING MARKETS EQUITY FUND - CLASS F, effective 1-31-2017 (formerly Class A) 4
Franklin Templeton Variable Insurance Products Trust - Franklin Strategic Income Vip Fund Class 1 4
TLTE - FlexShares Trust - FlexShares Morningstar Emerging Markets Factor Tilt Index Fund 4
TAHYX - PIONEER HIGH YIELD FUND - Pioneer High Yield Fund : Class A 4
Cowen Group, Inc. 4
Cantor Fitzgerald, L. P. 4
BLACKROCK FUNDS - BlackRock Advantage Emerging Markets Fund Investor A Shares 4
OWCIX - OLD WESTBURY FUNDS INC - Old Westbury Credit Income Fund 4
Aristeia Capital Llc 4
TAKJX - TRANSAMERICA FUNDS - Transamerica High Yield ESG I2 4
JANUS ASPEN SERIES - Janus Henderson U.S. Low Volatility Portfolio Service Shares 4
Comerica Bank 4
GIOAX - GUGGENHEIM FUNDS TRUST - Guggenheim Macro Opportunities Fund A-Class 4
GIBAX - GUGGENHEIM FUNDS TRUST - Guggenheim Total Return Bond Fund A-Class 4
RFCYX - RUSSELL INVESTMENT CO - Strategic Bond Fund Class Y 4
IXUS - iSHARES TRUST - iShares Core MSCI Total International Stock ETF 4
SHYIX - GUGGENHEIM FUNDS TRUST - Guggenheim High Yield Fund Institutional Class 4
CWBFX - CAPITAL WORLD BOND FUND - CAPITAL WORLD BOND FUND Class A 4
MXENX - GREAT-WEST FUNDS INC - Great-West Emerging Markets Equity Fund Institutional Class 4
Fifth Third Bancorp 4
Six Circles Trust - Six Circles Credit Opportunities Fund 4
VBINX - Vanguard Valley Forge Funds - Vanguard Balanced Index Fund Investor Shares 4
Gabelli Funds Llc 4
Prudential Financial Inc 4
PIONEER VARIABLE CONTRACTS TRUST /MA/ - Pioneer High Yield VCT Portfolio : Class I 4
Knight Capital Group, Inc. 4
DNLAX - BNY MELLON OPPORTUNITY FUNDS - BNY Mellon Natural Resources Fund Class A 4
Massmutual Trust Co Fsb/adv 4
TCOEX - Adviser Managed Trust - Tactical Offensive Equity Fund 4
GSEE - Goldman Sachs ETF Trust - Goldman Sachs MarketBeta Emerging Markets Equity ETF 4
HSNCX - HARTFORD MUTUAL FUNDS INC/CT - THE HARTFORD STRATEGIC INCOME FUND Class C 4
HWDAX - HARTFORD MUTUAL FUNDS INC/CT - The Hartford World Bond Fund Class A 4
HRLIX - HARTFORD MUTUAL FUNDS INC/CT - The Hartford Global Real Asset Fund Class I 4
MASFX - LITMAN GREGORY FUNDS TRUST - Litman Gregory Masters Alternative Strategies Fund Institutional Class 4
Jnl Series Trust - Jnl/fidelity Institutional Asset Management Total Bond Fund (a) 4
Bessemer Group Inc 4
Kepos Capital LP 4
BKEM - BNY Mellon ETF Trust - BNY Mellon Emerging Markets Equity ETF 4
WBND - Legg Mason ETF Investment Trust - Western Asset Total Return ETF 4
AOBLX - Pioneer Series Trust IV - Pioneer Balanced ESG Fund : Class A 4
Lombard Odier Asset Management (USA) Corp 4
OSTIX - PROFESSIONALLY MANAGED PORTFOLIOS - Osterweis Strategic Income Fund Investor Class 4
DDJCX - ALPS Series Trust - DDJ Opportunistic High Yield Fund Class I 4
SCFAX - ADVISORS SERIES TRUST - Shenkman Capital Short Duration High Income Fund Class A 4
Prudential Global Short Duration High Yield Fund, Inc. 4
Wolverine Trading, Llc 4
GHYYX - PIONEER SERIES TRUST VII - Pioneer Global High Yield Fund : Class Y 4
Advisor Group, Inc. 4
Magnetar Financial LLC 4
Jane Street Holding, LLC 4
REMSX - RUSSELL INVESTMENT CO - Emerging Markets Fund Class S 4
RFCEX - RUSSELL INVESTMENT CO - Strategic Bond Fund Class E 4
NCOAX - NUVEEN INVESTMENT TRUST III - Nuveen Symphony High Yield Income Fund Class A 4
Advisor Group Holdings, Inc. 4
GLBLX - LEUTHOLD FUNDS INC - Leuthold Global Fund (Retail) 4
RCRAX - PIONEER SERIES TRUST X - Pioneer Dynamic Credit Fund : Class A 4
CYBAX - CALVERT FUND - Calvert High Yield Bond Fund Class A 4
Picton Mahoney Asset Management 3
Great West Life Assurance Co /can/ 3
Profund Advisors Llc 3
RYDEX VARIABLE TRUST - Biotechnology Fund Variable Annuity 3
FLIN - Franklin Templeton ETF Trust - Franklin FTSE India ETF 3
Mackay Shields Llc 3
Fir Tree Capital Management Lp 3
Campbell & CO Investment Adviser LLC 3
EPI - WisdomTree Trust - WisdomTree India Earnings Fund N/A 3
Hbk Investments L P 3
Morgan Stanley India Investment Fund, Inc. 3
TEDMX - TEMPLETON DEVELOPING MARKETS TRUST - Templeton Developing Markets Trust Class A 3
Elliott Management Corporation 3
HCEMX - HC CAPITAL TRUST - The Emerging Markets Portfolio HC Strategic Shares 3
WHIAX - IVY FUNDS - Ivy High Income Fund Class A 3
IAPOX - IVY FUNDS - Ivy Apollo Strategic Income Fund Class A 3
FRANKLIN TEMPLETON VARIABLE INSURANCE PRODUCTS TRUST - Franklin Allocation VIP Fund CLASS 1 3
IAIRX - IVY FUNDS - Ivy ProShares Interest Rate Hedged High Yield Index Fund Class A 3
Calvert Variable Products, Inc. - Calvert VP S&P MidCap 400 Index Portfolio - I Class 3
Ivy Variable Insurance Portfolios - Ivy VIP High Income Class II 3
Natixis Advisors, L.p. 3
Asset Management One Co., Ltd. 3
PRINCIPAL VARIABLE CONTRACTS FUNDS INC - Core Plus Bond Account Class 1 3
GLIN - VanEck Vectors ETF Trust - VanEck Vectors India Small-Cap Index ETF 3
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Fidelity Institutional Asset Management Total Bond Fund Class 2 3
Levin Capital Strategies, L.p. 3
State Farm Mutual Fund Trust 3
State Farm Variable Product Trust 3
EQ ADVISORS TRUST - EQ/JPMorgan Value Opportunities Portfolio Class IA 3
LEOIX - LAZARD FUNDS INC - Lazard Enhanced Opportunities Portfolio Institutional Shares 3
LEAIX - LAZARD FUNDS INC - Lazard Emerging Markets Equity Advantage Portfolio Institutional Shares 3
Crestline Management, LP 3
PIOBX - PIONEER BOND FUND /DE/ - Pioneer Bond Fund : Class A 3
Transamerica Partners Funds Group Ii 3
RHYAX - RBC FUNDS TRUST - RBC BlueBay High Yield Bond Fund Class A 3
IASBX - Voya FUNDS TRUST - Voya Short Term Bond Fund Class A 3
Profunds - Profund Vp Small-cap 3
PDT Partners, LLC 3
Transamerica Partners Funds Group 3
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 3
Profunds - Profund Vp Ultrasmall-cap 3
BlackRock Strategic Global Bond Fund, Inc. - BlackRock Strategic Global Bond Fund, Inc. Investor A 3
SPGM - SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) - SPDR(R) Portfolio MSCI Global Stock Market ETF 3
GWM Advisors LLC 3
GMF - SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) - SPDR(R) S&P(R) EMERGING ASIA PACIFIC ETF 3
Berkley W R Corp 3
LFLAX - Legg Mason Global Asset Management Trust - BrandywineGLOBAL - Global Flexible Income Fund Class A 3
GOLDMAN SACHS VARIABLE INSURANCE TRUST - Goldman Sachs Small Cap Equity Insights Fund Institutional 3
Brighthouse Funds Trust II - Baillie Gifford International Stock Portfolio Class A 3
HAP Trading, LLC 3
ABAEX - AB CAP FUND, INC. - AB Emerging Markets Multi-Asset Portfolio Class A 3
D.a. Davidson & Co. 3
Eubel Brady & Suttman Asset Management Inc 3
MXFLX - GREAT-WEST FUNDS INC - Great-West Lifetime 2025 Fund Service Class 3
GSBIX - GOLDMAN SACHS TRUST - Goldman Sachs Income Builder Fund Institutional 3
SDGIX - BNY Mellon Investment Funds I - BNY Mellon Global Fixed Income Fund Class I 3
GNCFX - Goldman Sachs Trust II - Goldman Sachs Multi-Manager Non-Core Fixed Income Fund Class R6 Shares 3
NHSAX - NEUBERGER BERMAN INCOME FUNDS - Neuberger Berman Short Duration High Income Fund Class A 3
AEMGX - Advisors' Inner Circle Fund - Acadian Emerging Markets Portfolio Investor Class Shares 3
NWXIX - NATIONWIDE MUTUAL FUNDS - Nationwide Amundi Global High Yield Fund Class A 3
GMRAX - NATIONWIDE MUTUAL FUNDS - Nationwide Small Cap Index Fund Class A 3
NATIONWIDE MUTUAL FUNDS - Nationwide Multi-Cap Portfolio Class R6 3
NWXEX - NATIONWIDE MUTUAL FUNDS - Nationwide Amundi Strategic Income Fund Class A 3
SGHAX - DEUTSCHE DWS INCOME TRUST - DWS Global High Income Fund Class A 3
CSOAX - CREDIT SUISSE OPPORTUNITY FUNDS - Credit Suisse Strategic Income Fund Class A 3
PRCPX - T. Rowe Price Credit Opportunities Fund, Inc. - T. Rowe Price Credit Opportunities Fund, Inc. 3
Eqis Capital Management, Inc. 3
DFA INVESTMENT DIMENSIONS GROUP INC - World ex U.S. Targeted Value Portfolio Institutional Class 3
Ajo, Lp 3
Dfa Investment Trust Co - The Emerging Markets Small Cap Series 3
DFA INVESTMENT DIMENSIONS GROUP INC - Emerging Markets Targeted Value Portfolio Institutional Class 3
Globeflex Capital L P 3
Dynamic Technology Lab Pte Ltd 3
MRBFX - MFS SERIES TRUST IX - MFS Total Return Bond Fund A 3
FSAHX - FIDELITY SUMMER STREET TRUST - Fidelity Short Duration High Income Fund 3
FSGEX - FIDELITY SALEM STREET TRUST - Fidelity Series Global ex U.S. Index Fund 3
FERGX - FIDELITY SALEM STREET TRUST - Fidelity SAI Emerging Markets Index Fund 3
GABELLI & Co INVESTMENT ADVISERS, INC. 3
FSGGX - FIDELITY SALEM STREET TRUST - Fidelity Global ex U.S. Index Fund 3
FHIFX - FIDELITY SUMMER STREET TRUST - Fidelity Focused High Income Fund 3
FITFX - FIDELITY SALEM STREET TRUST - Fidelity Flex International Index Fund 3
FPADX - FIDELITY SALEM STREET TRUST - Fidelity Emerging Markets Index Fund 3
UYM - PROSHARES TRUST - ProShares Ultra Basic Materials 3
FTIHX - FIDELITY SALEM STREET TRUST - Fidelity Total International Index Fund 3
FSTBX - FEDERATED GLOBAL ALLOCATION FUND - FEDERATED GLOBAL ALLOCATION FUND Class A Shares 3
Strs Ohio 3
SPEGX - ALGER FUNDS II - Alger Responsible Investing Fund Class A 3
Boston Income Portfolio - Boston Income Portfolio 3
QS Investors, LLC 3
SFENX - SCHWAB CAPITAL TRUST - Schwab Fundamental Emerging Markets Large Company Index Fund Institutional Shares 3
SWTSX - SCHWAB CAPITAL TRUST - Schwab Total Stock Market Index Fund 3
ATVPX - ALGER FUNDS - Alger 35 Fund Class P 3
PYHRX - PAYDEN & RYGEL INVESTMENT GROUP - Payden High Income Fund (Investor Class) 3
Dimensional Emerging Markets Value Fund - Dimensional Emerging Markets Value Fund 3
IEMGX - Voya MUTUAL FUNDS - Voya Multi-Manager Emerging Markets Equity Fund Class I 3
JHEM - John Hancock Exchange-Traded Fund Trust - John Hancock Multifactor Emerging Markets ETF 3
Proficio Capital Partners LLC 3
LUBIX - THRIVENT MUTUAL FUNDS - Thrivent Income Fund Class A 3
TWAAX - THRIVENT MUTUAL FUNDS - Thrivent International Allocation Fund Class A 3
PFM - INVESCO EXCHANGE-TRADED FUND TRUST - Invesco Dividend Achievers ETF 3
RPGAX - T. Rowe Price Global Allocation Fund, Inc. - T. Rowe Price Global Allocation Fund, Inc. 3
MFIOX - MFS SERIES TRUST VIII - MFS Strategic Income Fund A 3
Waratah Capital Advisors Ltd. 3
CLNAX - COLUMBIA FUNDS SERIES TRUST I - Columbia Multi-Asset Income Fund Class A 3
Arrowgrass Capital Partners (us) Lp 3
DIAL - Columbia ETF Trust I - Columbia Diversified Fixed Income Allocation ETF 3
AAXJ - iSHARES TRUST - iShares MSCI All Country Asia ex Japan ETF 3
FKBAX - Franklin Investors Securities Trust - Franklin Total Return Fund Class A 3
Franklin Templeton International Trust 3
GLOF - iSHARES TRUST - iShares Edge MSCI Multifactor Global ETF 3
ACWI - iSHARES TRUST - iShares MSCI ACWI ETF 3
Nisa Investment Advisors, Llc 3
AGBVX - American Century International Bond Funds - Global Bond Fund Investor Class 3
Quadrant Capital Group Llc 3
TEQKX - TIAA-CREF FUNDS - TIAA-CREF Emerging Markets Equity Index Fund Retail Class 3
Mirae Asset Global Investments Co., Ltd. 3
EAEMX - EATON VANCE MUTUAL FUNDS TRUST - Parametric Emerging Markets Fund Investor Class 3
HERIX - HARTFORD MUTUAL FUNDS INC/CT - Hartford Emerging Markets Equity Fund Class I 3
Menta Capital Llc 3
Calamos Global Dynamic Income Fund 3
FRSTX - Franklin Strategic Series - Franklin Strategic Income Fund Class A 3
Calamos Convertible Opportunities & Income Fund 3
Calamos Strategic Total Return Fund 3
Calamos Convertible & High Income Fund 3
Calamos Dynamic Convertible & Income Fund 3
WFG Advisors, LP 3
Cambridge Investment Research Advisors, Inc. 3
Franklin Resources Inc 3
SUNAMERICA SERIES TRUST - SA JPMorgan MFS Core Bond Portfolio Class 1 3
Acrospire Investment Management LLC 3
Brevan Howard Capital Management LP 3
AMP Capital Investors Ltd 3
PSRAX - PIONEER SERIES TRUST XIV - Pioneer Strategic Income Fund : Class A 3
CGAIX - CAUSEWAY CAPITAL MANAGEMENT TRUST - Causeway Global Absolute Return Fund Institutional Class 3
Ivy High Income Opportunities Fund 3
ACCNX - American Century Investment Trust - Core Plus Fund Investor Class 3
Capital Fund Management S.a. 3
U S Global Investors Inc 3
ARTHX - ARTISAN PARTNERS FUNDS INC - Artisan Global Equity Fund Investor Shares 3
FTRI - FIRST TRUST EXCHANGE-TRADED FUND II - First Trust Indxx Global Natural Resources Income ETF 3
KSCD - Krane Shares Trust - KFA Small Cap Quality Dividend Index ETF 3
PXH - Invesco Exchange-Traded Fund Trust II - Invesco FTSE RAFI Emerging Markets ETF 3
USSBX - USAA MUTUAL FUNDS TRUST - Short-Term Bond Fund Shares 3
USHYX - USAA MUTUAL FUNDS TRUST - High Income Fund Shares 3
VFWIX - VANGUARD INTERNATIONAL EQUITY INDEX FUNDS - Vanguard FTSE All-World ex-US Index Fund Investor Shares 3
VIHAX - VANGUARD WHITEHALL FUNDS - Vanguard International High Dividend Yield Index Fund Admiral Shares 3
USBNX - Pear Tree Funds - Pear Tree Polaris Small Cap Fund Ordinary Shares 3
Cetera Investment Advisers 3
Dreyfus High Yield Strategies Fund 3
Rafferty Asset Management, LLC 3
O'shaughnessy Asset Management, Llc 3
AVEM - AMERICAN CENTURY ETF TRUST - Avantis Emerging Markets Equity ETF 3
Centiva Capital, LP 3
BTG Pactual Global Asset Management Ltd 3
Advisors Preferred, LLC 3
Commonwealth Equity Services, Llc 3
PMSAX - PRINCIPAL FUNDS INC - Global Multi-Strategy Fund Class A 3
Fidelity Central Investment Portfolios LLC - Fidelity Specialized High Income Central Fund 3
Pinnacle Wealth Planning Services, Inc. 3
FSMAX - FIDELITY CONCORD STREET TRUST - Fidelity Extended Market Index Fund 3
MUFG Americas Holdings Corp 3
FCFMX - FIDELITY CONCORD STREET TRUST - Fidelity Series Total Market Index Fund 3
Larson Financial Group LLC 3
Thompson Davis & Co., Inc. 3
FSKAX - FIDELITY CONCORD STREET TRUST - Fidelity Total Market Index Fund 3
SWSBX - SCHWAB INVESTMENTS - Schwab Short-Term Bond Index Fund 3
Advent Capital Management /de/ 3
FNDE - SCHWAB STRATEGIC TRUST - Schwab Fundamental Emerging Markets Large Company Index ETF 3
PHYL - PGIM ETF TRUST - PGIM Active High Yield Bond ETF 3
MetLife Investment Management, LLC 3
TEMUX - MORGAN STANLEY PATHWAY FUNDS - Emerging Markets Equity Fund 3
TRHYX - T. Rowe Price Institutional Income Funds, Inc. - T. Rowe Price Institutional High Yield Fund 3
Summit Trail Advisors, Llc 3
Cowen And Company, Llc 3
SECAX - SEI INSTITUTIONAL INVESTMENTS TRUST - SIIT Small Cap II Fund - Class A 3
SLPAX - Sei Institutional Investments Trust - Siit Small Cap Fund - Class A 3
PRHYX - T. Rowe Price High Yield Fund, Inc. - T. Rowe Price High Yield Fund, Inc. 3
Jacobs Levy Equity Management, Inc 3
Private Capital Group, LLC 3
DBEM - DBX ETF TRUST - Xtrackers MSCI Emerging Markets Hedged Equity ETF 3
DBAW - DBX ETF TRUST - Xtrackers MSCI All World ex US Hedged Equity ETF 3
Brandywine Global Investment Management, LLC 3
Schroder Investment Management Group 3
Portolan Capital Management, LLC 3
Twin Tree Management, LP 3
Ubs Oconnor Llc 3
Rockefeller Capital Management L.P. 3
HighTower Advisors, LLC 3
GEM - Goldman Sachs ETF Trust - Goldman Sachs ActiveBeta(R) Emerging Markets Equity ETF 3
Whittier Trust Co 3
Qube Research & Technologies Ltd 3
HYUP - DBX ETF TRUST - Xtrackers High Beta High Yield Bond ETF 3
EMCR - DBX ETF TRUST - Xtrackers MSCI ACWI ex USA ESG Leaders Equity ETF 3
Weiss Strategic Interval Fund 3
JCPB - J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Core Plus Bond ETF 3
National Bank Of Canada /fi/ 3
Jones Financial Companies Lllp 3
FNY Investment Advisers, LLC 3
HYHG - PROSHARES TRUST - ProShares High Yield-Interest Rate Hedged 3
VCHYX - VALIC Co II - High Yield Bond Fund 3
Canada Pension Plan Investment Board 3
John Hancock Funds II - International Strategic Equity Allocation Fund Class NAV 3
JHHBX - JOHN HANCOCK BOND TRUST - John Hancock High Yield Fund Class A 3
GMEMX - GMO TRUST - GMO Emerging Markets Fund Class II 3
GBFFX - GMO TRUST - GMO Benchmark-Free Fund Class III 3
Plante Moran Financial Advisors, LLC 3
GBF - iSHARES TRUST - iShares Government/Credit Bond ETF 3
USIG - iSHARES TRUST - iShares Broad USD Investment Grade Corporate Bond ETF 3
EEM - iShares, Inc. - iShares MSCI Emerging Markets ETF 3
EEMA - iShares, Inc. - iShares MSCI Emerging Markets Asia ETF 3
BKF - iShares, Inc. - iShares MSCI BRIC ETF 3
Jefferies Financial Group Inc. 3
SUSC - iSHARES TRUST - iShares ESG USD Corporate Bond ETF 3
Point72 Asia (Singapore) Pte. Ltd. 3
Loomis Sayles & Co L P 3
Lindbrook Capital, Llc 3
PHB - Invesco Exchange-Traded Fund Trust II - Invesco Fundamental High Yield Corporate Bond ETF 3
RidgeWorth Capital Management LLC 3
New Mexico Educational Retirement Board 3
Nordea Investment Management Ab 3
AIM INVESTMENT SECURITIES FUNDS (INVESCO INVESTMENT SECURITIES FUNDS) - Invesco Oppenheimer Global High Yield Fund Class R5 3
VSCSX - VANGUARD SCOTTSDALE FUNDS - Vanguard Short-Term Corporate Bond Index Fund Admiral Shares 3
Boston Partners 3
Innealta Capital, Llc 3
Ameritas Investment Partners, Inc. 3
Cornerstone Capital Management Holdings Llc. 3
Alera Investment Advisors, LLC 3
VTWV - VANGUARD SCOTTSDALE FUNDS - Vanguard Russell 2000 Value Index Fund ETF Shares 3
Capula Management Ltd 3
ExodusPoint Capital Management, LP 3
Atom Investors LP 3
Kennedy Capital Management, Inc. 3
Keybank National Association/oh 3
Ellington Management Group Llc 3
IMC-Chicago, LLC 3
Los Angeles Capital Management Llc 3
QCM Cayman, Ltd. 3
Cnh Partners Llc 3
Hsbc Holdings Plc 3
Axa S.a. 3
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT GS Small Cap Equity Insights Fund Class Y 3
Quadrature Capital Ltd 3
Natixis 3
SCHJ - SCHWAB STRATEGIC TRUST - Schwab 1-5 Year Corporate Bond ETF 3
Wealthspire Advisors, L.P. 3
FITUX - DELAWARE GROUP EQUITY FUNDS IV - Delaware Total Return Fund Institutional Class 3
KDFI - Krane Shares Trust - KFA Dynamic Fixed Income ETF 3
CoreCommodity Management, LLC 3
Fore Research & Management, LP 3
PUTNAM FUNDS TRUST - Putnam Fixed Income Absolute Return Fund Class R 3
Hutchin Hill Capital, LP 3
Parametric Market Neutral Portfolio 3
AVEEX - AMERICAN CENTURY ETF TRUST - Avantis Emerging Markets Equity Fund Institutional Class 3
Pathstone Family Office, Llc 3
PMIYX - PUTNAM ASSET ALLOCATION FUNDS - Putnam Income Strategies Portfolio - 3
Northern Trust Co Of Connecticut 3
Graham Capital Management, L.P. 3
RTNAX - RUSSELL INVESTMENT CO - Tax-Managed International Equity Fund Class A 3
Kamunting Street Capital Management, L.P. 3
Scopus Asset Management, L.p. 3
RBNAX - Investment Managers Series Trust - Robinson Opportunistic Income Fund Class A Shares 3
First Eagle Investment Management, LLC 3
Sei Trust Co 3
Glazer Capital, Llc 3
AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) - INVESCO V.I. High Yield Fund Series I 3
ARBIX - FORUM FUNDS - Absolute Convertible Arbitrage Fund Institutional Shares 3
PHYNX - PENN Capital Funds Trust - Penn Capital Multi-Credit High Income Fund Institutional Class 3
NTBAX - Northern Lights Fund Trust - Navigator Tactical Fixed Income Fund Class A Shares 3
MZHIX - PROFESSIONALLY MANAGED PORTFOLIOS - Muzinich U.S. High Yield Corporate Bond Fund Institutional Shares 3
Myriad Asset Management Ltd. 3
VTSMX - VANGUARD INDEX FUNDS - Vanguard Total Stock Market Index Fund Investor Shares 3
PDAVX - Advisors' Inner Circle Fund III - PineBridge Dynamic Asset Allocation Fund Investor Servicing Shares 3
Thrivent Core Funds - Thrivent Core Emerging Markets Equity Fund 3
International Assets Investment Management, Llc 3
PMDEX - TRUST FOR PROFESSIONAL MANAGERS - PMC Diversified Equity Fund Advisor Class Shares 3
Engineers Gate Manager LP 3
Massachusetts Financial Services Co /ma/ 3
Jnl Series Trust - Jnl/blackrock Global Allocation Fund (a) 3
Jnl Series Trust - Jnl/crescent High Income Fund (a) 3
JNL SERIES TRUST - JNL/Lord Abbett Short Duration Income Fund (I) 3
PIONEER VARIABLE CONTRACTS TRUST /MA/ - Pioneer Bond VCT Portfolio : Class II 3
PIONEER VARIABLE CONTRACTS TRUST /MA/ - Pioneer Strategic Income VCT Portfolio : Class I 3
Russell Investments Group, Ltd. 3
Paradigm Asset Management Co Llc 3
NSGRX - Northern Funds - Northern Small Cap Core Fund 3
NSIDX - Northern Funds - Northern Small Cap Index Fund 3
NOEMX - Northern Funds - Northern Emerging Markets Equity Index Fund 3
NMMEX - Northern Funds - Active M Emerging Markets Equity Fund 3
MASTER INVESTMENT PORTFOLIO - Total International ex U.S. Index Master Portfolio 3
FNY Partners Fund LP 3
Ergoteles LLC 3
Anson Funds Management LP 3
Bluefin Capital Management, Llc 3
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT GS Emerging Markets Equity Insights Fund Class Y 3
REBYX - RUSSELL INVESTMENT CO - U.S. Small Cap Equity Fund Class Y 3
BLACKROCK FUNDS - BlackRock Advantage ESG Emerging Markets Equity Fund Institutional 3
VANGUARD VARIABLE INSURANCE FUNDS - Short-Term Investment-Grade Portfolio 3
LORD ABBETT SERIES FUND INC - Bond-Debenture Portfolio Class VC 3
First Mercantile Trust Co 3
FJSIX - NUVEEN INVESTMENT FUNDS INC - Nuveen High Income Bond Fund Class A 3
Wipfli Financial Advisors Llc, 3
Numeric Investors Llc 3
ADVANCED SERIES TRUST - AST MFS Growth Allocation Portfolio 3
Advanced Series Trust - Ast Capital Growth Asset Allocation Portfolio 3
Advanced Series Trust - Ast Academic Strategies Asset Allocation Portfolio 3
Hartree Partners, LP 3
PACIFIC SELECT FUND - High Yield Bond Portfolio Class I 3
Exos Asset Management LLC 3
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 3
MetLife Securities, Inc 3
TFGIX - AMERICAN BEACON FUNDS - American Beacon TwentyFour Strategic Income Fund Institutional Class 3
SLLAX - SEI INSTITUTIONAL MANAGED TRUST - SIMT Small Cap Fund Class F 3
JAEKX - JOHN HANCOCK VARIABLE INSURANCE TRUST - Global Bond Trust NAV 3
JADMX - JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Cap Opportunities Trust NAV 3
Zurcher Kantonalbank (Zurich Cantonalbank) 3
Spire Wealth Management 3
Harbour Investments, Inc. 3
XTX Topco Ltd 3
Parallel Advisors, LLC 3
JAFEX - JOHN HANCOCK VARIABLE INSURANCE TRUST - Total Stock Market Index Trust NAV 3
JSCP - J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Short Duration Core Plus ETF 3
Calvert Variable Products, Inc. - Calvert VP Russell 2000 Small Cap Index Portfolio - I Class 3
Parkwood LLC 3
JNL SERIES TRUST - JNL Emerging Markets Index Fund (I) 3
Newbridge Financial Services Group, Inc. 3
HIYYX - AB BOND FUND, INC. - AB FlexFee High Yield Portfolio Advisor Class 3
VEXMX - VANGUARD INDEX FUNDS - Vanguard Extended Market Index Fund Investor Shares 3
DFUS - Dimensional ETF Trust - Dimensional U.S. Equity ETF 3
DFAC - Dimensional ETF Trust - Dimensional U.S. Core Equity 2 ETF 3
DFAS - Dimensional ETF Trust - Dimensional U.S. Small Cap ETF 3
DFAT - Dimensional ETF Trust - Dimensional U.S. Targeted Value ETF 3
Glassman Wealth Services 3
JASBX - JANUS INVESTMENT FUND - Janus Henderson Short-Term Bond Fund Class T 3
Weiss Asset Management LP 3
Nine Chapters Capital Management LLC 3
BlackRock Funds V - BlackRock Sustainable High Yield Bond Fund Investor A 3
MIAVX - American Funds Multi-Sector Income Fund - American Funds Multi-Sector Income Fund Class T 3
SIHY - Harbor ETF Trust - Harbor Scientific Alpha High-Yield ETF 3
Federated Hermes, Inc. 3
AVES - AMERICAN CENTURY ETF TRUST - Avantis Emerging Markets Value ETF 3
JPIE - J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Income ETF 3
Schubert & Co 3
Flagship Harbor Advisors, Llc 3
Integral Derivatives, LLC 3
First Trust Advisors Lp 3
EverSource Wealth Advisors, LLC 3
RSIIX - RIVERPARK FUNDS TRUST - RiverPark Strategic Income Fund Institutional Class Shares 3
Macquarie Group Ltd 3
Penn Capital Management Co Inc 3
Sigma Planning Corp 3
PLAHX - PACIFIC FUNDS SERIES TRUST - Pacific Funds High Income CLASS A 3
GMLVX - GPS Funds I - GuideMark(R) Emerging Markets Fund Service Shares 3
SSKEX - State Street Institutional Investment Trust - State Street Emerging Markets Equity Index Fund Class K 3
Wellington Management Group Llp 3
DAVENPORT & Co LLC 3
Susquehanna Fundamental Investments, Llc 3
Oxford Asset Management Llp 3
SPBO - SPDR SERIES TRUST - SPDR Portfolio Corporate Bond ETF 3
SPSB - SPDR SERIES TRUST - SPDR(R) Portfolio Short Term Corporate Bond ETF 3
SPIB - SPDR SERIES TRUST - SPDR(R) Portfolio Intermediate Term Corporate Bond ETF 3
Rise Advisors, LLC 3
Man Group plc 3
VMSAX - VANGUARD MALVERN FUNDS - Vanguard Multi-Sector Income Bond Fund Admiral Shares 3
Segantii Capital Management Ltd 3
JHYIX - abrdn Funds - abrdn Global High Income Fund Institutional Class 3
DAADX - DFA INVESTMENT DIMENSIONS GROUP INC - Emerging Markets ex China Core Equity Portfolio Institutional Class 3
Jfs Wealth Advisors, Llc 3
Vanguard Index Funds 3
Systematic Financial Management Lp 3
EQ ADVISORS TRUST - EQ/Emerging Markets Equity PLUS Portfolio Class IB 3
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 3
EQ ADVISORS TRUST - 1290 VT High Yield Bond Portfolio Class IB 3
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 3
DFEV - Dimensional ETF Trust - Dimensional Emerging Markets Value ETF 3
DFEM - Dimensional ETF Trust - Dimensional Emerging Markets Core Equity 2 ETF 3
DEHP - Dimensional ETF Trust - Dimensional Emerging Markets High Profitability ETF 3
NORTHERN LIGHTS FUND TRUST II - FormulaFolios US Equity Portfolio Class 1 Shares 3
MPHAX - MASSMUTUAL PREMIER FUNDS - MassMutual Premier High Yield Fund Class A 3
MCJAX - MASSMUTUAL SELECT FUNDS - MM Russell 2000 Small Cap Index Fund Class A 3
CRIT - EXCHANGE TRADED CONCEPTS TRUST - Optica Rare Earths & Critical Materials ETF 3
Ronald Blue Trust, Inc. 3
Intech Investment Management Llc 3
MMRFX - MASSMUTUAL SELECT FUNDS - MassMutual Select T. Rowe Price Real Assets Fund Class I 3
TMARX - TOUCHSTONE FUNDS GROUP TRUST - Touchstone Credit Opportunities II Fund Class A 3
Van Eck Associates Corp 3
DEUTSCHE DWS VARIABLE SERIES II - DWS High Income VIP Class A 3
QCEQRX - COLLEGE RETIREMENT EQUITIES FUND - Equity Index Account Class R1 3
KHYAX - DEUTSCHE DWS INCOME TRUST - DWS High Income Fund Class A 3
Rehmann Capital Advisory Group 3
Quarry LP 3
NATIONWIDE VARIABLE INSURANCE TRUST - Amundi NVIT Multi Sector Bond Fund Class I 3
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT Small Cap Index Fund Class II 3
Donald Smith & Co., Inc. 3
PEIFX - PIMCO Equity Series - PIMCO RAE Emerging Markets Fund Institutional Class 3
Voya Infrastructure, Industrials & Materials Fund 3
FTBD - Fidelity Merrimack Street Trust - Fidelity Tactical Bond ETF 3
Columbia Funds Variable Series Trust II - CTIVP - American Century Diversified Bond Fund Class 1 3
MML Series Investment Fund II - MML High Yield Fund Class II 3
VVIEX - Voya VARIABLE PORTFOLIOS INC - Voya VACS Index Series EM Portfolio 3
VMBSX - VANGUARD SCOTTSDALE FUNDS - Vanguard Mortgage-Backed Securities Index Fund Admiral Shares 3
APCB - TRUST FOR PROFESSIONAL MANAGERS - ActivePassive Core Bond ETF 3
HYFI - AB Active ETFs, Inc. - AB High Yield ETF 3
Farther Finance Advisors, LLC 3
BLACKROCK FUNDS - BlackRock Sustainable Advantage Global Equity Fund Class K 3
BlackRock ETF Trust II - BlackRock Flexible Income ETF 3
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 3
BBEM - J.P. Morgan Exchange-Traded Fund Trust - JPMorgan BetaBuilders Emerging Markets Equity ETF 3
Capital World Investors 3
USMIX - USAA MUTUAL FUNDS TRUST - Extended Market Index Fund 3
PINOX - PUTNAM INVESTMENT FUNDS - Putnam International Growth Fund Class Y Shares 3
TRSYX - T. Rowe Price Index Trust, Inc. - T. Rowe Price Small-Cap Index Fund 3
Raymond James Financial Services Advisors, Inc. 3
SNXFX - SCHWAB INVESTMENTS - Schwab 1000 Index Fund 3
Moors & Cabot, Inc. 3
Managed Account Series - BlackRock GA Dynamic Equity Fund Class K 3
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 3
ROFCX - ROYCE FUND - Royce Opportunity Fund Consultant Class 3
PENN SERIES FUNDS INC - Small Cap Index Fund 3
PQDMX - PRUDENTIAL INVESTMENT PORTFOLIOS 2 - PGIM QMA International Developed Markets Index Fund Class R6 3
Pimco Corporate & Income Strategy Fund 3
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 3
PRCFX - T. Rowe Price Capital Appreciation Fund, Inc. - T. Rowe Price Capital Appreciation and Income Fund 3
Pimco Income Strategy Fund Ii 3
EVHY - Morgan Stanley ETF Trust - Eaton Vance High Yield ETF 3
Pimco Corporate & Income Opportunity Fund 3
Fuller & Thaler Asset Management, Inc. 3
BlackRock Funds V - BlackRock Low Duration Bond Portfolio Investor A Shares 3
Pimco Income Strategy Fund 3
ROAM - Lattice Strategies Trust - Hartford Multifactor Emerging Markets ETF 3
Toronto Dominion Bank 3
Pimco High Income Fund 3
Capital Research Global Investors 3
UEVM - Victory Portfolios II - VictoryShares USAA MSCI Emerging Markets Value Momentum ETF 3
PGEOX - GEORGE PUTNAM BALANCED FUND - GEORGE PUTNAM FUND OF BOSTON Class A Shares 3
Stifel Financial Corp 3
Federation des caisses Desjardins du Quebec 3
Point72 (DIFC) Ltd 3
Profunds - Profund Vp Oil & Gas 3
TEQSX - TIAA-CREF FUNDS - Nuveen Emerging Markets Equity Index Fund Retirement Class 3
LSYUX - LORD ABBETT TRUST I - Lord Abbett Short Duration High Yield Fund Class R6 3
K2 Principal Fund, L.p. 3
Rothschild Investment Llc 3
CSMOX - Advisors' Inner Circle Fund III - Chiron SMid Opportunities Fund Class I Shares 3
QHY - WisdomTree Trust - WisdomTree U.S. High Yield Corporate Bond Fund N/A 3
Winton Capital Group Ltd 3
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 3
Bogle Investment Management L P /de/ 3
Source Capital Inc /de/ 3
BlackRock ETF Trust II - BlackRock High Yield ETF 3
RYWTX - RYDEX SERIES FUNDS - Emerging Markets 2x Strategy Fund Class A 3
Catalyst Funds Management Pty Ltd 3
Ardsley Advisory Partners Lp 3
ITOT - iSHARES TRUST - iShares Core S&P Total U.S. Stock Market ETF 3
VPGDX - VANGUARD VALLEY FORGE FUNDS - Vanguard Managed Payout Fund Investor Shares 3
IWM - iSHARES TRUST - iShares Russell 2000 ETF 3
SBI Securities Co., Ltd. 3
SA FUNDS INVESTMENT TRUST - SA U.S. Small Company Fund 3
SA FUNDS INVESTMENT TRUST - SA Emerging Markets Value Fund 3
Raymond James Financial Inc 3
HIAYX - Hartford Series Fund Inc - Hartford High Yield Hls Fund Ia 3
Police & Firemen's Retirement System of New Jersey 3
ILUAX - Voya VARIABLE PORTFOLIOS INC - Voya U.S. Bond Index Portfolio Class ADV 3
Polymer Capital Management (US) LLC 3
Peak6 Llc 3
LBNDX - LORD ABBETT BOND DEBENTURE FUND INC - LORD ABBETT BOND DEBENTURE FUND INC Class A 3
IRSIX - Voya VARIABLE PORTFOLIOS INC - Voya RussellTM Small Cap Index Portfolio Class ADV 3
Caitong International Asset Management Co., Ltd 3
Valley National Advisers Inc 3
MFS VARIABLE INSURANCE TRUST - MFS Total Return Bond Series Initial Class 3
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP SSGA Small-Cap Index Fund Standard Class 3
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP SSGA Emerging Markets Equity Index Fund Standard Class 3
Europacific Growth Fund 3
SEEM - SEI Exchange Traded Funds - SEI Select Emerging Markets Equity ETF 3
Amalgamated Bank 3
VSDA - Victory Portfolios II - VictoryShares Dividend Accelerator ETF 3
Truist Financial Corp 3
Karp Capital Management Corp 3
Zacks Investment Management 3
Synovus Financial Corp 3
FDTS - FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II - First Trust Developed Markets ex-US Small Cap AlphaDEX Fund 3
Nuveen, LLC 3
THRIVENT SERIES FUND INC - Thrivent Multidimensional Income Portfolio Class A 3
Blackstone / Gso Long-short Credit Income Fund 3
THRIVENT SERIES FUND INC - Thrivent International Allocation Portfolio Class A 3
THRIVENT SERIES FUND INC - Thrivent Partner Emerging Markets Equity Portfolio Class A 3
Ing Groep Nv 3
Ninety One UK Ltd 3
THRIVENT SERIES FUND INC - Thrivent Income Portfolio Class A 3
First Pacific Advisors, LP 3