Miscellaneous Metal Ore Mining - Largest Owners in this Industry

This is a list of institutions that have held positions in more than two companies within this industry since the beginning of our crawl horizon (somewhere in 2014). Industry is based on SIC codes reported with the SEC. Number of Known Investments is the total count of securities held as reported in filings with the SEC since the beginning of our crawl horizon.

Investor Number of Known Investments
Citadel Advisors Llc 15
Goldman Sachs Group Inc 15
Proequities, Inc. 14
Toronto Dominion Bank 14
Susquehanna International Group, Llp 14
Royal Bank Of Canada 13
Deutsche Bank Ag\ 13
Morgan Stanley 13
Peak6 Llc 12
UBS Group AG 12
Bank Of America Corp /de/ 12
Bank Of Montreal /can/ 11
Millennium Management Llc 11
Barclays Plc 11
Verition Fund Management LLC 11
Walleye Capital LLC 11
Jpmorgan Chase & Co 11
Polar Asset Management Partners Inc. 11
Citigroup Inc 10
Walleye Trading LLC 10
Credit Suisse Ag/ 10
D. E. Shaw & Co., Inc. 10
Creative Planning 10
Van Eck Associates Corp 10
Geode Capital Management, Llc 10
Wells Fargo & Company/mn 10
Sprott Inc. 10
Group One Trading, L.p. 10
Virtu Financial LLC 10
Alberta Investment Management Corp 9
Russell Investments Group, Ltd. 9
TIFF INVESTMENT PROGRAM - TIFF Multi-Asset Fund 9
Hrt Financial Lp 9
Rhumbline Advisers 9
Bank of New York Mellon Corp 9
Ameriprise Financial Inc 9
Hsbc Holdings Plc 9
BlackRock, Inc. 9
Jane Street Group, Llc 9
Balyasny Asset Management Llc 8
Raymond James Financial Inc 8
NLR - VanEck Vectors ETF Trust - VanEck Vectors Uranium+Nuclear Energy ETF 8
Tower Research Capital LLC (TRC) 8
Nomura Holdings Inc 8
Advisor Group Holdings, Inc. 8
QDYN - FlexShares Trust - FlexShares Quality Dividend Dynamic Index Fund 8
Wolverine Trading, Llc 8
Schonfeld Strategic Advisors LLC 8
Two Sigma Securities, Llc 8
Prelude Capital Management, Llc 8
Global X Management CO LLC 8
Invesco Ltd. 8
Quadrature Capital Ltd 8
Commerzbank Aktiengesellschaft /fi 8
IFP Advisors, Inc 8
Federation des caisses Desjardins du Quebec 8
National Bank Of Canada /fi/ 8
Parallax Volatility Advisers, L.P. 8
Quarry LP 8
College Retirement Equities Fund 8
Vanguard Group Inc 8
IBMI - iSHARES TRUST - iShares iBonds Sep 2020 Term Muni Bond ETF 8
Simplex Trading, Llc 8
CIBC World Markets Inc. 8
Spartan Fund Management Inc. 8
Bnp Paribas Arbitrage, Sa 8
Wolverine Asset Management Llc 8
Manufacturers Life Insurance Company, The 8
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 8
Scotia Capital Inc. 7
Mackenzie Financial Corp 7
Cambridge Investment Research Advisors, Inc. 7
Zurcher Kantonalbank (Zurich Cantonalbank) 7
XTX Topco Ltd 7
Sprott Funds Trust - Sprott Uranium Miners Etf 7
Caitong International Asset Management Co., Ltd 7
Advisory Services Network, LLC 7
Franklin Resources Inc 7
Toroso Investments, LLC 7
Two Sigma Investments, Lp 7
Cantor Fitzgerald, L. P. 7
Wellington Management Group Llp 7
Moore Capital Management, Lp 7
Marshall Wace, Llp 7
Legal & General Group Plc 7
Alps Advisors Inc 7
SG Americas Securities, LLC 7
Flow Traders U.s. Llc 7
QCSTRX - COLLEGE RETIREMENT EQUITIES FUND - Stock Account Class R1 7
HYXU - iShares, Inc. - iShares International High Yield Bond ETF 7
Clear Street Llc 7
JAJBX - JOHN HANCOCK VARIABLE INSURANCE TRUST - Emerging Markets Value Trust Series I 7
CIBC Private Wealth Group, LLC 7
VFSNX - VANGUARD INTERNATIONAL EQUITY INDEX FUNDS - Vanguard FTSE All-World ex-US Small-Cap Index Fund Institutional Shares 7
HighTower Advisors, LLC 7
Rathbone Brothers plc 7
VT - VANGUARD INTERNATIONAL EQUITY INDEX FUNDS - Vanguard Total World Stock Index Fund ETF Shares 7
URA - Global X Funds - Global X Uranium ETF 7
Highbridge Capital Management Llc 7
Janney Montgomery Scott LLC 7
Belvedere Trading LLC 7
Alliancebernstein L.p. 7
LPL Financial LLC 7
LMR Partners LLP 7
Vontobel Holding Ltd. 7
VGTSX - VANGUARD STAR FUNDS - Vanguard Total International Stock Index Fund Investor Shares 7
Point72 Asset Management, L.P. 7
Ardsley Advisory Partners Lp 7
CIBC Bancorp USA Inc. 7
Cubist Systematic Strategies, LLC 7
GRHIX - Goehring & Rozencwajg Investment Funds - Goehring & Rozencwajg Resources Fund Institutional Class Shares 7
Ubs Asset Management Americas Inc 7
Mirabella Financial Services Llp 7
FNY Investment Advisers, LLC 7
SPEU - SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) - SPDR(R) Portfolio Europe ETF 7
Jones Financial Companies Lllp 7
BlueCrest Capital Management Ltd 7
PMSAX - PRINCIPAL FUNDS INC - Global Multi-Strategy Fund Class A 7
K2 Principal Fund, L.p. 6
SPROTT FUNDS TRUST - Sprott Junior Uranium Miners ETF 6
Natixis 6
Credit Agricole S A 6
DFA INVESTMENT DIMENSIONS GROUP INC - International Vector Equity Portfolio Shares 6
JustInvest LLC 6
Mariner, LLC 6
Northwestern Mutual Wealth Management Co 6
Cutler Group LP 6
Pathstone Family Office, Llc 6
SSGVX - STATE STREET INSTITUTIONAL INVESTMENT TRUST - State Street Global Equity ex-U.S. Index Portfolio State Street Global All Cap Equity ex-U.S. Index Portfolio 6
MSEJX - MASSMUTUAL SELECT FUNDS - MM Select Equity Asset Fund Class I 6
Lloyd Harbor Capital Management, LLC 6
Charles Schwab Investment Management Inc 6
Cowen And Company, Llc 6
Neuberger Berman Group LLC 6
KGIIX - Advisors' Inner Circle Fund II - KOPERNIK INTERNATIONAL FUND CLASS I SHARES 6
State Street Corp 6
Vident Investment Advisory, LLC 6
Cwm, Llc 6
Pinebridge Investments Llc 6
International Assets Investment Management, Llc 6
DFA INVESTMENT DIMENSIONS GROUP INC - International Social Core Equity Portfolio Institutional Class 6
DKRB - Series Portfolios Trust - Subversive Decarbonization ETF 6
StoneX Group Inc. 6
CIBC Asset Management Inc 6
DFIEX - Dfa Investment Dimensions Group Inc - International Core Equity Portfolio - Institutional Class 6
Engineers Gate Manager LP 6
Caption Management, LLC 6
Nuveen Asset Management, LLC 6
Sei Investments Co 6
Harbour Investments, Inc. 6
Edmond De Rothschild Holding S.a. 6
Quantbot Technologies LP 6
Segra Capital Management, LLC 6
Guggenheim Capital Llc 6
U S Global Investors Inc 6
Huntington National Bank 6
Renaissance Technologies Llc 6
SCHP - SCHWAB STRATEGIC TRUST - Schwab U.S. TIPS ETF 6
Alpine Global Management, LLC 6
GWX - SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) - SPDR(R) S&P(R) International Small Cap ETF 6
OMERS ADMINISTRATION Corp 6
IXUS - iSHARES TRUST - iShares Core MSCI Total International Stock ETF 6
Global X Funds 6
FMBIX - FIDELITY SALEM STREET TRUST - Fidelity Municipal Bond Index Fund 6
JOHN HANCOCK INVESTMENT TRUST - John Hancock Diversified Real Assets Fund Class NAV 6
Steward Partners Investment Advisory, Llc 6
Aqr Capital Management Llc 6
Banque Cantonale Vaudoise 6
Larson Financial Group LLC 6
Mirae Asset Global Investments Co., Ltd. 6
GWM Advisors LLC 6
OWSMX - OLD WESTBURY FUNDS INC - Old Westbury Small & Mid Cap Strategies Fund 6
Canada Pension Plan Investment Board 6
RSGSX - RUSSELL INVESTMENT CO - U.S. Dynamic Equity Fund Class S 6
Fmr Llc 6
DekaBank Deutsche Girozentrale 6
Ladenburg Thalmann Financial Services Inc 6
Macquarie Group Ltd 6
MMCAP International Inc. SPC 6
Lido Advisors, LLC 6
Bessemer Group Inc 6
Two Sigma Advisers, Lp 6
Great West Life Assurance Co /can/ 6
PineBridge Investments, L.P. 6
Exane Derivatives 6
Tudor Investment Corp Et Al 6
Janus Henderson Group Plc 6
Tradewinds Capital Management, LLC 6
Vident Advisory, LLC 6
Voya Investment Management Llc 6
Gotham Asset Management, LLC 6
TD Waterhouse Canada Inc. 6
Mint Tower Capital Management B.V. 6
Advisor Group, Inc. 6
Amundi 6
IQIN - IndexIQ ETF Trust - IQ 500 International ETF 6
Connective Capital Management, LLC 6
URNM - EXCHANGE TRADED CONCEPTS TRUST - North Shore Global Uranium Mining ETF 6
DFA INVESTMENT DIMENSIONS GROUP INC - World ex U.S. Core Equity Portfolio Institutional Class Shares 6
Farther Finance Advisors, LLC 6
Squarepoint Ops LLC 6
JALBX - John Hancock Funds II - Multimanager Lifestyle Balanced Portfolio Class A 6
CAGLX - ADVISORS' INNER CIRCLE FUND - Cornerstone Advisors Global Public Equity Fund Institutional Shares 6
Dimensional Fund Advisors Lp 6
JISAX - John Hancock Funds II - International Small Company Fund Class NAV 6
Gts Securities Llc 6
Pnc Financial Services Group, Inc. 6
ORG Partners LLC 6
Dubuque Bank & Trust Co 6
Dfa Investment Dimensions Group Inc - Va International Small Portfolio 5
AIM SECTOR FUNDS (INVESCO SECTOR FUNDS) - Invesco Oppenheimer Gold & Special Minerals Fund Class C 5
Sanctuary Advisors, LLC 5
We Are One Seven, LLC 5
Norges Bank 5
JAJDX - JOHN HANCOCK VARIABLE INSURANCE TRUST - International Small Company Trust NAV 5
DFAX - Dimensional ETF Trust - Dimensional World ex U.S. Core Equity 2 ETF 5
Graham Capital Management, L.P. 5
URAN - Themes ETF Trust - Themes Uranium & Nuclear ETF 5
Victory Capital Management Inc 5
MEAR - iShares U.S. ETF Trust - iShares Short Maturity Municipal Bond ETF 5
Parallel Advisors, LLC 5
AdvisorNet Financial, Inc 5
Kestra Advisory Services, LLC 5
Lazard Asset Management Llc 5
Jump Financial, LLC 5
SBI Securities Co., Ltd. 5
BlackRock Fund Advisors 5
Arosa Capital Management LP 5
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 5
Stone House Investment Management, LLC 5
MAI Capital Management 5
CCSO - Tidal Trust II - Carbon Collective Climate Solutions U.S. Equity ETF 5
Comerica Bank 5
Tfs Capital Investment Trust 5
Exchange Traded Concepts, Llc 5
Paloma Partners Management Co 5
PFM - INVESCO EXCHANGE-TRADED FUND TRUST - Invesco Dividend Achievers ETF 5
BLACKROCK FUNDS - BlackRock Emerging Markets Equity Strategies Fund Investor A 5
Wexford Capital Lp 5
IDEV - iSHARES TRUST - iShares Core MSCI International Developed Markets ETF 5
AVDE - AMERICAN CENTURY ETF TRUST - Avantis International Equity ETF 5
New Harbor Financial Group, LLC 5
KPRGX - KP Funds - KP RETIREMENT PATH 2045 FUND INSTITUTIONAL SHARES 5
American Century Companies Inc 5
Sumitomo Mitsui Trust Holdings, Inc. 5
Old Mission Capital Llc 5
VGXRX - VANGUARD INTERNATIONAL EQUITY INDEX FUNDS - Vanguard Global ex-U.S. Real Estate Index Fund Investor 5
Sig Brokerage, Lp 5
Y-Intercept (Hong Kong) Ltd 5
Banque Transatlantique SA 5
Golden State Equity Partners 5
Vermillion Wealth Management, Inc. 5
Blair William & Co/il 5
Northern Trust Corp 5
Hohimer Wealth Management, Llc 5
Centiva Capital, LP 5
Pinnacle Associates Ltd 5
Nuveen, LLC 5
Rokos Capital Management LLP 5
Tejara Capital Ltd 5
1832 Asset Management L.P. 5
State Of Wisconsin Investment Board 5
Titan Global Capital Management Usa Llc 5
Ghisallo Capital Management LLC 5
Marex Group plc 5
Gabelli Funds Llc 5
AKGAX - AB BOND FUND, INC. - AB Income Fund Class A 5
EAM Investors, LLC 5
Brighthouse Funds Trust II - Brighthouse/Dimensional International Small Company Portfolio Class A 5
ExodusPoint Capital Management, LP 5
Eagle Global Advisors Llc 5
TFCAX - SEI INSTITUTIONAL MANAGED TRUST - SIMT Tax-Free Conservative Income Fund Class F 5
DFA INVESTMENT DIMENSIONS GROUP INC - T.A. World ex U.S. Core Equity Portfolio - Institutional Class 5
Stifel Financial Corp 5
Bridgewater Associates, LP 5
Leonteq Securities AG 5
FTIHX - FIDELITY SALEM STREET TRUST - Fidelity Total International Index Fund 5
Themes Management Co LLC 5
BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp 5
Goehring & Rozencwajg Associates, LLC 5
Banco BTG Pactual S.A. 5
HAP Trading, LLC 5
Falcon Edge Capital, LP 5
Cnh Partners Llc 5
Bank Of Nova Scotia 5
Optiver Holding B.V. 5
Us Bancorp \de\ 5
Aigen Investment Management, Lp 5
Picton Mahoney Asset Management 5
Jefferies Group LLC 5
First Trust Advisors Lp 5
VGI Partners Ltd 5
Td Asset Management Inc 5
National Asset Management, Inc. 5
Linden Advisors Lp 5
Quilter Plc 5
SETM - SPROTT FUNDS TRUST - Sprott Energy Transition Materials ETF 5
SA FUNDS INVESTMENT TRUST - SA U.S. Core Market Fund 5
Mercer Global Advisors Inc /adv 5
Brown Advisory Inc 5
IMC-Chicago, LLC 5
Arlington Capital Management, Inc. 5
Shaolin Capital Management LLC 5
Allworth Financial LP 5
Meteora Capital, LLC 5
tru Independence LLC 5
Jefferies Financial Group Inc. 5
Quadrant Capital Group Llc 5
Anchor Investment Management, LLC 5
EverSource Wealth Advisors, LLC 5
UMA Financial Services, Inc. 5
Magnetar Financial LLC 5
Oxford Asset Management Llp 5
DFA INVESTMENT DIMENSIONS GROUP INC - International Sustainability Core 1 Portfolio Shares 5
Envestnet Asset Management Inc 5
Cibc World Markets Corp 5
State of Wyoming 5
Scientech Research LLC 5
Brighthouse Funds Trust II - Baillie Gifford International Stock Portfolio Class A 5
Raymond James & Associates 5
Clear Street Markets Llc 5
Belpointe Asset Management LLC 5
PASIX - PACE SELECT ADVISORS TRUST - PACE Alternative Strategies Investments Class A 5
Connor, Clark & Lunn Investment Management Ltd. 5
Financial Sense Advisors, Inc. 5
GeoSphere Capital Management 5
Fisher Asset Management, LLC 5
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 5
TLTD - FlexShares Trust - FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund 5
Kcg Holdings, Inc. 5
PEAK6 Investments LLC 5
Swiss National Bank 5
GABELLI & Co INVESTMENT ADVISERS, INC. 5
Public Sector Pension Investment Board 5
Fulcrum Asset Management LLP 5
Rothschild Investment Llc 5
K.J. Harrison & Partners Inc 5
Compagnie Lombard Odier SCmA 5
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 5
Boothbay Fund Management, Llc 5
M&t Bank Corp 4
Pacifica Partners Inc. 4
Spot Trading L.L.C 4
Activest Wealth Management 4
IWIN - Amplify ETF Trust - Amplify Inflation Fighter ETF 4
Nelson, Van Denburg & Campbell Wealth Management Group, LLC 4
Brewin Dolphin Ltd 4
Commonwealth Equity Services, Llc 4
United Capital Financial Advisers, Llc 4
Metropolitan Life Insurance Co/ny 4
Commonwealth Equity Services, Inc 4
Driehaus Capital Management Llc 4
FIDELITY HANOVER STREET TRUST - Fidelity Emerging Markets Debt Central Fund 4
Scopus Asset Management, L.p. 4
Atomi Financial Group, Inc. 4
Reilly Financial Advisors, Llc 4
Integrated Wealth Concepts LLC 4
Anson Funds Management LP 4
Bell Investment Advisors, Inc 4
Headlands Technologies LLC 4
Great Valley Advisor Group, Inc. 4
Bluefin Capital Management, Llc 4
Ameritas Investment Partners, Inc. 4
Assetmark, Inc 4
Commonwealth Of Pennsylvania Public School Empls Retrmt Sys 4
DLD Asset Management, LP 4
Diametric Capital, LP 4
Mml Investors Services, Llc 4
Fore Research & Management, LP 4
Qube Research & Technologies Ltd 4
Strategic Financial Concepts, LLC 4
WSML - iSHARES TRUST - iShares MSCI World Small-Cap ETF 4
Jnl Series Trust - Jnl/mfs Mid Cap Value Fund Jnl/mfs Mid Cap Value Fund (a) 4
Thrivent Financial For Lutherans 4
Sowell Financial Services LLC 4
Bienville Capital Management, LLC 4
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA International Core Equity Fund 4
GONIX - FundVantage Trust - Gotham Neutral Fund Institutional Class 4
City State Bank 4
CEMB - iShares, Inc. - iShares J.P. Morgan EM Corporate Bond ETF 4
DFA INVESTMENT DIMENSIONS GROUP INC - World ex U.S. Targeted Value Portfolio Institutional Class 4
Point72 Asia (Singapore) Pte. Ltd. 4
Bayesian Capital Management, LP 4
Voloridge Investment Management, Llc 4
CoreCommodity Management, LLC 4
CoreCap Advisors, LLC 4
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP T. Rowe Price 2020 Fund Standard Class 4
MBEQX - M FUND INC - M International Equity Fund 4
VSCAX - Aim Sector Funds (invesco Sector Funds) - Invesco Small Cap Value Fund Class A 4
BlackRock Funds II - BlackRock Dynamic High Income Portfolio Investor A 4
Aristeia Capital Llc 4
Clear Creek Financial Management, LLC 4
Sunbelt Securities, Inc. 4
Nisa Investment Advisors, Llc 4
Crestline Management, LP 4
Alpha Paradigm Partners, LLC 4
Pictet Asset Management Holding SA 4
Bogart Wealth, LLC 4
FIL Ltd 4
Pictet Asset Management Sa 4
Old West Investment Management, LLC 4
EAM Global Investors LLC 4
Capital Research Global Investors 4
Fiera Capital Corp 4
Extract Advisors LLC 4
Cinctive Capital Management LP 4
FTWO - EA Series Trust - Strive FAANG 2.0 ETF 4
SUNAMERICA SERIES TRUST - SA American Funds Growth Portfolio Class 3 4
Azarias Capital Management, L.P. 4
Rational Advisors Llc 4
SRS Capital Advisors, Inc. 4
Mountain Lake Investment Management LLC 4
Weiss Asset Management LP 4
AGDAX - AB HIGH INCOME FUND INC - AB HIGH INCOME FUND INC Class A 4
Gradient Investments LLC 4
Progeny 3, Inc. 4
Campbell & CO Investment Adviser LLC 4
FILL - iShares, Inc. - iShares MSCI Global Energy Producers ETF 4
HYEM - VanEck Vectors ETF Trust - VanEck Vectors Emerging Markets High Yield Bond ETF 4
Knight Capital Group, Inc. 4
Integrated Advisors Network LLC 4
PSPFX - US GLOBAL INVESTORS FUNDS - Global Resources Fund 4
NewGen Asset Management Ltd 4
EMHY - iShares, Inc. - iShares Emerging Markets High Yield Bond ETF 4
HTLF Bank 4
GIMFX - GMO TRUST - GMO Implementation Fund 4
California State Teachers Retirement System 4
Man Group plc 4
NEXT Financial Group, Inc 4
Tiaa-cref Funds 4
Kepos Capital LP 4
Global Retirement Partners, LLC 4
Two Roads Shared Trust - Redwood Managed Volatility Portfolio Class I 4
Tocqueville Asset Management L.p. 4
Laurion Capital Management LP 4
Planned Solutions, Inc. 4
TGFRX - TANAKA FUNDS INC - TANAKA Growth Fund Class R 4
Massar Capital Management, LP 4
GLG Partners LP 4
RMYAX - RUSSELL INVESTMENT CO - Multi-Strategy Income Fund Class A 4
Ubs Ag 4
FTEJX - FIDELITY INVESTMENT TRUST - Fidelity Total Emerging Markets Fund Fidelity Advisor Total Emerging Markets Fund: Class I 4
Capital Investment Advisory Services, LLC 4
RAZAX - RUSSELL INVESTMENT CO - Multi-Asset Growth Strategy Fund Class A 4
Smartleaf Asset Management LLC 4
Brookstone Capital Management 4
Manatuck Hill Partners, LLC 4
WFG Advisors, LP 4
MetLife Investment Management, LLC 4
Tfs Capital Llc 4
Dynamic Technology Lab Private Ltd 4
AMTAX - AB BOND FUND, INC. - AB All Market Real Return Portfolio Class A 4
VGSTX - VANGUARD STAR FUNDS - Vanguard Star Fund 4
NANR - SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) - SPDR S&P North American Natural Resources ETF 4
SIH Partners, LLLP 4
WR Wealth Planners, LLC 4
NFP Retirement, Inc. 4
CDAZX - COLUMBIA FUNDS SERIES TRUST I - Multi-Manager Directional Alternative Strategies Fund Institutional Class 4
WEIZX - Series Portfolios Trust - Weiss Alternative Balanced Risk Fund Investor Class 4
Confluence Investment Management Llc 4
Summit Financial, LLC 4
Pathstone Holdings, LLC 4
Natixis Advisors, L.p. 4
Colony Group, LLC 4
Brevan Howard Capital Management LP 4
DFA INVESTMENT DIMENSIONS GROUP INC - International Small Cap Growth Portfolio Institutional Class 4
Gsa Capital Partners Llp 4
Ground Swell Capital, LLC 4
FEDCX - FIDELITY HASTINGS STREET TRUST - Fidelity Series Emerging Markets Debt Fund 4
DAVENPORT & Co LLC 4
Catalyst Funds Management Pty Ltd 4
Baader Bank INC 4
J.w. Cole Advisors, Inc. 4
Koshinski Asset Management, Inc. 4
Summit Wealth Partners, LLC 4
JSACX - JPMorgan Trust I - JPMorgan SmartRetirement 2045 Fund Class C 4
Operose Advisors LLC 4
Blueshift Asset Management, LLC 4
Shell Asset Management Co 4
PDAVX - Advisors' Inner Circle Fund III - PineBridge Dynamic Asset Allocation Fund Investor Servicing Shares 4
Caxton Associates Lp 4
Prudential Financial Inc 4
HGC Investment Management Inc. 4
BW Gestao de Investimentos Ltda. 4
Fifth Third Bancorp 4
SWYEX - SCHWAB CAPITAL TRUST - Schwab Target 2030 Index Fund 4
Nordea Investment Management Ab 4
Ronald Blue Trust, Inc. 4
A.R.T. Advisors, LLC 4
VTMGX - VANGUARD TAX-MANAGED FUNDS - Vanguard Developed Markets Index Fund Admiral Shares 4
Raymond James Financial Services Advisors, Inc. 4
Wall Street Access Asset Management, LLC 4
Sculptor Capital LP 4
Acadian Asset Management Llc 4
Alyeska Investment Group, L.P. 4
Lord, Abbett & Co. Llc 4
Accordant Advisory Group Inc 4
Wealth Enhancement Advisory Services, Llc 4
Cetera Investment Advisers 4
First Manhattan Co 4
Total Investment Management Inc 4
Prudential Plc 4
NewEdge Wealth, LLC 4
PFUMX - PRINCIPAL FUNDS, INC. - Finisterre Emerging Markets Total Return Bond Fund Institutional Class 4
Spire Wealth Management 4
FNMIX - FIDELITY SUMMER STREET TRUST - Fidelity New Markets Income Fund 4
Price T Rowe Associates Inc /md/ 4
CENTRAL TRUST Co 4
Chicago Partners Investment Group LLC 4
Ninepoint Partners LP 4
Difesa Capital Management, Lp 4
Public Employees Retirement System Of Ohio 4
Yaupon Capital Management LP 4
Hennion & Walsh Asset Management, Inc. 4
CQS Cayman LP 4
Levin Capital Strategies, L.p. 4
ASGCX - ALLSPRING FUNDS TRUST - Allspring Global Long/Short Equity Fund Class C 4
Options Solutions, Llc 4
Rockefeller Capital Management L.P. 4
Geneos Wealth Management Inc. 4
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP Dimensional International Core Equity Fund Standard Class 4
Wiley Bros.-aintree Capital, Llc 4
Cetera Advisors LLC 4
State of Tennessee, Treasury Department 4
AVDEX - AMERICAN CENTURY ETF TRUST - Avantis International Equity Fund Institutional Class 4
De Lisle Partners LLP 4
Ubs Oconnor Llc 4
DFAI - Dimensional ETF Trust - Dimensional International Core Equity Market ETF 4
Lombard Odier Asset Management (USA) Corp 4
Alliancebernstein Global High Income Fund Inc 4
Hudson Bay Capital Management LP 4
HCIEX - HC CAPITAL TRUST - The International Equity Portfolio HC Strategic Shares 4
PEAK6 Investments, L.P. 4
Schroder Investment Management Group 4
BBGSX - Bridge Builder Trust - Bridge Builder Small/Mid Cap Growth Fund 4
UNIVEST FINANCIAL Corp 4
VTCLX - VANGUARD TAX-MANAGED FUNDS - Vanguard Tax-Managed Capital Appreciation Fund Admiral Shares 4
Swiss Life Asset Management Ltd 4
CI Private Wealth, LLC 4
Deuterium Capital Management, LLC 4
Principal Financial Group Inc 4
BlackRock Funds V - BlackRock Strategic Income Opportunities Portfolio Investor A Shares 4
American International Group, Inc. 4
Oppenheimer Funds Inc 4
Beirne Wealth Consulting Services, LLC 4
Stanley-Laman Group, Ltd. 4
SCHC - SCHWAB STRATEGIC TRUST - Schwab International Small-Cap Equity ETF 4
Numerai GP LLC 4
DFA INVESTMENT TRUST CO - The Canadian Small Company Series 4
DFIC - Dimensional ETF Trust - Dimensional International Core Equity 2 ETF 4
Russell Frank Co/ 4
Cqs (us), Llc 4
Hollencrest Capital Management 4
SPDW - SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) - SPDR(R) Portfolio Developed World ex-US ETF 4
Marshall Wace North America L.P. 4
Abbington Investment Group 4
DSMFX - Brinker Capital Destinations Trust - Destinations Small-Mid Cap Equity Fund Class I 4
General American Investors Co Inc 3
Geneva Advisors, LLC 3
Principal Funds Inc 3
ADVANCED SERIES TRUST - AST Multi-Sector Fixed Income Portfolio 3
Integral Derivatives, LLC 3
U.S. Capital Wealth Advisors, LLC 3
Centaurus Financial, Inc. 3
Signaturefd, Llc 3
Crewe Advisors LLC 3
Kercheville Advisors, LLC 3
Flagship Harbor Advisors, Llc 3
Uncommon Cents Investing LLC 3
Mutual Advisors, LLC 3
SFILX - SCHWAB CAPITAL TRUST - Schwab Fundamental International Small Company Index Fund Institutional Shares 3
MetLife Securities, Inc 3
ABAEX - AB CAP FUND, INC. - AB Emerging Markets Multi-Asset Portfolio Class A 3
Sound Income Strategies, LLC 3
GBFFX - GMO TRUST - GMO Benchmark-Free Fund Class III 3
Lake Street Advisors Group, Llc 3
Sigma Planning Corp 3
Daiwa Securities Group Inc. 3
Pictet Asset Management Ltd 3
Banco de Sabadell, S.A 3
TPDAX - TIMOTHY PLAN - Timothy Plan Defensive Strategies Fund Class A 3
Tiaa Cref Investment Management Llc 3
Summit X, LLC 3
Pinnbrook Capital Management Lp 3
I.g. Investment Management, Ltd. 3
Castle Creek Arbitrage, LLC 3
PCJ Investment Counsel Ltd. 3
Rotella Capital Management, Inc. 3
Snowden Capital Advisors LLC 3
Empyrean Capital Partners, LP 3
Wilmington Trust Co 3
Glazer Capital, Llc 3
McIlrath & Eck, LLC 3
Sugarloaf Wealth Management, LLC 3
Sandia Investment Management LP 3
Sender Co & Partners, Inc. 3
Westchester Capital Management, LLC 3
RYDEX VARIABLE TRUST - Biotechnology Fund Variable Annuity 3
Versant Capital Management, Inc 3
Aquatic Capital Management LLC 3
Oaktree Capital Management Lp 3
Chicago Capital, LLC 3
Private Wealth Partners, LLC 3
QSRIX - AQR Funds - AQR Small Cap Relaxed Constraint Equity Fund Class I 3
Advisory Research Inc 3
Turim 21 Investimentos Ltda. 3
Altshuler Shaham Ltd 3
Captrust Financial Advisors 3
Parkwood LLC 3
HRITX - Manager Directed Portfolios - Hood River International Opportunity Fund Retirement Shares 3
Taconic Capital Advisors LP 3
PACIFIC SELECT FUND - Managed Bond Portfolio Class I 3
Mount Yale Investment Advisors, LLC 3
Minichmacgregor Wealth Management, Llc 3
Venture Visionary Partners LLC 3
Valeo Financial Advisors, LLC 3
Householder Group Estate & Retirement Specialist, LLC 3
Periscope Capital Inc. 3
Commonwealth Bank Of Australia 3
Private Advisor Group, LLC 3
Foundations Investment Advisors, LLC 3
Atria Wealth Solutions, Inc. 3
Truvestments Capital Llc 3
Bnp Paribas 3
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 3
Zacks Investment Management 3
Los Angeles Capital Management Llc 3
Canton Hathaway, LLC 3
BlueCrest Capital Management LLP 3
KGGAX - Advisors' Inner Circle Fund II - KOPERNIK GLOBAL ALL-CAP FUND CLASS A SHARES 3
DFIS - Dimensional ETF Trust - Dimensional International Small Cap ETF 3
Freestone Capital Holdings, LLC 3
Kms Financial Services, Inc 3
Triasima Portfolio Management inc. 3
AVSD - AMERICAN CENTURY ETF TRUST - Avantis Responsible International Equity ETF 3
CRIT - EXCHANGE TRADED CONCEPTS TRUST - Optica Rare Earths & Critical Materials ETF 3
Kimelman & Baird, LLC 3
Agf Investments Inc. 3
Lighthouse Investment Partners, LLC 3
Intech Investment Management Llc 3
Calamos Advisors LLC 3
Axxcess Wealth Management, Llc 3
Kim, Llc 3
GARIX - FundVantage Trust - Gotham Absolute Return Fund Institutional Class 3
Sequoia Financial Advisors, LLC 3
ProShare Advisors LLC 3
BBTSX - Bridge Builder Trust - Bridge Builder Tax Managed Small/Mid Cap Fund 3
TCI Wealth Advisors, Inc. 3
HDBFX - HARTFORD MUTUAL FUNDS INC/CT - Hartford Dynamic Bond Fund Class F 3
Schechter Investment Advisors, LLC 3
Foresight Wealth Management, LLC 3
Benjamin F. Edwards & Company, Inc. 3
TSDUX - MORGAN STANLEY PATHWAY FUNDS - Ultra-Short Term Fixed Income Fund 3
GENIX - FundVantage Trust - Gotham Enhanced Return Fund Institutional Class 3
Geduld E E 3
MFEM - PIMCO Equity Series - PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF 3
Aptus Capital Advisors, LLC 3
Ethic Inc. 3
GSCYX - GuideStone Funds - SMALL CAP EQUITY FUND Institutional 3
Beaumont Financial Advisors, LLC 3
BlackRock Funds II - BLACKROCK MULTI-ASSET INCOME PORTFOLIO INVESTOR C SHARES 3
Avantax Advisory Services, Inc. 3
Managed Account Advisors Llc 3
Arkadios Wealth Advisors 3
Herr Investment Group LLC 3
Carroll Financial Associates, Inc. 3
Gritstone Asset Management Llc 3
BerganKDV Wealth Management, LLC 3
Axq Capital, Lp 3
JCRAX - FINANCIAL INVESTORS TRUST - ALPS/CoreCommodity Management CompleteCommodities Strategy Fund Investor Shares 3
Flow State Investments, L.P. 3
Prospera Financial Services Inc 3
Bracebridge Capital, LLC 3
Mountaineer Partners Management, LLC 3
Quantinno Capital Management LP 3
MUFG Americas Holdings Corp 3
Cresset Asset Management, LLC 3
EQ ADVISORS TRUST - EQ/JPMorgan Value Opportunities Portfolio Class IA 3
MERVX - MERGER FUND VL - The Merger Fund VL 3
Ausbil Investment Management Ltd 3
True Wealth Design, LLC 3
MERFX - MERGER FUND - The Merger Fund - Investor Class Shares 3
Cipher Capital LP 3
Gagnon Securities Llc 3
American Portfolios Advisors 3
Pensionmark Financial Group, Llc 3
Wealthspire Advisors, LLC 3
Cetera Advisor Networks LLC 3
DFSI - Dimensional ETF Trust - Dimensional International Sustainability Core 1 ETF 3
Tanaka Capital Management Inc 3
HighMark Wealth Management LLC 3
Cm Wealth Advisors Llc 3
BlackRock Institutional Trust Company, N.A. 3
Legacy Capital Group California, Inc. 3
WCERX - Westchester Capital Funds - WCM Alternatives: Event-Driven Fund - Investor Class Shares 3
Nebula Research & Development LLC 3
BCJ Capital Management, LLC 3
Sheaff Brock Investment Advisors, LLC 3
Violich Capital Management, Inc. 3
HBLAX - HARTFORD MUTUAL FUNDS INC/CT - THE HARTFORD BALANCED INCOME FUND Class A 3
Intact Investment Management Inc. 3
Wedbush Securities Inc 3
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 3
San Francisco Sentry Investment Group (ca) 3
BlackRock ETF Trust II - BlackRock Flexible Income ETF 3
Water Island Capital Llc 3
AVDS - AMERICAN CENTURY ETF TRUST - Avantis International Small Cap Equity ETF 3
New York State Common Retirement Fund 3
Loews Corp 3
Arden Investment Series Trust 3
TFPN - Tidal Trust II - Blueprint Chesapeake Multi-Asset Trend ETF 3
TLLVX - TIAA-CREF LIFE FUNDS - Large-Cap Value Fund 3
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 3
SSCJX - STATE STREET INSTITUTIONAL INVESTMENT TRUST - State Street Target Retirement 2035 Fund Class I 3
Vivaldi Asset Management, LLC 3
Hbk Investments L P 3
Jane Street Holding, LLC 3
FMFIX - RBB FUND, INC. - Free Market Fixed Income Fund Institutional Class 3
SSSEX - STATE STREET VARIABLE INSURANCE SERIES FUNDS INC - State Street Small-Cap Equity V.I.S. Fund Class 1 Shares 3
Bear Mountain Capital, Inc. 3
GAMMA Investing LLC 3
Voya Prime Rate Trust 3
FSCRX - FIDELITY CONCORD STREET TRUST - Fidelity Small Cap Discovery Fund 3
Independent Advisor Alliance 3
Anthracite Investment Company, Inc. 3
Howe & Rusling Inc 3
Chesapeake Capital Corp /il/ 3
Financial Architects, Inc 3
Garnet Equity Capital Holdings, Inc. 3
Prescott Group Capital Management, L.l.c. 3
Polymer Capital Management (HK) LTD 3
Susquehanna Portfolio Strategies, LLC 3
Voya Financial Advisors, Inc. 3
National Planning Corp 3
JNL SERIES TRUST - JNL/Westchester Capital Event Driven Fund (A) 3
Jnl Series Trust - Jnl/fidelity Institutional Asset Management Total Bond Fund (a) 3
Sawtooth Solutions, LLC 3
JNL SERIES TRUST - JNL/DFA International Core Equity Fund (I) 3
Federated Hermes, Inc. 3
Segantii Capital Management Ltd 3
JNL SERIES TRUST - JNL Multi-Manager Alternative Fund (A) 3
Kapitalo Investimentos Ltda 3
Cutter & CO Brokerage, Inc. 3
AE Wealth Management LLC 3
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT Multi-Manager Small Company Fund Class I 3
BBIEX - Bridge Builder Trust - Bridge Builder International Equity Fund 3
Parkside Financial Bank & Trust 3
PEMIX - PIMCO FUNDS - PIMCO Emerging Markets Corporate Bond Fund Institutional 3
DWSH - AdvisorShares Trust - AdvisorShares Dorsey Wright Short ETF 3
Fiduciary Family Office, Llc 3
Mark Sheptoff Financial Planning, Llc 3
SMCWX - SMALLCAP WORLD FUND INC - SMALLCAP WORLD FUND INC Class A 3
Hood River Capital Management LLC 3
PDN - Invesco Exchange-Traded Fund Trust II - Invesco FTSE RAFI Developed Markets ex-U.S. Small-Mid ETF 3
Parametric Portfolio Associates Llc 3
Graticule Asia Macro Advisors LLC 3
LRI Investments, LLC 3
Point72 (DIFC) Ltd 3
Advanced Series Trust - Ast Small-cap Growth Portfolio 3
MVALX - MERIDIAN FUND INC - MERIDIAN CONTRARIAN FUND Legacy Class 3
SMQFX - Sei Institutional Investments Trust - Siit Emerging Markets Equity Fund - Class A 3
Nomura Asset Management Co Ltd 3
ArrowMark Colorado Holdings LLC 3
Trexquant Investment LP 3
L1 Capital Pty Ltd 3
IHT Wealth Management, LLC 3
First Allied Advisory Services, Inc. 3
Harbour Capital Advisors, LLC 3
VDAFX - VALIC Co I - Dynamic Allocation Fund 3
Td Private Client Wealth Llc 3
VTWSX - VANGUARD INTERNATIONAL EQUITY INDEX FUNDS - Vanguard Total World Stock Index Fund Investor Shares 3
Northwest & Ethical Investments L.P. 3
VFSVX - VANGUARD INTERNATIONAL EQUITY INDEX FUNDS - Vanguard FTSE All-World ex-US Small-Cap Index Fund Investor Shares 3
Integrated Investment Consultants, LLC 3
Cohen & Steers, Inc. 3
PGHY - Invesco Exchange-Traded Fund Trust II - Invesco Global Short Term High Yield Bond ETF 3
Oarsman Capital, Inc. 3
CCNR - FINANCIAL INVESTORS TRUST - ALPS | CoreCommodity Natural Resources ETF 3
ORG Wealth Partners, LLC 3
D.a. Davidson & Co. 3
SPGM - SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) - SPDR(R) Portfolio MSCI Global Stock Market ETF 3
Capstone Investment Advisors, Llc 3
Agf Management Ltd 3
Encompass Capital Advisors LLC 3
Danske Bank A/s 3
SSTIX - STATE STREET VARIABLE INSURANCE SERIES FUNDS INC - State Street Total Return V.I.S. Fund Class 1 Shares 3
Teachers Advisors, Llc 3
Axiom Investment Management LLC 3
Winton Capital Group Ltd 3
Pacer Advisors, Inc. 3
Ergoteles LLC 3
Timber Hill LLC 3
DCXAX - MUTUAL FUND SERIES TRUST - Catalyst Hedged Commodity Strategy Fund Class A 3
FCTDX - Fidelity Rutland Square Trust II - Strategic Advisers Fidelity U.S. Total Stock Fund 3
AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS) - Invesco Oppenheimer International Bond Fund Class R6 3
Keybank National Association/oh 3
Freshford Capital Management, LLC 3
BlackRock Capital Allocation Trust 3
Bulldog Investors, LLP 3
Sterling Capital Management LLC 3
Vision Financial Markets Llc 3
Worth Venture Partners, LLC 3
TUNAX - TRANSAMERICA FUNDS - Transamerica Unconstrained Bond A 3
GAM Holding AG 3
Jain Global LLC 3
VTIBX - Vanguard Charlotte Funds - Vanguard Total International Bond Index Fund Investor Shares 3
World Asset Management Inc 3
Police & Firemen's Retirement System of New Jersey 3
Quantitative Investment Management, LLC 3
Panagora Asset Management Inc 3
PHIAX - PACE SELECT ADVISORS TRUST - PACE High Yield Investments Class A 3
Eisler Capital Management Ltd. 3
GPS Wealth Strategies Group, LLC 3
BLACKROCK GLOBAL ALLOCATION FUND, INC. - BLACKROCK GLOBAL ALLOCATION FUND, INC. Investor A 3
Waratah Capital Advisors Ltd. 3
Exencial Wealth Advisors, Llc 3
PKO Investment Management Joint-Stock Co 3
First Horizon Advisors, Inc. 3
Kovitz Investment Group Partners, LLC 3
FSMTX - FIDELITY SALEM STREET TRUST - Fidelity SAI Total Bond Fund 3
Variable Insurance Products Fund V - Strategic Income Portfolio Initial Class 3
WLCTX - Wilshire Mutual Funds Inc - Wilshire International Equity Fund Investment Class 3
GEFPX - FundVantage Trust - Gotham Enhanced 500 Plus Fund Institutional Class 3
WINAX - WILMINGTON FUNDS - Wilmington International Fund Class A Shares 3
MSSM - MORGAN STANLEY PATHWAY FUNDS - Morgan Stanley Pathway Small-Mid Cap Equity ETF 3
BlackRock Advisors LLC 3
Antonetti Capital Management LLC 3
Brookwood Investment Group LLC 3
Philadelphia Financial Management of San Francisco, LLC 3
SummitTX Capital, L.P. 3
Nationwide Fund Advisors 3
Caxton Associates Llp 3
Mitsubishi UFJ Securities Holdings Co., Ltd. 3
FGHNX - FIDELITY SUMMER STREET TRUST - Fidelity Global High Income Fund 3
Concord Wealth Partners 3
Aperio Group, LLC 3
Ade, Llc 3
Wealthspring Capital LLC 3
Patriot Financial Group Insurance Agency, LLC 3
NewGen Equity Long/Short Fund 3
Winnow Wealth Llc 3
FTBFX - FIDELITY INCOME FUND /MA/ - Fidelity Total Bond Fund 3
Evergreen Capital Management Llc 3
Greenwich Wealth Management LLC 3
Black Maple Capital Management LP 3
Sonora Investment Management, LLC 3
Investment Management Corp of Ontario 3
Capital Fund Management S.a. 3
BlackRock Investment Management, LLC 3
Ballentine Partners, LLC 3
Amalgamated Bank 3
FNDC - SCHWAB STRATEGIC TRUST - Schwab Fundamental International Small Company Index ETF 3
Saba Capital Management, L.P. 3
Clear Street Group Inc. 3
SevenBridge Financial Group, LLC 3
BlackRock Variable Series Funds, Inc. - BlackRock Global Allocation V.I. Fund Class I 3
Cullen/frost Bankers, Inc. 3
KERR FINANCIAL PLANNING Corp 3
FNY Partners Fund LP 3
Virginia Retirement Systems Et Al 3
URSIX - USAA MUTUAL FUNDS TRUST - Target Retirement 2060 Fund 3
Beutel, Goodman & Co Ltd. 3
Stephens Inc /ar/ 3
TSGUX - MORGAN STANLEY PATHWAY FUNDS - Small-Mid Cap Equity Fund 3
Pekin Hardy Strauss, Inc. 3
JBF Capital, Inc. 3
VQNPX - VANGUARD QUANTITATIVE FUNDS - Vanguard Growth and Income Fund Investor Shares 3
Southport Management, L.l.c. 3
Kerrisdale Advisers, LLC 3
SEASONS SERIES TRUST - SA Multi-Managed Mid Cap Growth Portfolio Class 1 3
Corsair Capital Management, L.p. 3
Shay Capital LLC 3
Jaffetilchin Investment Partners, LLC 3
Brighthouse Funds Trust I - AB International Bond Portfolio Class B 3
Acasta Partners UK LLP 3
KBC Group NV 3
Wright Wealth Llc 3
IGE - iSHARES TRUST - iShares North American Natural Resources ETF 3
Ancora Advisors, LLC 3
First Republic Investment Management, Inc. 3
Radcliffe Capital Management, L.P. 3
Hexavest Inc. 3
O'shaughnessy Asset Management, Llc 3
Joel Isaacson & Co., LLC 3
King Luther Capital Management Corp 3
Money Concepts Capital Corp 3
Stratos Wealth Partners, LTD. 3
PenderFund Capital Management Ltd. 3
Estate Planners Group, LLC 3
Accredited Investors Inc. 3
VYSVX - Vericimetry Funds - Vericimetry U.S. Small Cap Value Fund 3
Nine Chapters Capital Management LLC 3
NOSGX - Northern Funds - Northern Small Cap Value Fund 3
Refined Wealth Management 3
Counterpoint Mutual Funds LLC 3
RYWTX - RYDEX SERIES FUNDS - Emerging Markets 2x Strategy Fund Class A 3
Westwood Holdings Group Inc 3
Seacrest Wealth Management, Llc 3
Bornite Capital Management LP 3
Nicholas Investment Partners, LP 3
Dryden Capital, LLC 3
WCFIX - Westchester Capital Funds - WCM Alternatives: Credit Event Fund Institutional Class 3
AGAQX - Investment Managers Series Trust - 361 Global Long/Short Equity Fund Investor Class 3
Newbridge Financial Services Group, Inc. 3
Kingdon Capital Management, L.l.c. 3