Principal Exchange-Traded Funds - Principal Spectrum Preferred Securities Active ETF
US ˙ ARCA

SecurityPREF / Principal Exchange-Traded Funds - Principal Spectrum Preferred Securities Active ETF
InstitutionIFP Advisors, Inc
Latest Disclosed Ownership2,939 shares
Latest Disclosed Value $ 55,312
IFP Advisors, Inc reports 15.12% increase in ownership of PREF / Principal Exchange-Traded Funds - Principal Spectrum Preferred Securities Active ETF

On April 13, 2026 - IFP Advisors, Inc filed a 13F-HR form disclosing ownership of 2,939 shares of Principal Exchange-Traded Funds - Principal Spectrum Preferred Securities Active ETF (US:PREF) valued at $55,312 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 6, 2026 disclosing 2,553 shares of Principal Exchange-Traded Funds - Principal Spectrum Preferred Securities Active ETF. This represents a change in shares of 15.12% during the quarter. The current value of the position is $55,738 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-04-13 2026-03-31 13F PRINCIPAL EXCHANGE TRADED FD mc 74255Y888 2,939 386 15.12 55 14.58 0.0011
2026-02-06 2025-12-31 13F PRINCIPAL EXCHANGE TRADED FD mc 74255Y888 2,553 0 0.00 49 0.00 0.0011
2026-02-06 2025-09-30 13F/A-1 PRINCIPAL EXCHANGE TRADED FDSPECTRUM PFD mc 74255Y888 2,553 -16,987 -86.93 49 -87.03 0.0013
2025-12-02 2025-09-30 13F PRINCIPAL EXCHANGE TRADED FDSPECTRUM PFD mc 74255Y888 2,554 -16,986 49 0.0013
2025-07-24 2025-06-30 13F PRINCIPAL EXCHANGE TRADED FDSPECTRUM P mc 74255Y888 19,540 0 0.00 371 1.37 0.0105
2025-05-05 2025-03-31 13F PRINCIPAL EXCHANGE TRADED FD mc 74255Y888 19,540 10,057 106.05 365 107.39 0.0113
2025-02-04 2024-12-31 13F PRINCIPAL EXCHANGE TRADED FD mc 74255Y888 9,483 7,894 496.79 176 506.90 0.0058
2025-02-04 2024-09-30 13F PRINCIPAL EXCHANGE TRADED FD mc 74255Y888 1,589 1,589 30 0.0011
2023-04-18 2023-03-31 13F PRINCIPAL EXCHANGE TRADED FD mc 74255Y888 0 -15 -100.00 0 0.0000
2023-02-07 2022-12-31 13F PRINCIPAL EXCHANGE TRADED FD mc 74255Y888 15 0 0.00 0 -100.00 0.0000
2022-11-08 2022-09-30 13F PRINCIPAL EXCHANGE-TRADED FD mc 74255Y888 15 0 0.00 1 0.00 0.0000
2022-09-06 2022-06-30 13F/A-1 PRINCIPAL EXCHANGE-TRADED FD mc 74255Y888 15 0 0.00 1 0.00 0.0000
2022-09-06 2022-03-31 13F/A-1 PRINCIPAL EXCHANGE-TRADED FD mc 74255Y888 15 -1,374 -98.92 1 -96.43 0.0000
2022-08-08 2022-03-31 13F PRINCIPAL EXCHANGETRADED FD SPECTRUM PFD CEF 74255Y888 1,389 0 131 0.0027
2022-01-12 2021-12-31 13F PRINCIPAL EXCHANGETRADED FD SPECTRUM PFD CEF 74255Y888 1,389 -25,953 -94.92 28 -95.08 0.0005
2021-10-06 2021-09-30 13F PRINCIPAL EXCHANGETRADED FD SPECTRUM PFD CEF 74255Y888 27,342 4,989 22.32 569 23.70 0.0114
2021-07-13 2021-06-30 13F PRINCIPAL EXCHANGETRADED FD SPECTRUM PFD CEF 74255Y888 22,353 2,607 13.20 460 15.00 0.0095
2021-04-30 2021-03-31 13F PRINCIPAL EXCHANGETRADED FD SPECTRUM PFD CEF 74255Y888 19,746 19,594 12,890.79 400 13,233.33 0.0078
2021-01-25 2020-12-31 13F PRINCIPAL EXCHANGETRADED FD SPECTRUM PFD CEF 74255Y888 152 67 78.82 3 50.00 0.0001
2020-10-29 2020-09-30 13F PRINCIPAL EXCHANGETRADED FD SPECTRUM PFD CEF 74255Y888 85 85 2 0.0001
2019-06-03 2018-12-31 13F/A-10 PRINCIPAL SPECTRUM PREFERRED SECURITIES ACTIVE ETF ETF 74255Y888 0 -250 -100.00 0 -100.00
2019-06-03 2018-09-30 13F/A-9 PRINCIPAL SPECTRUM PREFERRED SECURITIES ACTIVE ETF ETF 74255Y888 250 0 0.00 24 0.00 0.0010
2018-10-25 2018-09-30 13F PRINCIPAL SPECTRUM PREFERRED SECURITIES ACTIVE ETF ETF 74255Y888 250 0 24 0.0010
2019-06-03 2018-06-30 13F/A-8 PRINCIPAL SPECTRUM PREFERRED SECURITIES ACTIVE ETF ETF 74255Y888 250 0 0.00 24 0.00 0.0010
2018-08-07 2018-06-30 13F PRINCIPAL SPECTRUM PREFERRED SECURITIES ACTIVE ETF ETF 74255Y888 250 0 24
2018-05-09 2018-03-31 13F PRINCIPAL SPECTRUM PREFERRED SECURITIES ACTIVE ETF ETF 74255Y888 250 250 24 0.0011
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.