Finance Services - Latest Activist Disclosures

This table shows recent activist investor (Schedule 13D) filings made in this industry. Any investor or hedge fund that makes an investment with the intention of influencing management is considered an activist investor and must file a 13D.

Date Form Target Company Investor Shares Ownership
(Percent)
Ownership Change
(Percent)
2019-07-01 13D/A NCTY / The9 Limited - Depositary Receipt (Common Stock) Zhu Jun 19,983,530 14.60 -6.98
2019-06-07 13D LMFA / LM Funding America, Inc. Craven House Capital North America LLC 774,309 24.70 8.86
2019-06-03 13D LMFA / LM Funding America, Inc. Craven House Capital North America LLC 711,282 22.70 11.14
2019-05-17 13D/A ANY / Sphere 3D Corp. Cyrus Capital Partners, L.p. 145,301 6.30 -47.28
2019-05-06 13D/A LX / LexinFintech Holdings Ltd. - Depositary Receipt (Common Stock) KPartners Ltd 43,135,242 12.20
2019-04-05 13D/A GREE / Greenidge Generation Holdings Inc. VIEX Capital Advisors, LLC 808,421 4.30 -28.01
2019-04-01 13D/A MFIN / Medallion Financial Corp. Key Colony Fund Lp 1,563,028 6.40 21.51
2019-03-25 13D/A MFIN / Medallion Financial Corp. Murstein Alvin 1,627,388 6.66 -90.35
2019-03-06 13D/A GREE / Greenidge Generation Holdings Inc. VIEX Capital Advisors, LLC 1,123,003 5.90 -76.51
2019-02-21 13D/A NCTY / The9 Limited - Depositary Receipt (Common Stock) Splendid Days Ltd 16,474,355 10.10 0.00
2019-02-21 13D/A NCTY / The9 Limited - Depositary Receipt (Common Stock) Jupiter Explorer Ltd 0 0.00 -100.00
2019-02-21 13D/A CCUR / CCUR Holdings, Inc. Singer Julian D. 3,586,269 40.30 0.00
2019-02-11 13D/A CCUR / CCUR Holdings, Inc. Singer Julian D. 3,586,269 40.30 0.04
2019-02-04 13D/A NCTY / The9 Limited - Depositary Receipt (Common Stock) Qin Jie 4,707,093 3.80 -47.70
2019-02-04 13D/A NCTY / The9 Limited - Depositary Receipt (Common Stock) Zhu Jun 21,483,530 17.20 -29.52
2018-12-21 13D/A ANY / Sphere 3D Corp. MacFarlane Family Ventures, LLC 281,067 14.00 -87.75
2018-11-30 13D/A LMFA / LM Funding America, Inc. Rodgers Bruce M. 238,434 7.10 -89.93
2018-11-16 13D/A ANY / Sphere 3D Corp. Cyrus Capital Partners, L.p. 275,618 14.20 -98.75
2018-11-13 13D LMFA / LM Funding America, Inc. Craven House Capital North America LLC 640,000 31.45
2018-10-19 13D NCTY / The9 Limited - Depositary Receipt (Common Stock) Qin Jie 9,000,000 7.40
2018-10-16 13D MARA / MARA Holdings, Inc. Okamoto Merrick D 2,587,500 9.20
2018-10-09 13D/A NCTY / The9 Limited - Depositary Receipt (Common Stock) Zhu Jun 30,483,530 25.10 25.14
2018-10-01 13D/A BEGI / BlackStar Enterprise Group, Inc. Lahr Todd Harold 59.60
2018-10-01 13D/A BEGI / BlackStar Enterprise Group, Inc. Harris John N 59.60
2018-10-01 13D/A BEGI / BlackStar Enterprise Group, Inc. International Hedge Group, Inc. 59.60
2018-10-01 13D/A BEGI / BlackStar Enterprise Group, Inc. Kurczodyna Joseph E 59.60
2018-08-31 13D/A ANY / Sphere 3D Corp. Cyrus Capital Partners, L.p. 2,204,940 14.40 -91.29
2018-08-23 13D/A NXTP / NextPlay Technologies, Inc. Pacific Grove Capital LP 783,388 9.78 -63.07
2018-08-20 13D/A ANY / Sphere 3D Corp. Cyrus Capital Partners, L.p. 2,531,607 16.20 -90.00
2018-07-26 13D RKFL / RocketFuel Blockchain, Inc. Jensen Carsten 10.90
2018-07-26 13D/A MGTI / MGT Capital Investments, Inc. Direnzo Joseph Sr. 5.65
2018-07-25 13D RKFL / RocketFuel Blockchain, Inc. Rouf Henrik 10.90
2018-07-25 13D RKFL / RocketFuel Blockchain, Inc. Oerbekker Henrik 3,454,989 15.20
2018-07-25 13D RKFL / RocketFuel Blockchain, Inc. Jensen Carsten 10.90
2018-07-25 13D RKFL / RocketFuel Blockchain, Inc. Oerbekker Henrik 3,454,989 15.20 311.31
2018-07-24 13D RKFL / RocketFuel Blockchain, Inc. Rouf Henrik 10.90
2018-07-11 13D WDLF / Decentral Life, Inc. Somerset Private Fund Ltd 13,270,000 13.35
2018-07-09 13D RKFL / RocketFuel Blockchain, Inc. Funk Gert 5,100,394 22.50
2018-07-09 13D RKFL / RocketFuel Blockchain, Inc. Page Joseph E 5,100,394 22.50
2018-06-28 13D IONI / I-ON Digital Corp. Bb Winks Llc 2,728,542 7.80
2018-06-28 13D/A CCUR / CCUR Holdings, Inc. Singer Julian D. 3,584,740 38.80 6.03
2018-06-27 13D IONI / I-ON Digital Corp. Bb Winks Llc 2,728,542 7.80
2018-06-14 13D MFIN / Medallion Financial Corp. Key Colony Fund Lp 1,286,360 5.26
2018-06-12 13D/A CCUR / CCUR Holdings, Inc. Singer Julian D. 3,380,964 36.50 5.81
2018-05-18 13D/A ANY / Sphere 3D Corp. Cyrus Capital Partners, L.p. 2,531,607 16.60 -90.00
2018-05-18 13D/A CCUR / CCUR Holdings, Inc. Singer Julian D. 3,195,331 34.50 0.60
2018-05-17 13D/A ANY / Sphere 3D Corp. Cyrus Capital Partners, L.p. 25,316,071 16.60 22.17
2018-05-02 13D/A ANY / Sphere 3D Corp. Cyrus Capital Partners, L.p. 2,072,186 14.70 -90.00
2018-05-01 13D/A ANY / Sphere 3D Corp. Cyrus Capital Partners, L.p. 20,721,861 14.70 30.85
2018-04-30 13D/A CCUR / CCUR Holdings, Inc. Singer Julian D. 3,176,180 32.20 17.69