Finance Services - Latest Activist Disclosures

This table shows recent activist investor (Schedule 13D) filings made in this industry. Any investor or hedge fund that makes an investment with the intention of influencing management is considered an activist investor and must file a 13D.

Date Form Target Company Investor Shares Ownership
(Percent)		 Ownership Change
(Percent)
2018-04-19 13D/A RIOT / Riot Platforms, Inc. Honig Barry C 200,154 1.69 -60.29
2018-04-19 13D/A RIOT / Riot Platforms, Inc. Honig Barry C 200,154 1.69 0.00
2018-04-18 13D/A RIOT / Riot Platforms, Inc. Honig Barry C 200,154 1.69 -60.29
2018-04-18 13D/A ANY / Sphere 3D Corp. Cyrus Capital Partners, L.p. 1,583,643 11.60 -85.88
2018-04-18 13D/A RIOT / Riot Platforms, Inc. Honig Barry C 200,154 1.69 -60.29
2018-04-05 13D/A CCUR / CCUR Holdings, Inc. Singer Julian D. 2,698,725 27.30 7.11
2018-04-03 13D/A ANY / Sphere 3D Corp. Cyrus Capital Partners, L.p. 1,121,607 11.50 -85.71
2018-03-30 13D/A ANY / Sphere 3D Corp. MacFarlane Family Ventures, LLC 2,294,569 25.40 15.04
2018-03-23 13D/A CCUR / CCUR Holdings, Inc. Singer Julian D. 2,519,498 25.50 7.23
2018-03-09 13D/A CCUR / CCUR Holdings, Inc. Singer Julian D. 2,349,724 23.80 7.21
2018-03-05 13D NCTY / The9 Limited - Depositary Receipt (Common Stock) Splendid Days Ltd 16,474,355 14.10
2018-03-05 13D NCTY / The9 Limited - Depositary Receipt (Common Stock) Jupiter Explorer Ltd 12,500,000 12.50
2018-03-02 13D/A NCTY / The9 Limited - Depositary Receipt (Common Stock) Ark Pacific Investment Management Ltd 2,928,773 2.80 -92.26
2018-02-23 13D/A ANY / Sphere 3D Corp. Cyrus Capital Partners, L.p. 784,648 10.50 -94.39
2018-02-22 13D/A MFIN / Medallion Financial Corp. Murstein Alvin 1,686,357 6.93 -89.86
2018-02-16 13D/A BEGI / BlackStar Enterprise Group, Inc. International Hedge Group, Inc. 78.28
2018-02-16 13D/A BEGI / BlackStar Enterprise Group, Inc. Harris John N 78.28
2018-02-16 13D/A BEGI / BlackStar Enterprise Group, Inc. Kurczodyna Joseph E 78.28
2018-02-16 13D/A BEGI / BlackStar Enterprise Group, Inc. Lahr Todd Harold 78.28
2018-02-14 13D/A CCUR / CCUR Holdings, Inc. Singer Julian D. 2,191,681 22.20 8.02
2018-02-13 13D/A RIOT / Riot Platforms, Inc. Honig Barry C 173,432 1.47 -65.59
2018-02-13 13D/A RIOT / Riot Platforms, Inc. Honig Barry C 173,432 1.47 -65.59
2018-02-02 13D/A CCUR / CCUR Holdings, Inc. Singer Julian D. 2,029,052 20.50 6.57
2018-01-26 13D/A NXTP / NextPlay Technologies, Inc. Pacific Grove Capital LP 2,121,463 10.80 21.23
2018-01-04 13D LX / LexinFintech Holdings Ltd. - Depositary Receipt (Common Stock) KPartners Ltd 47,098,256 14.40
2018-01-04 13D/A CCUR / CCUR Holdings, Inc. Vecima Networks Inc. 0 0.00 -100.00
2018-01-03 13D/A ANY / Sphere 3D Corp. Cyrus Capital Partners, L.p. 1,397,863 18.70 -99.43
2017-12-21 13D/A CCUR / CCUR Holdings, Inc. Singer Julian D. 1,903,959 19.30 8.59
2017-11-22 13D/A WD / Walker & Dunlop, Inc. Walker William M 1,741,664 5.60 2.72
2017-11-02 13D/A CCUR / CCUR Holdings, Inc. Singer Julian D. 1,753,331 17.70 2.42
2017-10-24 13D/A CCUR / CCUR Holdings, Inc. Singer Julian D. 1,711,893 17.30 24.74
2017-10-23 13D CCUR / CCUR Holdings, Inc. Vecima Networks Inc. 2,027,893 20.50
2017-10-19 13D/A STQN / Strategic Acquisitions, Inc. NextCoal International, Inc. 1,625,000 64.60 85.71
2017-10-16 13D/A STQN / Strategic Acquisitions, Inc. NextCoal International, Inc. 875,000 34.80 0.00
2017-10-16 13D/A MGTI / MGT Capital Investments, Inc. Direnzo Joseph Sr. 9.99
2017-10-13 13D/A STQN / Strategic Acquisitions, Inc. NextCoal International, Inc. 875,000 34.80 250.00
2017-10-12 13D/A STQN / Strategic Acquisitions, Inc. NextCoal International, Inc. 250,000 13.20 0.00
2017-10-11 13D/A STQN / Strategic Acquisitions, Inc. NextCoal International, Inc. 250,000 13.20 100.00
2017-09-28 13D/A GDOT / Green Dot Corporation Harvest Capital Strategies LLC 2,357,000 4.70
2017-08-21 13D/A GDOT / Green Dot Corporation Harvest Capital Strategies LLC
2017-08-18 13D/A ANY / Sphere 3D Corp. MacFarlane Family Ventures, LLC 1,994,570 28.90 26.53
2017-08-15 13D/A NXTP / NextPlay Technologies, Inc. In Room Retail Systems Llc 1,739,322 10.40
2017-08-15 13D/A NXTP / NextPlay Technologies, Inc. Monaco Investment Partners II, LP 4,137,066 24.50 9.97
2017-08-10 13D NXTP / NextPlay Technologies, Inc. Pacific Grove Capital LP 1,750,000 9.90
2017-08-03 13D COSG / Grand Gallery Inc. Cheung Koon Wing 219,222,938 51.00
2017-08-03 13D COSG / Grand Gallery Inc. Wan Miky Y.c. 170,385,113 39.64
2017-08-02 13D/A GDOT / Green Dot Corporation Harvest Capital Strategies LLC
2017-07-27 13D/A ANY / Sphere 3D Corp. Brownstone Energy Inc. 441,780 7.50 -96.05
2017-07-27 13D/A NCTY / The9 Limited - Depositary Receipt (Common Stock) Zhu Jun 24,358,852 25.20 73.71
2017-07-25 13D/A ANY / Sphere 3D Corp. MacFarlane Family Ventures, LLC 1,576,388 24.00 -95.48