First Trust Exchange-Traded AlphaDEX Fund - First Trust Materials AlphaDEX Fund
US ˙ ARCA ˙ US33734X1688

SecurityFXZ / First Trust Exchange-Traded AlphaDEX Fund - First Trust Materials AlphaDEX Fund
InstitutionAdvisor Group Holdings, Inc.
Latest Disclosed Ownership39,110 shares
Latest Disclosed Value $ 2,980,768
Advisor Group Holdings, Inc. reports 124.85% increase in ownership of FXZ / First Trust Exchange-Traded AlphaDEX Fund - First Trust Materials AlphaDEX Fund

On May 15, 2026 - Advisor Group Holdings, Inc. filed a 13F-HR form disclosing ownership of 39,110 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Materials AlphaDEX Fund (US:FXZ) valued at $2,980,573 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 17, 2026 disclosing 17,394 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Materials AlphaDEX Fund. This represents a change in shares of 124.85% during the quarter. The current value of the position is $3,178,470 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-15 2026-03-31 13F FIRST TR EXCHANGE-TRADED FD MATERIALS ALPH 33734X168 39,110 21,716 124.85 2,981 164.42 0.0025
2026-02-17 2025-12-31 13F FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 17,394 -4,472 -20.45 1,128 -16.39 0.0016
2025-11-14 2025-09-30 13F FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 21,866 -1,629 -6.93 1,348 0.75 0.0019
2025-09-04 2025-06-30 13F/A-1 FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 23,495 -3,094 -11.64 1,339 -9.23 0.0024
2025-08-13 2025-06-30 13F FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 28,136 1,547 1,600 0.0018
2025-05-12 2025-03-31 13F FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 26,589 -3,589 -11.89 1,475 -14.05 0.0033
2025-06-06 2024-12-31 13F/A-1 FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 30,178 259 0.87 1,715 -14.55 0.0038
2025-02-07 2024-12-31 13F FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 27,414 -2,505 1,788 0.0046
2024-11-13 2024-09-30 13F FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 29,919 -4,091 -12.03 2,007 -8.98 0.0045
2024-08-13 2024-06-30 13F FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 34,010 -10,555 -23.68 2,206 -30.66 0.0052
2024-05-10 2024-03-31 13F FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 44,565 -15,860 -26.25 3,181 -23.69 0.0071
2024-02-12 2023-12-31 13F FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 60,425 -43,636 -41.93 4,168 -36.48 0.0073
2023-11-13 2023-09-30 13F FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 104,061 -110 -0.11 6,561 -1.90 0.0097
2023-08-21 2023-06-30 13F/A-1 FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 104,171 875 0.85 6,688 -0.79 0.0120
2023-08-10 2023-06-30 13F FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 104,171 875 6,688 0.0018
2023-05-12 2023-03-31 13F FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 103,296 19,961 23.95 6,740 33.44 0.0127
2023-02-10 2022-12-31 13F FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 83,335 -16,698 -16.69 5,052 -2.64 0.0102
2022-11-14 2022-09-30 13F FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 100,033 -39,418 -28.27 5,188 -34.18 0.0119
2022-08-10 2022-06-30 13F FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 139,451 12,055 9.46 7,882 -22.67 0.0174
2022-05-04 2022-03-31 13F FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 127,396 71,374 127.40 10,193 192.65 0.0198
2022-02-03 2021-12-31 13F FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 56,022 3,248 6.15 3,483 17.83 0.0066
2021-11-05 2021-09-30 13F FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 52,774 -2,482 -4.49 2,956 -6.93 0.0062
2021-08-02 2021-06-30 13F FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 55,256 11,754 27.02 3,176 32.28 0.0069
2021-05-13 2021-03-31 13F FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 43,502 23,630 118.91 2,401 151.15 0.0058
2021-02-10 2020-12-31 13F FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 19,872 6,157 44.89 956 87.82 0.0026
2020-11-12 2020-09-30 13F FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 13,715 -2,190 -13.77 509 -7.79 0.0015
2020-08-14 2020-06-30 13F FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 15,905 2,066 14.93 552 46.03 0.0019
2020-05-18 2020-03-31 13F FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 13,839 13,839 378 0.0015
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.