ICE / Intercontinental Exchange, Inc. - SEC-arkivering, Årsberetning, Fuldmagtserklæring

Intercontinental Exchange, Inc.
US ˙ NYSE ˙ US45866F1049

Grundlæggende statistik
LEI 5493000F4ZO33MV32P92
CIK 1571949
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Intercontinental Exchange, Inc.
SEC Filings (Chronological Order)
Denne side giver en komplet, kronologisk liste over SEC-arkiveringer, eksklusive ejerskabsregistreringer, som vi leverer andre steder.
May 19, 2026 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 19, 2026 (May 15, 2026) Inter

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 19, 2026 (May 15, 2026) Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporat

April 30, 2026 EX-99.1

Intercontinental Exchange Reports Record First Quarter 2026

Exhibit 99.1 Intercontinental Exchange Reports Record First Quarter 2026 • Record 1Q26 net revenues of $3.0 billion, +20% y/y • 1Q26 GAAP diluted earnings per share (EPS) of $2.48, +80% y/y • 1Q26 adj. diluted EPS of $2.35, +37% y/y • Record 1Q26 operating income of $1.7 billion, +36% y/y; record adj. operating income of $1.9 billion, +29% y/y • 1Q26 operating margin of 56%; adj. operating margin

April 30, 2026 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 30, 2026 Intercontinental E

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 30, 2026 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Commiss

April 30, 2026 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2026 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36198 INTERCONTI

March 31, 2026 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

March 31, 2026 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State

March 31, 2026 ARS

ARS

Annual Report 2025Across global markets, our customers navigated geopolitical tensions, shifting monetary policy, evolving regulatory frameworks and rapid technological change.

March 20, 2026 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

February 5, 2026 EX-10.5

NYSE MARKET (DE), INC. EMPLOYMENT AGREEMENT FOR LYNN MARTIN

EXHIBIT 10.5 NYSE MARKET (DE), INC. EMPLOYMENT AGREEMENT FOR LYNN MARTIN This is an Employment Agreement (this “Employment Agreement”), effective as of February 1, 2026, by and between NYSE Market (DE), Inc., a wholly-owned subsidiary of Intercontinental Exchange, Inc., a Delaware corporation (together with its affiliates, the “Company” or “ICE”), and Lynn Martin (“Executive”), the terms and condi

February 5, 2026 EX-10.2

INTERCONTINENTAL EXCHANGE HOLDINGS, INC. EMPLOYMENT AGREEMENT FOR WARREN GARDINER

EXHIBIT 10.2 INTERCONTINENTAL EXCHANGE HOLDINGS, INC. EMPLOYMENT AGREEMENT FOR WARREN GARDINER This is an Employment Agreement (this “Employment Agreement”), effective as of February 1, 2026, by and between Intercontinental Exchange Holdings, Inc., a wholly-owned subsidiary of Intercontinental Exchange, Inc., a Delaware corporation (together with its affiliates, the “Company” or “ICE”), and Warren

February 5, 2026 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2025 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36198 INTERCONTINENTA

February 5, 2026 EX-99.1

Intercontinental Exchange Reports Strong Full Year 2025 Results 20th consecutive year of record revenues

Exhibit 99.1 Intercontinental Exchange Reports Strong Full Year 2025 Results 20th consecutive year of record revenues · 2025 net revenues of $9.9 billion, +7% y/y Jeff Sprecher, ICE Chair & Chief Executive Officer, said, “As we close out 2025, we are pleased to report our 20th consecutive year of record revenues and continued earnings per share growth, driven by the strength of our diversified 'al

February 5, 2026 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 5, 2026 Intercontinental

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 5, 2026 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (C

February 5, 2026 EX-10.4

INTERCONTINENTAL EXCHANGE HOLDINGS, INC. EMPLOYMENT AGREEMENT FOR BENJAMIN JACKSON

EXHIBIT 10.4 INTERCONTINENTAL EXCHANGE HOLDINGS, INC. EMPLOYMENT AGREEMENT FOR BENJAMIN JACKSON This is an Employment Agreement (this “Employment Agreement”), effective as of February 1, 2026, by and between Intercontinental Exchange Holdings, Inc., a wholly-owned subsidiary of Intercontinental Exchange, Inc., a Delaware corporation (together with its affiliates, the “Company” or “ICE”), and Benja

February 5, 2026 EX-10.3

ICE DATA SERVICES, INC. EMPLOYMENT AGREEMENT FOR CHRISTOPHER EDMONDS

EXHIBIT 10.3 ICE DATA SERVICES, INC. EMPLOYMENT AGREEMENT FOR CHRISTOPHER EDMONDS This is an Employment Agreement (this “Employment Agreement”), effective as of February 1, 2026, by and between ICE Data Services, Inc., a wholly-owned subsidiary of Intercontinental Exchange, Inc., a Delaware corporation (together with its affiliates, the “Company” or “ICE”), and Christopher Edmonds (“Executive”), t

February 5, 2026 EX-10.6

INTERCONTINENTAL EXCHANGE HOLDINGS, INC. EMPLOYMENT AGREEMENT FOR [NAME]

EXHIBIT 10.6 INTERCONTINENTAL EXCHANGE HOLDINGS, INC. EMPLOYMENT AGREEMENT FOR [NAME] This is an Employment Agreement (this “Employment Agreement”), effective as of [DATE], by and between Intercontinental Exchange Holdings, Inc., a wholly-owned subsidiary of Intercontinental Exchange, Inc., a Delaware corporation (together with its affiliates, the “Company” or “ICE”), and [NAME] (“Executive”), the

February 5, 2026 EX-21.1

The following is a list of Intercontinental Exchange, Inc.’s significant legal entity subsidiaries as of December 31, 2025, as defined by SEC rules, and the states or jurisdictions in which they are organized. The list includes the parent company of

Exhibit 21.1 The following is a list of Intercontinental Exchange, Inc.’s significant legal entity subsidiaries as of December 31, 2025, as defined by SEC rules, and the states or jurisdictions in which they are organized. The list includes the parent company of significant subsidiaries even if the parent company did not meet the definition of a significant subsidiary. Excluded from the list are s

February 5, 2026 EX-10.1

INTERCONTINENTAL EXCHANGE HOLDINGS, INC. EMPLOYMENT AGREEMENT FOR JEFFREY C. SPRECHER

EXHIBIT 10.1 INTERCONTINENTAL EXCHANGE HOLDINGS, INC. EMPLOYMENT AGREEMENT FOR JEFFREY C. SPRECHER This Amended and Restated Employment Agreement (this “Employment Agreement”) is entered into effective as of February 1, 2026 by and between Intercontinental Exchange Holdings, Inc., a Delaware corporation (the “Company” or “ICE”), and Jeffrey C. Sprecher (“Executive”), the terms and conditions of wh

February 5, 2026 EX-19.1

TABLE OF CONTENTS

EXHIBIT 19.1 Intercontinental Exchange, Inc. Global Personal Trading Policy Version 1.20 Dated: January 2026 TABLE OF CONTENTS I. BACKGROUND Page 3 A. The Need for a Personal Trading Policy Page 3 B. Key Definitions Page 3 C. Applicability Page 7 D. Legality of Transactions Page 8 E. The Prohibition Against Insider Trading Page 8 F. “Tipping” Material Non-public Information is Prohibited Page 9 G.

February 5, 2026 EX-4.32

Description of Intercontinental Exchange, Inc.’s Securities Registered Under Section 12 of the Exchange Act

Exhibit 4.32 Description of Intercontinental Exchange, Inc.’s Securities Registered Under Section 12 of the Exchange Act The following summary of the capital stock of Intercontinental Exchange, Inc. (“ICE”) is based on and qualified by ICE’s seventh amended and restated certificate of incorporation (the “certificate of incorporation”) and ICE’s ninth amended and restated bylaws (the “bylaws”). For

November 17, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 17, 2025 INTERCONTINENTA

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 17, 2025 INTERCONTINENTAL EXCHANGE, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-36198 46-2286804 (

November 17, 2025 EX-1.1

INTERCONTINENTAL EXCHANGE, INC. $600,000,000 3.950% Notes due 2028 $650,000,000 4.200% Notes due 2031 UNDERWRITING AGREEMENT November 5, 2025 BofA Securities, Inc. J.P. Morgan Securities LLC Wells Fargo Securities, LLC

EX-1.1 Exhibit 1.1 Execution Version INTERCONTINENTAL EXCHANGE, INC. $600,000,000 3.950% Notes due 2028 $650,000,000 4.200% Notes due 2031 UNDERWRITING AGREEMENT November 5, 2025 BofA Securities, Inc. J.P. Morgan Securities LLC Wells Fargo Securities, LLC Underwriting Agreement November 5, 2025 BOFA SECURITIES, INC. One Bryant Park New York, New York 10036 J.P. MORGAN SECURITIES LLC 270 Park Avenu

November 17, 2025 EX-4.1

INTERCONTINENTAL EXCHANGE, INC., as Issuer, COMPUTERSHARE TRUST COMPANY, N.A., as Trustee Seventh Supplemental Indenture Dated as of November 17, 2025 to Senior Debt Indenture Dated as of August 13, 2018 Establishing two separate series of Securities

EX-4.1 Exhibit 4.1 EXECUTION VERSION INTERCONTINENTAL EXCHANGE, INC., as Issuer, and COMPUTERSHARE TRUST COMPANY, N.A., as Trustee Seventh Supplemental Indenture Dated as of November 17, 2025 to Senior Debt Indenture Dated as of August 13, 2018 Establishing two separate series of Securities designated as: 3.950% Senior Notes due 2028 4.200% Senior Notes due 2031 SEVENTH SUPPLEMENTAL INDENTURE, dat

November 7, 2025 EX-FILING FEES

Security Type

Calculation of Filing Fee Tables S-3 Intercontinental Exchange, Inc. Table 1: Newly Registered and Carry Forward Securities ☐Not Applicable Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry For

November 7, 2025 424B5

INTERCONTINENTAL EXCHANGE, INC. $600,000,000 3.950% SENIOR NOTES DUE 2028 $650,000,000 4.200% SENIOR NOTES DUE 2031

424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-277603 PROSPECTUS SUPPLEMENT (to Prospectus dated March 1, 2024) INTERCONTINENTAL EXCHANGE, INC. $600,000,000 3.950% SENIOR NOTES DUE 2028 $650,000,000 4.200% SENIOR NOTES DUE 2031 Intercontinental Exchange, Inc. (“ICE”) is offering $600,000,000 initial aggregate principal amount of 3.950% Senior Notes due 2028 (the “202

November 5, 2025 424B5

SUBJECT TO COMPLETION, DATED NOVEMBER 5, 2025

424B5 Table of Contents The information in this preliminary prospectus supplement is not complete and may be changed.

November 5, 2025 FWP

INTERCONTINENTAL EXCHANGE, INC. November 5, 2025 $600,000,000 3.950% SENIOR NOTES DUE 2028 $650,000,000 4.200% SENIOR NOTES DUE 2031

FWP Filed Pursuant to Rule 433 Registration Statement No. 333-277603 supplementing the Preliminary Prospectus Supplement dated November 5, 2025 (To the Prospectus dated March 1, 2024) INTERCONTINENTAL EXCHANGE, INC. November 5, 2025 $600,000,000 3.950% SENIOR NOTES DUE 2028 $650,000,000 4.200% SENIOR NOTES DUE 2031 The information in this pricing term sheet relates to the offering (the “Offering”)

October 30, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2025 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36198 INTERC

October 30, 2025 EX-99.1

Intercontinental Exchange Reports Strong Third Quarter 2025

Exhibit 99.1 Intercontinental Exchange Reports Strong Third Quarter 2025 · 3Q25 net revenues of $2.4 billion, +3% y/y Jeffrey C. Sprecher, ICE Chair & Chief Executive Officer, said, "We are pleased to report our third quarter results, which extend our track record of revenue and earnings per share growth. Our customers continue to rely on our mission-critical data and technology to manage risk and

October 30, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 30, 2025 Intercontinental

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 30, 2025 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Commi

October 8, 2025 144

144

144 0001917418 XXXXXXXX LIVE 0001571949 INTERCONTINENTAL EXCHANGE, INC. 001-36198 5660 New Northside Drive Atlanta GA 30328 7708574700 MAYUR KAPANI Officer Common Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004 15427 2498865.46 572423088 10/08/2025 NYSE Common 10/08/2025 Exercise of Stock Options Issuer N 10690 10/08/2025 Cash Common 02/12/

October 7, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 7, 2025 INTERCONTINENTAL

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 7, 2025 INTERCONTINENTAL EXCHANGE, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Co

October 7, 2025 EX-99.1

ICE Announces Strategic Investment in Polymarket ICE to Become Distributor of Polymarket Data to Institutional Investors Globally

Exhibit 99.1 ICE Announces Strategic Investment in Polymarket ICE to Become Distributor of Polymarket Data to Institutional Investors Globally ATLANTA and NEW YORK - (BUSINESS WIRE)- Intercontinental Exchange, Inc. (NYSE:ICE), a leading global provider of technology and data, today announced a strategic investment in Polymarket, the prediction market and information platform tracking event probabi

September 18, 2025 EX-99.1

Lord Hill of Oareford Elected to Board of Directors of Intercontinental Exchange

Exhibit 99.1 Lord Hill of Oareford Elected to Board of Directors of Intercontinental Exchange ATLANTA & NEW YORK - September 18, 2025 - Intercontinental Exchange, Inc. (NYSE: ICE), a leading global provider of technology and data, today announced that its Board of Directors has elected The Rt. Hon. the Lord Hill of Oareford CBE (Lord Hill) as a new director, effective September 18, 2025. Lord Hill

September 18, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 18, 2025 Intercontinent

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 18, 2025 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Com

September 17, 2025 144

144

144 0001942706 XXXXXXXX LIVE 0001571949 INTERCONTINENTAL EXCHANGE, INC. 001-36198 5660 New Northside Drive Atlanta GA 30328 7708574700 STUART GLEN WILLIAMS Officer Common Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004 939 160944.60 572423088 09/17/2025 NYSE Common 09/15/2025 Restricted Stock Units Issuer N 939 09/15/2025 N/A Y 09/17/2025 1

September 12, 2025 144

144

144 0001918894 XXXXXXXX LIVE 0001571949 Intercontinental Exchange, Inc. 001-36198 5660 NEW NORTHSIDE DRIVE, THIRD FLOOR ATLANTA GA 30328 770-857-4700 Foley Douglas Director Common Truist Investment Services Inc 740 Battery Ave SE Suite 8500 Atlanta GA 30339 3200 560000.00 574000000 09/12/2025 NYSE Common 02/14/2024 Stock Award Issuer N 2798 02/14/2024 N/A Common 02/04/2025 Stock Award Issuer N 402

September 4, 2025 144

144

144 0001206994 XXXXXXXX LIVE 0001571949 INTERCONTINENTAL EXCHANGE, INC. 001-36198 5660 New Northside Drive Atlanta GA 30328 7708574700 JUDITH SPRIESER Director Common Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004 2900 507877.00 572423088 09/04/2025 NYSE Common 05/16/2020 Restricted Stock Units Issuer N 2900 05/16/2020 N/A Y The securities

August 27, 2025 144

144

144 0001699994 XXXXXXXX LIVE 0001571949 INTERCONTINENTAL EXCHANGE, INC. 001-36198 5660 New Northside Drive Atlanta GA 30328 7708574700 DURIYA FAROOQUI Director Common Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004 2036 363914.64 572423088 08/27/2025 NYSE Common 05/20/2024 Restricted Stock Units Issuer N 2036 05/20/2024 N/A Y 08/27/2025 05/

August 20, 2025 EX-3.1

SEVENTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF INTERCONTINENTAL EXCHANGE, INC.

Exhibit 3.1 SEVENTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF INTERCONTINENTAL EXCHANGE, INC. Intercontinental Exchange, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), hereby certifies as follows: (1)        The present name of the Corporation is Intercontinental Exchange, Inc. The name under which the Corporation was originally i

August 20, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 20, 2025 Intercontinental

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 20, 2025 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Commis

July 31, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36198 INTERCONTIN

July 31, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 31, 2025 Intercontinental Ex

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 31, 2025 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Commissi

July 31, 2025 EX-99.1

Intercontinental Exchange Reports Strong Second Quarter 2025

Exhibit 99.1 Intercontinental Exchange Reports Strong Second Quarter 2025 ·   Record 2Q25 net revenues of $2.5 billion, +10% y/y Jeffrey C. Sprecher, ICE Chair & Chief Executive Officer, said, "We are pleased to report our second quarter results, which were highlighted by another quarter of record revenues and double-digit earnings per share growth. Amidst a backdrop of continued volatility and un

June 16, 2025 CERT

NYSE TEXAS CERTIFICATION

New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com June 16, 2025 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Texas certifies its approval for listing and registration of the Common Stock, $0.01 par value per share, of Intercontinenta

June 16, 2025 8-A12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Intercontinental Exchange, Inc. (Exact Name of

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 46-2286804 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification

May 21, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 21, 2025 (May 16, 2025) Inter

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 21, 2025 (May 16, 2025) Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporat

May 1, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36198 INTERCONTI

May 1, 2025 EX-99.1

Intercontinental Exchange Reports Strong First Quarter 2025

Exhibit 99.1 Intercontinental Exchange Reports Strong First Quarter 2025 ·  Record 1Q25 net revenues of $2.5 billion, +8% y/y Jeffrey C. Sprecher, ICE Chair & Chief Executive Officer, said, “We are pleased to report the best quarter in ICE’s history, highlighted by record revenues, record operating income and earnings per share growth. Amidst a backdrop of continued geopolitical and macroeconomic

May 1, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 1, 2025 Intercontinental Exch

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 1, 2025 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Commission

March 31, 2025 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

March 31, 2025 ARS

ARS

Dear fellow stockholders, The past year has been marked by economic challenges, conflicts and political upheaval, highlighting the resilience of our all-weather business model, which continues to deliver consistent and compounding growth across an array of regulatory, political and economic environments.

March 31, 2025 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State

March 20, 2025 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

March 20, 2025 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from      to      Commission File Number 001-3619

February 6, 2025 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 6, 2025 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (C

February 6, 2025 EX-99.1

Intercontinental Exchange Reports Strong Full Year 2024 Results 19th consecutive year of record revenues

Exhibit 99.1 Intercontinental Exchange Reports Strong Full Year 2024 Results 19th consecutive year of record revenues ·  2024 net revenues of $9.3 billion, +16% y/y Jeffrey C. Sprecher, ICE Chair & Chief Executive Officer, said, "We are pleased to report our 19th consecutive year of record revenues and continued earnings per share growth. Our track record of growth is a testament to the resilience

February 6, 2025 EX-10.19

Form of Restricted Stock Award Agreement used with respect to grants of restricted stock units by the Company under the Intercontinental Exchange, Inc. 2022 Omnibus Employee Incentive Plan.

EXHIBIT 10.19 INTERCONTINENTAL EXCHANGE, INC. 2022 OMNIBUS EMPLOYEE INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT Grantee: [NAME] Number of Restricted Stock Units: [*] Grant Date: [DATE] ICE Fair Market Value on Grant Date: [*] This Restricted Stock Unit Award Agreement (the “Award Agreement”) is dated this [DATE] (the “Grant Date”) by and between [NAME] (the “Grantee”) and Intercontinental

February 6, 2025 EX-10.18

Form of 2024 Performance-Based Restricted Stock Unit Award Agreement (3-YEAR EBITDA) used with respect to grants of performance-based restricted stock units by the Company under the Intercontinental Exchange, Inc. 2022 Omnibus Employee Incentive Plan.

EXHIBIT 10.18 INTERCONTINENTAL EXCHANGE, INC. 2022 OMNIBUS EMPLOYEE INCENTIVE PLAN 2024 PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT (3-YEAR EBITDA) Grantee: [NAME] Number of Performance-Based Restricted Stock Units: [*] Grant Date: [DATE] This Performance-Based Restricted Stock Unit Award Agreement (the “Award Agreement”) is dated this [DATE] (the “Grant Date”) by and between [NAME] (t

February 6, 2025 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36198 INTERCONTINENTA

February 6, 2025 EX-10.17

Form of 2024 Performance-Based Restricted Stock Unit Award Agreement (EBITDA) used with respect to grants of performance-based restricted stock units by the Company under the Intercontinental Exchange, Inc. 2022 Omnibus Employee Incentive Plan.

EXHIBIT 10.17 INTERCONTINENTAL EXCHANGE, INC. 2022 OMNIBUS EMPLOYEE INCENTIVE PLAN 2024 PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT (EBITDA) Grantee: [ NAME] Number of Performance-Based Restricted Stock Units: [*] Grant Date: [DATE] This Performance-Based Restricted Stock Unit Award Agreement (the “Award Agreement”) is dated this [DATE] (the “Grant Date”) by and between [NAME] (the “Gr

February 6, 2025 EX-19.1

Intercontinental Exchange, Inc. Global Personal Trading Policy.

EXHIBIT 19.1 Intercontinental Exchange, Inc. Global Personal Trading Policy Version 1.19 Dated: February 2025 TABLE OF CONTENTS I. BACKGROUND 3 A. The Need for a Personal Trading Policy 3 B. Key Definitions 3 C. Applicability 6 D. Legality of Transactions 7 E. The Prohibition Against Insider Trading 7 F. “Tipping” Material Non-public Information is Prohibited 8 G. Transactions by Family or Househo

February 6, 2025 EX-21.1

Subsidiaries of Intercontinental Exchange, Inc.

Exhibit 21.1 The following is a list of Intercontinental Exchange, Inc.’s significant legal entity subsidiaries as of December 31, 2024, as defined by SEC rules, and the states or jurisdictions in which they are organized. The list includes the parent company of significant subsidiaries even if the parent company did not meet the definition of a significant subsidiary. Excluded from the list are s

February 3, 2025 EX-99

EX-99

EX-99 3 Item7.txt Aperio Group, LLC BlackRock (Luxembourg) S.A. BlackRock (Netherlands) B.V. BlackRock (Singapore) Limited BlackRock Advisors (UK) Limited BlackRock Advisors, LLC BlackRock Asset Management Canada Limited BlackRock Asset Management Ireland Limited BlackRock Asset Management North Asia Limited BlackRock Asset Management Schweiz AG BlackRock Financial Management, Inc. BlackRock Franc

February 3, 2025 EX-24

EX-24

EX-24 2 PowerOfAttorney.txt POWER OF ATTORNEY The undersigned, BlackRock, Inc., a corporation duly organized under the laws of the State of Delaware, United States (the "Company"), does hereby make, constitute and appoint each of Eric Andruczyk, Richard Cundiff, R. Andrew Dickson, III, Spencer Fleming, Laura Hildner, David Maryles, Christopher Meade, Charles Park, James Raby, Daniel Riemer, David

October 31, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 31, 2024 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Commi

October 31, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36198 INTERC

October 31, 2024 EX-99.1

Intercontinental Exchange Reports Strong Third Quarter 2024

Exhibit 99.1 Intercontinental Exchange Reports Strong Third Quarter 2024 ·  Record 3Q24 net revenues of $2.3 billion, +17% y/y Jeffrey C. Sprecher, ICE Chair & Chief Executive Officer, said, "We are pleased to report our third quarter results that extend our track record of revenue and earnings per share growth. Our customers continue to rely on our mission-critical data and technology to manage t

August 9, 2024 424B3

Offer to Exchange Any and All of Its Outstanding 3.625% Senior Notes due 2028 for Notes of the Same Series That Have Been Registered Under the Securities Act of 1933

Table of Contents Filed pursuant to Rule 424(b)(3) Registration No. 333-281203 Prospectus Offer to Exchange Any and All of Its Outstanding 3.625% Senior Notes due 2028 for Notes of the Same Series That Have Been Registered Under the Securities Act of 1933 The Exchange Offer (as defined below) will expire at 5:00 p.m. (Eastern time) on September 9, 2024, unless extended or earlier terminated by us

August 7, 2024 CORRESP

August 7, 2024

August 7, 2024 Via EDGAR: United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.

August 7, 2024 CORRESP

August 7, 2024

August 7, 2024 Via EDGAR: United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.

August 5, 2024 LETTER

LETTER

August 5, 2024 Andrew J. Surdykowski General Counsel Intercontinental Exchange, Inc. 5660 New Northside Drive Atlanta, GA 30328 Re: Intercontinental Exchange, Inc. Registration Statement on Form S-4 Filed August 2, 2024 File No. 333-281203 Dear Andrew J. Surdykowski: This is to advise you that we have not reviewed and will not review your registration statement. Please refer to Rules 460 and 461 r

August 2, 2024 EX-FILING FEES

Filing Fee Table.

EXHIBIT 107 Calculation of Filing Fee Table Form S-4 (Form Type) INTERCONTINENTAL EXCHANGE, INC.

August 2, 2024 EX-25.1

Statement of Eligibility on Form T-1 under the Trust Indenture Act of 1939, as amended, of Computershare Trust Company, N.A., as trustee under the Indenture.

EX-25.1 Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) COMPUTERSHARE TRUST COMPANY, NATIONAL ASSOCIATION (Exact name of trustee as specified in its ch

August 2, 2024 EX-99.1

Form of Letter of Transmittal.

EX-99.1 Exhibit 99.1 THIS DOCUMENT IS IMPORTANT AND REQUIRES YOUR IMMEDIATE ATTENTION. If you are in any doubt as to the action to be taken you should immediately consult your broker, bank manager, lawyer, accountant, investment adviser or other professional adviser. LETTER OF TRANSMITTAL Relating to the Intercontinental Exchange, Inc. Offer to Exchange Any and All of Its Outstanding 3.625% Senior

August 2, 2024 S-4

As filed with the Securities and Exchange Commission on August 2, 2024

S-4 Table of Contents As filed with the Securities and Exchange Commission on August 2, 2024 Registration No.

August 2, 2024 EX-4.5

due 2028 (incorporated by reference to Exhibit 4.5 to Intercontinental Exchange, Inc.'s Registration Statement on Form S-4 filed with the SEC on August 2, 2024

EX-4.5 Exhibit 4.5 [FORM OF FACE OF 3.625% SENIOR NOTES DUE 2028] [FOR GLOBAL SECURITIES ONLY][UNLESS THIS CERTIFICATE IS PRESENTED BY AN AUTHORIZED REPRESENTATIVE OF THE DEPOSITORY TRUST COMPANY, A NEW YORK CORPORATION (“DTC”), NEW YORK, NEW YORK, TO THE COMPANY OR ITS AGENT FOR REGISTRATION OF TRANSFER, EXCHANGE OR PAYMENT, AND ANY CERTIFICATE ISSUED IS REGISTERED IN THE NAME OF CEDE & CO. OR IN

August 1, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 1, 2024 Intercontinental E

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 1, 2024 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Commiss

August 1, 2024 EX-99.1

Intercontinental Exchange Reports Strong Second Quarter 2024

Exhibit 99.1 Intercontinental Exchange Reports Strong Second Quarter 2024 ·  Record 2Q24 net revenues of $2.3 billion, +23% y/y Jeffrey C. Sprecher, ICE Chair & Chief Executive Officer, said, "We are pleased to report our second quarter results that extend our track record of growth. Our customers continue to access our networks to manage risk, consume our mission-critical data and drive workflow

August 1, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36198 INTERCONTIN

July 9, 2024 SC 13D/A

BKKT.WS / Bakkt Holdings, Inc. - Equity Warrant / Intercontinental Exchange, Inc. - AMENDMENT NO. 5 Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5) BAKKT HOLDINGS, INC. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 05759B107 (CUSIP Number) Andrew J. Surdykowski Intercontinental Exchange, Inc. 5660 New Northside Drive Atlanta, GA 30328 770-857-4700 With a Copy to: Rory B. O’Hall

June 5, 2024 EX-10.1

The Thirteenth Amendment, dated as of May 31, 2024, by and among Intercontinental Exchange, Inc., as borrower, the lenders party thereto and Wells Fargo Bank, National Association, as administrative agent, amending that certain Credit Agreement, dated as of April 3, 2014, by and among Intercontinental Exchange, Inc., as borrower, the lenders party thereto and Wells Fargo Bank, National Association, as administrative agent (as amended by the First Amendment to Credit Agreement, dated as of May 15, 2015, the Second Amendment to Credit Agreement, dated as of November 9, 2015, the Third Amendment to Credit Agreement, dated as of November 13, 2015, the Fourth Amendment to Credit Agreement, dated as of August 18, 2017, the Fifth Amendment to Credit Agreement, dated as of August 18, 2017, the Sixth Amendment to Credit Agreement, dated as of August 9, 2018, the Seventh Amendment to Credit Agreement, dated as of August 14, 2020, the Eighth Amendment to Credit Agreement, dated as of August 21, 2020, the Ninth Amendment to Credit Agreement, dated as of March 8, 2021, the Tenth Amendment to Credit Agreement, dated as of October 15, 2021, the Eleventh Amendment to Credit Agreement, dated as of May 11, 2022, and the Twelfth Amendment to Credit Agreement, dated as of May 25, 2022).

EXHIBIT 10.1 Execution Version THIRTEENTH AMENDMENT TO CREDIT AGREEMENT This THIRTEENTH AMENDMENT TO CREDIT AGREEMENT (this “Amendment”), dated as of May 31, 2024, is entered into by and among INTERCONTINENTAL EXCHANGE, INC., a Delaware corporation (the “Borrower”), the Lenders (as hereinafter defined) party hereto, and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Administrative Agent. RECITALS A. T

June 5, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2024 INTERCONTINENTAL EXC

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2024 INTERCONTINENTAL EXCHANGE, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Commi

June 5, 2024 EX-4.2

Sixth Supplemental Indenture, dated as of June 5, 2024, between Intercontinental Exchange, Inc. and Computershare Trust Company, N.A., as trustee.

EX-4.2 Exhibit 4.2 EXECUTION VERSION INTERCONTINENTAL EXCHANGE, INC., as Issuer, and COMPUTERSHARE TRUST COMPANY, N.A., as Trustee Sixth Supplemental Indenture Dated as of June 5, 2024 to Senior Debt Indenture Dated as of August 13, 2018 Establishing a series of Securities designated 3.625% Senior Notes due 2028 SIXTH SUPPLEMENTAL INDENTURE, dated as of June 5, 2024 (herein called this “Sixth Supp

June 5, 2024 EX-4.4

Registration Rights Agreement, dated as of June 5, 2024, between Intercontinental Exchange, Inc. and Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC and Wells Fargo Securities, LLC, as dealer managers.

EX-4.4 Exhibit 4.4 EXECUTION VERSION REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT, dated as of June 5, 2024 (this “Agreement”), is entered into by and between Intercontinental Exchange, Inc., a Delaware corporation (the “Company”), and Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC and Wells Fargo Securities, LLC, as dealer managers (the “Dealer Managers”) in connection wi

June 5, 2024 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 5, 2024 (May 31, 2024) Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporat

May 21, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 21, 2024 (May 17, 2024) Inter

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 21, 2024 (May 17, 2024) Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporat

May 13, 2024 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 13, 2024 INTERCONTINENTAL EXCHANGE, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-36198 46-2286804 (Commi

May 13, 2024 EX-4.1

Fifth Supplemental Indenture, dated as of May 13, 2024, between Intercontinental Exchange, Inc., as issuer, and Computershare Trust Company, N.A., as trustee.

Exhibit 4.1 EXECUTION VERSION INTERCONTINENTAL EXCHANGE, INC., as Issuer, and COMPUTERSHARE TRUST COMPANY, N.A., as Trustee Fifth Supplemental Indenture Dated as of May 13, 2024 to Senior Debt Indenture Dated as of August 13, 2018 Establishing a series of Securities designated 5.250% Senior Notes due 2031 FIFTH SUPPLEMENTAL INDENTURE, dated as of May 13, 2024 (herein called this “Fifth Supplementa

May 13, 2024 EX-1.1

Underwriting Agreement, dated May 6, 2024, between Intercontinental Exchange, Inc. and BofA Securities, Inc., Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC and Wells Fargo Securities, LLC, as representatives of the underwriters named therein.

Exhibit 1.1 Execution Version INTERCONTINENTAL EXCHANGE, INC. $750,000,000 5.250% Notes due 2031 UNDERWRITING AGREEMENT May 6, 2024 BofA Securities, Inc. Goldman Sachs & Co. LLC J.P. Morgan Securities LLC Wells Fargo Securities, LLC Underwriting Agreement May 6, 2024 BOFA SECURITIES, INC. One Bryant Park New York, New York 10036 GOLDMAN SACHS & CO. LLC 200 West Street New York, New York 10282 J.P.

May 8, 2024 EX-FILING FEES

Calculation of Filing Fee Tables (Form Type) Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry  Fo

Exhibit 107 Calculation of Filing Fee Tables 424(b)(5) (Form Type) Intercontinental Exchange, Inc.

May 8, 2024 424B5

INTERCONTINENTAL EXCHANGE, INC. $750,000,000 5.250% SENIOR NOTES DUE 2031

Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-277603 PROSPECTUS SUPPLEMENT (to Prospectus dated March 1, 2024) INTERCONTINENTAL EXCHANGE, INC. $750,000,000 5.250% SENIOR NOTES DUE 2031 Intercontinental Exchange, Inc. (“ICE”) is offering $750,000,000 initial aggregate principal amount of 5.250% Senior Notes due 2031 (the “notes”). The notes will mature on June 15, 2031. In

May 6, 2024 424B5

SUBJECT TO COMPLETION, DATED MAY 6, 2024

424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-277603 The information in this preliminary prospectus supplement is not complete and may be changed. A registration statement relating to the securities has become effective under the Securities Act of 1933. This preliminary prospectus supplement and the accompanying prospectus are not offers to sell these securities and

May 6, 2024 FWP

INTERCONTINENTAL EXCHANGE, INC. May 6, 2024 $750,000,000 5.250% SENIOR NOTES DUE 2031

Filed Pursuant to Rule 433 Registration Statement No. 333-277603 Supplementing the Preliminary Prospectus Supplement dated May 6, 2024 (To the Prospectus dated March 1, 2024) INTERCONTINENTAL EXCHANGE, INC. May 6, 2024 $750,000,000 5.250% SENIOR NOTES DUE 2031 The information in this pricing term sheet relates to the offering (the “Offering”) of 5.250% Senior Notes due 2031 (the “Notes”) of Interc

May 3, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2024 INTERCONTINENTAL EXCH

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2024 INTERCONTINENTAL EXCHANGE, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Commis

May 3, 2024 EX-99.1

Intercontinental Exchange, Inc. Commences Private Exchange Offer for Black Knight InfoServ LLC’s Outstanding 3.625% Senior Notes due 2028

EX-99.1 Exhibit 99.1 Intercontinental Exchange, Inc. Commences Private Exchange Offer for Black Knight InfoServ LLC’s Outstanding 3.625% Senior Notes due 2028 May 3, 2024 ATLANTA & NEW YORK—(BUSINESS WIRE)—Intercontinental Exchange, Inc. (NYSE: ICE) (“ICE”) announced today that it is commencing a private exchange offer (the “Exchange Offer”) with respect to the outstanding 3.625% Senior Notes due

May 2, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36198 INTERCONTI

May 2, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 2, 2024 Intercontinental Exch

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 2, 2024 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Commission

May 2, 2024 EX-99.1

Intercontinental Exchange Reports Strong First Quarter 2024

Exhibit 99.1 Intercontinental Exchange Reports Strong First Quarter 2024 · Record 1Q24 net revenues of $2.3 billion, +21% y/y Jeffrey C. Sprecher, ICE Chair & Chief Executive Officer, said, "We are pleased to report strong first quarter results that extend our track record of revenue and earnings per share growth. Our customers continue to rely on our mission-critical data and technology to manage

April 29, 2024 EX-99.19

Class 1 Warrant issued by the Issuer on April 25, 2024.

EX-99.19 2 ss3319225ex9919.htm CLASS 1 WARRANT COMMON STOCK PURCHASE WARRANT (Class 1) BAKKT HOLDINGS, INC. Warrant Shares: 4,386,008 Original Issuance Date: April 25, 2024 Initial Exercise Date: September 4, 2024 Termination Date: September 4, 2029 THIS COMMON STOCK PURCHASE WARRANT (Class 1) (the “Warrant”) certifies that, for value received, Intercontinental Exchange Holdings, Inc., or its assi

April 29, 2024 SC 13D/A

BKKT / Bakkt Holdings, Inc. / Intercontinental Exchange, Inc. - AMENDMENT NO. 4 Activist Investment

SC 13D/A 1 ss3319225sc13da.htm AMENDMENT NO. 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4) BAKKT HOLDINGS, INC. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 05759B107 (CUSIP Number) Andrew J. Surdykowski Intercontinental Exchange, Inc. 5660 New Northside Drive Atlanta, GA 30

April 29, 2024 EX-99.20

Class 2 Warrant issued by the Issuer on April 25, 2024.

EX-99.20 3 ss3319225ex9920.htm CLASS 2 WARRANT COMMON STOCK PURCHASE WARRANT (Class 2) BAKKT HOLDINGS, INC. Warrant Shares: 4,386,008 Original Issuance Date: April 25, 2024 Initial Exercise Date: September 4, 2024 Termination Date: September 4, 2029 THIS COMMON STOCK PURCHASE WARRANT (Class 2) (the “Warrant”) certifies that, for value received, Intercontinental Exchange Holdings, Inc. or its assig

April 1, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

April 1, 2024 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant  ☒ Filed by a Party other than the Registrant  ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Sta

April 1, 2024 ARS

ARS

UNITEDSTATESSECURITIESANDEXCHANGECOMMISSION Washington,D.C.20549 FORM10-K (Mark One) ☑ ANNUALREPORTPURSUANTTOSECTION13OR15(d)OFTHESECURITIES EXCHANGEACTOF1934 ForthefiscalyearendedDecember31,2023 Or ☐ TRANSITIONREPORTPURSUANTTOSECTION13OR15(d) OFTHESECURITIESEXCHANGEACTOF1934 Forthetransitionperiodfrom to CommissionFileNumber001-36198 INTERCONTINENTALEXCHANGE,INC. (Exact name of registrant as spec

March 27, 2024 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10- K/A Amendment No. 1

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10- K/A Amendment No. 1 ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from       to       Commission File Number 001-3

March 4, 2024 EX-99.17

Class 1 Warrant issued by the Issuer on March 4, 2024 (incorporated by reference to Exhibit 99.17 to Schedule 13D/A filed by the Reporting Persons with the SEC on March 4, 2024).

EX-99.17 4 ss3098627ex9917.htm COMMON STOCK PURCHASE WARRANT CLASS 1 COMMON STOCK PURCHASE WARRANT (Class 1) BAKKT HOLDINGS, INC. Warrant Shares: 1,381,004 Original Issuance Date: March 4, 2024 Initial Exercise Date: September 4, 2024 Termination Date: September 4, 2029 THIS COMMON STOCK PURCHASE WARRANT (Class 1) (the “Warrant”) certifies that, for value received, Intercontinental Exchange Holdin

March 4, 2024 EX-99.15

Securities Purchase Agreement (incorporated by reference to Exhibit 99.15 to Schedule 13D/A filed by the Reporting Persons with the SEC on March 4, 2024).

Exhibit 99.15 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of February 29, 2024, between Bakkt Holdings, Inc., a Delaware corporation (the “Company”), and Intercontinental Exchange Holdings, Inc. (including its successors and assigns, the “Purchaser”). WHEREAS, subject to the terms and conditions set forth in this Agreement and pursuant to an effe

March 4, 2024 EX-99.18

Class 2 Warrant issued by the Issuer on March 4, 2024 (incorporated by reference to Exhibit 99.18 to Schedule 13D/A filed by the Reporting Persons with the SEC on March 4, 2024).

COMMON STOCK PURCHASE WARRANT (Class 2) BAKKT HOLDINGS, INC. Warrant Shares: 1,381,004 Original Issuance Date: March 4, 2024 Initial Exercise Date: September 4, 2024 Termination Date: September 4, 2029 THIS COMMON STOCK PURCHASE WARRANT (Class 2) (the “Warrant”) certifies that, for value received, Intercontinental Exchange Holdings, Inc. or its assigns (the “Holder”) is entitled, upon the terms an

March 4, 2024 SC 13D/A

BKKT / Bakkt Holdings, Inc. / Intercontinental Exchange, Inc. - AMENDMENT NO. 3 Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3) BAKKT HOLDINGS, INC. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 05759B107 (CUSIP Number) Andrew J. Surdykowski Intercontinental Exchange, Inc. 5660 New Northside Drive Atlanta, GA 30328 770-857-4700 With a Copy to: Rory B. O’Hall

March 4, 2024 EX-99.16

Voting Support Agreement (incorporated by reference to Exhibit 99.16 to Schedule 13D/A filed by the Reporting Persons with the SEC on March 4, 2024).

Exhibit 99.16 VOTING SUPPORT AGREEMENT This Voting Support Agreement (this “Agreement”), dated as of February 29, 2024, is entered into by and between Bakkt Holdings, Inc., a Delaware corporation (the “Company”), and Intercontinental Exchange Holdings, Inc. (the “Supporting Stockholder”). Capitalized terms used but not otherwise defined in this Agreement shall have the meanings ascribed to them in

March 1, 2024 EX-25.2

Form T-1 Statement of Eligibility under the Trust Indenture Act of 1939, as amended, of Computershare Trust Company, N.A. (for subordinated debt securities).

Exhibit 25.2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) COMPUTERSHARE TRUST COMPANY, NATIONAL ASSOCIATION (Exact name of trustee as specified in its charter) N

March 1, 2024 EX-FILING FEES

Filing Fee Table

Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Intercontinental Exchange, Inc.

March 1, 2024 EX-4.1

First Supplemental Indenture, dated February 28, 2024, among Black Knight InfoServ, LLC, the guarantors party thereto and Computershare Trust Company, N.A.

Exhibit 4.1 BLACK KNIGHT INFOSERV, LLC, as Issuer, THE GUARANTORS PARTY HERETO and COMPUTERSHARE TRUST COMPANY, N.A., as Trustee First Supplemental Indenture Dated as of February 28, 2024 to Indenture Dated as of August 26, 2020 FIRST SUPPLEMENTAL INDENTURE, dated as of February 28, 2024 (this “First Supplemental Indenture”), among Black Knight InfoServ, LLC, a Delaware limited liability company (

March 1, 2024 EX-99.1

Intercontinental Exchange, Inc. Announces Expiration of Consent Solicitation and Receipt of Requisite Consents Relating to Black Knight InfoServ, LLC’s Outstanding 3.625% Senior Notes due 2028

Exhibit 99.1 Intercontinental Exchange, Inc. Announces Expiration of Consent Solicitation and Receipt of Requisite Consents Relating to Black Knight InfoServ, LLC’s Outstanding 3.625% Senior Notes due 2028 February 28, 2024 ATLANTA & NEW YORK—(BUSINESS WIRE)—Intercontinental Exchange, Inc. (NYSE: ICE) (“ICE”) announced today the expiration and results of the previously announced consent solicitati

March 1, 2024 EX-25.1

Form T-1 Statement of Eligibility under the Trust Indenture Act of 1939, as amended, of Computershare Trust Company, N.A. (for senior debt securities).

Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) COMPUTERSHARE TRUST COMPANY, NATIONAL ASSOCIATION (Exact name of trustee as specified in its charter) N

March 1, 2024 S-3ASR

As filed with the Securities and Exchange Commission on March 1, 2024

Table of Contents As filed with the Securities and Exchange Commission on March 1, 2024 Registration No.

March 1, 2024 8-K

Regulation FD Disclosure, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2024 INTERCONTINENTAL EXCHANGE, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (

February 13, 2024 SC 13G/A

ICE / Intercontinental Exchange, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 tv01206-intercontinentalexch.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 10)* Name of issuer: Intercontinental Exchange Inc Title of Class of Securities: Common Stock CUSIP Number: 45866F104 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate

February 13, 2024 SC 13G/A

ICE / Intercontinental Exchange, Inc. / BlackRock Inc. Passive Investment

SC 13G/A 1 us45866f1049021324.txt us45866f1049021324.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 10) INTERCONTINENTAL EXCHANGE INC - (Name of Issuer) Common Stock - (Title of Class of Securities) 45866F104 - (CUSIP Number) December 31, 2023 - (Date of Event Which Requires Filing of this Statement) Check the app

February 8, 2024 EX-4.26

Description of ICE’s Securities Registered under Section 12 of the Exchange Act.

Exhibit 4.26 Description of Intercontinental Exchange, Inc.’s Securities Registered Under Section 12 of the Exchange Act The following summary of the capital stock of Intercontinental Exchange, Inc. (“ICE”) is based on and qualified by ICE’s sixth amended and restated certificate of incorporation (the “certificate of incorporation”) and ICE’s ninth amended and restated bylaws (the “bylaws”). For a

February 8, 2024 EX-97

Intercontinental Exchange, Inc. Mandatory Clawback Policy.

EXHIBIT 97 INTERCONTINENTAL EXCHANGE, INC. MANDATORY CLAWBACK POLICY I. BACKGROUND Intercontinental Exchange, Inc. (the “Company”) has adopted this policy, as amended and restated (this “Policy”), to provide for the recovery or “clawback” of certain incentive compensation in the event of a Restatement. This Policy is intended to comply with, and will be interpreted to be consistent with, the requi

February 8, 2024 EX-21.1

Subsidiaries of Intercontinental Exchange, Inc.

Exhibit 21.1 The following is a list of Intercontinental Exchange, Inc.’s significant legal entity subsidiaries as of December 31, 2023, as defined by SEC rules, and the states or jurisdictions in which they are organized. The list includes the parent company of significant subsidiaries even if the parent company did not meet the definition of a significant subsidiary. Excluded from the list are s

February 8, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 8, 2024 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (C

February 8, 2024 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36198 INTERCONTINENTA

February 8, 2024 EX-99.1

Intercontinental Exchange Reports Strong Full Year 2023 Results 18th consecutive year of record revenues

Exhibit 99.1 Intercontinental Exchange Reports Strong Full Year 2023 Results 18th consecutive year of record revenues · 2023 net revenues of $8.0 billion, +10% y/y Jeffrey C. Sprecher, ICE Chair & Chief Executive Officer, said, "We are pleased to report our 18th consecutive year of record revenues and another year of earnings per share growth. A dynamic macro environment and strong secular tailwin

November 8, 2023 EX-99.1

Intercontinental Exchange, Inc. Commences Private Exchange Offer and Consent Solicitation for Black Knight InfoServ LLC’s Outstanding 3.625% Senior Notes Due 2028

Exhibit 99.1 Intercontinental Exchange, Inc. Commences Private Exchange Offer and Consent Solicitation for Black Knight InfoServ LLC’s Outstanding 3.625% Senior Notes Due 2028 November 8, 2023 ATLANTA & NEW YORK—(BUSINESS WIRE)—Intercontinental Exchange, Inc. (NYSE: ICE) (“ICE”) announced today that it is commencing a private exchange offer (the “Exchange Offer”) and related consent solicitation (

November 8, 2023 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2023 INTERCONTINENTAL EXCHANGE, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (C

November 2, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36198 INTERC

November 2, 2023 EX-99.1

Intercontinental Exchange Reports Strong Third Quarter 2023

Exhibit 99.1 Intercontinental Exchange Reports Strong Third Quarter 2023 • Record 3Q23 net revenues of $2.0 billion, +11% y/y Jeffrey C. Sprecher, ICE Chair & Chief Executive Officer, said, "We are pleased to report our third quarter results, which extend our track record of revenue and earnings per share growth. Our customers continue to rely on our mission-critical data and technology to manage

November 2, 2023 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 2, 2023 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Commi

November 2, 2023 EX-4.1

Indenture among Black Knight InfoServ, LLC, the Guarantors party thereto and Wells Fargo Bank, National Association, dated August 26, 2020 (incorporated by reference to Exhibit 4.1 to Intercontinental Exchange, Inc.’s Quarterly Report on Form 10-Q filed with the SEC on November 2, 2023, File No. 001-36198).

INDENTURE 3.625% Senior Notes Due 2028 among BLACK KNIGHT INFOSERV, LLC, as the Issuer, THE GUARANTORS PARTY HERETO and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Trustee Dated August 26, 2020 EXHIBIT 4.1 -i- TABLE OF CONTENTS Page Article I DEFINITIONS AND INCORPORATION BY REFERENCE ........................................1 Section 1.01 Definitions.................................................

October 27, 2023 EX-99.1

ICE Appoints Chris Edmonds to Lead Fixed Income and Data Services Business Chief Regulatory Officer Elizabeth King to Lead ICE’s Clearing Operations

Exhibit 99.1 ICE Appoints Chris Edmonds to Lead Fixed Income and Data Services Business Chief Regulatory Officer Elizabeth King to Lead ICE’s Clearing Operations ATLANTA & NEW YORK - October 26, 2023 - Intercontinental Exchange, Inc. (NYSE: ICE), a leading global provider of data, technology, and market infrastructure, announced today that Christopher Edmonds, currently ICE’s Chief Development Off

October 27, 2023 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 27, 2023 (October 26, 2023) Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction o

October 6, 2023 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 6, 2023 (October 3, 2023) Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of

October 6, 2023 EX-10.1

Form of 2023 Performance-Based Restricted Stock Unit Award Agreement (Deal Incentive Award) used with respect to grants of performance-based restricted stock units by the Company under the Intercontinental Exchange, Inc. 2022 Omnibus Employee Incentive Plan (incorporated by reference to Exhibit 3.2 to Intercontinental Exchange, Inc.'s Current Report on Form 8-K filed with the SEC on October 6, 2023, File No. 001-36198).

Exhibit 10.1 CONFIDENTIAL INTERCONTINENTAL EXCHANGE, INC. 2022 OMNIBUS EMPLOYEE INCENTIVE PLAN 2023 PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT (DEAL INCENTIVE AWARD) Grantee: ● Number of Performance-Based Restricted Stock Units: ● Grant Date: ● This Performance-Based Restricted Stock Unit Award Agreement (this “Award Agreement” or “Award”) is dated this ● (the “Grant Date”) by and bet

September 15, 2023 EX-99.1

Intercontinental Exchange Completes Sale of Optimal Blue and Empower LOS Businesses to Constellation Software Inc.

Exhibit 99.1 Intercontinental Exchange Completes Sale of Optimal Blue and Empower LOS Businesses to Constellation Software Inc. ATLANTA & NEW YORK & JACKSONVILLE, Fla., – September 15, 2023 – Intercontinental Exchange, Inc. (NYSE: ICE), a leading global provider of data, technology, and market infrastructure, today announced that, in connection with its acquisition of Black Knight, it has complete

September 15, 2023 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 15, 2023 INTERCONTINENTAL EXCHANGE, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation)

September 8, 2023 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 8, 2023 INTERCONTINENTAL EXCHANGE, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (

September 5, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 5, 2023 INTERCONTINENTA

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 5, 2023 INTERCONTINENTAL EXCHANGE, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (

September 5, 2023 EX-FILING FEES

EX-107 FILING FEE TABLE

Exhibit 107.1 CALCULATION OF FILING FEE TABLE S-8 (Form Type) Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common Stock, $0.01 par

September 5, 2023 S-8

As filed with the Securities and Exchange Commission on September 5, 2023

S-8 Table of Contents As filed with the Securities and Exchange Commission on September 5, 2023 Registration No.

September 5, 2023 EX-4.3

Black Knight, Inc. Amended and Restated 2015 Omnibus Incentive Plan (incorporated by reference to Exhibit 4.3 to Intercontinental Exchange, Inc.'s Registration Statement on Form S-8, filed with the SEC on September 5, 2023, File No. 333-274344).

EX-4.3 Exhibit 4.3 BLACK KNIGHT, INC. AMENDED AND RESTATED 2015 OMNIBUS INCENTIVE PLAN (as of September 29, 2017) TABLE OF CONTENTS Page ARTICLE 1. ESTABLISHMENT, OBJECTIVES, AND DURATION 1 1.1. Establishment of the Plan 1 1.2. Objectives of the Plan 1 1.3. Duration of the Plan 1 ARTICLE 2. DEFINITIONS 1 ARTICLE 3. ADMINISTRATION 4 3.1. The Committee 4 3.2. Authority of the Committee 4 3.3. Decisi

September 5, 2023 EX-99.1

Intercontinental Exchange Completes Acquisition of Black Knight and Announces Preliminary Results of Elections Made by Black Knight Stockholders in Connection with the Acquisition

EX-99.1 Exhibit 99.1 Intercontinental Exchange Completes Acquisition of Black Knight and Announces Preliminary Results of Elections Made by Black Knight Stockholders in Connection with the Acquisition ATLANTA & NEW YORK & JACKSONVILLE, Fla., – September 5, 2023 – Intercontinental Exchange, Inc. (NYSE: ICE), a leading global provider of data, technology, and market infrastructure, and Black Knight,

August 28, 2023 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 25, 2023 INTERCONTINENTAL EXCHANGE, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Commis

August 28, 2023 425

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 25, 2023 INTERCONTINENTAL

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 25, 2023 INTERCONTINENTAL EXCHANGE, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Commis

August 28, 2023 EX-99.1

Intercontinental Exchange and Black Knight Announce Entry into Agreement Containing Consent Orders with FTC’s Bureau of Competition

Exhibit 99.1 Intercontinental Exchange and Black Knight Announce Entry into Agreement Containing Consent Orders with FTC’s Bureau of Competition • ICE’s acquisition of Black Knight is expected to close on September 5, 2023. • The deadline for Black Knight stockholders to elect their preferred form of merger consideration is September 1, 2023. ATLANTA & JACKSONVILLE – August 25, 2023 – (BUSINESS WI

August 7, 2023 425

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2023 INTERCONTINENTAL E

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2023 INTERCONTINENTAL EXCHANGE, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Com

August 7, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2023 INTERCONTINENTAL E

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2023 INTERCONTINENTAL EXCHANGE, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Com

August 7, 2023 EX-99.1

Intercontinental Exchange, Black Knight and the Federal Trade Commission Jointly Agree to Dismiss Federal Court Case, Pending Settlement Negotiations

Exhibit 99.1 Intercontinental Exchange, Black Knight and the Federal Trade Commission Jointly Agree to Dismiss Federal Court Case, Pending Settlement Negotiations ATLANTA & NEW YORK & JACKSONVILLE, Fla., – August 7, 2023 – (BUSINESS WIRE) Intercontinental Exchange, Inc. (NYSE: ICE) and Black Knight, Inc. (NYSE: BKI) announced today that, amid progress toward a potential resolution, they have joint

August 3, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36198 INTERCONTIN

August 3, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 3, 2023 Intercontinental E

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 3, 2023 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Commiss

August 3, 2023 EX-99.1

Intercontinental Exchange Reports Strong Second Quarter 2023

Exhibit 99.1 Intercontinental Exchange Reports Strong Second Quarter 2023 • 2Q23 net revenues of $1.9 billion, +4% y/y Jeffrey C. Sprecher, ICE Chair & Chief Executive Officer, said, "We are pleased to report our second quarter results, which were highlighted by another quarter of revenue and earnings per share growth. Amidst an uncertain macro environment, customers continue to access our network

July 17, 2023 EX-99.1

Intercontinental Exchange and Black Knight Announce Agreement to Sell Black Knight’s Optimal Blue Business to Constellation Software Inc. Divestiture contingent on closing of ICE’s acquisition of Black Knight

EX-99.1 Exhibit 99.1 Intercontinental Exchange and Black Knight Announce Agreement to Sell Black Knight’s Optimal Blue Business to Constellation Software Inc. Divestiture contingent on closing of ICE’s acquisition of Black Knight ATLANTA & NEW YORK & JACKSONVILLE, Fla.—July 17, 2023 — (BUSINESS WIRE)—Intercontinental Exchange, Inc. (NYSE: ICE) and Black Knight, Inc. (NYSE: BKI) today announced tha

July 17, 2023 425

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2023 (July 14, 2023) INT

425 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2023 (July 14, 2023) INTERCONTINENTAL EXCHANGE, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of inco

July 17, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2023 (July 14, 2023) INT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2023 (July 14, 2023) INTERCONTINENTAL EXCHANGE, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorpor

May 22, 2023 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 22, 2023 (May 19, 2023) Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporat

May 17, 2023 425

* * * * *

425 Filed by Intercontinental Exchange, Inc. Pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Black Knight, Inc. Commission File No.: 001-37394 Date: May 17, 2023 On May 17, 2023, Intercontinental Exchange, Inc. launched the following website relating to its proposed acquisition of Black Knight, Inc.: Today’s homebuying process is incredibly inefficient and complex, with many

May 5, 2023 425

Filed by Intercontinental Exchange, Inc.

425 Filed by Intercontinental Exchange, Inc. Pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Black Knight, Inc. Commission File No.: 001-37394 Date: May 5, 2023 The following is an excerpt of the transcript of Intercontinental Exchange, Inc.’s Q1 2023 Earnings Call held on May 4, 2023: … Jeffrey Craig Sprecher Chair & Chief Executive Officer, Intercontinental Exchange, Inc.

May 4, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36198 INTERCONTI

May 4, 2023 EX-10.2

Aircraft Time Sharing Agreement dated as of April 17, 2023 between Intercontinental Exchange Holdings, Inc. and Christopher Edmonds (incorporated by reference to Exhibit 10.2 to Intercontinental Exchange, Inc.'s Quarterly Report on Form 10-Q filed with the SEC on May 4, 2023, File No. 001-36198).

EXHIBIT 10.2 AIRCRAFT TIME SHARING AGREEMENT This Aircraft Time Sharing Agreement (the “Agreement”), is made and entered into this 17th day of April, 2023, by and between Intercontinental Exchange Holdings, Inc., a Delaware corporation (the “Operator” or the “Company”), and Chris Edmonds (the “Passenger”). RECITALS WHEREAS, Operator is the beneficial owner, operator or lessor of the aircraft (indi

May 4, 2023 EX-99.1

Intercontinental Exchange Reports Strong First Quarter 2023

Exhibit 99.1 Intercontinental Exchange Reports Strong First Quarter 2023 • 1Q23 net revenues of $1.9 billion; recurring revenues +4% y/y • 1Q23 GAAP diluted earnings per share (EPS) of $1.17 • 1Q23 adj. diluted earnings per share of $1.41 • 1Q23 operating margin of 51%; adj. operating margin of 61% • Record exchanges net revenues +1% y/y; +3% y/y, constant currency (CC)* • Record fixed income & da

May 4, 2023 EX-10.1

Employment Agreement dated February 1, 2023 between Intercontinental Exchange Holdings, Inc. and Christopher Edmonds (incorporated by reference to Exhibit 10.1 to Intercontinental Exchange, Inc.'s Quarterly Report on Form 10-Q filed with the SEC on May 4, 2023, File No 001-36198).

EXHIBIT 10.1 INTERCONTINENTAL EXCHANGE HOLDINGS, INC. EMPLOYMENT AGREEMENT FOR CHRISTOPHER EDMONDS This is an Employment Agreement (the “Employment Agreement”), dated as of February 1, 2023, by and between Intercontinental Exchange Holdings, Inc., a wholly-owned subsidiary of Intercontinental Exchange, Inc., a Delaware corporation (together with its affiliates, the “Company” or “ICE”), and Christo

May 4, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 4, 2023 Intercontinental Exch

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 4, 2023 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Commission

April 28, 2023 SC 13D/A

BKKT / Bakkt Holdings Inc - Class A / Intercontinental Exchange, Inc. - AMENDMENT NO. 2 Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) BAKKT HOLDINGS, INC. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 05759B107 (CUSIP Number) Andrew J. Surdykowski Intercontinental Exchange, Inc. 5660 New Northside Drive Atlanta, GA 30328 770-857-4700 With a Copy to: Rory B. O’Hall

March 31, 2023 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi

March 31, 2023 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

DEFA14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

March 31, 2023 424B3

MERGER PROPOSED—YOUR VOTE IS VERY IMPORTANT March 31, 2023 Dear Stockholder of Black Knight, Inc.:

424B3 Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-265709 MERGER PROPOSED—YOUR VOTE IS VERY IMPORTANT March 31, 2023 Dear Stockholder of Black Knight, Inc.: On behalf of the board of directors of Black Knight, Inc., which we refer to as “Black Knight,” we are pleased to enclose the accompanying proxy statement/prospectus relating to the proposed transaction between Black

March 30, 2023 POS AM

As filed with the Securities and Exchange Commission on March 30, 2023

POS AM Table of Contents As filed with the Securities and Exchange Commission on March 30, 2023 Registration No.

March 30, 2023 EX-99.2

Consent of J.P. Morgan Securities LLC.

EX-99.2 Exhibit 99.2 CONSENT OF J.P. MORGAN SECURITIES LLC We hereby consent to (i) the use of our opinion letter dated March 7, 2023 to the Board of Directors of Black Knight, Inc. (the “Company”) included as Annex B to the proxy statement/prospectus relating to the proposed transaction between the Company and Intercontinental Exchange, Inc. (“ICE”), which forms a part of Post-Effective Amendment

March 30, 2023 EX-99.1

Form of Black Knight Proxy Card.

EX-99.1 Exhibit 99.1 BLACK KNIGHT, INC. 601 RIVERSIDE AVENUE JACKSONVILLE, FL 32204 VOTE BY INTERNET Before The Meeting - Go to www.proxyvote.com or scan the QR Barcode above Use the Internet to transmit your voting instructions and for electronic delivery of information up until 11:59 P.M. Eastern Time on April 27, 2023. Have your proxy card in hand when you access the website and follow the inst

March 24, 2023 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 2 ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 Or ☐ TRANSITION REP

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 2 ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36198 INTERCON

March 15, 2023 POS AM

As filed with the Securities and Exchange Commission on March 15, 2023

POS AM Table of Contents As filed with the Securities and Exchange Commission on March 15, 2023 Registration No.

March 15, 2023 EX-FILING FEES

Filing Fee Table.

Exhibit 107 Calculation of Filing Fee Tables Form S-4 (Form Type) Intercontinental Exchange, Inc.

March 15, 2023 EX-4.26

Description of ICE’s Securities Registered under Section 12 of the Exchange Act

EX-4.26 Exhibit 4.26 Description of Intercontinental Exchange, Inc.’s Securities Registered Under Section 12 of the Exchange Act The following summary of the capital stock of Intercontinental Exchange, Inc. (“ICE”) is based on and qualified by ICE’s sixth amended and restated certificate of incorporation (the “certificate of incorporation”) and ICE’s ninth amended and restated bylaws (the “bylaws”

March 15, 2023 EX-99.2

Consent of J.P. Morgan Securities LLC.

EX-99.2 Exhibit 99.2 CONSENT OF J.P. MORGAN SECURITIES LLC We hereby consent to (i) the use of our opinion letter dated March 7, 2023 to the Board of Directors of Black Knight, Inc. (the “Company”) included as Annex B to the proxy statement/prospectus relating to the proposed transaction between the Company and Intercontinental Exchange, Inc. (“ICE”), which forms a part of Post-Effective Amendment

March 15, 2023 10-K/A

Power of Attorney.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36198 INTERCON

March 9, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 9, 2023 Intercontinental Ex

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 9, 2023 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Commissi

March 9, 2023 425

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 9, 2023 Intercontinental Ex

425 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 9, 2023 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Comm

March 9, 2023 EX-99.1

Intercontinental Exchange Responds to the FTC’s Attempt to Block ICE’s Acquisition of Black Knight

EX-99.1 Exhibit 99.1 Intercontinental Exchange Responds to the FTC’s Attempt to Block ICE’s Acquisition of Black Knight ATLANTA & NEW YORK – March 09, 2023 – (BUSINESS WIRE) Intercontinental Exchange, Inc. (NYSE: ICE), a leading global provider of data, technology, and market infrastructure, announced today that it strongly disagrees with, and will vigorously oppose, the Federal Trade Commission (

March 7, 2023 EX-2.1

Amendment No. 1, dated as of March 7, 2023, to the Agreement and Plan of Merger, dated as of May 4, 2022, among Intercontinental Exchange, Inc., Sand Merger Sub Corporation and Black Knight, Inc. (incorporated by reference to Exhibit 2.1 to Intercontinental Exchange, Inc.’s Current Report on Form 8-K filed with the SEC on March 7, 2023, File No. 001-36198).

EX-2.1 Exhibit 2.1 Execution Version AMENDMENT NO. 1 TO THE AGREEMENT AND PLAN OF MERGER THIS AMENDMENT NO. 1 (this “Amendment”), dated as of March 7, 2023, to the Agreement and Plan of Merger, dated as of May 4, 2022 (the “Merger Agreement”), by and among Intercontinental Exchange, Inc., a Delaware corporation (“Parent”), Sand Merger Sub Corporation, a Delaware corporation and a Subsidiary of Par

March 7, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2023 Intercontinental Ex

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2023 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Commissi

March 7, 2023 EX-99.1

Black Knight and Intercontinental Exchange Announce Agreement to Sell Black Knight’s Empower LOS Business to Constellation Software Inc. and Revised Terms of Merger Agreement Divestiture contingent on closing of ICE’s acquisition of Black Knight Amen

EX-99.1 Exhibit 99.1 March 7, 2023 Black Knight and Intercontinental Exchange Announce Agreement to Sell Black Knight’s Empower LOS Business to Constellation Software Inc. and Revised Terms of Merger Agreement Divestiture contingent on closing of ICE’s acquisition of Black Knight Amended transaction terms value Black Knight at $75 per share ATLANTA, NEW YORK & JACKSONVILLE – March 7, 2023 – (BUSIN

March 7, 2023 425

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2023 Intercontinental Ex

425 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2023 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Comm

February 9, 2023 SC 13G/A

ICE / Intercontinental Exchange Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 tv01165-intercontinentalexch.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 9)* Name of issuer: Intercontinental Exchange Inc. Title of Class of Securities: Common Stock CUSIP Number: 45866F104 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate

February 3, 2023 SC 13G/A

ICE / Intercontinental Exchange Inc / BlackRock Inc. Passive Investment

us45866f1049020223.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 9) INTERCONTINENTAL EXCHANGE INC - (Name of Issuer) Common Stock - (Title of Class of Securities) 45866F104 - (CUSIP Number) December 31, 2022 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule

February 2, 2023 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36198 INTERCONTINENTA

February 2, 2023 EX-21.1

Subsidiaries of Intercontinental Exchange, Inc.

Exhibit 21.1 The following is a list of Intercontinental Exchange, Inc.’s significant legal entity subsidiaries as of December 31, 2022, as defined by SEC rules, and the states or jurisdictions in which they are organized. The list includes the parent company of significant subsidiaries even if the parent company did not meet the definition of a significant subsidiary. Excluded from the list are s

February 2, 2023 EX-99.1

Intercontinental Exchange Reports Strong Full Year 2022 Results 17th consecutive year of record revenues

Exhibit 99.1 Intercontinental Exchange Reports Strong Full Year 2022 Results 17th consecutive year of record revenues Jeffrey C. Sprecher, ICE Chair & Chief Executive Officer, said, "We are pleased to report our 17th consecutive year of record revenues. Amidst a dynamic macroeconomic environment, our strong results reflect the "all-weather" nature of our business model. Our customers continue to r

February 2, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 2, 2023 Intercontinental

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 2, 2023 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (C

February 2, 2023 EX-10.9

Intercontinental Exchange, Inc. Annual Executive Bonus Plan.

EXHIBIT 10.9 INTERCONTINENTAL EXCHANGE, INC. ANNUAL EXECUTIVE BONUS PLAN 1.Effective Date and Purpose The Compensation Committee (the “Committee”) of the Board of Directors (the “Board”) Intercontinental Exchange, Inc. (“ICE” and, together with its subsidiaries and affiliates and their respective successors and assigns, the “Company”) hereby adopts the Intercontinental Exchange, Inc. Annual Execut

February 2, 2023 EX-10.17

Form of Performance-Based Restricted Stock Unit Award Agreement (EBITDA and TSR) used with respect to grants of performance-based restricted stock units by the Company under the Intercontinental Exchange, Inc. 2022 Omnibus Employee Incentive Plan.

EXHIBIT 10.17 INTERCONTINENTAL EXCHANGE, INC. 2022 OMNIBUS EMPLOYEE INCENTIVE PLAN 2023 PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT (EBITDA AND TSR) Grantee: [ NAME ] Number of Performance-Based Restricted Stock Units: [ * ] Grant Date: [ DATE ] This Performance-Based Restricted Stock Unit Award Agreement (the “Award Agreement”) is dated this [ DATE ] (the “Grant Date”) by and between

February 2, 2023 EX-10.18

Form of Performance-Based Restricted Stock Unit Award Agreement (Relative 3-Year TSR) used with respect to grants of performance-based restricted stock units by the Company under the Intercontinental Exchange, Inc. 2022 Omnibus Employee Incentive Plan.

EX-10.18 4 ice20221231ex1018.htm EX-10.18 EXHIBIT 10.18 INTERCONTINENTAL EXCHANGE, INC. 2022 OMNIBUS EMPLOYEE INCENTIVE PLAN 2023 PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT (RELATIVE 3-YEAR TSR) Grantee: [ NAME ] Number of Performance-Based Restricted Stock Units: [ * ] Grant Date: [ DATE ] This Performance-Based Restricted Stock Unit Award Agreement (the “Award Agreement”) is dated t

November 3, 2022 425

Filed by Intercontinental Exchange, Inc.

Filed by Intercontinental Exchange, Inc. Pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Black Knight, Inc. Commission File No.: 001-37394 Date: November 3, 2022 The following are excerpts of the transcript of Intercontinental Exchange, Inc.?s Q3 2022 Earnings Call held on November 3, 2022: ? Katia Gonzalez Senior Analyst, Investor Relations, Intercontinental Exchange, Inc.

November 3, 2022 EX-99.1

Intercontinental Exchange Reports Strong Third Quarter 2022

Exhibit 99.1 Intercontinental Exchange Reports Strong Third Quarter 2022 ? 3Q22 net revenues of $1.8 billion; +1% y/y; +3% y/y, constant currency (CC)* Jeffrey C. Sprecher, ICE Chair & Chief Executive Officer, said, "We are pleased to report strong third quarter results that extend our track record of growth. Amidst a backdrop of continued geopolitical and macroeconomic uncertainty, our strong thi

November 3, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 3, 2022 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Commi

November 3, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36198 INTERC

October 28, 2022 8-K

Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 28, 2022 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Commi

August 22, 2022 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 22, 2022 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Commis

August 22, 2022 EX-3.1

Sixth Amended and Restated Certificate of Incorporation of Intercontinental Exchange, Inc., effective August 22, 2022 (incorporated by reference to Exhibit 3.1 to Intercontinental Exchange, Inc.'s Current Report on Form 8-K filed with the SEC on August 22, 2022, File No. 001-36198).

Exhibit 3.1 SIXTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF INTERCONTINENTAL EXCHANGE, INC. Intercontinental Exchange, Inc., a corporation organized and existing under the laws of the State of Delaware (the ?Corporation?), hereby certifies as follows: (1) The present name of the Corporation is Intercontinental Exchange, Inc. The name under which the Corporation was originally incorporat

August 22, 2022 EX-3.2

Ninth Amended and Restated Bylaws of Intercontinental Exchange, Inc., effective August 22, 2022 (incorporated by reference to Exhibit 3.2 to Intercontinental Exchange, Inc.'s Current Report on Form 8-K filed with the SEC on August 22, 2022, File No. 001-36198).

Exhibit 3.2 NINTH AMENDED AND RESTATED BYLAWS OF INTERCONTINENTAL EXCHANGE, INC. Adopted effective August 22, 2022 TABLE OF CONTENTS Page ARTICLE I ? OFFICES 1 ARTICLE II ? MEETINGS OF STOCKHOLDERS 1 ARTICLE III ? DIRECTORS 19 ARTICLE IV ? NOTICES 23 ARTICLE V ? OFFICERS 23 ARTICLE VI ? CERTIFICATE OF STOCK 24 ARTICLE VII ? JURISDICTION 25 ARTICLE VIII ? CONFIDENTIAL INFORMATION 26 ARTICLE IX ? CO

August 19, 2022 424B3

MERGER PROPOSED?YOUR VOTE IS VERY IMPORTANT August 19, 2022 Dear Stockholder of Black Knight, Inc.:

424B3 1 d331753d424b3.htm 424B3 Table of Contents Filed pursuant to Rule 424(b)(3) Registration No. 333-265709 MERGER PROPOSED—YOUR VOTE IS VERY IMPORTANT August 19, 2022 Dear Stockholder of Black Knight, Inc.: On behalf of the board of directors of Black Knight, Inc., which we refer to as “Black Knight,” we are pleased to enclose the accompanying proxy statement/prospectus relating to the propose

August 17, 2022 CORRESP

Intercontinental Exchange, Inc. 5660 New Northside Drive, Third Floor Atlanta, Georgia 30328

Intercontinental Exchange, Inc. 5660 New Northside Drive, Third Floor Atlanta, Georgia 30328 August 17, 2022 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: Susan Block, John Stickel Re: Intercontinental Exchange, Inc. Registration Statement on Form S-4 File No. 333-265709 Ladies and Gentlemen: Pursuant to Rule 461 u

August 15, 2022 EX-99.1

Form of Black Knight Proxy Card.

Exhibit 99.1 SCAN TO VIEW MATERIALS & VOTE w BLACK KNIGHT, INC. 601 RIVERSIDE AVENUE VOTE BY INTERNET JACKSONVILLE, FL 32204 Before The Meeting?Go to www.proxyvote.com or scan the QR Barcode above Use the Internet to transmit your voting instructions and for electronic delivery of information up until 11:59 P.M. Eastern Time on September 20, 2022. Have your proxy card in hand when you access the w

August 15, 2022 S-4/A

As filed with the Securities and Exchange Commission on August 15, 2022

Table of Contents As filed with the Securities and Exchange Commission on August 15, 2022 Registration No.

August 15, 2022 EX-99.2

Consent of J.P. Morgan Securities LLC.

Exhibit 99.2 CONSENT OF J.P. MORGAN SECURITIES LLC We hereby consent to (i) the use of our opinion letter dated May 4, 2022 to the Board of Directors of Black Knight, Inc. (the ?Company?) included as Annex B to the proxy statement/prospectus relating to the proposed transaction between the Company and Intercontinental Exchange, Inc. (?ICE?), which forms a part of Amendment No. 2 to the Registratio

August 4, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36198 INTERCONTIN

August 4, 2022 EX-10.3

The Eleventh Amendment, dated as of May 11, 2022, by and among Intercontinental Exchange, Inc., as borrower, the lenders party thereto and Wells Fargo Bank, National Association, as administrative agent, amending that certain Credit Agreement, dated as of April 3, 2014, by and among Intercontinental Exchange, Inc., as borrower, the lenders party thereto and Wells Fargo Bank, National Association, as administrative agent (as amended by the First Amendment to Credit Agreement, dated as of May 15, 2015, the Second Amendment to Credit Agreement, dated as of November 9, 2015, the Third Amendment to Credit Agreement, dated as of November 13, 2015, the Fourth Amendment to Credit Agreement, dated as of August 18, 2017, the Fifth Amendment to Credit Agreement, dated as of August 18, 2017, the Sixth Amendment to Credit Agreement, dated as of August 9, 2018, the Seventh Amendment to Credit Agreement, dated as of August 14, 2020, the Eighth Amendment to Credit Agreement, dated as of August 21, 2020, the Ninth Amendment to Credit Agreement, dated as of March 8, 2021 and the Tenth Amendment to Credit Agreement, dated as of October 15, 2021) (incorporated by reference to Exhibit 10.3 to Intercontinental Exchange, Inc.’s Quarterly Report on Form 10-Q filed with the SEC on August 4, 2022, File No. 001-36198).

EXHIBIT 10.3 ELEVENTH AMENDMENT TO CREDIT AGREEMENT This ELEVENTH AMENDMENT TO CREDIT AGREEMENT (this ?Amendment?), dated as of May 11, 2022 is entered into by and among INTERCONTINENTAL EXCHANGE, INC., a Delaware corporation (the ?Borrower?), the Lenders (as hereinafter defined) party hereto, and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Administrative Agent. RECITALS A. The Borrower, the severa

August 4, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 4, 2022 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Commiss

August 4, 2022 EX-99.1

Intercontinental Exchange Reports Strong Second Quarter 2022

Exhibit 99.1 Intercontinental Exchange Reports Strong Second Quarter 2022 ? 2Q22 net revenues of $1.8 billion, +6% y/y ? 2Q22 GAAP diluted EPS of $0.99, down 55% y/y, primarily due to the 2Q21 pre-tax gain of $1.23 billion related to the full divestment of our stake in Coinbase ? 2Q22 adj. diluted EPS of $1.32, +14% y/y ? 2Q22 operating income of $869 million, +9% y/y; adj. operating income of $1.

July 22, 2022 EX-FILING FEES

Filing Fee Table

Exhibit 107 Calculation of Filing Fee Tables Form S-4 (Form Type) Intercontinental Exchange, Inc.

July 22, 2022 EX-99.2

Consent of J.P. Morgan Securities LLC.

Exhibit 99.2 CONSENT OF J.P. MORGAN SECURITIES LLC We hereby consent to (i) the use of our opinion letter dated May 4, 2022 to the Board of Directors of Black Knight, Inc. (the ?Company?) included as Annex B to the proxy statement/prospectus relating to the proposed transaction between the Company and Intercontinental Exchange, Inc. (?ICE?), which forms a part of Amendment No. 1 to the Registratio

July 22, 2022 CORRESP

599 Lexington Avenue New York, NY 10022-6069

CORRESP 1 filename1.htm 599 Lexington Avenue New York, NY 10022-6069 +1.212.848.4000 By EDGAR July 22, 2022 John Stickel U.S. Securities and Exchange Commission Division of Corporation Finance Office of Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Intercontinental Exchange, Inc. Registration Statement on Form S-4 Filed June 17, 2022 File No. 333-265709 Ladies and Gentlemen: This letter re

July 22, 2022 S-4/A

As filed with the Securities and Exchange Commission on July 22, 2022

S-4/A 1 d331753ds4a.htm S-4/A Table of Contents As filed with the Securities and Exchange Commission on July 22, 2022 Registration No. 333-265709 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 INTERCONTINENTAL EXCHANGE, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 62

July 14, 2022 LETTER

LETTER

United States securities and exchange commission logo July 14, 2022 Jeffrey Sprecher Chief Executive Officer Intercontinental Exchange, Inc.

July 7, 2022 425

Opinion: ICE’s Joe Tyrrell on the Black Knight acquisition President of ICE Mortgage Technology answers frequently asked questions about the acquisition

Filed by Intercontinental Exchange, Inc. Pursuant to Rule 425 under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Black Knight, Inc. Commission File No.: 001-37394 Date: July 7, 2022 On July 7, 2022, HousingWire published the following Q&A with Joe Tyrrell, President of ICE Mortgage Technology: Opinion: ICE’s Joe Tyrr

June 17, 2022 S-4

As filed with the Securities and Exchange Commission on June 17, 2022

S-4 1 d331753ds4.htm FORM S-4 Table of Contents As filed with the Securities and Exchange Commission on June 17, 2022 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 INTERCONTINENTAL EXCHANGE, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 6200 46-2286804 (State or o

June 17, 2022 EX-FILING FEES

Filing Fee Table

Exhibit 107 Calculation of Filing Fee Tables Form S-4 (Form Type) Intercontinental Exchange, Inc.

June 17, 2022 EX-99.2

Consent of J.P. Morgan Securities LLC.

Exhibit 99.2 CONSENT OF J.P. MORGAN SECURITIES LLC We hereby consent to (i) the use of our opinion letter dated May 4, 2022 to the Board of Directors of Black Knight, Inc. (the ?Company?) included as Annex B to the proxy statement/prospectus relating to the proposed transaction between the Company and Intercontinental Exchange, Inc. (?ICE?), which forms a part of the registration statement on Form

June 13, 2022 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 13, 2022 (June 12, 2022) Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorpor

June 10, 2022 425

Filed by Intercontinental Exchange, Inc.

Filed by Intercontinental Exchange, Inc. Pursuant to Rule 425 under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Black Knight, Inc. Commission File No.: 001-37394 Date: June 10, 2022 On June 9, 2022, the Chair and Chief Executive Officer of Intercontinental Exchange, Inc. spoke at the Piper Sandler Global Exchange &

June 7, 2022 425

Filed by Intercontinental Exchange, Inc.

Filed by Intercontinental Exchange, Inc. Pursuant to Rule 425 under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Black Knight, Inc. Commission File No.: 001-37394 Date: June 7, 2022 On June 6, 2022, Intercontinental Exchange, Inc. sent its employees a link to a video of remarks made by its Chair and Chief Executive O

June 6, 2022 425

Filed by Intercontinental Exchange, Inc.

Filed by Intercontinental Exchange, Inc. Pursuant to Rule 425 under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Black Knight, Inc. Commission File No.: 001-37394 Date: June 6, 2022 On June 3, 2022, Intercontinental Exchange, Inc. posted on its internal employee website a webcast of remarks made by certain of its sen

June 1, 2022 425

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 1, 2022 (May 25, 2022) Inter

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 1, 2022 (May 25, 2022) Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporat

June 1, 2022 EX-10.1

The Twelfth Amendment, dated as of May 25, 2022, by and among Intercontinental Exchange, Inc., as borrower, the lenders party thereto and Wells Fargo Bank, National Association, as administrative agent, amending that certain Credit Agreement, dated as of April 3, 2014, by and among Intercontinental Exchange, Inc., as borrower, the lenders party thereto and Wells Fargo Bank, National Association, as administrative agent (as amended by the First Amendment to Credit Agreement, dated as of May 15, 2015, the Second Amendment to Credit Agreement, dated as of November 9, 2015, the Third Amendment to Credit Agreement, dated as of November 13, 2015, the Fourth Amendment to Credit Agreement, dated as of August 18, 2017, the Fifth Amendment to Credit Agreement, dated as of August 18, 2017, the Sixth Amendment to Credit Agreement, dated as of August 9, 2018, the Seventh Amendment to Credit Agreement, dated as of August 14, 2020, the Eighth Amendment to Credit Agreement, dated as of August 21, 2020, the Ninth Amendment to Credit Agreement, dated as of March 8, 2021, the Tenth Amendment to Credit Agreement, dated as of October 15, 2021, and the Eleventh Amendment to Credit Agreement, dated as of May 11, 2022) (incorporated by reference to Exhibit 10.1 to Intercontinental Exchange, Inc.’s Current Report on Form 8-K filed with the SEC on June 1, 2022, File No. 001-36198).

Exhibit 10.1 Execution Version TWELFTH AMENDMENT TO CREDIT AGREEMENT This TWELFTH AMENDMENT TO CREDIT AGREEMENT (this ?Amendment?), dated as of May 25, 2022, is entered into by and among INTERCONTINENTAL EXCHANGE, INC., a Delaware corporation (the ?Borrower?), the Lenders (as hereinafter defined) party hereto, and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Administrative Agent. RECITALS A. The Bor

June 1, 2022 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 1, 2022 (May 25, 2022) Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporat

June 1, 2022 EX-10.2

Term Loan Credit Agreement, dated as of May 25, 2022, by and among Intercontinental Exchange, Inc., as borrower, the lenders party thereto and Wells Fargo Bank, National Association, as administrative agent (incorporated by reference to Exhibit 10.2 to Intercontinental Exchange, Inc.’s Current Report on Form 8-K filed with the SEC on June 1, 2022, File No. 001-36198).

EXHIBIT 10.2 CUSIP Number: Deal # [?] Term Loans CUSIP # [?] Execution Version TERM LOAN CREDIT AGREEMENT among INTERCONTINENTAL EXCHANGE, INC. as Borrower, THE LENDERS NAMED HEREIN, WELLS FARGO BANK, NATIONAL ASSOCIATION, as Administrative Agent BANK OF AMERICA, N.A., and GOLDMAN SACHS BANK USA, as Co-Syndication Agents and CITIBANK, N.A., CREDIT SUISSE AG, NEW YORK BRANCH, MUFG BANK, LTD., and P

May 23, 2022 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 23, 2022 INTERCONTINENTAL EXCHANGE, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-36198 46-2286804 (Commi

May 23, 2022 EX-1.1

Underwriting Agreement dated as of May 12, 2022 between Intercontinental Exchange, Inc. and BofA Securities, Inc., Goldman Sachs & Co. LLC and Wells Fargo Securities, LLC, as representatives of the underwriters named therein.

Exhibit 1.1 INTERCONTINENTAL EXCHANGE, INC. $8,000,000,000 3.650% Notes due 2025 4.000% Notes due 2027 4.350% Notes due 2029 4.600% Notes due 2033 4.950% Notes due 2052 5.200% Notes due 2062 UNDERWRITING AGREEMENT May 12, 2022 BofA Securities, Inc. Goldman Sachs & Co. LLC Wells Fargo Securities, LLC Underwriting Agreement May 12, 2022 BOFA SECURITIES, INC. One Bryant Park New York, New York 10036

May 23, 2022 EX-4.1

Fourth Supplemental Indenture dated as of May 23, 2022 between Intercontinental Exchange, Inc., as issuer, and Computershare Trust Company, N.A., as trustee (incorporated by reference to Exhibit 4.1 to Intercontinental Exchange, Inc.'s Current Report on Form 8-K filed with the SEC on May 23, 2022, File No. 001-36198).

Exhibit 4.1 INTERCONTINENTAL EXCHANGE, INC., as Issuer, and COMPUTERSHARE TRUST COMPANY, N.A., as Trustee Fourth Supplemental Indenture Dated as of May 23, 2022 to Senior Debt Indenture Dated as of August 13, 2018 Establishing six series of Securities designated 3.650% Senior Notes due 2025 4.000% Senior Notes due 2027 4.350% Senior Notes due 2029 4.600% Senior Notes due 2033 4.950% Senior Notes d

May 17, 2022 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 17, 2022 (May 13, 2022) Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporat

May 16, 2022 EX-FILING FEES

Calculation of Filing Fee Tables (Form Type) Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry For

Exhibit 107 Calculation of Filing Fee Tables 424(b)(2) (Form Type) Intercontinental Exchange, Inc.

May 16, 2022 424B2

INTERCONTINENTAL EXCHANGE, INC. $1,250,000,000 3.650% SENIOR NOTES DUE 2025 $1,500,000,000 4.000% SENIOR NOTES DUE 2027 $1,250,000,000 4.350% SENIOR NOTES DUE 2029 $1,500,000,000 4.600% SENIOR NOTES DUE 2033 $1,500,000,000 4.950% SENIOR NOTES DUE 205

Table of Contents Filed Pursuant to Rule 424(b)(2) Registration No. 333-253816 PROSPECTUS SUPPLEMENT (to Prospectus dated March 3, 2021) INTERCONTINENTAL EXCHANGE, INC. $1,250,000,000 3.650% SENIOR NOTES DUE 2025 $1,500,000,000 4.000% SENIOR NOTES DUE 2027 $1,250,000,000 4.350% SENIOR NOTES DUE 2029 $1,500,000,000 4.600% SENIOR NOTES DUE 2033 $1,500,000,000 4.950% SENIOR NOTES DUE 2052 $1,000,000,

May 13, 2022 S-8 POS

As filed with the Securities and Exchange Commission on May 13, 2022

As filed with the Securities and Exchange Commission on May 13, 2022 Registration No.

May 13, 2022 EX-FILING FEES

Filing Fee Table.*

Exhibit 107 CALCULATION OF FILING FEE Form S-8 (Form type) Intercontinental Exchange, Inc.

May 13, 2022 S-8

As filed with the Securities and Exchange Commission on May 13, 2022

Table of Contents As filed with the Securities and Exchange Commission on May 13, 2022 Registration No.

May 13, 2022 S-8 POS

As filed with the Securities and Exchange Commission on May 13, 2022

As filed with the Securities and Exchange Commission on May 13, 2022 Registration No.

May 12, 2022 424B5

SUBJECT TO COMPLETION, DATED MAY 12, 2022

Table of Contents The information in this preliminary prospectus supplement is not complete and may be changed.

May 12, 2022 FWP

INTERCONTINENTAL EXCHANGE, INC. May 12, 2022 $1,250,000,000 3.650% SENIOR NOTES DUE 2025 $1,500,000,000 4.000% SENIOR NOTES DUE 2027 $1,250,000,000 4.350% SENIOR NOTES DUE 2029 $1,500,000,000 4.600% SENIOR NOTES DUE 2033 $1,500,000,000 4.950% SENIOR

Final Term Sheet Filed Pursuant to Rule 433 Registration Statement No. 333-253816 Supplementing the Preliminary Prospectus Supplement dated May 12, 2022 (To the Prospectus dated March 3, 2021) INTERCONTINENTAL EXCHANGE, INC. May 12, 2022 $1,250,000,000 3.650% SENIOR NOTES DUE 2025 $1,500,000,000 4.000% SENIOR NOTES DUE 2027 $1,250,000,000 4.350% SENIOR NOTES DUE 2029 $1,500,000,000 4.600% SENIOR N

May 6, 2022 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State

May 6, 2022 EX-2.1

Agreement and Plan of Merger, dated as of May 4, 2022, among Intercontinental Exchange, Inc., Sand Merger Sub Corporation and Black Knight, Inc. (incorporated by reference to Exhibit 2.1 to Intercontinental Exchange, Inc.'s Current Report on Form 8-K filed with the SEC on May 6, 2022, File No. 001-36198).

Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER dated as of May 4, 2022, among INTERCONTINENTAL EXCHANGE, INC., SAND MERGER SUB CORPORATION and BLACK KNIGHT, INC. TABLE OF CONTENTS Page ARTICLE I The Merger SECTION 1.01. The Merger 1 SECTION 1.02. Closing 1 SECTION 1.03. Effective Time 1 SECTION 1.04. Effects of the Merger 2 SECTION 1.05. Certificate of Incorporation and Bylaws 2 SECTIO

May 6, 2022 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 6, 2022 (May 4, 2022) Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporatio

May 6, 2022 425

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 6, 2022 (May 4, 2022) Interco

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 6, 2022 (May 4, 2022) Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporatio

May 5, 2022 425

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 4, 2022 Intercontinental Exch

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 4, 2022 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Commission

May 5, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36198 INTERCONTI

May 5, 2022 SC 13D/A

VIH / VPC Impact Acquisition Holdings Class A / Intercontinental Exchange, Inc. - AMENDMENT NO. 1 Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) BAKKT HOLDINGS, INC. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 05759B107 (CUSIP Number) Andrew J. Surdykowski Intercontinental Exchange, Inc. 5660 New Northside Drive Atlanta, GA 30328 770-857-4700 With a Copy to: Rory B. O?Hall

May 5, 2022 EX-99.1

GAAP AND NON-GAAP RESULTS This presentation includes non-GAAP measures that exclude certain items we do not consider reflective of our cash operations and core business performance. We believe that the presentation of these non-GAAP measures provides

ICE + Black Knight Strengthening the overall mortgage ecosystem for the benefit of all consumers May 5, 2022 Exhibit 99.

May 5, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 5, 2022 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Commission

May 5, 2022 425

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 5, 2022 Intercontinental Exch

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 5, 2022 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Commission

May 5, 2022 425

Filed by Intercontinental Exchange, Inc.

Filed by Intercontinental Exchange, Inc. Pursuant to Rule 425 under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Black Knight, Inc. Commission File No.: 001-37394 Date: May 5, 2022 The following are excerpts of the transcript of Intercontinental Exchange, Inc.?s Q1 2022 Earnings Call held on May 5, 2022: ? Jeffrey Cr

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