Security And Commodity Brokers, Dealers, Exchanges, And Services - Latest Activist Disclosures

This table shows recent activist investor (Schedule 13D) filings made in this industry. Any investor or hedge fund that makes an investment with the intention of influencing management is considered an activist investor and must file a 13D.

Date Form Target Company Investor Shares Ownership
(Percent)		 Ownership Change
(Percent)
2025-02-25 13D/A TPG / TPG Inc. Tpg Gp A, Llc 248,441,034 68.50 -3.82
2025-02-24 13D/A AB / AllianceBernstein Holding L.P. - Limited Partnership Equitable Holdings, Inc. 179,548,079 61.47
2025-02-24 13D/A AB / AllianceBernstein Holding L.P. - Limited Partnership Equitable Holdings, Inc.
2025-02-21 13D/A DOMH / Dominari Holdings Inc. Hayes Anthony 1,591,255 11.05
2025-02-14 13D/A HLNE / Hamilton Lane Incorporated Hla Investments Llc 15,657,470 28.10 -9.12
2025-02-13 13D BCV / Bancroft Fund Ltd. Saba Capital Management, L.P. 297,511 5.10
2025-02-12 13D/A SCHW / The Charles Schwab Corporation Toronto Dominion Bank 1,329,350 0.10 -99.02
2025-02-12 13D/A DOMH / Dominari Holdings Inc. Hayes Anthony 1,091,255 9.64
2025-02-12 13D/A DOMH / Dominari Holdings Inc. Wool Kyle Michael 2,259,031 19.96
2025-02-12 13D/A EVR / Evercore Inc. Hyman Edward S 1,643,035 4.30 -21.97
2025-01-24 13D/A PX / P10, Inc. 210 Capital, LLC 3,421,630 4.90
2025-01-23 13D/A PX / P10, Inc. 210 Capital, LLC 3,666,630 5.30
2025-01-23 13D/A APO / Apollo Global Management, Inc. Ldb 2014 Llc 6,647,120 1.20 0.00
2025-01-22 13D/A APO / Apollo Global Management, Inc. Black Leon D 40,604,773 7.20 -4.69
2025-01-10 13D/A PX / P10, Inc. 210 Capital, LLC 4,335,505 6.70
2025-01-08 13D/A STEP / StepStone Group Inc. Brem Monte M 42,462,212 38.60 -2.64
2025-01-03 13D/A DOMH / Dominari Holdings Inc. Hayes Anthony 803,071 11.41 62.58
2025-01-03 13D/A DOMH / Dominari Holdings Inc. Wool Kyle Michael 1,970,847 28.01 18.60
2024-12-26 13D/A NAVI / Navient Corporation Sherborne Investors Management LP 29,449,997 27.40 0.00
2024-12-20 13D/A AB / AllianceBernstein Holding L.P. - Limited Partnership Equitable Holdings, Inc. 179,548,079 60.86 3,345.43
2024-12-20 13D/A PX / P10, Inc. 210 Capital, LLC 5,379,490 8.30 -1.16
2024-12-20 13D AB / AllianceBernstein Holding L.P. - Limited Partnership Equitable Holdings, Inc. 0 0.00 -100.00
2024-12-13 13D/A PX / P10, Inc. 210 Capital, LLC 5,442,490 8.40 -13.09
2024-12-11 13D/A APO / Apollo Global Management, Inc. Rowan Marc J 34,332,816 6.10 -2.14
2024-12-05 13D/A PX / P10, Inc. 210 Capital, LLC 6,262,490 9.60 -22.61
2024-12-05 13D/A STEP / StepStone Group Inc. Brem Monte M 43,611,655 39.60 -3.15
2024-12-03 13D/A COHN / Cohen & Company Inc. Brafman Lester Raymond 275,702 14.14 16.97
2024-12-03 13D/A COHN / Cohen & Company Inc. Cohen Daniel G 4,320,616 70.74 0.86
2024-11-27 13D/A PX / P10, Inc. 210 Capital, LLC 8,092,490 12.50 -22.42
2024-11-22 13D/A PX / P10, Inc. 210 Capital, LLC 10,431,518 16.10 -14.37
2024-11-21 13D/A STEP / StepStone Group Inc. Lim James 4,877,223 6.70 -13.53
2024-11-21 13D/A APO / Apollo Global Management, Inc. Harris Joshua 34,313,690 6.10 0.00
2024-11-18 13D/A TPG / TPG Inc. Tpg Gp A, Llc 258,296,240 72.00 -3.13
2024-11-15 13D/A CG / The Carlyle Group Inc. Carlyle Group Management L.L.C. 133,870,020 37.40 -4.94
2024-11-12 13D/A PX / P10, Inc. 210 Capital, LLC 12,181,518 18.80 -10.55
2024-11-08 13D APO / Apollo Global Management, Inc. LB 2018 GST Trust 14,029 0.00
2024-11-08 13D/A VINP / Vinci Compass Investments Ltd. Compass Group Cayman LTD 4,760,491 7.30 -1.11
2024-11-08 13D/A VINP / Vinci Compass Investments Ltd. Costanera Management Llc 7,022,893 10.80 0.77
2024-11-07 13D/A WHG / Westwood Holdings Group, Inc. Hoak Public Equities, LP 818,653 8.80 12.86
2024-11-07 13D/A APO / Apollo Global Management, Inc. Harris Joshua 34,313,690 6.10 0.00
2024-11-06 13D AB / AllianceBernstein Holding L.P. - Limited Partnership Equitable Holdings, Inc. 5,211,194 4.60 29.92
2024-11-05 13D VINP / Vinci Compass Investments Ltd. Compass Group Cayman LTD 4,813,871 7.40
2024-11-05 13D VINP / Vinci Compass Investments Ltd. Costanera Management Llc 6,969,513 10.70
2024-11-01 13D/A NAVI / Navient Corporation Sherborne Investors Management LP 29,449,997 27.40 0.00
2024-10-30 13D/A RILY / B. Riley Financial, Inc. Riley Bryant R
2024-10-28 13D/A APO / Apollo Global Management, Inc. Black Leon D 42,604,773 7.50 0.00
2024-10-18 13D GDV / The Gabelli Dividend & Income Trust Gamco Investors, Inc. Et Al
2024-10-16 13D/A APO / Apollo Global Management, Inc. Harris Joshua 34,313,690 6.00 0.00
2024-10-10 13D/A TIGR / UP Fintech Holding Limited - Depositary Receipt (Common Stock) Interactive Brokers Group, Inc. 75,380,162 3.10
2024-10-08 13D/A PX / P10, Inc. 210 Capital, LLC 13,618,704 21.10 -2.21