Finance Services - Latest Activist Disclosures

This table shows recent activist investor (Schedule 13D) filings made in this industry. Any investor or hedge fund that makes an investment with the intention of influencing management is considered an activist investor and must file a 13D.

Date Form Target Company Investor Shares Ownership
(Percent)		 Ownership Change
(Percent)
2021-03-23 13D/A QFIN / Qfin Holdings, Inc. - Depositary Receipt (Common Stock) FountainVest China Capital Partners GP3 Ltd. 27,141,530 10.30 0.00
2021-03-08 13D/A MFIN / Medallion Financial Corp. Murstein Alvin 1,698,699 6.84 2.06
2021-01-29 13D/A GDOT / Green Dot Corporation Starboard Value LP 5,294,110 9.90 19.61
2021-01-15 13D/A LMFA / LM Funding America, Inc. User-Friendly Phone Book, LLC 0 0.00 -100.00
2020-12-21 13D/A QFIN / Qfin Holdings, Inc. - Depositary Receipt (Common Stock) FountainVest China Capital Partners GP3 Ltd. 27,141,530 10.30 0.19
2020-12-21 13D/A QFIN / Qfin Holdings, Inc. - Depositary Receipt (Common Stock) Zhou Hongyi 42,485,248 14.00 2.46
2020-12-18 13D/A LX / LexinFintech Holdings Ltd. - Depositary Receipt (Common Stock) KPartners Ltd 39,527,554 10.90 -8.36
2020-11-25 13D MARA / MARA Holdings, Inc. Two Point One, LLC 3,000,000 5.70
2020-11-10 13D/A GDOT / Green Dot Corporation Starboard Value LP 4,426,281 8.30 -7.38
2020-11-09 13D MARA / MARA Holdings, Inc. Lucky Liefern LLC 3,000,000 5.80
2020-11-05 13D HSDT / Solana Company Andreeff Dane 3,336,943 6.30
2020-10-23 13D/A LMFA / LM Funding America, Inc. BZ Industrial Ltd 520,833 3.63 0.00
2020-10-06 13D/A XYF / X Financial - Depositary Receipt (Common Stock) Mangrove Coast Investment Ltd 104,759,982 32.60 2.46
2020-08-25 13D LMFA / LM Funding America, Inc. Craven House Capital North America LLC 150,000 1.10 -80.90
2020-08-24 13D LMFA / LM Funding America, Inc. User-Friendly Phone Book, LLC 1,089,618 21.50
2020-08-24 13D/A LMFA / LM Funding America, Inc. User-Friendly Phone Book, LLC 1,120,038 7.70
2020-08-18 13D/A ANY / Sphere 3D Corp. ROK Consulting, Inc. 316,065 -15.72
2020-07-16 13D ANY / Sphere 3D Corp. ROK Consulting, Inc. 375,000
2020-06-23 13D/A NCTY / The9 Limited - Depositary Receipt (Common Stock) Zhu Jun 39,370,879 21.10 97.02
2020-06-23 13D NCTY / The9 Limited - Depositary Receipt (Common Stock) Qin Jie 9,530,274 5.50 102.47
2020-05-14 13D/A MFIN / Medallion Financial Corp. Key Colony Fund Lp 1,141,273 4.60 -13.97
2020-04-30 13D/A NCTY / The9 Limited - Depositary Receipt (Common Stock) Splendid Days Ltd 3,333,333 2.60 -79.77
2020-04-17 13D VEL / Velocity Financial, Inc. Spg Gp, Llc 13,611,932 39.10
2020-04-15 13D LMFA / LM Funding America, Inc. BZ Industrial Ltd 520,833 14.29
2020-04-14 13D VEL / Velocity Financial, Inc. Pacific Investment Management Co Llc 4,470,300 44.70
2020-04-09 13D/A MFIN / Medallion Financial Corp. Key Colony Fund Lp 1,326,627 5.30 -15.12
2020-02-18 13D/A MFIN / Medallion Financial Corp. Murstein Alvin 1,664,449 6.76 1.65
2020-02-03 13D GDOT / Green Dot Corporation Starboard Value LP 4,778,762 9.30
2020-01-14 13D/A NXTP / NextPlay Technologies, Inc. In Room Retail Systems Llc 766,172 5.90 -55.95
2020-01-13 13D/A NXTP / NextPlay Technologies, Inc. Monaco Investment Partners II, LP 1,926,534 14.80 -53.43
2020-01-02 13D/A QFIN / Qfin Holdings, Inc. - Depositary Receipt (Common Stock) FountainVest China Capital Partners GP3 Ltd. 27,089,620 10.30 17.56
2019-12-20 13D QFIN / Qfin Holdings, Inc. - Depositary Receipt (Common Stock) Zhou Hongyi 41,466,930 13.70 0.00
2019-12-20 13D/A QFIN / Qfin Holdings, Inc. - Depositary Receipt (Common Stock) FountainVest China Capital Partners GP3 Ltd. 23,042,532 8.80 0.00
2019-12-19 13D XYF / X Financial - Depositary Receipt (Common Stock) Mangrove Coast Investment Ltd 102,240,455 32.10 0.83
2019-12-09 13D QFIN / Qfin Holdings, Inc. - Depositary Receipt (Common Stock) FountainVest China Capital Partners GP3 Ltd. 23,042,532 8.80
2019-12-03 13D/A GREE / Greenidge Generation Holdings Inc. Singer Julian D. 929,700 4.90 0.00
2019-11-01 13D/A ANY / Sphere 3D Corp. Cyrus Capital Partners, L.p. 145,301 4.00 0.00
2019-10-11 13D LMFA / LM Funding America, Inc. Thomson Group International Llc 284,504 9.20
2019-10-07 13D NCPL / Netcapital Inc. Kraysler Coreen Sarah 45,000,000 5.40
2019-10-07 13D NCPL / Netcapital Inc. Lenk Cecilia 316,371,454 38.10
2019-10-03 13D/A GREE / Greenidge Generation Holdings Inc. Singer Julian D. 929,700 4.90 0.00
2019-09-26 13D LX / LexinFintech Holdings Ltd. - Depositary Receipt (Common Stock) Pacific Alliance Group Ltd 42,857,160 14.50
2019-08-28 13D LMFA / LM Funding America, Inc. Craven House Capital North America LLC 785,309 25.10 1.42
2019-08-21 13D GREE / Greenidge Generation Holdings Inc. Singer Julian D. 929,700 4.90
2019-08-12 13D/A MFIN / Medallion Financial Corp. Murstein Alvin 1,637,388 6.65 -89.94
2019-07-19 13D COSG / Grand Gallery Inc. So Wing Lok Jonathan 6,232,951 21.64
2019-07-19 13D COSG / Grand Gallery Inc. Yip Tze Wai Albert 2,149,293 7.46
2019-07-16 13D/A YRD / Yiren Digital Ltd. - Depositary Receipt (Common Stock) Tang Ning 70,299,932 37.30 60.61
2019-07-16 13D YRD / Yiren Digital Ltd. - Depositary Receipt (Common Stock) CreditEase Holdings (Cayman) Ltd 161,981,412 85.93 61.98
2019-07-12 13D/A ANY / Sphere 3D Corp. Cyrus Capital Partners, L.p. 145,301 6.30 0.00