SPDR Index Shares Funds - State Street SPDR S&P International Small Cap ETF
US ˙ ARCA ˙ US78463X8719

SecurityGWX / SPDR Index Shares Funds - State Street SPDR S&P International Small Cap ETF
InstitutionUbs Ag
Latest Disclosed Ownership102,625 shares
Latest Disclosed Value $ 3,355,000
Ubs Ag reports 41.45% increase in ownership of GWX / SPDR Index Shares Funds - State Street SPDR S&P International Small Cap ETF

On November 12, 2014 - Ubs Ag filed a 13F-HR form disclosing ownership of 102,625 shares of SPDR Index Shares Funds - State Street SPDR S&P International Small Cap ETF (US:GWX) valued at $3,354,811 USD as of September 30, 2014. The entity filed a previous 13F-HR on August 14, 2014 disclosing 72,550 shares of SPDR Index Shares Funds - State Street SPDR S&P International Small Cap ETF. This represents a change in shares of 41.45% during the quarter. The current value of the position is $4,731,012 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2014-11-12 2014-09-30 13F SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 102,625 30,075 41.45 3,355 31.11 0.0025
2014-08-14 2014-06-30 13F SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 72,550 4,842 7.15 2,559 11.50 0.0020
2014-05-16 2014-03-31 13F/A-1 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 67,708 17,465 34.76 2,295 36.04 0.0020
2014-05-15 2014-03-31 13F SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 67,708 2,295
2014-05-21 2013-12-31 13F/A-1 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 50,243 -13,751 -21.49 1,687 -19.36 0.0016
2014-02-14 2013-12-31 13F SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 50,243 1,687
2013-11-13 2013-09-30 13F SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 63,994 17,646 38.07 2,092 56.47 0.0021
2013-08-14 2013-06-30 13F SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 46,348 46,348 1,337 0.0016
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.