First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
US ˙ ARCA ˙ US33733E2037

SecurityFBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
InstitutionSigma Planning Corp
Latest Disclosed Ownership0 shares
Latest Disclosed Value $ 0
Sigma Planning Corp closes position in FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund

On January 30, 2026 - Sigma Planning Corp filed a 13F-HR form disclosing ownership of 0 shares of First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund (US:FBT) valued at $0 USD as of December 31, 2025. The entity filed a previous 13F-HR on November 10, 2025 disclosing 1,424 shares of First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund. The current value of the position is $0 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-01-30 2025-12-31 13F FIRST TR EXCHANGE-TRADED FD NY ARCA BIOTECH 33733E203 0 -100.00 0
2025-11-10 2025-09-30 13F FIRST TR EXCHANGE-TRADED FD NY ARCA BIOTECH 33733E203 1,424 142 11.08 255 23.79 0.0073
2025-08-05 2025-06-30 13F FIRST TR EXCHANGE-TRADED FD NY ARCA BIOTECH 33733E203 1,282 -144 -10.10 207 -14.88 0.0062
2025-05-02 2025-03-31 13F FIRST TR EXCHANGE-TRADED FD NY ARCA BIOTECH 33733E203 1,426 1,426 243 0.0077
2024-11-04 2024-09-30 13F FIRST TR EXCHANGE-TRADED FD NY ARCA BIOTECH 33733E203 0 -3,992 -100.00 0 -100.00
2024-08-06 2024-06-30 13F FIRST TR EXCHANGE-TRADED FD NY ARCA BIOTECH 33733E203 3,992 -82 -2.01 615 -1.92 0.0195
2024-05-02 2024-03-31 13F FIRST TR EXCHANGE-TRADED FD NY ARCA BIOTECH 33733E203 4,074 1,514 59.14 627 54.95 0.0197
2024-02-01 2023-12-31 13F FIRST TR EXCHANGE-TRADED FD NY ARCA BIOTECH 33733E203 2,560 -2,489 -49.30 405 -45.26 0.0317
2023-11-06 2023-09-30 13F FIRST TR EXCHANGE-TRADED FD NY ARCA BIOTECH 33733E203 5,049 -943 -15.74 739 -19.52 0.0277
2023-08-02 2023-06-30 13F FIRST TR EXCHANGE-TRADED FD NY ARCA BIOTECH 33733E203 5,992 -428 -6.67 918 -7.84 0.0330
2023-05-08 2023-03-31 13F FIRST TR EXCHANGE-TRADED FD NY ARCA BIOTECH 33733E203 6,420 229 3.70 995 4.30 0.0331
2023-01-24 2022-12-31 13F FIRST TR EXCHANGE-TRADED FD NY ARCA BIOTECH 33733E203 6,191 -1,316 -17.53 954 -3.73 0.0341
2022-11-10 2022-09-30 13F FIRST TR EXCHANGE-TRADED FD NY ARCA BIOTECH 33733E203 7,507 -65 -0.86 991 -3.51 0.0378
2022-08-11 2022-06-30 13F FIRST TR EXCHANGE-TRADED FD NY ARCA BIOTECH 33733E203 7,572 585 8.37 1,027 -1.44 0.0357
2022-04-20 2022-03-31 13F FIRST TR EXCHANGE-TRADED FD NY ARCA BIOTECH 33733E203 6,987 363 5.48 1,042 -2.89 0.0312
2022-02-02 2021-12-31 13F FIRST TR EXCHANGE TRADED FD AMEX BIOTECHNOLOGY INDEX ETF 33733E203 6,624 -4,447 -40.17 1,073 -41.65 0.0299
2021-10-28 2021-09-30 13F FIRST TR EXCHANGE-TRADED FD NY ARCA BIOTECH 33733E203 11,071 588 5.61 1,839 1.60 0.0553
2021-08-13 2021-06-30 13F FIRST TR EXCHANGE TRADED FD AMEX BIOTECHNOLOGY INDEX ETF 33733E203 10,483 -1,937 -15.60 1,810 -9.18 0.0539
2021-05-06 2021-03-31 13F FIRST TR EXCHANGE TRADED FD AMEX BIOTECHNOLOGY INDEX ETF 33733E203 12,420 4,575 58.32 1,993 51.21 0.0637
2021-02-09 2020-12-31 13F FIRST TR EXCHANGE-TRADED FD NY ARCA BIOTECH 33733E203 7,845 -502 -6.01 1,318 0.38 0.0448
2020-11-03 2020-09-30 13F FIRST TR EXCHANGE-TRADED FD NY ARCA BIOTECH 33733E203 8,347 -32,528 -79.58 1,313 -80.85 0.0520
2020-07-31 2020-06-30 13F FIRST TR NASDAQ-100 TECH IND NY ARCA BIOTECH 33733E203 40,875 30,492 293.67 6,858 403.89 0.3010
2020-05-01 2020-03-31 13F FIRST TR EXCHANGE-TRADED FD NY ARCA BIOTECH 33733E203 10,383 3,776 57.15 1,361 38.45 0.0808
2020-02-03 2019-12-31 13F FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 6,607 1,781 36.90 983 64.66 0.0415
2019-11-01 2019-09-30 13F FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 4,826 2,234 86.19 597 63.56 0.0287
2019-08-01 2019-06-30 13F FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 2,592 -101 -3.75 365 -10.10 0.0188
2019-05-01 2019-03-31 13F FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 2,693 352 15.04 406 39.52 0.0231
2019-01-31 2018-12-31 13F FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 2,341 -19,712 -89.38 291 -91.67 0.0212
2018-11-07 2018-09-30 13F FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 22,053 1,027 4.88 3,495 18.72 0.2055
2018-08-02 2018-06-30 13F FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 21,026 163 0.78 2,944 6.17 0.1971
2018-05-11 2018-03-31 13F FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 20,863 -88 -0.42 2,773 6.25 0.2027
2018-02-07 2017-12-31 13F FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 20,951 79 0.38 2,610 0.89 0.2011
2017-11-06 2017-09-30 13F FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 20,872 4,282 25.81 2,587 36.73 0.2133
2017-08-02 2017-06-30 13F FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 16,590 -10 -0.06 1,892 8.24 0.1778
2017-04-24 2017-03-31 13F FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 16,600 16,600 0.00 1,748 0.1693
2016-04-18 2016-03-31 13F FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 0 -7,599 -100.00 0 -100.00
2016-01-20 2015-12-31 13F FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 7,599 1,412 22.82 859 37.00 0.1203
2015-11-02 2015-09-30 13F FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 6,187 -607 -8.93 627 -25.62 0.0993
2015-07-14 2015-06-30 13F FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 6,794 116 1.74 843 6.71 0.1164
2015-04-23 2015-03-31 13F FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 6,678 -4,638 -40.99 790 -31.54 0.1047
2015-02-13 2014-12-31 13F FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 11,316 11,316 1,154 0.1526
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.