Security Brokers, Dealers, and Flotation Companies - Insider Trading Data

Insiders are officers, directors, or significant investors. This page shows insider sentiment and transactions for the Security industry. Research shows that insider trades are predictive of future stock returns. By examining insider trades for an industry, we can understand what well-informed people think of the overall future industry prospects.

Security Brokers, Dealers, and Flotation Companies - Insider Buy/Sell Ratio

Insider selling and buying is a useful indicator for analyzing the market because it serves as a proxy for their optimism or pessimism in their own companies. By looking at ratio of total selling and buying across the entire market, we might be able to draw some conclusions about the future market.

We offer two charts here. The first one shows the total dollar volume of buying and selling by insiders. The second chart shows the ratio of the number of insiders selling, vs. the number of insiders buying. In both charts, we filter out trades made by indirect holders (such as trusts), and 10% owners (who, although considered an 'insider' by the SEC, do not actually manage the companies in which they are considered insiders).

Corporate Insider Buy Sell Ratio (Dollar Volume) - Security Brokers, Dealers, and Flotation Companies
Corporate Insider Buy Sell Ratio (Insider Count) - Security Brokers, Dealers, and Flotation Companies
Security Brokers, Dealers, and Flotation Companies - Transaction History

Click the link icon to see the full transaction history. Transactions reported as part of a 10b5-1 automatic trading plan will have an X in the column marked 10b-5.

Tran
Date
Security Form Insider Code 10b5-1 Direct Share
Price
Shares
Changed
2025-09-18 IBKR / Interactive Brokers Group, Inc. 4 Brody Paul Jonathan by PJB Holdings LLC S - Sale I 64.4 -37,905
2025-09-18 IBKR / Interactive Brokers Group, Inc. 4 Brody Paul Jonathan by PJB Holdings LLC S - Sale I 65.05 -71,019
2025-09-18 IBKR / Interactive Brokers Group, Inc. 4 Brody Paul Jonathan by PJB Holdings LLC S - Sale I 63.43 -7,937
2025-09-17 IBKR / Interactive Brokers Group, Inc. 4 Brody Paul Jonathan by PJB Holdings LLC S - Sale I 62.06 -61,794
2025-09-17 IBKR / Interactive Brokers Group, Inc. 4 Brody Paul Jonathan by PJB Holdings LLC S - Sale I 62.48 -44,727
2025-09-16 IBKR / Interactive Brokers Group, Inc. 4 Brody Paul Jonathan by PJB Holdings LLC S - Sale I 62.24 -98,601
2025-09-16 IBKR / Interactive Brokers Group, Inc. 4 Brody Paul Jonathan by PJB Holdings LLC S - Sale I 62.62 -587
2025-09-16 SEIC / SEI Investments Company 4 LANE MICHAEL F - Taxes D 86.60 -3,935
2025-09-16 HOOD / Robinhood Markets, Inc. 4 Tenev Vladimir D - Sale to Issuer D -3,389,982
2025-09-15 IBKR / Interactive Brokers Group, Inc. 4 Brody Paul Jonathan by PJB Holdings LLC S - Sale I 62.66 -57,289
2025-09-15 IBKR / Interactive Brokers Group, Inc. 4 Brody Paul Jonathan by PJB Holdings LLC S - Sale I 63.79 -37,506
2025-09-15 IBKR / Interactive Brokers Group, Inc. 4 Brody Paul Jonathan by PJB Holdings LLC S - Sale I 64.26 -1,499
2025-09-15 HOOD / Robinhood Markets, Inc. 4 Tenev Vladimir S - Sale D 114.8837 -1,768,531
2025-09-15 HOOD / Robinhood Markets, Inc. 4 Tenev Vladimir S - Sale D 116.4754 -3,038
2025-09-15 HOOD / Robinhood Markets, Inc. 4 Tenev Vladimir S - Sale D 113.0957 -289,667
2025-09-15 HOOD / Robinhood Markets, Inc. 4 Tenev Vladimir S - Sale D 115.7576 -335,819
2025-09-15 HOOD / Robinhood Markets, Inc. 4 Tenev Vladimir S - Sale D 114.1054 -1,128,877
2025-09-15 FRHC / Freedom Holding Corp. 4/A Gamble Andrew A - Award D 757
2025-09-15 FRHC / Freedom Holding Corp. 4 Gamble Andrew A - Award D 626
2025-09-15 FRHC / Freedom Holding Corp. 4 Williams Amber A - Award D 626
2025-09-15 FRHC / Freedom Holding Corp. 4/A Vogeleer Philippe J.R. A - Award D 757
2025-09-15 FRHC / Freedom Holding Corp. 4/A Williams Amber A - Award D 757
2025-09-15 FRHC / Freedom Holding Corp. 4 Vogeleer Philippe J.R. A - Award D 626
2025-09-12 MKTX / MarketAxess Holdings Inc. 4 McPherson Kevin M S - Sale D 185.32 -1,494
2025-09-12 IBKR / Interactive Brokers Group, Inc. 4 Brody Paul Jonathan by PJB Holdings LLC S - Sale I 64.19 -61,617
2025-09-12 IBKR / Interactive Brokers Group, Inc. 4 Brody Paul Jonathan by PJB Holdings LLC S - Sale I 63.84 -35,592
2025-09-12 HOOD / Robinhood Markets, Inc. 4 Tenev Vladimir M - Exercise D 6,915,914
2025-09-12 PIPR / Piper Sandler Companies 4 HOLT VICTORIA M A - Award D 14
2025-09-12 PIPR / Piper Sandler Companies 4 Gallo Ann C A - Award D 3
2025-09-12 PIPR / Piper Sandler Companies 4 SORAN PHILIP A - Award D 39
2025-09-12 PIPR / Piper Sandler Companies 4 Mitchell Robbin A - Award D 7
2025-09-12 PIPR / Piper Sandler Companies 4 Sterling Brian R A - Award D 6
2025-09-12 PIPR / Piper Sandler Companies 4 TAYLOR SCOTT C A - Award D 17
2025-09-11 IBKR / Interactive Brokers Group, Inc. 4 Brody Paul Jonathan by PJB Holdings LLC S - Sale I 63.54 -54,723
2025-09-11 IBKR / Interactive Brokers Group, Inc. 4 Brody Paul Jonathan by PJB Holdings LLC S - Sale I 62.94 -57,851
2025-09-10 IBKR / Interactive Brokers Group, Inc. 4 Brody Paul Jonathan by PJB Holdings LLC S - Sale I 62.51 -104,906
2025-09-10 HOOD / Robinhood Markets, Inc. 4 Bhatt Baiju By Living Trust S - Sale I 119.4247 -418,338
2025-09-10 HOOD / Robinhood Markets, Inc. 4 Bhatt Baiju By Living Trust C - Conversion I 418,338
2025-09-09 IBKR / Interactive Brokers Group, Inc. 4 Brody Paul Jonathan by PJB Holdings LLC S - Sale I 62.02 -84,956
2025-09-09 IBKR / Interactive Brokers Group, Inc. 4 Brody Paul Jonathan by PJB Holdings LLC S - Sale I 61.3 -22,537
2025-09-08 MKTX / MarketAxess Holdings Inc. 4 Casper Stephen P By family trust S - Sale I 186.59 -1,600
2025-09-08 HOOD / Robinhood Markets, Inc. 4 Gallagher Daniel Martin Jr G - Gift D -20,000
2025-09-05 HOOD / Robinhood Markets, Inc. 4 Pinner Jeffrey Tsvi S - Sale D 99.8319 -5,865
2025-09-04 SCHW / The Charles Schwab Corporation 4 Schwab-Pomerantz Carolyn by Trust S - Sale I 96.6377 -14,400
2025-09-04 SCHW / The Charles Schwab Corporation 4 Schwab-Pomerantz Carolyn by Spouse as Trustee S - Sale I 96.6372 -9,600
2025-09-03 HOOD / Robinhood Markets, Inc. 4 Gallagher Daniel Martin Jr S - Sale D 100.9152 -25,000
2025-09-03 HOOD / Robinhood Markets, Inc. 4 Quirk Steven M. S - Sale D 100.9105 -60,113
2025-09-02 SCHW / The Charles Schwab Corporation 4 Woolway Paul V by Trust S - Sale I 95.2033 -3,205
2025-09-02 GGT / The Gabelli Multimedia Trust Inc. 4 GABELLI MARIO J P - Purchase D 4.24 152
2025-09-01 HOOD / Robinhood Markets, Inc. 4 Pinner Jeffrey Tsvi M - Exercise D 53,844
P
Åbent marked eller privat køb af ikke-afledte eller afledte værdipapirer
S
Åbent marked eller privat salg af ikke-afledte eller afledte værdipapirer
A
Tildeling, tildeling eller anden erhvervelse af værdipapirer fra virksomheden (såsom en option)
C
Konvertering af derivat
D
Salg eller overførsel af værdipapirer tilbage til virksomheden
F
Betaling af udnyttelseskurs eller skatteforpligtelse ved brug af en del af værdipapirer modtaget fra selskabet
G
Gave af værdipapirer af eller til insideren
K
Aktieswaps og lignende sikringstransaktioner
M
Udnyttelse eller konvertering af afledt værdipapir modtaget fra virksomheden (såsom en option)
V
En transaktion rapporteret frivilligt på formular 4
J
Andet (ledsaget af en fodnote, der beskriver transaktionen)