SPB SEC-arkivering - Spectrum Brands Holdings, Inc.- Årsrapport, fuldmagtserklæring, prospekt

Grundlæggende statistik

LEI	549300I3HY7XTCMXCZ71
CIK	109177

SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Spectrum Brands Holdings, Inc.

SEC Filings (Chronological Order)

Denne side giver en komplet, kronologisk liste over SEC-arkiveringer, eksklusive ejerskabsregistreringer, som vi leverer andre steder.

May 29, 2026	SD	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM SD SPECIALIZED DISCLOSURE REPORT SPECTRUM BRANDS HOLDINGS, INC. (Exact Name of Registrant as Specified in its Charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM SD SPECIALIZED DISCLOSURE REPORT SPECTRUM BRANDS HOLDINGS, INC.
May 29, 2026	EX-1.01	Conflict Minerals Report EXHIBIT 1.01 Conflict Minerals Report This is the Conflict Minerals Report of Spectrum Brands Holdings, Inc. and its consolidated subsidiaries, including SB/RH Holdings, LLC and its consolidated subsidiaries (the “Company,” “Spectrum Brands,” “we,” “us,” or “our”), for January 1, 2025 through December 31, 2025 (“Calendar Year 2025”) in accordance with Rule 13p-1 (“Rule 13p-1”) under the Securities
May 7, 2026	EX-99.1	3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 Spectrum Brands Holdings Reports Fiscal 2026 Second Quarter Results Exhibit 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Jen Schultz 314-253-5923 Spectrum Brands Holdings Reports Fiscal 2026 Second Quarter Results •Second Quarter Net Sales Increased 4.9% and Organic Net Sales Excluding Foreign Exchange Increased 1.5% •Second Quarter Net Income From Continuing Ope
May 7, 2026	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 29, 2026 ☐ TRANSITION REPORT PURSUANT TO Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 29, 2026 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. Name of Registra
May 7, 2026	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 7, 2026 SPECTRUM BRANDS HOLDING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 7, 2026 SPECTRUM BRANDS HOLDINGS, INC.
May 7, 2026	EX-22.1	State or Other Jurisdiction of Incorporation or Organization Exhibit 22.1 Name* State or Other Jurisdiction of Incorporation or Organization Alaska Merger Acquisition Corp. Delaware Empower Brands, LLC Delaware Empower Brands Group, LLC Delaware Empower Brands Holdings, Inc. Delaware Glofish LLC Delaware ROV Holding, Inc. Delaware Salix Animal Health, LLC Delaware SB/RH Holdings, LLC** Delaware Spectrum Brands Holdings, Inc. Delaware Spectrum Brands
May 4, 2026	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 1, 2026 SPECTRUM BRANDS HOLDING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 1, 2026 SPECTRUM BRANDS HOLDINGS, INC.
February 5, 2026	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 28, 2025 ☐ TRANSITION REPORT PURSUANT Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 28, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. Name of Regis
February 5, 2026	EX-22.1	State or Other Jurisdiction of Incorporation or Organization Exhibit 22.1 Name* State or Other Jurisdiction of Incorporation or Organization Alaska Merger Acquisition Corp. Delaware Empower Brands, LLC Delaware Empower Brands Group, LLC Delaware Empower Brands Holdings, Inc. Delaware Glofish LLC Delaware ROV Holding, Inc. Delaware Salix Animal Health, LLC Delaware SB/RH Holdings, LLC** Delaware Spectrum Brands Holdings, Inc. Delaware Spectrum Brands
February 5, 2026	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 5, 2026 SPECTRUM BRANDS HO UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 5, 2026 SPECTRUM BRANDS HOLDINGS, INC.
February 5, 2026	EX-99.1	3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 Spectrum Brands Holdings Reports Fiscal 2026 First Quarter Results Exhibit 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Jen Schultz 314-253-5923 Spectrum Brands Holdings Reports Fiscal 2026 First Quarter Results •First Quarter Net Sales Decreased 3.3% and Organic Net Sales Decreased 6.0% •First Quarter Net Income From Continuing Operations of $29.4 Million and A
January 23, 2026	10-K/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended September 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. Na
November 18, 2025	EX-21.1	1 Exhibit 21.1 Subsidiary Jurisdiction 8 in 1 Pet Products GmbH Germany AAG UK Holding Limited United Kingdom Alaska Merger Acquisition Corp. U.S. Delaware Algarde Enterprises Limited United Kingdom Armitage Brothers Limited f/k/a Armitage Brothers Public Limited Company United Kingdom Armitage Pet Care Limited f/k/a K9 Bidco Limited United Kingdom Armitage Trustees Limited f/k/a Cogbook Limited Uni
November 18, 2025	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended September 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. Name of Registrant,
November 18, 2025	EX-10.18	EMPLOYMENT AGREEMENT EXHIBIT 10.18 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (“Agreement”) is entered into as of September 3, 2025 (“Effective Date”) by and between Spectrum Brands Holdings, Inc., a Delaware corporation (the “Company”), and Faisal Qadir (“Executive”). WHEREAS, the Company desires to continue to employ Executive upon the terms and conditions set forth herein; WHEREAS, Executive is willing and able
November 18, 2025	EX-10.17	SEPARATION AGREEMENT EXHIBIT 10.17 SEPARATION AGREEMENT This Separation Agreement (this “Agreement”), dated September 3, 2025 (the “Effective Date”), is between Spectrum Brands Holdings, Inc. (together with its subsidiaries, the “Company”) and Jeremy W. Smeltser (who in this Agreement is referred to as “Executive” or “I” or “me” or “my,” as the context dictates). Collectively, the Company and Executive are referred to
November 18, 2025	EX-21.2	State or Other Jurisdiction of Incorporation or Organization Exhibit 21.2 Name* State or Other Jurisdiction of Incorporation or Organization Alaska Merger Acquisition Corp. Delaware Empower Brands, LLC Delaware Empower Brands Group, LLC Delaware Empower Brands Holdings, Inc. Delaware Glofish LLC Delaware ROV Holding, Inc. Delaware Salix Animal Health, LLC Delaware SB/RH Holdings, LLC** Delaware Spectrum Brands Holdings, Inc. Delaware Spectrum Brands
November 13, 2025	EX-99.1	3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 Spectrum Brands Holdings Reports Fiscal 2025 Fourth Quarter Results Exhibit 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Jen Schultz 314-253-5923 Spectrum Brands Holdings Reports Fiscal 2025 Fourth Quarter Results •Fourth Quarter Net Sales Decreased 5.2% and Organic Net Sales Decreased 6.6% •Fourth Quarter Net Income From Continuing Operations of $53.3 Million an
November 13, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 13, 2025 SPECTRUM BRANDS H UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 13, 2025 SPECTRUM BRANDS HOLDINGS, INC.
September 3, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 3, 2025 SPECTRUM BRANDS H UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 3, 2025 SPECTRUM BRANDS HOLDINGS, INC.
August 7, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 29, 2025 ☐ TRANSITION REPORT PURSUANT TO S Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 29, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. Name of Registran
August 7, 2025	EX-99.1	3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 Spectrum Brands Holdings Reports Fiscal 2025 Third Quarter Results Exhibit 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Joanne Chomiak 608-275-4458 Spectrum Brands Holdings Reports Fiscal 2025 Third Quarter Results •Net Sales Decreased 10.2% and Organic Net Sales Decreased 11.1%, Driven Primarily by Stop Shipments to Certain Retailers as Pricing Negotiations Pro
August 7, 2025	EX-22.1	List of Guarantor Subsidiaries Exhibit 22.1 Name* State or Other Jurisdiction of Incorporation or Organization Alaska Merger Acquisition Corp. Delaware Empower Brands, LLC Delaware Empower Brands Group, LLC Delaware Empower Brands Holdings, Inc. Delaware Glofish LLC Delaware ROV Holding, Inc. Delaware Salix Animal Health, LLC Delaware SB/RH Holdings, LLC** Delaware Spectrum Brands Holdings, Inc. Delaware Spectrum Brands
August 7, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 7, 2025 SPECTRUM BRANDS HOLD UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 7, 2025 SPECTRUM BRANDS HOLDINGS, INC.
August 5, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 5, 2025 SPECTRUM BRANDS HOLD UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 5, 2025 SPECTRUM BRANDS HOLDINGS, INC.
June 24, 2025	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin
June 24, 2025	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin
June 24, 2025	ARS	ARS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. Name of Registrant, State of Incorpora
May 30, 2025	SD	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM SD SPECIALIZED DISCLOSURE REPORT SPECTRUM BRANDS HOLDINGS, INC. (Exact Name of Registrant as Specified in its Charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM SD SPECIALIZED DISCLOSURE REPORT SPECTRUM BRANDS HOLDINGS, INC.
May 30, 2025	EX-1.01	Conflict Minerals Report pursuant to Items 1.01 and 1.02 of this Form. EXHIBIT 1.01 Conflict Minerals Report This is the Conflict Minerals Report of Spectrum Brands Holdings, Inc. and its consolidated subsidiaries, including SB/RH Holdings, LLC and its consolidated subsidiaries (the “Company,” “Spectrum Brands,” “we,” “us,” or “our”), for January 1, 2024 through December 31, 2024 (“Calendar Year 2024”) in accordance with Rule 13p-1 (“Rule 13p-1”) under the Securities
May 8, 2025	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 8, 2025 SPECTRUM BRANDS HOLDINGS, INC.
May 8, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 30, 2025 ☐ TRANSITION REPORT PURSUANT TO Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. Name of Registra
May 8, 2025	EX-99.1	3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 Spectrum Brands Holdings Reports Fiscal 2025 Second Quarter Results Exhibit 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Joanne Chomiak 608-275-4458 Spectrum Brands Holdings Reports Fiscal 2025 Second Quarter Results •Net Sales Decreased 6.0% and Organic Sales Decreased 4.6%, Driven Primarily by Softening North American Demand in Global Pet Care, Timing of Retail
May 8, 2025	EX-22.1	List of Guarantor Subsidiaries Exhibit 22.1 Name* State or Other Jurisdiction of Incorporation or Organization Applica Mexico Holdings, Inc. Delaware Alaska Merger Acquisition Corp. Delaware Empower Brands, LLC (f/k/a HPC Brands, LLC) Delaware Empower Brands Group, LLC Delaware Empower Brands Holdings, Inc. Delaware Glofish LLC Delaware ROV Holding, Inc. Delaware ROV International Holdings, LLC Delaware Salix Animal Hea
February 6, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 29, 2024 ☐ TRANSITION REPORT PURSUANT Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 29, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. Name of Regis
February 6, 2025	EX-99.1	3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 Spectrum Brands Holdings Reports Fiscal 2025 First Quarter Results Exhibit 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Joanne Chomiak 608-275-4458 Spectrum Brands Holdings Reports Fiscal 2025 First Quarter Results •Net Sales Increased 1.2% and Organic Sales Increased 1.9%, Driven Primarily by Extended Fall Season and Accelerated Pre-Season Sales for Home & Gard
February 6, 2025	EX-22.1	List of Guarantor Subsidiaries Exhibit 22.1 Name* State or Other Jurisdiction of Incorporation or Organization Primary Standard Industrial Classification Code Number I.R.S. Employer Identification Number Alaska Merger Acquisition Corp. Delaware 3690 82-1316914 Glofish LLC Delaware 3690 82-1484807 ROV Holding, Inc. Delaware 3690 22-2423555 Salix Animal Health, LLC Delaware 3690 65-0965477 SB/RH Holdings, LLC** Delaware 3690
February 6, 2025	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 6, 2025 SPECTRUM BRANDS HOLDINGS, INC.
January 27, 2025	10-K/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. Na
November 15, 2024	EX-19.1	Spectrum Brands Holdings, Inc. Exhibit 19.1 SECURITIES HOLDING AND TRADING POLICY OF SPECTRUM BRANDS HOLDINGS, INC. Summary Spectrum Brands Holdings, Inc.’s (the “Company”) common stock is publicly traded on the New York Stock Exchange. Accordingly, the Company has adopted this Securities Holding and Trading Policy (the “Policy”) for the purposes of: (i) the handling of non-public information relating to the Company; (ii) the h
November 15, 2024	EX-99.1	Pg 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 Spectrum Brands Holdings Reports Fiscal 2024 Fourth Quarter Exhibit 99.1 Pg 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Joanne Chomiak 608-275-4458 Spectrum Brands Holdings Reports Fiscal 2024 Fourth Quarter •Fourth Quarter Net Sales Increased 4.5% With Organic Net Sales Increase of 4.8% •Fourth Quarter Net Income of $12.8 Million; Adjusted EBITDA of $68.9 Mi
November 15, 2024	EX-21.1	Subsidiaries of Registrant Exhibit 21.1 Subsidiary Jurisdiction 8 in 1 Pet Products GmbH Germany AAG UK Holding Limited United Kingdom Alaska Merger Acquisition Corp. U.S. Delaware Algarde Enterprises Limited United Kingdom AO "Spectrum Brands" Russia Russian Federation Applica Asia Limited Hong Kong Applica Mexico Holdings, Inc. U.S. Delaware Aquarium Systems Manufacturer of Instant Ocean France Armitage Brothers Limited f
November 15, 2024	EX-10.15	Form of Service Based Restricted Stock Unit Agreement effective as of December 23, 2023 Exhibit 10.15 LONG TERM EQUITY AWARD PLAN SERVICE-BASED RESTRICTED STOCK UNIT AGREEMENT THIS RESTRICTED STOCK UNIT AGREEMENT (the “Agreement”), is made, effective as of [grant date] (hereinafter the “Date of Grant”), between Spectrum Brands Holdings, Inc. (the “Company”), and [name] (the “Participant”). R E C I T A L S: WHEREAS, the Company has adopted the [name of equity plan], as amended from ti
November 15, 2024	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. Name of Registrant,
November 15, 2024	EX-21.2	List of Guarantor Subsidiaries Exhibit 21.2 Name* State or Other Jurisdiction of Incorporation or Organization Primary Standard Industrial Classification Code Number I.R.S. Employer Identification Number Alaska Merger Acquisition Corp. Delaware 3690 82-1316914 Glofish LLC Delaware 3690 82-1484807 ROV Holding, Inc. Delaware 3690 22-2423555 Salix Animal Health, LLC Florida 3690 65-0965477 SB/RH Holdings, LLC Delaware 3690 27-2812
November 15, 2024	EX-10.16	Form of Performance Based Restricted Stock Unit Agreement effective as of December 22, 2023 Exhibit 10.16 LONG TERM EQUITY AWARD PLAN PERFORMANCE-BASED RESTRICTED STOCK UNIT AGREEMENT THIS RESTRICTED STOCK UNIT AGREEMENT (the “Agreement”), is made, effective as of [grant date] (hereinafter the “Date of Grant”), between Spectrum Brands Holdings, Inc. (the “Company”), and [name] (the “Participant”). R E C I T A L S: WHEREAS, the Company has adopted the [name of equity plan], as amended fro
November 15, 2024	EX-10.17	ice President Retention Agreement effective as of February 14 Exhibit 10.17 SPECTRUM BRANDS HOLDINGS, INC. 2020 OMNIBUS EQUITY AWARD PLAN EXECUTIVE VICE PRESIDENT RETENTION AGREEMENT THIS EXECUTIVE VICE PRESIDENT RETENTION AGREEMENT (the “Agreement”), is made, effective as of [Grant Date] (hereinafter the “Date of Grant”), between Spectrum Brands Holdings, Inc. (the “Company”), and [Participant] (the “Participant”). R E C I T A L S: WHEREAS, the Company has
November 15, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 15, 2024 SPECTRUM BRANDS HOLDINGS, INC.
November 15, 2024	EX-97.1	Compensation Clawback Policy, revised and effective as of November 14, 2023 Exhibit 97.1 Spectrum Brands Holdings, Inc. Compensation Clawback Policy Summary The policy governs the circumstances under which applicable incentive compensation provided by Spectrum Brands Holdings, Inc. (the “Company”) and its subsidiaries to executive officers may be subject to forfeiture, disgorgement, recoupment, or diminution (“clawback”). The policy has been amended as required by Section
November 12, 2024	SC 13G	SPB / Spectrum Brands Holdings, Inc. / BlackRock, Inc. Passive Investment SC 13G 1 us84790a1051111224.txt us84790a1051111224.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: ) SPECTRUM BRANDS HOLDINGS INC - (Name of Issuer) Common Stock - (Title of Class of Securities) 84790A105 - (CUSIP Number) September 30, 2024 - (Date of Event Which Requires Filing of this Statement) Check the appropr
November 8, 2024	SC 13G	SPB / Spectrum Brands Holdings, Inc. / AMERICAN CENTURY INVESTMENT MANAGEMENT INC - SC 13G Passive Investment SC 13G 1 spectrumbrandsholdingsinc1.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) * SPECTRUM BRANDS HOLDINGS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 84790A105 (CUSIP Number) SEPTEMBER 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appro
November 6, 2024	SC 13G/A	SPB / Spectrum Brands Holdings, Inc. / Invesco Ltd. - SEC SCHEDULE 13G Passive Investment SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Spectrum Brands Holdings Inc (Name of Issuer) Common Stock (Title of Class of Securities) 84790A105 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropri
October 24, 2024	SC 13G	SPB / Spectrum Brands Holdings, Inc. / BlackRock, Inc. Passive Investment SC 13G 1 us84790a1051102424.txt us84790a1051102424.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: ) SPECTRUM BRANDS HOLDINGS INC - (Name of Issuer) Common Stock - (Title of Class of Securities) 84790A105 - (CUSIP Number) September 30, 2024 - (Date of Event Which Requires Filing of this Statement) Check the appropr
October 21, 2024	LETTER	LETTER October 21, 2024 Jeremy Smeltser Chief Financial Officer Spectrum Brands Holdings, Inc.
October 9, 2024	SC 13G/A	SPB / Spectrum Brands Holdings, Inc. / Allspring Global Investments Holdings, LLC Passive Investment SC 13G/A 1 Spectrum20240930.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) SPECTRUM BRANDS HOLDINGS INC (Name of Issuer) COM (Title of Class of Securities) 84790A105 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the
October 4, 2024	CORRESP	* * * 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 October 4, 2024 Mr. Dale Welcome Division of Corporation Finance Securities and Exchange Commission Washington, D.C. 20549 RE: Spectrum Brands Holdings, Inc. Form 10-K for the Fiscal Year Ended September 30, 2023 Response dated June 26, 2024 File No. 001-04219 Dear Mr. Welcome: Set forth below is the r
September 25, 2024	LETTER	LETTER September 25, 2024 Jeremy Smeltser Chief Financial Officer Spectrum Brands Holdings, Inc.
August 23, 2024	CORRESP	* * * 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 August 23, 2024 Mr. Dale Welcome Division of Corporation Finance Securities and Exchange Commission Washington, D.C. 20549 RE: Spectrum Brands Holdings, Inc. Form 10-K for the Fiscal Year Ended September 30, 2023 Response dated June 26, 2024 File No. 001-04219 Dear Mr. Welcome: Set forth below is the r
August 8, 2024	EX-22.1	List of Guarantor Subsidiaries* Exhibit 22.1 Name* State or Other Jurisdiction of Incorporation or Organization Primary Standard Industrial Classification Code Number I.R.S. Employer Identification Number Alaska Merger Acquisition Corp. Delaware 3690 82-1316914 Glofish LLC Delaware 3690 82-1484807 ROV Holding, Inc. Delaware 3690 22-2423555 Salix Animal Health, LLC Delaware 3690 65-0965477 SB/RH Holdings, LLC Delaware 3690 27-281
August 8, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 8, 2024 SPECTRUM BRANDS HOLDINGS, INC.
August 8, 2024	EX-99.1	3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 Spectrum Brands Holdings Reports Fiscal 2024 Third Quarter Results Exhibit 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Joanne Chomiak 608-275-4458 Spectrum Brands Holdings Reports Fiscal 2024 Third Quarter Results •Net Sales Increased 6.0% Driven by Favorable Weather Conditions and Improved Retailer Inventory Health in Our Home & Garden Business Along with Cont
August 8, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 ☐ TRANSITION REPORT PURSUANT TO S Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. Name of Registran
August 7, 2024	8-K	Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 6, 2024 SPECTRUM BRANDS HOLDINGS, INC.
July 31, 2024	LETTER	LETTER July 31, 2024 Jeremy Smeltser Chief Financial Officer Spectrum Brands Holdings, Inc.
July 5, 2024	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin
June 26, 2024	CORRESP	* * * 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 June 26, 2024 Mr. Dale Welcome Division of Corporation Finance Securities and Exchange Commission Washington, D.C. 20549 RE: Spectrum Brands Holdings, Inc. Form 10-K for the Fiscal Year Ended September 30, 2023 Form 8-K filed May 9, 2024 Response dated May 20, 2024 File No. 001-04219 Dear Mr. Welcome:
June 20, 2024	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 20, 2024 SPECTRUM BRANDS HOLDINGS, INC.
June 20, 2024	EX-4.1	Guarantee Agreement of Spectrum Brands Holdings, Inc., dated as of June 20, 2024 Exhibit 4.1 GUARANTEE AGREEMENT BY SPECTRUM BRANDS HOLDINGS, INC. in favor of THE HOLDERS, SPECTRUM BRANDS, INC. and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee for the Holders of the Notes Specified Below of SPECTRUM BRANDS, INC. 3.875% Senior Notes Due 2031 June 20, 2024 GUARANTEE AGREEMENT, dated as of June 20, 2024 (as amended from time to time, this “Guarantee”), made by Spectru
June 17, 2024	8-K	Regulation FD Disclosure UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 17, 2024 SPECTRUM BRANDS HOLDINGS, INC.
June 12, 2024	LETTER	LETTER United States securities and exchange commission logo June 12, 2024 Jeremy Smeltser Chief Financial Officer Spectrum Brands Holdings, Inc.
June 4, 2024	EX-4.2	Supplemental Indenture, dated as of June 4, 2024, by and among Spectrum Brands, Inc., the guarantors named therein and U.S. Bank Trust Company, National Association (as successor to U.S. Bank National Association), as trustee, relating to Exhibit 4.2 SPECTRUM BRANDS, INC. AND THE GUARANTORS NAMED HEREIN, AND U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee SUPPLEMENTAL INDENTURE Dated as of June 4, 2024 to the Indenture Dated as of September 24, 2019 5.00% Senior Notes due 2029 This SUPPLEMENTAL INDENTURE, dated as of June 4, 2024 (this “Supplemental Indenture”), among SPECTRUM BRANDS, INC., a Delaware corporation (the “Co
June 4, 2024	EX-4.1	Guarantee Agreement of Spectrum Brands Holdings, Inc., dated as of June 20, 2024 (incorporated by reference to Exhibit 4.1 to the Current Report on Form 8-K filed with the SEC by Spectrum Brands Holdings, Inc. on June 20, 2024 (File No. 001-04219)) Exhibit 4.1 SPECTRUM BRANDS, INC. AND THE GUARANTORS NAMED HEREIN, AND U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee, ELAVON FINANCIAL SERVICES DAC, UK BRANCH, as Paying Agent, AND ELAVON FINANCIAL SERVICES DAC, as Registrar and Transfer Agent SUPPLEMENTAL INDENTURE Dated as of June 4, 2024 to the Indenture Dated as of September 20, 2016 4.00% Senior Notes due 2026 This SUPPLEMENTAL IN
June 4, 2024	EX-99.1	Spectrum Brands Announces Early Results and Upsizing of its Previously Announced Tender Offer and Consent Solicitation Exhibit 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Joanne Chomiak 608-275-4458 Spectrum Brands Announces Early Results and Upsizing of its Previously Announced Tender Offer and Consent Solicitation Middleton, WI, June 4, 2024 – Spectrum Brands Holdings, Inc. (NYSE: SPB), a leading global brande
June 4, 2024	8-K	Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 4, 2024 SPECTRUM BRANDS HOLDINGS, INC.
June 4, 2024	EX-4.3	Supplemental Indenture, dated as of June 4, 2024, by and among Spectrum Brands, Inc., the guarantors named therein and U.S. Bank Trust Company, National Association (as successor to U.S. Bank National Association), as trustee, relating to EX-4.3 Exhibit 4.3 SPECTRUM BRANDS, INC. AND THE GUARANTORS NAMED HEREIN, AND U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee SUPPLEMENTAL INDENTURE Dated as of June 4, 2024 to the Indenture Dated as of June 30, 2020 5.50% Senior Notes due 2030 This SUPPLEMENTAL INDENTURE, dated as of June 4, 2024 (this “Supplemental Indenture”), among SPECTRUM BRANDS, INC., a Delaware corporation (the “
June 4, 2024	EX-99.2	Spectrum Brands Announces Pricing Terms and Accepted Tender Amounts for its Tender Offer and Consent Solicitation Exhibit 99.2 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Joanne Chomiak 608-275-4458 Spectrum Brands Announces Pricing Terms and Accepted Tender Amounts for its Tender Offer and Consent Solicitation Middleton, WI, June 4, 2024 – Spectrum Brands Holdings, Inc. (NYSE: SPB), a leading global branded con
May 31, 2024	EX-1.01	Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form. EXHIBIT 1.01 Conflict Minerals Report This is the Conflict Minerals Report of Spectrum Brands Holdings, Inc. and its consolidated subsidiaries, including SB/RH Holdings, LLC and its consolidated subsidiaries (the “Company,” “Spectrum,” “we,” “us,” or “our”), for January 1, 2023 through December 31, 2023 (“Calendar Year 2023”) in accordance with Rule 13p-1 (“Rule 13p-1”) under the Securities Exchan
May 31, 2024	SD	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Spectrum Brands Holdings, Inc. (Exact name of registrant as specified in its charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Spectrum Brands Holdings, Inc.
May 28, 2024	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 28, 2024 SPECTRUM BRANDS HOLDINGS, INC.
May 23, 2024	8-K	Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 23, 2024 SPECTRUM BRANDS HOLDINGS, INC.
May 23, 2024	EX-4.1	Indenture, dated as of May 23, 2024, among Spectrum Brands, Inc., Spectrum Brands Holdings, Inc., the subsidiary guarantors party thereto and U.S. Bank Trust Company, National Association. Exhibit 4.1 Execution Version SPECTRUM BRANDS, INC. THE GUARANTORS PARTY HERETO and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION as Trustee INDENTURE Dated as of May 23, 2024 3.375% Exchangeable Senior Notes due 2029 TABLE OF CONTENTS Page Article 1. Definitions; Rules of Construction 1 Section 1.01. Definitions 1 Section 1.02. Other Definitions 13 Section 1.03. Rules of Construction 14 Article 2
May 23, 2024	EX-99.1	Affected Unwind Date Exhibit 99.1 [DEALER]1 May [], 2024 To: [Spectrum Brands, Inc. 3001 Deming Way Middleton, Wisconsin 53562 Attention: [General Counsel]]2 Re: [Base][Additional] Call Option Transaction The purpose of this letter agreement (this “Confirmation”) is to confirm the terms and conditions of the call option transaction entered into between [DEALER] (“Dealer”) and Spectrum Brands, Inc. (“Counterparty”) as
May 21, 2024	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 20, 2024 SPECTRUM BRANDS HOLDINGS, INC.
May 21, 2024	EX-99.1	Spectrum Brands Announces Pricing of Private Offering of $300 Million of New Exchangeable Senior Notes Exhibit 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Joanne Chomiak 608-275-4458 Spectrum Brands Announces Pricing of Private Offering of $300 Million of New Exchangeable Senior Notes Middleton, WI, May 20, 2024 – Spectrum Brands Holdings, Inc. (NYSE: SPB; “Parent”), announced today that its whol
May 20, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 20, 2024 SPECTRUM BRANDS HOLDIN UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 20, 2024 SPECTRUM BRANDS HOLDINGS, INC.
May 20, 2024	EX-99.1	Spectrum Brands Announces Proposed Offering of Exchangeable Notes & Share Repurchase Plan EX-99.1 Exhibit 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Joanne Chomiak 608-275-4458 Spectrum Brands Announces Proposed Offering of Exchangeable Notes & Share Repurchase Plan Middleton, WI, May 20, 2024 – Spectrum Brands Holdings, Inc. (NYSE: SPB; “Parent”), announced today that its wholly-ow
May 20, 2024	EX-99.2	Spectrum Brands Announces Tender Offer and Consent Solicitation for 4.00% Senior Notes Due 2026, 5.00% Senior Notes Due 2029 and 5.50% Senior Notes Due 2030, and Tender Offer for 3.875% Senior Notes Due 2031 EX-99.2 Exhibit 99.2 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Joanne Chomiak 608-275-4458 Spectrum Brands Announces Tender Offer and Consent Solicitation for 4.00% Senior Notes Due 2026, 5.00% Senior Notes Due 2029 and 5.50% Senior Notes Due 2030, and Tender Offer for 3.875% Senior Notes Due 2031
May 20, 2024	CORRESP	* * * 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 May 20, 2024 Mr. Dale Welcome Division of Corporation Finance Securities and Exchange Commission Washington, D.C. 20549 RE: Spectrum Brands Holdings, Inc. Form 10-K for the Fiscal Year Ended September 30, 2023 Filed November 21, 2023 File No. 001-04219 Dear Mr. Welcome: Set forth below is the response
May 9, 2024	EX-21.1	List of Guarantor Subsidiaries* Exhibit 21.1 Name* State or Other Jurisdiction of Incorporation or Organization Primary Standard Industrial Classification Code Number I.R.S. Employer Identification Number Alaska Merger Acquisition Corp. Delaware 3690 82-1316914 Glofish LLC Delaware 3690 82-1484807 ROV Holding, Inc. Delaware 3690 22-2423555 Salix Animal Health, LLC Delaware 3690 65-0965477 SB/RH Holdings, LLC Delaware 3690 27-281
May 9, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 9, 2024 SPECTRUM BRANDS HOLDINGS, INC.
May 9, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 ☐ TRANSITION REPORT PURSUANT TO Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. Name of Registra
May 9, 2024	EX-99.1	3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 Spectrum Brands Holdings Reports Fiscal 2024 Second Quarter Results Exhibit 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Joanne Chomiak 608-275-4458 Spectrum Brands Holdings Reports Fiscal 2024 Second Quarter Results •Net Sales Decreased 1.5% Driven by Lower Consumer Demand in Home Appliances, Aquatics Particularly in North America and the Impact of SKU Rationali
April 22, 2024	LETTER	LETTER United States securities and exchange commission logo April 22, 2024 Jeremy Smeltser Chief Financial Officer Spectrum Brands Holdings, Inc.
March 29, 2024	CORRESP	* * * 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 March 29, 2024 Mr. Dale Welcome Division of Corporation Finance Securities and Exchange Commission Washington, D.C. 20549 RE: Spectrum Brands Holdings, Inc. Form 10-K for the Fiscal Year Ended September 30, 2023 Filed November 21, 2023 File No. 001-04219 Dear Mr. Welcome: Set forth below is the respons
March 15, 2024	LETTER	LETTER United States securities and exchange commission logo March 15, 2024 Jeremy Smeltser Chief Financial Officer Spectrum Brands Holdings, Inc.
February 13, 2024	SC 13G/A	SPB / Spectrum Brands Holdings, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01964-spectrumbrandsholdin.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 8)* Name of issuer: Spectrum Brands Holdings Inc Title of Class of Securities: Common Stock CUSIP Number: 84790A105 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate b
February 12, 2024	SC 13G/A	SPB / Spectrum Brands Holdings, Inc. / AMERICAN CENTURY INVESTMENT MANAGEMENT INC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) * SPECTRUM BRANDS HOLDINGS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 84790A105 (CUSIP Number) DECEMBER 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to wh
February 9, 2024	SC 13G/A	SPB / Spectrum Brands Holdings, Inc. / FMR LLC Passive Investment SCHEDULE 13G Amendment No.7 SPECTRUM BRANDS HLDGS INC COMMON STOCK Cusip #84790A105 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [x] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) Cusip #84790A105 Item 1: Reporting Person - FMR LLC Item 2: (a) [ ] (b) [ ] Item 4: Delaware Item 5: 444,292 Item 6: 0 Item 7: 858,374 Item 8: 0 Item 9: 858,374 Item 11: 2.
February 9, 2024	SC 13G	SPB / Spectrum Brands Holdings, Inc. / Invesco Ltd. - SEC SCHEDULE 13G Passive Investment SC 13G 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Spectrum Brands Holdings Inc (Name of Issuer) Common Stock (Title of Class of Securities) 84790A105 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate b
February 9, 2024	EX-99	JOINT FILING AGREEMENT EX-99 2 Rule13DJointFilingAgreement.htm JOINT FILING AGREEMENT JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) (l) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing of the attached Schedule 13G, and any and all amendments thereto, and expressly authorize Invesco Ltd., as the ultimate parent company of each of its undersigned subsidiarie
February 8, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. Name of Regis
February 8, 2024	EX-21.1	List of Guarantor Subsidiaries* Exhibit 21.1 Name* State or Other Jurisdiction of Incorporation or Organization Primary Standard Industrial Classification Code Number I.R.S. Employer Identification Number Alaska Merger Acquisition Corp. Delaware 3690 82-1316914 Glofish LLC Delaware 3690 82-1484807 ROV Holding, Inc. Delaware 3690 22-2423555 Salix Animal Health, LLC Florida 3690 65-0965477 SB/RH Holdings, LLC Delaware 3690 27-2812
February 8, 2024	EX-99.1	3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 Spectrum Brands Holdings Reports Fiscal 2024 First Quarter Results Exhibit 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Joanne Chomiak 608-275-4458 Spectrum Brands Holdings Reports Fiscal 2024 First Quarter Results •Net Sales Decreased 3.0% Driven by Lower Consumer Demand in North American Small Kitchen Appliances and the Impact of SKU Rationalizations, Offset b
February 8, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 8, 2024 SPECTRUM BRANDS HOLDINGS, INC.
January 25, 2024	10-K/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. Na
January 12, 2024	SC 13G/A	SPB / Spectrum Brands Holdings, Inc. / Allspring Global Investments Holdings, LLC Passive Investment SC 13G/A 1 Spectrum20231231.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) SPECTRUM BRANDS HOLDINGS INC (Name of Issuer) COM (Title of Class of Securities) 84790A105 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the
November 21, 2023	EX-21.1	Subsidiaries of Registrant Exhibit 21.1 Subsidiary Jurisdiction 8 in 1 Pet Products GmbH Germany AAG UK Holding Limited United Kingdom Alaska Merger Acquisition Corp. U.S. Delaware Algarde Enterprises Limited United Kingdom AO "Spectrum Brands" Russia Russian Federation Applica Asia Limited Hong Kong Applica Mexico Holdings, Inc. U.S. Delaware Aquarium Systems Manufacturer of Instant Ocean France Armitage Brothers Limited f
November 21, 2023	EX-21.2	List of Guarantor Subsidiaries Exhibit 21.2 Name* State or Other Jurisdiction of Incorporation or Organization Primary Standard Industrial Classification Code Number I.R.S. Employer Identification Number Alaska Merger Acquisition Corp. Delaware 3690 82-1316914 Glofish LLC Delaware 3690 82-1484807 ROV Holding, Inc. Delaware 3690 22-2423555 Salix Animal Health, LLC Florida 3690 65-0965477 SB/RH Holdings, LLC Delaware 3690 27-2812
November 21, 2023	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. Name of Registrant,
November 17, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 17, 2023 SPECTRUM BRANDS H UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 17, 2023 SPECTRUM BRANDS HOLDINGS, INC.
November 17, 2023	EX-99.1	Pg 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 Spectrum Brands Holdings Reports Fiscal 2023 Fourth Quarter Exhibit 99.1 Pg 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Faisal Qadir 608-278-6207 Spectrum Brands Holdings Reports Fiscal 2023 Fourth Quarter •Net Sales Decreased 1.2% Driven by Slower Category POS and Planned Exit of Non-Strategic Categories •Fourth Quarter Net Income from Continuing Operations
October 20, 2023	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 19, 2023 SPECTRUM BRANDS HOLDINGS, INC.
October 20, 2023	EX-10.3	Loan Guaranty, dated as of June 23, 2015, by and among SB/RH Holdings, the subsidiary guarantors party thereto from time to time and Deutsche Bank AG New York Branch, as administrative agent and collateral agent (incorporated by reference to Exhibit 10.3 to the Current Report on Form 8-K filed with the SEC by Spectrum Brands Legacy, Inc. (f.k.a. Spectrum Brands Holdings, Inc.) on June 23, 2015 (File No. 001-34757)). LOAN GUARANTY THIS LOAN GUARANTY (as it may be amended, restated, amended and restated, supplemented or otherwise modified from time to time, this “Loan Guaranty”) is entered into as of June 23, 2015, by and among SB/RH Holdings, LLC, a Delaware limited liability company (“Holdings”), the Subsidiary Parties (as defined below) from time to time party hereto (Holdings and the Subsidiary Parties, collectively, the “Loan Guarantors”) and Deutsche Bank AG New York Branch (“DBNY”) in its capacity as administrative agent and collateral agent for the lenders party to the Credit Agreement referred to below (in such capacity, the “Administrative Agent”).
October 20, 2023	EX-10.2	Security Agreement, dated as of June 23, 2015, by and among the Company, SB/RH Holdings, the subsidiary guarantors party thereto from time to time and Deutsche Bank AG New York Branch, as collateral agent (incorporated by reference to Exhibit 10.2 to the Current Report on Form 8-K filed with the SEC by Spectrum Brands Legacy, Inc. (f.k.a. Spectrum Brands Holdings, Inc.) on June 23, 2015 (File No. 001-34757)) SECURITY AGREEMENT Dated as of June 23, 2015 among SPECTRUM BRANDS, INC., as the Lead Borrower, each Subsidiary Guarantor from time to time party hereto, SB/RH HOLDINGS, LLC, as Holdings, and DEUTSCHE BANK AG NEW YORK BRANCH, as Collateral Agent Americas 90601820 EXHIBIT 10.2 EXECUTION VERSION TABLE OF CONTENTS ARTICLE I Page Definitions SECTION 1.01. Credit Agreement .............................
October 20, 2023	EX-10.1	Second Amended and Restated Credit Agreement, dated as of October 19, 2023 among the Company, SB/RH Holdings, the lenders party thereto from time to time, and Royal Bank of Canada, as administrative agent ((incorporated herein by reference to Exhibit 10.1 to the Current Report on Form 8-K filed with the SEC by Spectrum Brands on October 19, 2023 (File No. 001-04219)). Execution Version 61234327 #97236474v29 SECOND AMENDED AND RESTATED CREDIT AGREEMENT dated as of June 23, 2015, as amended and restated on June 30, 2020 as amended and restated on October 19, 2023 among SPECTRUM BRANDS, INC.
August 11, 2023	EX-21.1	List of Guarantor Subsidiaries* Exhibit 21.1 Name* State or Other Jurisdiction of Incorporation or Organization Primary Standard Industrial Classification Code Number I.R.S. Employer Identification Number Applica Mexico Holdings, Inc. Delaware 3,690 74-3100872 Alaska Merger Acquisition Corp. Delaware 3,690 82-1316914 Glofish LLC Delaware 3,690 82-1484807 ROV Holding, Inc. Delaware 3,690 22-2423555 ROV International Holdings LLC
August 11, 2023	EX-FILING FEES	Filing Fee Table. EXHIBIT 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Spectrum Brands Holdings, Inc.
August 11, 2023	EX-10.1	ed and Restated Credit Agreement dated as of June 30, 2020), by and among the Company, SB/RH Holdings, Royal Bank of Canada, as the administrative agent, the guarantors party thereto and the lenders party thereto (incorporated herein by reference to Exhibit 10. spectrumbrands-fifthamen EXECUTION VERSION 60458137 FIFTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT This FIFTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (this “Fifth Amendment”), dated as of June 20, 2023, by and among SPECTRUM BRANDS, INC.
August 11, 2023	EX-99.1	3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 Spectrum Brands Holdings Reports Fiscal 2023 Third Quarter Results Exhibit 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Faisal Qadir 608-278-6207 Spectrum Brands Holdings Reports Fiscal 2023 Third Quarter Results •Successfully Completed the Sale of HHI for $4.3 Billion in Cash, Subject to Customary Purchase Price Adjustments •Net Proceeds from the Transaction Af
August 11, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 2, 2023 ☐ TRANSITION REPORT PURSUANT TO SE Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 2, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. Name of Registrant
August 11, 2023	S-8	As filed with the Securities and Exchange Commission on August 11, 2023 As filed with the Securities and Exchange Commission on August 11, 2023 Registration No.
August 11, 2023	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 11, 2023 SPECTRUM BRANDS HOLDINGS, INC.
August 11, 2023	EX-99.1	Spectrum Brands Holdings, Inc. A&R 2020 Omnibus Equity Plan. EXHIBIT 99.1 SPECTRUM BRANDS HOLDINGS, INC. Amended & Restated 2020 Omnibus Equity Plan 1. Purpose. This Spectrum Brands Holdings, Inc. Amended & Restated 2020 Omnibus Equity Plan amends and restates the Spectrum Brands Holdings, Inc. 2020 Omnibus Equity Plan in its entirety. The purpose of this Plan is to provide a means through which the Company and its Affiliates may attract and retain key pers
August 9, 2023	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 8, 2023 SPECTRUM BRANDS HOLDINGS, INC.
July 13, 2023	ARS	ARS UNITEDSTATESSECURITIESANDEXCHANGECOMMISSION Washington,D.C.20549 FORM10-K ☒ ANNUALREPORTPURSUANTTOSECTION13OR15(d)OFTHESECURITIESEXCHANGEACTOF1934 FortheFiscalYearEndedSeptember30,2022 OR ☐ TRANSITIONREPORTPURSUANTTOSECTION13OR15(d)OFTHESECURITIESEXCHANGEACTOF1934 Forthetransitionperiodfromto CommissionFileNo. NameofRegistrant,StateofIncorporation, AddressofPrincipalOffices,andTelephoneNo. IRSEmpl
July 13, 2023	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
June 20, 2023	EX-10.1	Master Confirmation—Uncollared Accelerated Share Repurchase, between Spectrum Brands Holdings, Inc. and Goldman Sachs & Co. LLC, dated June 20, 2023 spb-asrmasterconfirmatio Exhibit 10.1 GOLDMAN SACHS & CO. LLC \| 200 WEST STREET \| NEW YORK, NEW YORK 10282-2198 \| TEL: 212- 902-1000 June 20, 2023 To: Spectrum Brands Holdings, Inc. 3001 Deming Way Middleton, WI 53562 Attention: Ehsan Zargar Email: [email protected] and Attention: Jeremy Smeltser Email: [email protected] Re: Master Confirmation—Uncollared Accelerated
June 20, 2023	EX-99.2	SPECTRUM BRANDS HOLDINGS, INC. UNAUDITED PRO FORMA CONDENSED CONSOLIDATED FINANCIAL STATEMENTS Exhibit 99.2 SPECTRUM BRANDS HOLDINGS, INC. UNAUDITED PRO FORMA CONDENSED CONSOLIDATED FINANCIAL STATEMENTS On September 8, 2021, Spectrum Brands, Inc., a wholly owned subsidiary of Spectrum Brands Holdings, Inc. (“Spectrum”) entered into a definitive Asset and Stock Purchase Agreement (as amencded, “Agreement”) with ASSA ABLOY AB (“ASSA”) where ASSA would acquire from Spectrum its Hardware and Ho
June 20, 2023	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 19, 2023 SPECTRUM BRANDS HOLDINGS, INC.
June 20, 2023	EX-2.1	Amendment No. 2 to Asset and Stock Purchase Agreement, dated as of June 19, 2023, between Spectrum Brands, Inc. and ASSA ABLOY AB Exhibit 2.1 AMENDMENT NO. 2 TO ASSET AND STOCK PURCHASE AGREEMENT This AMENDMENT NO. 2 (this “Amendment”) dated as of June 19, 2023, to the Asset and Stock Purchase Agreement, dated as of September 8, 2021 (as may be amended, restated, supplemented or otherwise modified from time to time, the “Agreement”), by and between Spectrum Brands, Inc., a Delaware corporation (“Seller”), and ASSA ABLOY AB,
June 20, 2023	EX-99.1	Spectrum Brands Completes Sale of Hardware and Home Improvement Business for $4.3 Billion Exhibit 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Faisal Qadir 608-278-6207 Spectrum Brands Completes Sale of Hardware and Home Improvement Business for $4.3 Billion MIDDLETON, Wis. – June 20, 2023 – Spectrum Brands Holdings, Inc. (NYSE: SPB; “Spectrum Brands” or the “Company”), a leading glob
June 20, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 16, 2023 SPECTRUM BRANDS HOLDI UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 16, 2023 SPECTRUM BRANDS HOLDINGS, INC.
June 5, 2023	EX-99.1	Spectrum Brands Receives Clearance from Mexico to Complete the Sale of HHI 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Faisal Qadir 608-278-6207 Spectrum Brands Receives Clearance from Mexico to Complete the Sale of HHI Middleton, WI, June 5, 2023 – Spectrum Brands Holdings, Inc. (NYSE: SPB, “Spectrum Brands” or the “Company”), a leading global branded consumer products and
June 5, 2023	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 5, 2023 SPECTRUM BRANDS HOLDINGS, INC.
May 31, 2023	SD	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Spectrum Brands Holdings, Inc. (Exact name of registrant as specified in its charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Spectrum Brands Holdings, Inc.
May 31, 2023	EX-1.01	Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form. EX-1.01 2 eh230364163ex0101.htm EXHIBIT 1.01 EXHIBIT 1.01 Conflict Minerals Report This is the Conflict Minerals Report of Spectrum Brands Holdings, Inc. and its consolidated subsidiaries, including SB/RH Holdings, LLC and its consolidated subsidiaries (the “Company,” “Spectrum,” “we,” “us,” or “our”), for calendar year 2022 in accordance with Rule 13p-1 (“Rule 13p-1”) under the Securities Exchang
May 12, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 2, 2023 ☐ TRANSITION REPORT PURSUANT TO S Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 2, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. Name of Registran
May 12, 2023	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 12, 2023 SPECTRUM BRANDS HOLDINGS, INC.
May 12, 2023	EX-21.1	List of Guarantor Subsidiaries* Exhibit 21.1 Name* State or Other Jurisdiction of Incorporation or Organization Primary Standard Industrial Classification Code Number I.R.S. Employer Identification Number Applica Mexico Holdings, Inc. Delaware 3,690 74-3100872 Alaska Merger Acquisition Corp. Delaware 3,690 82-1316914 Glofish LLC Delaware 3,690 82-1484807 National Manufacturing Mexico A LLC Delaware 3,690 N/A National Manufacturi
May 12, 2023	EX-99.1	3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 Spectrum Brands Holdings Reports Fiscal 2023 Second Quarter Results Exhibit 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Faisal Qadir 608-278-6207 Spectrum Brands Holdings Reports Fiscal 2023 Second Quarter Results •Spectrum Brands has Resolved the Lawsuit with the U.S. Department of Justice (the "DOJ") Regarding ASSA ABLOY's Acquisition of HHI Segment •The Compa
May 8, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 5, 2023 SPECTRUM BRANDS HOLDI CIK: 0001592706 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 5, 2023 SPECTRUM BRANDS HOLDINGS, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-4219 74-1339132 (State or other jurisdiction of incorpor
May 8, 2023	EX-99.1	Spectrum Brands and the DOJ Reach a Settlement Regarding the HHI acquisition EX-99.1 2 dp193404ex9901.htm EXHIBIT 99.1 Exhibit 99.1 Spectrum Brands and the DOJ Reach a Settlement Regarding the HHI acquisition MIDDLETON, Wis. – Spectrum Brands Holdings, Inc. (NYSE: SPB, “Spectrum Brands” or the “Company”), a leading global branded consumer products and home essentials company focused on driving innovation and providing exceptional customer service, today announced that it h
April 10, 2023	SC 13G/A	SPB / Spectrum Brands Holdings Inc. / FMR LLC Passive Investment SCHEDULE 13G Amendment No.6 SPECTRUM BRANDS HLDGS INC COMMON STOCK Cusip #84790A105 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [x] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) Cusip #84790A105 Item 1: Reporting Person - FMR LLC Item 2: (a) [ ] (b) [ ] Item 4: Delaware Item 5: 1,446,742 Item 6: 0 Item 7: 2,162,584 Item 8: 0 Item 9: 2,162,584 Item
February 10, 2023	EX-99.1	3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 Spectrum Brands Holdings Reports Fiscal 2023 First Quarter Results Exhibit 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Faisal Qadir 608-278-6207 Spectrum Brands Holdings Reports Fiscal 2023 First Quarter Results •Net Sales Decreased 5.8% driven by Lower Replenishment Orders, Slower Holiday Retail Sales, Unfavorable Foreign Currency, Offset by Positive Pricing A
February 10, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 1, 2023 ☐ TRANSITION REPORT PURSUANT TO Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 1, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. Name of Registr
February 10, 2023	EX-21.1	List of Guarantor Subsidiaries* Exhibit 21.1 Name* State or Other Jurisdiction of Incorporation or Organization Primary Standard Industrial Classification Code Number I.R.S. Employer Identification Number Applica Mexico Holdings, Inc. Delaware 3,690 74-3100872 Alaska Merger Acquisition Corp. Delaware 3,690 82-1316914 Glofish LLC Delaware 3,690 82-1484807 National Manufacturing Mexico A LLC Delaware 3,690 N/A National Manufacturi
February 10, 2023	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 10, 2023 SPECTRUM BRANDS HOLDINGS, INC.
February 9, 2023	SC 13G/A	SPB / Spectrum Brands Holdings Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01935-spectrumbrandsholdin.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 7)* Name of issuer: Spectrum Brands Holdings Inc Title of Class of Securities: Common Stock CUSIP Number: 84790A105 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate b
February 9, 2023	SC 13G/A	SPB / Spectrum Brands Holdings Inc / FMR LLC Passive Investment SC 13G/A 1 filing.txt SCHEDULE 13G Amendment No.5 SPECTRUM BRANDS HLDGS INC COMMON STOCK Cusip #84790A105 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [x] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) Cusip #84790A105 Item 1: Reporting Person - FMR LLC Item 2: (a) [ ] (b) [ ] Item 4: Delaware Item 5: 3,511,305 Item 6: 0 Item 7: 4,650,699 Item 8: 0 I
February 8, 2023	SC 13G/A	SPB / Spectrum Brands Holdings Inc / AMERICAN CENTURY INVESTMENT MANAGEMENT INC - SC 13G/A Passive Investment United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* SPECTRUM BRANDS HOLDINGS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 84790A105 (CUSIP Number) DECEMBER 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whi
January 26, 2023	10-K/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended September 30, 2022 OR ☐ TRANSITION RE Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. Na
January 11, 2023	SC 13G/A	SPB / Spectrum Brands Holdings Inc / Allspring Global Investments Holdings, LLC Passive Investment SC 13G/A 1 Spectrumbrands12312022.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) SPECTRUM BRANDS HOLDINGS INC (Name of Issuer) COM (Title of Class of Securities) 84790A105 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designat
November 22, 2022	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. Name of Registrant,
November 22, 2022	EX-21.2	List of Guarantor Subsidiaries Exhibit 21.2 Name* State or Other Jurisdiction of Incorporation or Organization Primary Standard Industrial Classification Code Number I.R.S. Employer Identification Number Applica Mexico Holdings, Inc. Delaware 3690 74-3100872 Alaska Merger Acquisition Corp. Delaware 3690 82-1316914 Glofish LLC Delaware 3690 82-1484807 National Manufacturing Mexico A LLC Delaware 3690 N/A National Manufacturing M
November 22, 2022	EX-21.1	Subsidiaries of Registrant Exhibit 21.1 Subsidiary Jurisdiction 8 in 1 Pet Products GmbH Germany AAG UK Holding Limited United Kingdom Alaska Merger Acquisition Corp. U.S. Delaware Algarde Enterprises Limited United Kingdom AO "Spectrum Brands" Russia Russian Federation Applica Asia Limited Hong Kong Applica Manufacturing, S. de R.L. de C.V. Mexico Applica Mexico Holdings, Inc. U.S. Delaware Aquarium Systems Manufacturer of
November 22, 2022	EX-10.16	Separation Agreement, dated as of August 30, 2022, by and between Spectrum Brands Holdings, Inc. and Randal D. Lewis. Exhibit 10.16 SEPARATION AGREEMENT This Separation Agreement (this ?Agreement?), dated August 29, 2022 (the ?Effective Date?), is between Spectrum Brands Holdings, Inc. (together with its subsidiaries, the ?Company?) and Randal D. Lewis (who in this Agreement is referred to as ?Executive? or ?I? or ?me? or ?my? as the context dictates). Collectively, the Company and Executive are referred to as th
November 22, 2022	EX-10.18	Separation Agreement, dated as of August 30, 2022, by and between Spectrum Brands Holdings, Inc. and Rebeckah Long. (incorporated here in by reference to Exhibit 10.18 to the Annual Report on Form 10-K with the SEC by Spectrum Brands Holdings, Inc. (f.k.a. HRG Group, Inc.) on November 22, 2022 (File No. 001-4219)). Exhibit 10.18 SEPARATION AGREEMENT This Separation Agreement (this ?Agreement?), dated August 29, 2022 (the ?Effective Date?), is between Spectrum Brands Holdings, Inc. (together with its subsidiaries, the ?Company?) and Rebeckah Long (who in this Agreement is referred to as ?Executive? or ?I? or ?me? or ?my? as the context dictates). Collectively, the Company and Executive are referred to as the
November 18, 2022	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 18, 2022 SPECTRUM BRANDS H UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 18, 2022 SPECTRUM BRANDS HOLDINGS, INC.
November 18, 2022	EX-99.1	3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 Spectrum Brands Holdings Reports Fiscal 2022 Fourth Quarter Exhibit 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Faisal Qadir 608-278-6207 Spectrum Brands Holdings Reports Fiscal 2022 Fourth Quarter •Net Sales Decreased 1.1% with Significant Unfavorable Foreign Currency Impact, Largely in Line with Company's Previous Expectations •Fourth Quarter Net Loss
November 18, 2022	EX-10.1	Fourth Amendment to Amended and Restated Credit Agreement, dated as of November 17, 2022 (to the Amended and Restated Credit Agreement dated as of June 30, 2020), by and among the Company, SB/RH Holdings, Royal Bank of Canada, as the administrative agent, the guarantors party thereto and the lenders party thereto (incorporated herein by reference to Exhibit 10.1 to the Current Report on Form 8-K filed with the SEC by Spectrum Brands on November 18, 2022 (File No. 001-4219)) Exhibit 10.1 FOURTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT This FOURTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (this “Fourth Amendment”), dated as of November 17, 2022, by and among SPECTRUM BRANDS, INC., a Delaware corporation (the “Lead Borrower”), ROYAL BANK OF CANADA, as administrative agent (in such capacity, the “Administrative Agent”) under the Loan Documents, and the
October 11, 2022	SC 13G/A	SPB / Spectrum Brands Holdings Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 6)* Name of issuer: Spectrum Brands Holdings Inc Title of Class of Securities: Common Stock CUSIP Number: 84790A105 Date of Event Which Requires Filing of this Statement: September 30, 2022 Check the appropriate box to designate the rule pursuant to which this Schedule i
September 15, 2022	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 15, 2022 SPECTRUM BRANDS HOLDINGS, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-4219 74-1339132 (State or other jurisdiction of incorporation) (C
September 15, 2022	EX-99.1	Spectrum Brands’ Statement on the U.S. Department of Justice’s Opposition to the Sale of its Hardware and Home Improvement Division to ASSA ABLOY EXHIBIT 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Faisal Qadir 608-278-6207 Spectrum Brands? Statement on the U.S. Department of Justice?s Opposition to the Sale of its Hardware and Home Improvement Division to ASSA ABLOY Spectrum Brands Holdings, Inc. (NYSE: SPB, ?Spectrum Brands? or the ?Com
August 30, 2022	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 30, 2022 SPECTRUM BRANDS HOLDINGS, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-4219 74-1339132 (State or other jurisdiction of incorporation) (Comm
August 12, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 12, 2022 SPECTRUM BRANDS HOLDINGS, INC.
August 12, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 3, 2022 ☐ TRANSITION REPORT PURSUANT TO SE Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 3, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. Name of Registrant
August 12, 2022	EX-99.1	3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 Spectrum Brands Holdings Reports Fiscal 2022 Third Quarter Results Exhibit 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Faisal Qadir 608-278-6207 Spectrum Brands Holdings Reports Fiscal 2022 Third Quarter Results ?Progress on Strategic Objective of Creating a Pure Play Global Pet Care and Home and Garden Company: ?Confident and Committed to Closing the Sale of H
August 12, 2022	EX-21.1	List of Guarantor Subsidiaries* Exhibit 21.1 Name* State or Other Jurisdiction of Incorporation or Organization Primary Standard Industrial Classification Code Number I.R.S. Employer Identification Number Applica Mexico Holdings, Inc. Delaware 3,690 74-3100872 Alaska Merger Acquisition Corp. Delaware 3,690 82-1316914 Glofish LLC Delaware 3,690 82-1484807 National Manufacturing Mexico A LLC Delaware 3,690 N/A National Manufacturi
August 10, 2022	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 10, 2022 (August 9, 2022) SPECTRUM BRANDS HOLDINGS, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-4219 74-1339132 (State or other jurisdiction of inc
July 21, 2022	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 21, 2022 (July 19, 2022) SPECTRUM BRANDS HOLDINGS, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-4219 74-1339132 (State or other jurisdiction of incorp
July 15, 2022	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 14, 2022 SPECTRUM BRANDS HOLDINGS, INC.
July 15, 2022	EX-2.1	Amendment No. 1 to Asset and Stock Purchase Agreement dated as of July 14, 2022, by and between Spectrum Brands, Inc. and ASSA ABLOY AB (incorporated herein by reference to Exhibit 2.1 to the Current Report on Form 8-K filed with the SEC by Spectrum Brands Holdings, Inc. on July 14, 2022 (File No. 001-4219) (Schedules have been omitted pursuant to Item 601(b)(2) of Regulation S-K. The Company agrees to furnish supplementally to the SEC a copy of any omitted schedule upon request) Exhibit 2.1 AMENDMENT NO. 1 TO ASSET AND STOCK PURCHASE AGREEMENT This AMENDMENT NO. 1 (this ?Amendment?) dated as of July 14, 2022, to the Asset and Stock Purchase Agreement, dated as of September 8, 2021 (the ?Agreement?), by and between Spectrum Brands, Inc., a Delaware corporation (?Seller?), and ASSA ABLOY AB, an aktiebolag duly incorporated under the laws of Sweden with corporate identity nu
July 7, 2022	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) DEF 14A 1 d309166ddef14a.htm DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Com
May 19, 2022	SD	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM SD SPECIALIZED DISCLOSURE REPORT SPECTRUM BRANDS HOLDINGS, INC. (Exact Name of Registrant as Specified in its Charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM SD SPECIALIZED DISCLOSURE REPORT SPECTRUM BRANDS HOLDINGS, INC.
May 19, 2022	EX-1.01	Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form. Exhibit 1.01 Conflict Minerals Report This is the Conflict Minerals Report of Spectrum Brands Holdings, Inc. and its consolidated subsidiaries, including SB/RH Holdings, LLC and its consolidated subsidiaries (the ?Company,? ?Spectrum,? ?we,? ?us,? or ?our?), for calendar year 2021 in accordance with Rule 13p-1 (?Rule 13p-1?) under the Securities Exchange Act of 1934, as amended (the ?1934 Act?). P
May 6, 2022	EX-99.1	3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 Spectrum Brands Holdings Reports Fiscal 2022 Second Quarter Results Exhibit 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Jeremy Smeltser 608-275-4917 Spectrum Brands Holdings Reports Fiscal 2022 Second Quarter Results ?Net Sales Increased 6.2% and Organic Net Sales Increased 2.0% ?Realized a Net Loss from Continuing Operations of $25.1 Million and Adjusted EBITDA
May 6, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 6, 2022 SPECTRUM BRANDS HOLDINGS, INC.
May 6, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 3, 2022 ☐ TRANSITION REPORT PURSUANT TO S Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 3, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. Name of Registran
May 6, 2022	EX-21.1	List of Guarantor Subsidiaries* Exhibit 21.1 Name* State or Other Jurisdiction of Incorporation or Organization Primary Standard Industrial Classification Code Number I.R.S. Employer Identification Number Applica Mexico Holdings, Inc. Delaware 3,690 74-3100872 Alaska Merger Acquisition Corp. Delaware 3,690 82-1316914 Glofish LLC Delaware 3,690 82-1484807 National Manufacturing Mexico A LLC Delaware 3,690 N/A National Manufacturi
February 18, 2022	EX-10.1	Third Amendment to Amended and Restated Credit Agreement, dated as of February 3, 2022 (to the Amended and Restated Credit Agreement dated as of June 30, 2020), by and among the Company, SB/RH Holdings, Royal Bank of Canada, as the administrative agent, the guarantors party thereto and the lenders party thereto (incorporated herein by reference to Exhibit 10.1 to the Current Report on Form 8-K filed with the SEC by Spectrum Brands on February 18, 2022 (File No. 001-4219)) Execution Version 27509012.26 THIRD AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT This THIRD AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (this ?Third Amendment?) dated as of February 3, 2022, by and among SPECTRUM BRANDS, INC., a Delaware corporation (the ?Lead Borrower?), SB/RH HOLDINGS, LLC, a Delaware limited liability company (?Holdings?), ROYAL BANK OF CANADA, as administrative ag
February 18, 2022	8-K	Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 18, 2022 SPECTRUM BRANDS HOLDINGS, INC.
February 18, 2022	EX-99.1	Spectrum Brands Completes Acquisition of Tristar Products’ Kitchen Appliances and Cookware Business 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Jeremy Smeltser 608-275-4917 Spectrum Brands Completes Acquisition of Tristar Products? Kitchen Appliances and Cookware Business Middleton, WI, February 18, 2022 ? Spectrum Brands Holdings, Inc. (NYSE: SPB; ?Spectrum Brands? or the ?Company?), a leading glo
February 10, 2022	SC 13G/A	SPB / Spectrum Brands Holdings Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 5)* Name of issuer: Spectrum Brands Holdings Inc Title of Class of Securities: Common Stock CUSIP Number: 84790A105 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is
February 9, 2022	SC 13G/A	SPB / Spectrum Brands Holdings Inc / FMR LLC Passive Investment SCHEDULE 13G Amendment No. 4 SPECTRUM BRANDS HLDGS INC COMMON STOCK Cusip #84790A105 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [x] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) Cusip #84790A105 Item 1: Reporting Person - FMR LLC Item 2: (a) [ ] (b) [ ] Item 4: Delaware Item 5: 614,939 Item 6: 0 Item 7: 4,920,419 Item 8: 0 Item 9: 4,920,419 Item 1
February 4, 2022	EX-99.2	Spectrum Brands to Acquire Tristar Products’ Appliance and Cookware Business and Combine it with its Home and Personal Care Segment; This New Combined Business is Intended to be Separated from Spectrum Brands, Creating a New Standalone Global Company Exhibit 99.2 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Jeremy Smeltser 608-275-4917 Spectrum Brands to Acquire Tristar Products? Appliance and Cookware Business and Combine it with its Home and Personal Care Segment; This New Combined Business is Intended to be Separated from Spectrum Brands, Creat
February 4, 2022	EX-10.1	Second Amendment to Amended and Restated Credit Agreement, dated as of December 10, 2021 (to the Amended and Restated Credit Agreement dated as of June 30, 2020) by and among the Company, SB/RH Holdings, the guarantors party thereto, the lenders party thereto from time to time, and Royal Bank of Canada, as the administrative agent. (incorporated herein by reference to Exhibit 10.1 to the Quarterly Report on Form 10-Q filed with the SEC by Spectrum Brands on February 4, 2022 (File No. 001-4219)) EXECUTION VERSION SECOND AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT This SECOND AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (this ?Second Amendment?) dated as of December 10, 2021, by and among SPECTRUM BRANDS, INC.
February 4, 2022	EX-21.1	List of Guarantor Subsidiaries* Exhibit 21.1 Name* State or Other Jurisdiction of Incorporation or Organization Primary Standard Industrial Classification Code Number I.R.S. Employer Identification Number Applica Mexico Holdings, Inc. Delaware 3,690 74-3100872 Alaska Merger Acquisition Corp. Delaware 3,690 82-1316914 Glofish LLC Delaware 3,690 82-1484807 National Manufacturing Mexico A LLC Delaware 3,690 N/A National Manufacturi
February 4, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 2, 2022 ☐ TRANSITION REPORT PURSUANT TO Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 2, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. Name of Registr
February 4, 2022	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 4, 2022 SPECTRUM BRANDS HOLDINGS, INC.
February 4, 2022	EX-99.1	3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 Spectrum Brands Holdings Reports Fiscal 2022 First Quarter Results Exhibit 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Jeremy Smeltser 608-275-4917 Spectrum Brands Holdings Reports Fiscal 2022 First Quarter Results ?Net Sales Increased 2.9% and Organic Net Sales Increased 1.6% ?Income from Continuing Operations Decreased to a Loss of $30.2 Million and Adjusted
February 4, 2022	SC 13G	SPB / Spectrum Brands Holdings Inc / AMERICAN CENTURY INVESTMENT MANAGEMENT INC - SC 13G Passive Investment United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* SPECTRUM BRANDS HOLDINGS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 84790A105 (CUSIP Number) DECEMBER 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whic
January 21, 2022	10-K/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended September 30, 2021 OR ☐ TRANSITION RE Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. Na
January 18, 2022	SC 13G	SPB / Spectrum Brands Holdings Inc / Allspring Global Investments Holdings, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) SPECTRUM BRANDS HOLDINGS INC (Name of Issuer) COM (Title of Class of Securities) 84790A105 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched
November 23, 2021	EX-21.1	Subsidiaries of Registrant Exhibit 21.1 Subsidiary Jurisdiction 8 in 1 Pet Products GmbH Germany AAG UK Holding Limited United Kingdom Alaska Merger Acquisition Corp. U.S. Delaware AO "Spectrum Brands" Russia Russian Federation Applica Asia Limited Hong Kong Applica Manufacturing, S. de R.L. de C.V. Mexico Applica Mexico Holdings, Inc. U.S. Delaware Armitage Pet Care Limited United Kingdom Armitage Brothers Limited United K
November 23, 2021	EX-21.2	List of Guarantor Subsidiaries Exhibit 21.2 Name* State or Other Jurisdiction of Incorporation or Organization Primary Standard Industrial Classification Code Number I.R.S. Employer Identification Number Applica Mexico Holdings, Inc. Delaware 3690 74-3100872 Alaska Merger Acquisition Corp. Delaware 3690 82-1316914 Glofish LLC Delaware 3690 82-1484807 National Manufacturing Mexico A LLC Delaware 3690 N/A National Manufacturing M
November 23, 2021	EX-3.1	Amended and Restated Certificate of Incorporation of Spectrum Brands Holdings, Inc. (f.k.a. HRG Group, Inc.) Exhibit 3.1 FORM OF CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION OF SPECTRUM BRANDS HOLDINGS, INC. Spectrum Brands Holdings, Inc. (the ?Corporation?), a corporation duly organized and existing under the General Corporation Law of the State of Delaware, as from time to time amended (the ?DGCL?), DOES HEREBY CERTIFY THAT: 1.The Certificate of Incorporation of the Corporation as heretofor
November 23, 2021	EX-2.5	Asset and Stock Purchase Agreement, dated as of September 8, 2021, by and between Spectrum Brands, Inc. and ASSA ABLOY AB (incorporated herein by reference to Exhibit 2.5 to the Annual Report on Form 10-K filed with the SEC by Spectrum Brands Holdings, Inc. on November 23, 2021 (File No. 001-4219)) (Schedules have been omitted pursuant to Item 601(b)(2) of Regulation S-K. The Company agrees to furnish supplementally to the SEC a copy of any omitted schedule upon request.) Exhibit 2.5 ASSET AND STOCK PURCHASE AGREEMENT dated as of September 8, 2021 between SPECTRUM BRANDS, INC. and ASSA ABLOY AB #94900152v17 TABLE OF CONTENTS Page ARTICLE 1 Definitions Section 1.01. Definitions 1 Section 1.02. Other Definitional and Interpretative Provisions 19 ARTICLE 2 Purchase and Sale Section 2.01. Purchased Shares 20 Section 2.02. Purchased Assets 20 Section 2.03. Excluded Asse
November 23, 2021	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. Name of Registrant,
November 12, 2021	EX-99.1	3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 Spectrum Brands Holdings Reports Fiscal 2021 Fourth Quarter and Full Year Results Exhibit 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Jeremy Smeltser 608-275-4917 Spectrum Brands Holdings Reports Fiscal 2021 Fourth Quarter and Full Year Results ?Fourth Quarter Net Sales from Continuing Operations were $757.8 Million, Combined Fourth Quarter Net Sales including HHI were $1,156
November 12, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 12, 2021 SPECTRUM BRANDS HOLDINGS, INC.
September 9, 2021	EX-2.1	Asset and Stock Purchase Agreement, dated as of September 8, 2021, by and between Spectrum Brands, Inc. and ASSA ABLOY AB (incorporated herein by reference to Exhibit 2.1 to the Current Report on Form 8-K filed with the SEC by Spectrum Brands Holdings, Inc. on September 9, 2021 (File No. 001-4219) (Schedules have been omitted pursuant to Item 601(b)(2) of Regulation S-K. The Company agrees to furnish supplementally to the SEC a copy of any omitted schedule upon request). Exhibit 2.1 ASSET AND STOCK PURCHASE AGREEMENT dated as of September 8, 2021 between SPECTRUM BRANDS, INC. and ASSA ABLOY AB TABLE OF CONTENTS Page ARTICLE 1 Definitions Section 1.01. Definitions 1 Section 1.02. Other Definitional and Interpretative Provisions 19 ARTICLE 2 Purchase and Sale Section 2.01. Purchased Shares 20 Section 2.02. Purchased Assets 20 Section 2.03. Excluded Assets 21 Section
September 9, 2021	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits CIK 0001592706 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 8, 2021 SPECTRUM BRANDS HOLDINGS, INC.
September 8, 2021	EX-99.2	S p e c t r u m B r a n d s I n v e s t o r P r e s e n t a t i o n H H I T r a n s a c t i o n September 2021 E x h i b i t 9 9 . 2 2 Forward-looking statements Certain matters discussed in this presentation may be forward-looking statements within S p e c t r u m B r a n d s I n v e s t o r P r e s e n t a t i o n H H I T r a n s a c t i o n September 2021 E x h i b i t 9 9 .
September 8, 2021	8-K	Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 8, 2021 SPECTRUM BRANDS HOLDINGS, INC.
September 8, 2021	EX-99.1	Spectrum Brands Announces Definitive Agreement to Sell Hardware & Home Improvement Segment for $4.3 billion in cash •Price of $4.3 billion represents over 14x HHI’s expected FY21 Adjusted EBITDA •Strategic shift results in a more focused consumer sta Exhibit 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contacts: Kevin Kim 608-278-6148 Spectrum Brands Announces Definitive Agreement to Sell Hardware & Home Improvement Segment for $4.3 billion in cash ?Price of $4.3 billion represents over 14x HHI?s expected FY21 Adjusted EBITDA ?Strategic shift results
August 6, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 6, 2021 SPECTRUM BRANDS HOLDINGS, INC.
August 6, 2021	EX-99.1	3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 Spectrum Brands Holdings Reports Fiscal 2021 Third Quarter Results Exhibit 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Kevin Kim 608-278-6148 Spectrum Brands Holdings Reports Fiscal 2021 Third Quarter Results ?Net Sales Increased 18.1% and Organic Net Sales Increased 12.0% ?Net Income from Continuing Operations Decreased $101.7 Million to $35.9 Million ?Adjuste
August 6, 2021	EX-21.1	List of Guarantor Subsidiaries* Exhibit 21.1 Name* State or Other Jurisdiction of Incorporation or Organization Primary Standard Industrial Classification Code Number I.R.S. Employer Identification Number Applica Mexico Holdings, Inc. Delaware 3,690 74-3100872 Alaska Merger Acquisition Corp. Delaware 3,690 82-1316914 Glofish LLC Delaware 3,690 82-1484807 National Manufacturing Mexico A LLC Delaware 3,690 N/A National Manufacturi
August 6, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 4, 2021 ☐ TRANSITION REPORT PURSUANT TO SE Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 4, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. Name of Registrant
August 3, 2021	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 3, 2021 SPECTRUM BRANDS HOLDINGS, INC.
July 1, 2021	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14
June 21, 2021	PRE 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14
May 20, 2021	EX-1.01	Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form. Exhibit 1.01 Conflict Minerals Report This is the Conflict Minerals Report of Spectrum Brands Holdings, Inc. and its consolidated subsidiaries, including SB/RH Holdings, LLC and its consolidated subsidiaries (the ?Company,? ?Spectrum,? ?we,? ?us,? or ?our?), for calendar year 2020 in accordance with Rule 13p-1 (?Rule 13p-1?) under the Securities Exchange Act of 1934, as amended (the ?1934 Act?). P
May 20, 2021	SD	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM SD SPECIALIZED DISCLOSURE REPORT SPECTRUM BRANDS HOLDINGS, INC. (Exact Name of Registrant as Specified in its Charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM SD SPECIALIZED DISCLOSURE REPORT SPECTRUM BRANDS HOLDINGS, INC.
May 7, 2021	EX-10.6	Form of Service Based Restricted Stock Unit Agreement effective as of December 22, 2020 (incorporated herein by reference to Exhibit 10.6 to the Quarterly Report on Form 10-Q filed with the SEC by Spectrum Brands Holdings, Inc. on May 7, 2021 (File No. 001-4219)). Exhibit 10.6 LONG TERM EQUITY AWARD PLAN SERVICE-BASED RESTRICTED STOCK UNIT AGREEMENT THIS RESTRICTED STOCK UNIT AGREEMENT (the ?Agreement?), is made, effective as of [date] (hereinafter the ?Date of Grant?), between Spectrum Brands Holdings, Inc. (the ?Company?), and [name] (the ?Participant?). R E C I T A L S: WHEREAS, the Company has adopted the Spectrum Brands Holdings, Inc. 2020 Omnibus Equi
May 7, 2021	10-Q	Quarterly Report - 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 4, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. Name of Registran
May 7, 2021	EX-10.4	Form of Restricted Stock Unit Award Agreement effective as of December 22, 2020 (incorporated herein by reference to Exhibit 10.4 to the Quarterly Report on Form 10-Q filed with the SEC by Spectrum Brands Holdings, Inc. on May 7, 2021 (File No. 001-4219)). Exhibit 10.4 SPECTRUM BRANDS HOLDINGS, INC. [Name of Equity Plan] RESTRICTED STOCK UNIT AGREEMENT THIS RESTRICTED STOCK UNIT AGREEMENT (the ?Agreement?) is made, effective as of [date] (hereinafter the ?Date of Grant?), between Spectrum Brands Holdings, Inc. (the ?Company?) and [name] (the ?Participant?). R E C I T A L S: WHEREAS, the Company has adopted the [name of equity plan], as amended (the
May 7, 2021	EX-10.5	Form of Performance Based Restricted Stock Unit Agreement effective as of December 22, 2020 (incorporated herein by reference to Exhibit 10.5 to the Quarterly Report on Form 10-Q filed with the SEC by Spectrum Brands Holdings, Inc. on May 7, 2021 (File No. 001-4219)). Privileged and Confidential Exhibit 10.5 LONG TERM EQUITY AWARD PLAN PERFORMANCE-BASED RESTRICTED STOCK UNIT AGREEMENT THIS RESTRICTED STOCK UNIT AGREEMENT (the ?Agreement?), is made, effective as of [date] (hereinafter the ?Date of Grant?), between Spectrum Brands Holdings, Inc. (the ?Company?), and [name] (the ?Participant?). R E C I T A L S: WHEREAS, the Company has adopted the Spectrum Brands
May 7, 2021	EX-99.1	3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 Spectrum Brands Holdings Reports Fiscal 2021 Second Quarter Results Exhibit 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Kevin Kim 608-278-6148 Spectrum Brands Holdings Reports Fiscal 2021 Second Quarter Results ?Net Sales Increased 22.6% and Organic Net Sales Increased 17.8%, with Double-Digit Growth Across All Business Units ?Net Income From Continuing Operatio
May 7, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 7, 2021 SPECTRUM BRANDS HOLDINGS, INC.
May 7, 2021	EX-21.1	List of Guarantor Subsidiaries* Exhibit 21.1 Name* State or Other Jurisdiction of Incorporation or Organization Primary Standard Industrial Classification Code Number I.R.S. Employer Identification Number Applica Mexico Holdings, Inc. Delaware 3,690 74-3100872 Alaska Merger Acquisition Corp. Delaware 3,690 82-1316914 Glofish LLC Delaware 3,690 82-1484807 National Manufacturing Mexico A LLC Delaware 3,690 N/A National Manufacturi
May 6, 2021	SC 13G/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 01)* UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 01)* ENERGIZER HOLDINGS, INC. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 29272W109 (CUSIP Number) January 20, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the
April 13, 2021	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 12, 2021 SPECTRUM BRANDS HOLDINGS, INC.
March 3, 2021	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 1, 2021 SPECTRUM BRANDS HOLDINGS, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-4219 74-1339132 (State or other jurisdiction of incorporation) (Commis
March 3, 2021	EX-10.1	First Amendment to Amended and Restated Credit Agreement, dated as of March 3, 2021 (to the Amended and Restated Credit Agreement dated as of June 30, 2020), by and among the Company, SB/RH Holdings, Royal Bank of Canada, as the administrative agent and the lenders party thereto. EXHIBIT 10.1 FIRST AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT This FIRST AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (this ?First Amendment?) dated as of March 3, 2021, by and among SPECTRUM BRANDS, INC., a Delaware corporation (the ?Lead Borrower?), SB/RH HOLDINGS, LLC, a Delaware limited liability company (?Holdings?), ROYAL BANK OF CANADA, as administrative agent (in such capacit
March 3, 2021	EX-4.1	Indenture governing the 3.875% Senior Notes due 2031, dated as of March 3, 2021, among Spectrum Brands, Inc., the guarantors party thereto and US Bank National Association, as trustee (incorporated herein by reference to Exhibit 4.1 to the Current Report on Form 8-K filed with the SEC by Spectrum Brands Holdings, Inc. on March 3, 2021 (File No. 001-4219). EXHIBIT 4.1 SPECTRUM BRANDS, INC. as Issuer the Guarantors party hereto and US BANK NATIONAL ASSOCIATION as Trustee Indenture Dated as of March 3, 2021 3.875% Senior Notes due 2031 TABLE OF CONTENTS ARTICLE 1 Definitions and Incorporation by Reference 1 Section 1.01 Definitions 1 Section 1.02 Rules of Construction 31 ARTICLE 2 The Notes 32 Section 2.01 Form, Dating and Denominations; Legends 32 Se
March 3, 2021	EX-99.1	Spectrum Brands Announces Early Tender and Consent Results EXHIBIT 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contacts: Kevin Kim 608-278-6148 Spectrum Brands Announces Early Tender and Consent Results Middleton, WI, March 2, 2021 – Spectrum Brands Holdings, Inc. (NYSE: SPB), a leading global branded consumer products and home essentials company focused on driv
March 3, 2021	EX-99.2	Notice of Redemption Spectrum Brands, Inc. 6.125% Senior Notes due 2024 CUSIP No. 84762LAS4, ISIN No. US84762LAS43 EXHIBIT 99.2 Notice of Redemption Spectrum Brands, Inc. 6.125% Senior Notes due 2024 CUSIP No. 84762LAS4, ISIN No. US84762LAS43 NOTICE IS HEREBY GIVEN THAT, pursuant to Article 3 of the Indenture, dated as of December 4, 2014 (as amended and supplemented through the date hereof, the ?Indenture?), between Spectrum Brands, Inc., as issuer (the ?Issuer?), the guarantors party thereto and US Bank Nat
February 22, 2021	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 19, 2021 SPECTRUM BRANDS HOLDINGS, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-4219 74-1339132 (State or other jurisdiction of incorporation) (Co
February 22, 2021	EX-99.1	Spectrum Brands Announces Pricing of Senior Notes Offering EXHIBIT 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Kevin Kim 608-278-6148 Spectrum Brands Announces Pricing of Senior Notes Offering Middleton, WI, February 19, 2021 – Spectrum Brands Holdings, Inc. (NYSE: SPB), a leading global branded consumer products and home essentials company focused on dr
February 22, 2021	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 19, 2021 SPECTRUM BRANDS HOLDINGS, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-4219 74-1339132 (State or other jurisdiction of incorporation) (Co
February 22, 2021	EX-99.1	Spectrum Brands Announces Increase of Tender Cap of its Tender Offer for 5.75% Senior Notes Due 2025 EXHIBIT 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contacts: Kevin Kim 608-278-6148 Spectrum Brands Announces Increase of Tender Cap of its Tender Offer for 5.75% Senior Notes Due 2025 Middleton, WI, February 19, 2021 – Spectrum Brands Holdings, Inc. (NYSE: SPB), a leading global branded consumer product
February 19, 2021	EX-99.1	Spectrum Brands Announces Offering of Senior Notes Due 2031 EXHIBIT 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contacts: Kevin Kim 608-278-6148 Spectrum Brands Announces Offering of Senior Notes Due 2031 Middleton, WI, February 19, 2021 – Spectrum Brands Holdings, Inc. (NYSE: SPB), a leading global branded consumer products and home essentials company focused on
February 19, 2021	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 19, 2021 SPECTRUM BRANDS HOLDINGS, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-4219 74-1339132 (State or other jurisdiction of incorporation) (Co
February 16, 2021	EX-99.1	Spectrum Brands Announces Tender Offer and Consent Solicitation for 6.125% Senior Notes Due 2024 and Tender Offer for 5.75% Senior Notes Due 2025 EXHIBIT 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contacts: Kevin Kim 608-278-6148 Spectrum Brands Announces Tender Offer and Consent Solicitation for 6.125% Senior Notes Due 2024 and Tender Offer for 5.75% Senior Notes Due 2025 Middleton, WI, February 16, 2021 ? Spectrum Brands Holdings, Inc. (NYSE: SP
February 16, 2021	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 16, 2021 SPECTRUM BRANDS HOLDINGS, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-4219 74-1339132 (State or other jurisdiction of incorporation) (Co
February 10, 2021	SC 13G/A	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 4)* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 4)* Name of issuer: Spectrum Brands Holdings Inc Title of Class of Securities: Common Stock CUSIP Number: 84790A105 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is
February 8, 2021	SC 13G/A	SC 13G/A SCHEDULE 13G Amendment No. 3 SPECTRUM BRANDS HLDGS INC COMMON STOCK Cusip #84790A105 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [x] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) Cusip #84790A105 Item 1: Reporting Person - FMR LLC Item 2: (a) [ ] (b) [ ] Item 4: Delaware Item 5: 414,996 Item 6: 0 Item 7: 5,621,827 Item 8: 0 Item 9: 5,621,827 Item 1
February 5, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 5, 2021 SPECTRUM BRANDS HOLDINGS, INC.
February 5, 2021	10-Q	Quarterly Report - 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 3, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. Name of Registr
February 5, 2021	EX-21.1	List of Guarantor Subsidiaries* Exhibit 21.1 Name* State or Other Jurisdiction of Incorporation or Organization Primary Standard Industrial Classification Code Number I.R.S. Employer Identification Number Applica Mexico Holdings, Inc. Delaware 3,690 74-3100872 Alaska Merger Acquisition Corp. Delaware 3,690 82-1316914 Glofish LLC Delaware 3,690 82-1484807 National Manufacturing Mexico A LLC Delaware 3,690 N/A National Manufacturi
February 5, 2021	EX-99.1	3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 Spectrum Brands Holdings Reports Fiscal 2021 First Quarter Results Exhibit 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Kevin Kim 608-278-6148 Spectrum Brands Holdings Reports Fiscal 2021 First Quarter Results •First Quarter Results Reflected Exceptional Sales Growth and Strong Operating Leverage •Net Sales Increased 31.4% and Organic Net Sales Increased 27.8%,
January 27, 2021	10-K/A	Annual Report - 10-K/A Table of Contents Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
November 18, 2020	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended September 30, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. Name of Registrant,
November 18, 2020	EX-21.1	Subsidiaries of Registrant Exhibit 21.1 Subsidiary Jurisdiction 8 in 1 Pet Products GmbH Germany AAG UK Holding Limited U.K. Alaska Merger Acquisition Corp. U.S. Delaware AO "Spectrum Brands" Russia Russian Federation Applica Asia Limited Hong Kong Applica Manufacturing, S. de R.L. de C.V. Mexico Applica Mexico Holdings, Inc. U.S. Delaware Aquarium Systems Manufacturer of Instant Ocean France Cannines Supplies de Mexico, S.
November 18, 2020	EX-21.2	List of Guarantor Subsidiaries Exhibit 21.2 Name* State or Other Jurisdiction of Incorporation or Organization Primary Standard Industrial Classification Code Number I.R.S. Employer Identification Number Applica Mexico Holdings, Inc. Delaware 3690 74-3100872 Alaska Merger Acquisition Corp. Delaware 3690 82-1316914 Glofish LLC Delaware 3690 82-1484807 National Manufacturing Mexico A LLC Delaware 3690 N/A National Manufacturing M
November 13, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 13, 2020 SPECTRUM BRANDS HOLDINGS, INC.
November 13, 2020	EX-99.1	3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 Exhibit 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 ໿ For Immediate Release Investor/Media Contact: Kevin Kim 608-278-6148 Spectrum Brands Holdings Reports Fiscal 2020 Fourth Quarter and Full Year Results •Fourth Quarter Net Sales Increased 17.9% and Organic Net Sales Increased 17.1% Reflecting Strong Growth Across All Business Units •Fourt
October 13, 2020	EX-99.1	Spectrum Brands Holdings Appoints Gautam Patel and Anne S. Ward to the Board of Directors Appointment Adds Two Additional Independent, Highly Qualified, Diverse Directors Exhibit 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Kevin Kim 608-278-6148 Spectrum Brands Holdings Appoints Gautam Patel and Anne S. Ward to the Board of Directors Appointment Adds Two Additional Independent, Highly Qualified, Diverse Directors Middleton, WI, October 13, 2020 - Spectrum Brands
October 13, 2020	8-K	Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 9, 2020 SPECTRUM BRANDS HOLDINGS, INC.

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