Loan Brokers - Largest Owners in this Industry

This is a list of institutions that have held positions in more than two companies within this industry since the beginning of our crawl horizon (somewhere in 2014). Industry is based on SIC codes reported with the SEC. Number of Known Investments is the total count of securities held as reported in filings with the SEC since the beginning of our crawl horizon.

Investor Number of Known Investments
Proequities, Inc. 15
UBS Group AG 13
Millennium Management Llc 12
Goldman Sachs Group Inc 11
ADANX - AQR Funds - AQR Diversified Arbitrage Fund Class N 11
D. E. Shaw & Co., Inc. 10
Wolverine Asset Management Llc 10
Jane Street Group, Llc 10
Cnh Partners Llc 9
Susquehanna International Group, Llp 9
Boothbay Fund Management, Llc 9
Weiss Asset Management LP 9
Landscape Capital Management, L.l.c. 8
Citigroup Inc 8
Ancora Advisors, LLC 8
Calamos Advisors LLC 8
Barclays Plc 8
Virtu Financial LLC 8
Morgan Stanley 8
CVSIX - CALAMOS INVESTMENT TRUST/IL - Calamos Market Neutral Income Fund Class A 8
Citadel Advisors Llc 8
Jpmorgan Chase & Co 8
Tower Research Capital LLC (TRC) 7
Clear Street Llc 7
Walleye Capital LLC 7
Deutsche Bank Ag\ 7
Shaolin Capital Management LLC 7
Wells Fargo & Company/mn 7
Fmr Llc 7
Bank Of America Corp /de/ 7
Hudson Bay Capital Management LP 7
Verition Fund Management LLC 6
Walleye Trading LLC 6
Capstone Investment Advisors, Llc 6
Assetmark, Inc 6
Centiva Capital, LP 6
Periscope Capital Inc. 6
Magnetar Financial LLC 6
Cvi Holdings, Llc 6
Cambridge Investment Research Advisors, Inc. 6
Invesco Ltd. 6
Balyasny Asset Management Llc 6
Bank of New York Mellon Corp 6
Sei Investments Co 6
Bnp Paribas Arbitrage, Sa 6
Bank Of Montreal /can/ 6
Yakira Capital Management, Inc. 6
Ameriprise Financial Inc 6
K2 Principal Fund, L.p. 6
Hrt Financial Lp 6
Royal Bank Of Canada 6
Whitebox Advisors Llc 6
Comerica Bank 5
Ubs Oconnor Llc 5
LMR Partners LLP 5
Us Bancorp \de\ 5
Advisory Services Network, LLC 5
Karpus Management, Inc. 5
SG Americas Securities, LLC 5
GWM Advisors LLC 5
Allianz Asset Management GmbH 5
Geode Capital Management, Llc 5
Polar Asset Management Partners Inc. 5
Saba Capital Management, L.P. 5
Alpine Global Management, LLC 5
Russell Investments Group, Ltd. 5
Credit Suisse Ag/ 5
Advisor Group Holdings, Inc. 5
Nomura Holdings Inc 5
State Street Corp 5
Dupont Capital Management Corp 5
Marshall Wace, Llp 5
Pnc Financial Services Group, Inc. 5
BlackRock, Inc. 5
JNL SERIES TRUST - JNL Multi-Manager Alternative Fund (A) 5
First Trust Advisors Lp 5
Raymond James Financial Inc 5
Davidson Kempner Capital Management Lp 5
Cubist Systematic Strategies, LLC 5
Northwestern Mutual Wealth Management Co 5
Parametric Portfolio Associates Llc 5
Stifel Financial Corp 5
Truist Financial Corp 5
Wellington Management Group Llp 4
Penserra Capital Management LLC 4
Segantii Capital Management Ltd 4
Sculptor Capital LP 4
Gabelli Convertible & Income Securities Fund Inc 4
Aristeia Capital Llc 4
Bessemer Group Inc 4
Ubs Asset Management Americas Inc 4
FNCMX - FIDELITY CONCORD STREET TRUST - Fidelity Nasdaq Composite Index Fund 4
Lindbrook Capital, Llc 4
Paloma Partners Management Co 4
Bancroft Fund Ltd 4
Rehmann Capital Advisory Group 4
Legal & General Group Plc 4
New York State Common Retirement Fund 4
Principal Securities, Inc. 4
Raymond James Financial Services Advisors, Inc. 4
CIBC Private Wealth Group, LLC 4
First Horizon Advisors, Inc. 4
Ayrton Capital LLC 4
Schonfeld Strategic Advisors LLC 4
Gabelli Funds Llc 4
Ellington Management Group Llc 4
Lazard Asset Management Llc 4
Fir Tree Capital Management Lp 4
Mangrove Partners 4
Parallel Advisors, LLC 4
Raymond James & Associates 4
Oppenheimer & Co Inc 4
Advisor Group, Inc. 4
Envestnet Asset Management Inc 4
Hartland & Co., LLC 4
Commonwealth Of Pennsylvania Public School Empls Retrmt Sys 4
IFP Advisors, Inc 4
Ellsworth Growth & Income Fund Ltd 4
Wolverine Trading, Llc 4
Belpointe Asset Management LLC 4
Vestcor Inc 4
Squarepoint Ops LLC 4
Cetera Investment Advisers 4
Cowen And Company, Llc 4
Steward Partners Investment Advisory, Llc 4
Healthcare Of Ontario Pension Plan Trust Fund 4
Meteora Capital, LLC 4
HighTower Advisors, LLC 4
Two Sigma Securities, Llc 4
Mariner, LLC 4
Northern Trust Corp 4
Voya Prime Rate Trust 4
Janney Montgomery Scott LLC 4
Prelude Capital Management, Llc 4
Fifth Lane Capital, Lp 4
GLIAX - Allianz Funds Multi-Strategy Trust - AllianzGI Retirement 2055 Fund Class A 4
683 Capital Management, LLC 4
Mizuho Securities Usa Llc 4
ASNAX - Allianz Funds Multi-Strategy Trust - AllianzGI Retirement 2050 Fund A 4
Elequin Capital Lp 4
Advisors Asset Management, Inc. 4
Caas Capital Management Lp 4
AVSAX - Allianz Funds Multi-Strategy Trust - AllianzGI Retirement 2040 Fund A 4
GVRAX - Allianz Funds Multi-Strategy Trust - AllianzGI Retirement 2035 Fund Class A 4
Oaktree Capital Management Lp 4
ASGAX - Allianz Funds Multi-Strategy Trust - AllianzGI Global Dynamic Allocation Fund Class A 4
Federation des caisses Desjardins du Quebec 4
MMCAP International Inc. SPC 4
Creative Planning 4
Atw Spac Management Llc 4
Glazer Capital, Llc 4
GBVAX - Allianz Funds Multi-Strategy Trust - AllianzGI Retirement 2045 Fund Class A 4
Coppell Advisory Solutions LLC 4
LPL Financial LLC 4
Regions Financial Corp 3
RMYAX - RUSSELL INVESTMENT CO - Multi-Strategy Income Fund Class A 3
FCVSX - FIDELITY FINANCIAL TRUST - Fidelity Convertible Securities Fund 3
RAZAX - RUSSELL INVESTMENT CO - Multi-Asset Growth Strategy Fund Class A 3
Putnam Investments Llc 3
BlackRock Advisors LLC 3
PenderFund Capital Management Ltd. 3
Bayesian Capital Management, LP 3
Wealthspire Advisors, L.P. 3
BlueCrest Capital Management Ltd 3
AZNAX - ALLIANZ FUNDS - AllianzGI Income & Growth Fund Class A 3
Quadrature Capital Ltd 3
Advent Claymore Convertible Securities & Income Fund 3
Zurcher Kantonalbank (Zurich Cantonalbank) 3
Commonwealth Equity Services, Llc 3
Glenmede Trust Co Na 3
Palisade Capital Management Llc/nj 3
Howe & Rusling Inc 3
TENIX - TRANSAMERICA FUNDS - Transamerica Event Driven I 3
Quadrant Capital Group Llc 3
Vanguard Group Inc 3
Wiley Bros.-aintree Capital, Llc 3
NumerixS Investment Technologies Inc 3
BlackRock Investment Management, LLC 3
Qube Research & Technologies Ltd 3
Victory Capital Management Inc 3
Mirae Asset Global Investments Co., Ltd. 3
WEIAX - TETON WESTWOOD FUNDS - TETON Convertible Securities Fund CLASS A 3
Dark Forest Capital Management Lp 3
Massmutual Trust Co Fsb/adv 3
JNL SERIES TRUST - JNL/Westchester Capital Event Driven Fund (A) 3
Cinctive Capital Management LP 3
American International Group, Inc. 3
Harbour Investments, Inc. 3
Maven Securities LTD 3
FSDIX - FIDELITY SALEM STREET TRUST - Fidelity Strategic Dividend & Income Fund 3
Sanctuary Advisors, LLC 3
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 3
Employees Retirement System of Texas 3
Gsa Capital Partners Llp 3
Hsbc Holdings Plc 3
Novator Capital Sponsor Ltd. 3
Virginia Retirement Systems Et Al 3
Wealth Enhancement Advisory Services, Llc 3
Janus Henderson Group Plc 3
Rhumbline Advisers 3
Laurion Capital Management LP 3
Larson Financial Group LLC 3
Parallax Volatility Advisers, L.P. 3
SBI Securities Co., Ltd. 3
Geneos Wealth Management Inc. 3
Picton Mahoney Asset Management 3
XTX Topco Ltd 3
Money Concepts Capital Corp 3
Quantbot Technologies LP 3
Gamco Investors, Inc. Et Al 3
Kcg Holdings, Inc. 3
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 3
Trexquant Investment LP 3
Two Sigma Investments, Lp 3
Toronto Dominion Bank 3
DeepCurrents Investment Group LLC 3
FNY Investment Advisers, LLC 3
Prospera Financial Services Inc 3
Cutler Group LP 3
Silver Rock Financial LP 3
Manufacturers Life Insurance Company, The 3
Quantitative Systematic Strategies LLC 3
Flow Traders U.s. Llc 3
O'Dell Group, LLC 3
Benjamin F. Edwards & Company, Inc. 3
EverSource Wealth Advisors, LLC 3
IHT Wealth Management, LLC 3
Ameritas Advisory Services, LLC 3
Flagship Harbor Advisors, Llc 3
Wunderlich Securities, Inc. 3
Advent Capital Management /de/ 3
Dimensional Fund Advisors Lp 3
Sunbelt Securities, Inc. 3
Engineers Gate Manager LP 3
Shenkman Capital Management Inc 3
Weiss Multi-Strategy Advisers LLC 3
Berkley W R Corp 3
PEAK6 Investments, L.P. 3
Ladenburg Thalmann Financial Services Inc 3
Two Sigma Advisers, Lp 3
Osterweis Capital Management Inc 3
Wealthcare Advisory Partners LLC 3
Westchester Capital Management, LLC 3
Allworth Financial LP 3
Private Advisor Group, LLC 3
Oxford Asset Management Llp 3
Schroder Investment Management Group 3
SMSAX - SEI INSTITUTIONAL MANAGED TRUST - SIMT Multi-Strategy Alternative Fund Class F 3
Renaissance Technologies Llc 3
Group One Trading, L.p. 3
Segall Bryant & Hamill, Llc 3
Allspring Global Investments Holdings, LLC 3
MetLife Investment Management, LLC 3
Jefferies Group LLC 3
Symphony Asset Management Llc 3
Farmers & Merchants Investments Inc 3
Oppenheimer Asset Management Inc. 3
Macquarie Group Ltd 3
Context Capital Management, LLC 3
Moors & Cabot, Inc. 3
Seacrest Wealth Management, Llc 3
NEXT Financial Group, Inc 3
American Portfolios Advisors 3
Teton Advisors, Inc. 3
Prudential Financial Inc 3
Nuveen Asset Management, LLC 3
Mackay Shields Llc 3
Tucker Asset Management Llc 3
Cwm, Llc 3
ExodusPoint Capital Management, LP 3
Clear Street Markets Llc 3
Rockefeller Capital Management L.P. 3
Allianzgi Equity & Convertible Income Fund 3
Sterling Capital Management LLC 3
Alliancebernstein L.p. 3
National Asset Management, Inc. 3
Lord, Abbett & Co. Llc 3
Aqr Capital Management Llc 3
Cowen Investment Management LLC 3
LEOIX - LAZARD FUNDS INC - Lazard Enhanced Opportunities Portfolio Institutional Shares 3
TENOR CAPITAL MANAGEMENT Co., L.P. 3
Fifth Third Bancorp 3
FAAAX - Franklin Alternative Strategies Funds - Franklin K2 Alternative Strategies Fund Class A 3
D.a. Davidson & Co. 3
Cetera Advisor Networks LLC 3
CENTRAL TRUST Co 3
Kestra Advisory Services, LLC 3
SMQFX - Sei Institutional Investments Trust - Siit Emerging Markets Equity Fund - Class A 3
Farther Finance Advisors, LLC 3
Focused Wealth Management, Inc 3
Allianzgi Nfj Dividend, Interest & Premium Strategy Fund 3
Ergoteles LLC 3
TD Waterhouse Canada Inc. 3
ICVT - iSHARES TRUST - iShares Convertible Bond ETF 3
Fortitude Family Office, LLC 3
OMERS ADMINISTRATION Corp 3
American Century Companies Inc 3
Connor, Clark & Lunn Investment Management Ltd. 3
FTMAX - Investment Managers Series Trust II - Vivaldi Multi-Strategy Fund Class A Shares 3
Simplex Trading, Llc 3
Point72 Asset Management, L.P. 3
EQ ADVISORS TRUST - 1290 VT Convertible Securities Portfolio Class IB 3