Security Brokers, Dealers, and Flotation Companies - Latest Institutional Ownership Updates

This table shows recent investment for the industry. A lot of people consider institutional money to be "smart money" since they tend to be well-informed and have dedicated research teams. So, tracking the filings of institutions can be considered a proxy for institutional sentiment. If you see a number of institutions accumulating shares, for example, that might be considered a positive signal.

File Date Form Target Company Investor Prior Shares Current Shares Change
(Percent)
2025-09-19 NPORT-P SCHW / Charles Schwab PAGRX - PERMANENT PORTFOLIO FAMILY OF FUNDS - Aggressive Growth Portfolio Class I 15,000 50,000 233.33
2025-09-19 13F-HR GS / Goldman Sachs Group Watts Gwilliam & Co., LLC 2,985 3,075 3.02
2025-09-19 NPORT-P SCHW / Charles Schwab PRPFX - PERMANENT PORTFOLIO FAMILY OF FUNDS - Permanent Portfolio Class I 200,000 200,000 0.00
2025-09-19 13F-HR EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF Canal Capital Management, LLC 5,587 5,773 3.33
2025-09-19 13F-HR SCHW / Charles Schwab Canal Capital Management, LLC 0 3,254
2025-09-19 13F-HR GS / Goldman Sachs Group Canal Capital Management, LLC 381 381 0.00
2025-09-19 13F-HR EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF Canal Capital Management, LLC 5,773 5,642 -2.27
2025-09-19 NPORT-P SCHW.PRJ / Charles Schwab Corporation - Preferred Stock PRVBX - PERMANENT PORTFOLIO FAMILY OF FUNDS - Versatile Bond Portfolio Class I 15,000 25,000 66.67
2025-09-19 NPORT-P SCHW / Charles Schwab MINVX - MADISON FUNDS - Madison Investors Fund Investors Fund Class Y 120,034 114,940 -4.24
2025-09-19 13F-HR GS / Goldman Sachs Group Canal Capital Management, LLC 381 515 35.17
2025-09-19 13F-HR BLK / BlackRock Watts Gwilliam & Co., LLC 402 435 8.21
2025-09-19 NPORT-P MS / Morgan Stanley BHBFX - MADISON FUNDS - Madison Dividend Income Fund Dividend Income Fund Class Y 33,400 31,150 -6.74
2025-09-19 NPORT-P MS / Morgan Stanley PAGRX - PERMANENT PORTFOLIO FAMILY OF FUNDS - Aggressive Growth Portfolio Class I 10,000 25,000 150.00
2025-09-19 NPORT-P BLK / BlackRock BHBFX - MADISON FUNDS - Madison Dividend Income Fund Dividend Income Fund Class Y 4,475 4,225 -5.59
2025-09-19 13F-HR MS / Morgan Stanley Watts Gwilliam & Co., LLC 3,022 3,090 2.25
2025-09-19 NPORT-P MS / Morgan Stanley PRPFX - PERMANENT PORTFOLIO FAMILY OF FUNDS - Permanent Portfolio Class I 200,000 200,000 0.00
2025-09-19 NPORT-P MS / Morgan Stanley CCOR - Listed Funds Trust - Core Alternative ETF 17,650 13,252 -24.92
2025-09-18 NPORT-P XP / XP SFGIX - FINANCIAL INVESTORS TRUST - Seafarer Overseas Growth and Income Fund Investor 3,899,000 3,899,000 0.00
2025-09-18 NPORT-P XP9 / XP JMID - Janus Detroit Street Trust - Janus Henderson Mid Cap Growth Alpha ETF 6,320 4,204 -33.48
2025-09-18 NPORT-P XP / XP SFVLX - FINANCIAL INVESTORS TRUST - Seafarer Overseas Value Fund Investor Class 172,000 172,000 0.00
2025-09-18 NPORT-P XP9 / XP JSMD - Janus Detroit Street Trust - Janus Henderson Small/Mid Cap Growth Alpha ETF 430,835
2025-09-17 NPORT-P RJF / Raymond James Financial NATIONWIDE MUTUAL FUNDS - Nationwide Fundamental All Cap Equity Portfolio Class R6 44,589 38,988 -12.56
2025-09-17 NPORT-P SCHW / Charles Schwab NATIONWIDE MUTUAL FUNDS - Nationwide Fundamental All Cap Equity Portfolio Class R6 74,110 64,797 -12.57
2025-09-17 13F-HR/A SCHW / Charles Schwab Bank Julius Baer & Co. Ltd, Zurich 1,938,786 2,206,206 13.79
2025-09-17 NPORT-P VIRT / Virtu Financial GTCSX - GLENMEDE FUND INC - Small Cap Equity Portfolio Advisor 343,210 328,281 -4.35
2025-09-17 NPORT-P SEIC / SEI Investments NWZLX - NATIONWIDE MUTUAL FUNDS - Nationwide Loomis All Cap Growth Fund Class A 27,863 29,572 6.13
2025-09-17 NPORT-P SCHW / Charles Schwab NWAPX - NATIONWIDE MUTUAL FUNDS - Nationwide Mellon Disciplined Value Fund Eagle Class 95,803 75,832 -20.85
2025-09-17 NPORT-P RJF / Raymond James Financial GRMAX - NATIONWIDE MUTUAL FUNDS - Nationwide S&P 500 Index Fund Class A 5,750 5,750 0.00
2025-09-17 13F-HR/A HOOD / Robinhood Markets Bank Julius Baer & Co. Ltd, Zurich 3,010 3,301 9.67
2025-09-17 NPORT-P RJF / Raymond James Financial NWHVX - NATIONWIDE MUTUAL FUNDS - Nationwide Geneva Mid Cap Growth Fund Class A 20,022 24,144 20.59
2025-09-17 NPORT-P FUTU / Futu Holdings Limited - Depositary Receipt GIIAX - NATIONWIDE MUTUAL FUNDS - Nationwide International Index Fund Class A 2,497 2,497 0.00
2025-09-17 13F-HR/A EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF Bank Julius Baer & Co. Ltd, Zurich 68,974 64,820 -6.02
2025-09-17 NPORT-P EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF NOVIX - GLENMEDE FUND INC - Global Secured Options Portfolio 64,400 64,400 0.00
2025-09-17 NPORT-P SCHW / Charles Schwab GEQIX - GLENMEDE FUND INC - Equity Income Portfolio 4,513 4,388 -2.77
2025-09-17 NPORT-P GS / Goldman Sachs Group NWAPX - NATIONWIDE MUTUAL FUNDS - Nationwide Mellon Disciplined Value Fund Eagle Class 12,191 18,157 48.94
2025-09-17 13F-HR/A GS / Goldman Sachs Group Bank Julius Baer & Co. Ltd, Zurich 893 1,840 106.05
2025-09-17 NPORT-P GS / Goldman Sachs Group NMFAX - NATIONWIDE MUTUAL FUNDS - Nationwide Dynamic U.S. Growth Fund Class A 7,926 8,046 1.51
2025-09-17 NPORT-P SEIC / SEI Investments GMXAX - NATIONWIDE MUTUAL FUNDS - Nationwide Mid Cap Market Index Fund Class A 17,443 16,707 -4.22
2025-09-17 NPORT-P SIEB / Siebert Financial GMRAX - NATIONWIDE MUTUAL FUNDS - Nationwide Small Cap Index Fund Class A 0 1,528
2025-09-17 NPORT-P SCHW / Charles Schwab GTCEX - GLENMEDE FUND INC - Strategic Equity Portfolio 25,805 22,752 -11.83
2025-09-17 NPORT-P SCHW / Charles Schwab GRMAX - NATIONWIDE MUTUAL FUNDS - Nationwide S&P 500 Index Fund Class A 53,525 52,988 -1.00
2025-09-17 NPORT-P RJF / Raymond James Financial NMFAX - NATIONWIDE MUTUAL FUNDS - Nationwide Dynamic U.S. Growth Fund Class A 4,686 4,794 2.30
2025-09-17 13F-HR/A HYXU / iShares, Inc. - iShares International High Yield Bond ETF Bank Julius Baer & Co. Ltd, Zurich 3,480 3,249 -6.64
2025-09-17 NPORT-P SCHW / Charles Schwab NMFAX - NATIONWIDE MUTUAL FUNDS - Nationwide Dynamic U.S. Growth Fund Class A 43,286 44,785 3.46
2025-09-17 NPORT-P GS / Goldman Sachs Group GRMAX - NATIONWIDE MUTUAL FUNDS - Nationwide S&P 500 Index Fund Class A 9,805 9,486 -3.25
2025-09-17 NPORT-P MS / Morgan Stanley NATIONWIDE MUTUAL FUNDS - Nationwide Fundamental All Cap Equity Portfolio Class R6 47,527 38,094 -19.85
2025-09-17 NPORT-P MS / Morgan Stanley NMFAX - NATIONWIDE MUTUAL FUNDS - Nationwide Dynamic U.S. Growth Fund Class A 31,430 32,392 3.06
2025-09-17 NPORT-P SF / Stifel Financial GMXAX - NATIONWIDE MUTUAL FUNDS - Nationwide Mid Cap Market Index Fund Class A 18,561 18,085 -2.56
2025-09-17 NPORT-P MS / Morgan Stanley NWAPX - NATIONWIDE MUTUAL FUNDS - Nationwide Mellon Disciplined Value Fund Eagle Class 33,336 30,044 -9.88
2025-09-17 NPORT-P WT / WisdomTree NATIONWIDE MUTUAL FUNDS - Nationwide Fundamental All Cap Equity Portfolio Class R6 5,788 5,788 0.00
2025-09-17 NPORT-P MKTX / MarketAxess Holdings GRMAX - NATIONWIDE MUTUAL FUNDS - Nationwide S&P 500 Index Fund Class A 1,217 1,217 0.00
2025-09-17 NPORT-P IBKR / Interactive Brokers Group NATIONWIDE MUTUAL FUNDS - Nationwide U.S. 130/30 Equity Portfolio Class R6 23,950 75,456 215.06
2025-09-17 NPORT-P PIPR / Piper Sandler Companies NATIONWIDE MUTUAL FUNDS - Nationwide Fundamental All Cap Equity Portfolio Class R6 649 649 0.00
2025-09-17 13F-HR/A MS / Morgan Stanley Bank Julius Baer & Co. Ltd, Zurich 2,281 2,735 19.90
2025-09-17 NPORT-P MS / Morgan Stanley GRMAX - NATIONWIDE MUTUAL FUNDS - Nationwide S&P 500 Index Fund Class A 39,008 38,192 -2.09
2025-09-17 NPORT-P 8604 / Nomura Holdings GIIAX - NATIONWIDE MUTUAL FUNDS - Nationwide International Index Fund Class A 128,400 128,400 0.00
2025-09-17 NPORT-P BLK / BlackRock GEQIX - GLENMEDE FUND INC - Equity Income Portfolio 229 226 -1.31
2025-09-17 NPORT-P WT / WisdomTree GQSCX - GLENMEDE FUND INC - Quantitative U.S. Small Cap Equity Portfolio 1,616 1,616 0.00
2025-09-17 NPORT-P BLK / BlackRock NMFAX - NATIONWIDE MUTUAL FUNDS - Nationwide Dynamic U.S. Growth Fund Class A 3,724 3,819 2.55
2025-09-17 13F-HR/A MKTX / MarketAxess Holdings Bank Julius Baer & Co. Ltd, Zurich 226 250 10.62
2025-09-17 NPORT-P MS / Morgan Stanley GEQIX - GLENMEDE FUND INC - Equity Income Portfolio 2,989 2,888 -3.38
2025-09-17 NPORT-P SF / Stifel Financial GTCSX - GLENMEDE FUND INC - Small Cap Equity Portfolio Advisor 196,877 188,033 -4.49
2025-09-17 NPORT-P MS / Morgan Stanley NWFAX - NATIONWIDE MUTUAL FUNDS - Nationwide Fund Class A 200,262 235,131 17.41
2025-09-17 NPORT-P BLK / BlackRock GRMAX - NATIONWIDE MUTUAL FUNDS - Nationwide S&P 500 Index Fund Class A 4,574 4,525 -1.07
2025-09-17 NPORT-P MKTX / MarketAxess Holdings NMFAX - NATIONWIDE MUTUAL FUNDS - Nationwide Dynamic U.S. Growth Fund Class A 930 930 0.00
2025-09-17 NPORT-P NAVI / Navient GMRAX - NATIONWIDE MUTUAL FUNDS - Nationwide Small Cap Index Fund Class A 6,472 6,472 0.00
2025-09-17 NPORT-P WT / WisdomTree GMRAX - NATIONWIDE MUTUAL FUNDS - Nationwide Small Cap Index Fund Class A 11,447 10,750 -6.09
2025-09-17 NPORT-P BLK / BlackRock NATIONWIDE MUTUAL FUNDS - Nationwide Fundamental All Cap Equity Portfolio Class R6 4,921 4,762 -3.23
2025-09-17 NPORT-P JEF / Jefferies Financial Group GMXAX - NATIONWIDE MUTUAL FUNDS - Nationwide Mid Cap Market Index Fund Class A 29,557 29,014 -1.84
2025-09-17 NPORT-P NAVI / Navient NATIONWIDE MUTUAL FUNDS - Nationwide Fundamental All Cap Equity Portfolio Class R6 4,651 4,651 0.00
2025-09-17 NPORT-P IBKR / Interactive Brokers Group GMXAX - NATIONWIDE MUTUAL FUNDS - Nationwide Mid Cap Market Index Fund Class A 19,953 77,286 287.34
2025-09-17 NPORT-P PIPR / Piper Sandler Companies GMRAX - NATIONWIDE MUTUAL FUNDS - Nationwide Small Cap Index Fund Class A 1,476 1,545 4.67
2025-09-17 13F-HR/A BLK / BlackRock Bank Julius Baer & Co. Ltd, Zurich 105,951 125,624 18.57
2025-09-16 NPORT-P MS / Morgan Stanley Bmc Fund Inc 300 300 0.00
2025-09-15 13F-HR/A NAVI / Navient Charles Schwab Investment Management Inc 1,086,005 1,439,903 32.59
2025-09-15 13F-HR/A NMR / Nomura Holdings, Inc. - Depositary Receipt Charles Schwab Investment Management Inc 382,107 462,647 21.08
2025-09-15 13F-HR/A IBKR / Interactive Brokers Group Charles Schwab Investment Management Inc 818,198 834,388 1.98
2025-09-15 13F-HR/A WT / WisdomTree Charles Schwab Investment Management Inc 1,310,899 1,265,283 -3.48
2025-09-15 13F-HR/A JEF / Jefferies Financial Group Charles Schwab Investment Management Inc 1,151,171 1,127,474 -2.06
2025-09-15 13F-HR/A MKTX / MarketAxess Holdings Charles Schwab Investment Management Inc 363,224 372,468 2.54
2025-09-15 13F-HR/A BLK / BlackRock Charles Schwab Investment Management Inc 3,738,222 1,113,620 -70.21
2025-09-15 13F-HR/A PIPR / Piper Sandler Companies Charles Schwab Investment Management Inc 204,929 201,073 -1.88
2025-09-15 13F-HR/A SF / Stifel Financial Charles Schwab Investment Management Inc 1,234,326 1,210,628 -1.92
2025-09-15 13F-HR/A MS / Morgan Stanley Migdal Insurance & Financial Holdings Ltd. 182,358 181,692 -0.37
2025-09-15 13F-HR/A MS / Morgan Stanley Charles Schwab Investment Management Inc 11,019,694 10,951,700 -0.62
2025-09-15 13F-HR/A JEF / Jefferies Financial Group Migdal Insurance & Financial Holdings Ltd. 798,000 798,000 0.00
2025-09-15 13F-HR/A BLK / BlackRock Migdal Insurance & Financial Holdings Ltd. 15 0 -100.00
2025-09-15 13F-HR/A OPY / Oppenheimer Holdings Charles Schwab Investment Management Inc 3,500 23,866 581.89
2025-09-15 13F-HR/A FUTU / Futu Holdings Limited - Depositary Receipt Charles Schwab Investment Management Inc 62,374 67,430 8.11
2025-09-15 13F-HR/A XP / XP Charles Schwab Investment Management Inc 163,238 79,540 -51.27
2025-09-15 13F-HR/A HOOD / Robinhood Markets Charles Schwab Investment Management Inc 4,719,732 4,851,352 2.79
2025-09-15 13F-HR/A EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF Migdal Insurance & Financial Holdings Ltd. 63,698 68,802 8.01
2025-09-15 13F-HR/A SCHW / Charles Schwab Charles Schwab Investment Management Inc 8,133,490 9,357,890 15.05
2025-09-15 13F-HR/A SEIC / SEI Investments Charles Schwab Investment Management Inc 668,333 671,672 0.50
2025-09-15 13F-HR/A RJF / Raymond James Financial Charles Schwab Investment Management Inc 1,078,166 1,110,906 3.04
2025-09-15 13F-HR/A VIRT / Virtu Financial Charles Schwab Investment Management Inc 1,271,684 1,195,977 -5.95
2025-09-15 13F-HR/A GS / Goldman Sachs Group Migdal Insurance & Financial Holdings Ltd. 40,933 40,767 -0.41
2025-09-15 13F-HR/A GS / Goldman Sachs Group Charles Schwab Investment Management Inc 1,936,853 1,923,018 -0.71
2025-09-12 13F-HR/A EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF Valeo Financial Advisors, LLC 116,306 117,030 0.62
2025-09-12 13F-HR/A SCHW / Charles Schwab Valeo Financial Advisors, LLC 38,605 38,726 0.31
2025-09-12 13F-HR/A RJF / Raymond James Financial Valeo Financial Advisors, LLC 1,856 1,863 0.38
2025-09-12 13F-HR/A GS / Goldman Sachs Group Valeo Financial Advisors, LLC 27,799 9,462 -65.96
2025-09-12 NPORT-P NAVI / Navient AFDVX - World Funds Trust - Applied Finance Explorer Fund Investor Class 300,272 458,786 52.79
2025-09-12 13F-HR/A NMR / Nomura Holdings, Inc. - Depositary Receipt Valeo Financial Advisors, LLC 13,735 13,663 -0.52
2025-09-12 13F-HR/A MS / Morgan Stanley Valeo Financial Advisors, LLC 16,892 18,588 10.04
2025-09-12 13F-HR/A BLK / BlackRock Valeo Financial Advisors, LLC 3,477 3,492 0.43
2025-09-11 13F-HR BLK / BlackRock Silicon Valley Capital Partners 0 4
2025-09-11 NPORT-P BLK / BlackRock CFVLX - COMMERCE FUNDS - The Value Fund Shares 5,150 4,735 -8.06
2025-09-11 NPORT-P MS / Morgan Stanley CFVLX - COMMERCE FUNDS - The Value Fund Shares 40,750 34,865 -14.44
2025-09-11 13F-HR MS / Morgan Stanley Silicon Valley Capital Partners 1,007 68 -93.25
2025-09-11 13F-HR HOOD / Robinhood Markets Silicon Valley Capital Partners 1,500 2,000 33.33
2025-09-11 NPORT-P SCHW.PRJ / Charles Schwab Corporation - Preferred Stock NMVLX - Managed Portfolio Series - Nuance Mid Cap Value Fund Institutional Class 125,321 193,949 54.76
2025-09-11 NPORT-P SCHW.PRD / Charles Schwab Corporation - Preferred Stock NMVLX - Managed Portfolio Series - Nuance Mid Cap Value Fund Institutional Class 509,202 475,371 -6.64
2025-09-11 13F-HR GS / Goldman Sachs Group Silicon Valley Capital Partners 363 214 -41.05
2025-09-10 NPORT-P HDFCAMC / HDFC Asset Management Company Putnam ETF Trust - Putnam Emerging Markets ex-China ETF - 2,183 3,639 66.70
2025-09-10 NPORT-P GS / Goldman Sachs Group LFTPX - Lincoln Funds Trust - Lincoln U.S. Equity Income Maximizer Fund Class I 237 237 0.00
2025-09-10 NPORT-P 8604 / Nomura Holdings Putnam ETF Trust - Putnam PanAgora ESG International Equity ETF - 113,200
2025-09-10 NPORT-P MS / Morgan Stanley LFTPX - Lincoln Funds Trust - Lincoln U.S. Equity Income Maximizer Fund Class I 1,129 1,129 0.00
2025-09-10 NPORT-P BLK / BlackRock LFTPX - Lincoln Funds Trust - Lincoln U.S. Equity Income Maximizer Fund Class I 141 141 0.00
2025-09-09 13F-HR/A BLK / BlackRock Banque Transatlantique SA 66 40 -39.39
2025-09-09 13F-HR/A MS / Morgan Stanley Banque Transatlantique SA 730 230 -68.49
2025-09-09 13F-HR BLK / BlackRock NWF Advisory Services Inc. 738 814 10.30
2025-09-09 13F-HR IBKR / Interactive Brokers Group NWF Advisory Services Inc. 45,306
2025-09-09 13F-HR HYXU / iShares, Inc. - iShares International High Yield Bond ETF Cambridge Financial Group, LLC 7,524 7,524 0.00
2025-09-09 13F-HR HYXU / iShares, Inc. - iShares International High Yield Bond ETF Cambridge Financial Group, LLC 7,524 7,524 0.00
2025-09-09 13F-HR HYXU / iShares, Inc. - iShares International High Yield Bond ETF Cambridge Financial Group, LLC 7,524
2025-09-09 13F-HR/A EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF Banque Transatlantique SA 3,078 0 -100.00
2025-09-09 NPORT-P VIRT / Virtu Financial ACSMX - NEIMAN FUNDS - Advisors Capital Small/Mid Cap Fund 83,100 88,100 6.02
2025-09-09 13F-HR EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF NWF Advisory Services Inc. 15,350 16,933 10.31
2025-09-09 13F-HR HYXU / iShares, Inc. - iShares International High Yield Bond ETF Cambridge Financial Group, LLC 7,524 7,524 0.00
2025-09-09 13F-HR HYXU / iShares, Inc. - iShares International High Yield Bond ETF Cambridge Financial Group, LLC 7,524 7,524 0.00
2025-09-09 13F-HR HYXU / iShares, Inc. - iShares International High Yield Bond ETF Cambridge Financial Group, LLC 7,524 7,524 0.00
2025-09-08 13F-HR LCTU / BlackRock ETF Trust - BlackRock U.S. Carbon Transition Readiness ETF Hoxton Planning & Management, LLC 5,931 5,511 -7.08
2025-09-08 13F-HR DYNF / BlackRock ETF Trust - iShares U.S. Equity Factor Rotation Active ETF Alternative Investment Advisors, LLC. 105,139 114,892 9.28
2025-09-08 13F-HR DYNF / BlackRock ETF Trust - iShares U.S. Equity Factor Rotation Active ETF Alternative Investment Advisors, LLC. 114,892 122,810 6.89
2025-09-08 13F-HR DYNF / BlackRock ETF Trust - iShares U.S. Equity Factor Rotation Active ETF Hoxton Planning & Management, LLC 91,663 85,762 -6.44
2025-09-08 13F-HR DYNF / BlackRock ETF Trust - iShares U.S. Equity Factor Rotation Active ETF Alternative Investment Advisors, LLC. 105,139
2025-09-08 13F-HR EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF Hoxton Planning & Management, LLC 51,850 42,871 -17.32
2025-09-08 13F-HR MS / Morgan Stanley Hoxton Planning & Management, LLC 1,982 1,977 -0.25
2025-09-08 13F-HR BLK / BlackRock Hoxton Planning & Management, LLC 901
2025-09-08 SCHEDULE 13G/A IBKR / Interactive Brokers Group Vanguard Group Inc 9,690,031 50,758,486 423.82
2025-09-05 13F-HR MS / Morgan Stanley Abn Amro Investment Solutions 91,743 82,694 -9.86
2025-09-05 13F-HR MS / Morgan Stanley Abn Amro Investment Solutions 94,868 91,743 -3.29
2025-09-05 13F-HR MS / Morgan Stanley Abn Amro Investment Solutions 82,694 20,513 -75.19
2025-09-05 13F-HR MS / Morgan Stanley Abn Amro Investment Solutions 138,812 94,868 -31.66
2025-09-05 13F-HR MS / Morgan Stanley Abn Amro Investment Solutions 138,812
2025-09-05 13F-HR JEF / Jefferies Financial Group Abn Amro Investment Solutions 50,005
2025-09-05 13F-HR TIGR / UP Fintech Holding Limited - Depositary Receipt Abn Amro Investment Solutions 21,144
2025-09-05 13F-HR TIGR / UP Fintech Holding Limited - Depositary Receipt Abn Amro Investment Solutions 21,144 27,513 30.12
2025-09-05 13F-HR SEIC / SEI Investments Ghe, Llc 8,532 0 -100.00
2025-09-05 13F-HR SEIC / SEI Investments Abn Amro Investment Solutions 119,090 115,455 -3.05
2025-09-05 13F-HR SEIC / SEI Investments Abn Amro Investment Solutions 105,485 119,090 12.90
2025-09-05 13F-HR SEIC / SEI Investments Abn Amro Investment Solutions 144,360 105,485 -26.93
2025-09-05 13F-HR/A SCHW / Charles Schwab Prospera Capital Management, LLC 2,332
2025-09-05 13F-HR SEIC / SEI Investments Abn Amro Investment Solutions 115,455 109,195 -5.42
2025-09-05 13F-HR SCHW / Charles Schwab Abn Amro Investment Solutions 611,425
2025-09-05 13F-HR SCHW / Charles Schwab Abn Amro Investment Solutions 611,425 6,468 -98.94
2025-09-05 13F-HR SCHW / Charles Schwab Abn Amro Investment Solutions 139,934 84,954 -39.29
2025-09-05 13F-HR SEIC / SEI Investments Abn Amro Investment Solutions 144,360
2025-09-05 13F-HR SCHW / Charles Schwab Abn Amro Investment Solutions 149,607 139,934 -6.47
2025-09-05 13F-HR EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF Ghe, Llc 22,543 22,543 0.00
2025-09-05 13F-HR GS / Goldman Sachs Group Abn Amro Investment Solutions 2,215 2,017 -8.94
2025-09-05 13F-HR GS / Goldman Sachs Group Abn Amro Investment Solutions 2,175 2,215 1.84
2025-09-05 13F-HR GS / Goldman Sachs Group Abn Amro Investment Solutions 6,011 2,448 -59.27
2025-09-05 13F-HR GSCE / GS Connect S&P GSCI Enhanced Commodity Total Return ETN Ghe, Llc 1,670 0 -100.00
2025-09-05 13F-HR GS / Goldman Sachs Group Abn Amro Investment Solutions 2,448 2,175 -11.15
2025-09-05 13F-HR GS / Goldman Sachs Group Abn Amro Investment Solutions 6,011
2025-09-05 13F-HR SCHW / Charles Schwab Abn Amro Investment Solutions 6,468 149,607 2,213.03
2025-09-04 13F-HR/A GCV / Gabelli Convertible and Income Securities Fund Advisor Group Holdings, Inc. 38,679 24,338 -37.08
2025-09-04 13F-HR/A FINS / Angel Oak Financial Strategies Income Term Trust Advisor Group Holdings, Inc. 75,656 67,642 -10.59
2025-09-04 13F-HR/A GGT / Gabelli Multimedia Trust Advisor Group Holdings, Inc. 21,091 19,391 -8.06
2025-09-04 13F-HR/A LCTU / BlackRock ETF Trust - BlackRock U.S. Carbon Transition Readiness ETF Advisor Group Holdings, Inc. 43,731 82,234 88.05
2025-09-04 13F-HR/A FILL / iShares, Inc. - iShares MSCI Global Energy Producers ETF Advisor Group Holdings, Inc. 4,700 4,085 -13.09
2025-09-04 13F-HR/A LGHL / Lion Group Holding - Depositary Receipt Advisor Group Holdings, Inc. 100
2025-09-04 13F-HR/A XP / XP Advisor Group Holdings, Inc. 89,560 86,669 -3.23
2025-09-04 13F-HR/A HOOD / Robinhood Markets Advisor Group Holdings, Inc. 99,085 312,786 215.67
2025-09-04 13F-HR/A EMGF / iShares, Inc. - iShares Emerging Markets Equity Factor ETF Advisor Group Holdings, Inc. 45,442 47,684 4.93
2025-09-04 13F-HR/A DYNF / BlackRock ETF Trust - iShares U.S. Equity Factor Rotation Active ETF Advisor Group Holdings, Inc. 2,483,297 3,223,318 29.80