First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets AlphaDEX Fund
US ˙ NasdaqGM ˙ US33737J1824

SecurityFEM / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets AlphaDEX Fund
InstitutionSigma Planning Corp
Latest Disclosed Ownership0 shares
Latest Disclosed Value $ 0
Sigma Planning Corp closes position in FEM / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets AlphaDEX Fund

On January 30, 2026 - Sigma Planning Corp filed a 13F-HR form disclosing ownership of 0 shares of First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets AlphaDEX Fund (US:FEM) valued at $0 USD as of December 31, 2025. The entity filed a previous 13F-HR on November 10, 2025 disclosing 8,262 shares of First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets AlphaDEX Fund. The current value of the position is $0 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-01-30 2025-12-31 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 0 -100.00 0
2025-11-10 2025-09-30 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 8,262 8,262 224 0.0064
2023-08-02 2023-06-30 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 0 -24,862 -100.00 0 -100.00
2023-05-08 2023-03-31 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 24,862 -696 -2.72 527 -1.86 0.0175
2023-01-24 2022-12-31 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 25,558 -39,402 -60.66 537 -55.29 0.0192
2022-11-10 2022-09-30 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 64,960 16,236 33.32 1,201 15.59 0.0458
2022-08-11 2022-06-30 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 48,724 10,792 28.45 1,039 8.91 0.0361
2022-04-20 2022-03-31 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 37,932 2,497 7.05 954 3.14 0.0286
2022-02-02 2021-12-31 13F FIRST TR EXCHANGE TRADED ALPHADEX FD II EMERGING MKTS ALPHADEX FD ETF 33737J182 35,435 -30,030 -45.87 925 -47.53 0.0258
2021-10-28 2021-09-30 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 65,465 -14,830 -18.47 1,763 -21.50 0.0530
2021-08-13 2021-06-30 13F FIRST TR EXCHANGE TRADED ALPHADEX FD II EMERGING MKTS ALPHADEX FD ETF 33737J182 80,295 10,436 14.94 2,246 21.87 0.0669
2021-05-06 2021-03-31 13F FIRST TR EXCHANGE TRADED ALPHADEX FD II EMERGING MKTS ALPHADEX FD ETF 33737J182 69,859 14,091 25.27 1,843 30.71 0.0589
2021-02-09 2020-12-31 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 55,768 -14,924 -21.11 1,410 -7.84 0.0480
2020-11-03 2020-09-30 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 70,692 -645 -0.90 1,530 2.20 0.0606
2020-07-31 2020-06-30 13F FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 71,337 14,789 26.15 1,497 50.45 0.0657
2020-05-01 2020-03-31 13F FIRST TR EXCHANGE TRADED ALP EMERG MKT ALPH 33737J182 56,548 25,053 79.55 995 19.02 0.0591
2020-02-03 2019-12-31 13F FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 31,495 10,787 52.09 836 71.66 0.0353
2019-11-01 2019-09-30 13F FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 20,708 4,688 29.26 487 20.54 0.0234
2019-08-01 2019-06-30 13F FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 16,020 362 2.31 404 3.06 0.0208
2019-05-01 2019-03-31 13F FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 15,658 15,658 392 0.0223
2018-11-07 2018-09-30 13F FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 0 -15,317 -100.00 0 -100.00
2018-08-02 2018-06-30 13F FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 15,317 8,103 112.32 396 87.68 0.0265
2018-05-11 2018-03-31 13F FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 7,214 7,214 211 0.0154
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.