Grundlæggende statistik
LEI | 549300S6K4FWUSB9KM27 |
CIK | 1718512 |
SEC Filings
SEC Filings (Chronological Order)
July 30, 2025 |
Gates Industrial Reports Second-Quarter 2025 Results Gates Industrial Reports Second-Quarter 2025 Results Denver, CO, July 30, 2025 Gates Industrial Corporation plc (NYSE:GTES), a leading global provider of application-specific fluid power and power transmission solutions, today reported results for the second quarter ended June 28, 2025. |
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July 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 30, 2025 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commissio |
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July 30, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 28, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38366 Gate |
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June 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 5, 2025 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commission |
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May 29, 2025 |
Conflict Minerals Report of Gates Industrial Corporation plc Exhibit 1.01 Gates Industrial Corporation plc Conflict Minerals Report For the Reporting Period from January 1, 2024 to December 31, 2024 This Conflict Minerals Report (this “Report”) contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), that reflect m |
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May 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commission File Number) (IRS Employer Incorporation) Identification No.) 1144 Fifteenth Street, Denver, Colorado 80202 (Address of |
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April 30, 2025 |
GLOBAL PERFORMANCE-BASED RESTRICTED STOCK UNIT GRANT NOTICE UNDER THE GATES INDUSTRIAL CORPORATION PLC 2018 OMNIBUS INCENTIVE PLAN Gates Industrial Corporation plc (the “Company”), pursuant to its 2018 Omnibus Incentive Plan, as it may be amended and restated from time to time (the “Plan”), hereby grants to the Participant set forth below the “Maximum Number of Restricted Stock Units” set forth below. |
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April 30, 2025 |
GLOBAL RESTRICTED STOCK UNIT GRANT NOTICE UNDER THE GATES INDUSTRIAL CORPORATION PLC 2018 OMNIBUS INCENTIVE PLAN TIME-BASED VESTING AWARD (Employee) Gates Industrial Corporation plc (the “Company”), pursuant to its 2018 Omnibus Incentive Plan, as it may be amended and restated from time to time (the “Plan”), hereby grants to the Participant set forth below, the number of Restricted Stock Units set forth below. |
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April 30, 2025 |
GLOBAL STOCK APPRECIATION RIGHT GRANT NOTICE UNDER THE GATES INDUSTRIAL CORPORATION PLC 2018 OMNIBUS INCENTIVE PLAN Gates Industrial Corporation plc (the “Company”), pursuant to its 2018 Omnibus Incentive Plan, as it may be amended and restated from time to time (the “Plan”), hereby grants to the Participant set forth below the number of Stock Appreciation Rights in respect of the number of Ordinary Shares set forth below, at a Strike Price per share set forth below. |
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April 30, 2025 |
Exhibit 99.1 Section 13(r) Disclosure After Gates Industrial Corporation plc (“Gates”) filed its Form 10-K for the fiscal year ended December 28, 2024 with the Securities and Exchange Commission (the “SEC”), Blackstone Inc. (“Blackstone”) filed the disclosure reproduced below with respect to its fiscal year ended December 31, 2024, in accordance with Section 13(r) of the Securities Exchange Act of |
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April 30, 2025 |
Gates Industrial Reports First-Quarter 2025 Results Gates Industrial Reports First-Quarter 2025 Results Denver, CO, April 30, 2025 Gates Industrial Corporation plc (NYSE:GTES), a leading global provider of application-specific fluid power and power transmission solutions, today reported results for the first quarter ended March 29, 2025. |
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April 30, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 30, 2025 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commissi |
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April 30, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 29, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38366 Gat |
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April 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ☒ Filed by the Registrant ☐ Filed by a Party other than the Registrant CHECK THE APPROPRIATE BOX: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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April 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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March 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 27, 2025 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commissi |
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February 6, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 28, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38366 Gates In |
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February 6, 2025 |
Gates Industrial Reports Fourth-Quarter and Full Year 2024 Results Gates Industrial Reports Fourth-Quarter and Full Year 2024 Results Denver, CO, February 6, 2025 Fourth-Quarter 2024 Financial Summary ◦Fourth-quarter net sales of $829. |
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February 6, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 6, 2025 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commis |
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February 6, 2025 |
Form of Executive Severance Plan†* GATES INDUSTRIAL CORPORATION PLC EXECUTIVE SEVERANCE PLAN Gates Industrial Corporation plc (the “Company”) has adopted this Executive Severance Plan (the “Plan”) for the benefit of certain management employees of the Company and its Affiliates (hereinafter collectively referred to as the “Company Group”), on the terms and conditions hereinafter stated. |
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February 6, 2025 |
Exhibit 99.1 Section 13(r) Disclosure The disclosures reproduced below were initially included in the periodic reports filed with the Securities and Exchange Commission (the "SEC") by Blackstone Inc. ("Blackstone") with respect to the fiscal quarters ended March 31, 2024, June 30, 2024, and September 30, 2024, in accordance with Section 13(r) of the Securities Exchange Act of 1934, as amended, in |
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February 6, 2025 |
Gates Industrial Corporation plc Securities Trading Policy* GATES INDUSTRIAL CORPORATION PLC SECURITIES TRADING POLICY This Securities Trading Policy (“Policy”) contains the following sections: 1. |
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February 6, 2025 |
Description of Securities of Gates Industrial Corporation plc Exhibit 4.1 DESCRIPTION OF REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following is a brief description of the securities of Gates Industrial Corporation plc (“Gates”) registered pursuant to Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”). This description of the terms of our ordinary shares, par value $0.0 |
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February 6, 2025 |
EXECUTION VERSION AMENDMENT NO. 10 TO CREDIT AGREEMENT AMENDMENT NO. 10 TO CREDIT AGREEMENT, dated as of December 10, 2024 (this “Amendment”), among GATES INDUSTRIAL HOLDCO LIMITED, a corporation incorporated under the laws of England and Wales (“Holdings”), GATES CORPORATION, a Delaware corporation (the “Borrower”), each of the Guarantors party hereto, UBS AG, STAMFORD BRANCH, as administrative a |
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February 6, 2025 |
Subsidiaries of the Registrant* Exhibit 21.1 SUBSIDIARIES OF GATES INDUSTRIAL CORPORATION PLC Name Jurisdiction of Organization or Incorporation Gates Argentina S.A. Argentina Gates Australia Pty, Limited Australia Gates E&S Bahrain WLL Bahrain Gates Distribution Centre N.V. Belgium Gates do Brasil lndustria e Commercio Ltda Brazil Gates Fleximak Ltd British Virgin Islands Atlas Hydraulics Inc. Canada Gates Canada Inc. Canada Ga |
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February 6, 2025 |
Execution Version AMENDMENT NO. 11 TO CREDIT AGREEMENT AMENDMENT NO. 11 TO CREDIT AGREEMENT, dated as of January 21, 2025 (this “Amendment”), among GATES INDUSTRIAL HOLDCO LIMITED, a corporation incorporated under the laws of England and Wales (“Holdings”), GATES CORPORATION, a Delaware corporation (the “Borrower”), each of the Guarantors party hereto, UBS AG, STAMFORD BRANCH, as administrative ag |
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December 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 23, 2024 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commi |
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November 7, 2024 |
GTES / Gates Industrial Corporation plc / Blackstone Holdings III L.P. - SC 13G/A Passive Investment SC 13G/A 1 d811409dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* Gates Industrial Corporation plc (Name of Issuer) Ordinary Shares, par value $0.01 per share (Title of Class of Securities) G39108108 (CUSIP Number) November 5, 2024 (Date of Event which Requires Filing of this Stat |
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November 4, 2024 |
Calculation of Filing Fee Tables Calculation of Filing Fee Tables S-3 Gates Industrial Corp plc Narrative Disclosure The maximum aggregate amount of the securities to which the prospectus relates is 11,635,224. The prospectus is a final prospectus for the related offering. |
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November 4, 2024 |
11,635,224 Shares Gates Industrial Corporation plc Ordinary Shares TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) Registration No. 333-267092 Prospectus Supplement (To Prospectus dated August 26, 2022) 11,635,224 Shares Gates Industrial Corporation plc Ordinary Shares The selling shareholders named in this prospectus supplement are offering 11,635,224 ordinary shares of Gates Industrial Corporation plc. We will not receive any proceeds from the sale of ou |
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October 31, 2024 |
Subject to completion, dated October 31, 2024 TABLE OF CONTENTS The information in this preliminary prospectus supplement and the accompanying prospectus is not complete and may be changed. |
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October 30, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 28, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38366 |
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October 30, 2024 |
Gates Industrial Reports Third-Quarter 2024 Results Gates Industrial Reports Third-Quarter 2024 Results Denver, CO, October 30, 2024 Third-Quarter 2024 Financial Summary ◦Third-quarter net sales of $830. |
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October 30, 2024 |
Exhibit 99.1 Section 13(r) Disclosure After Gates Industrial Corporation plc (“Gates”) filed its Form 10-Q for the quarter ended June 29, 2024 with the Securities and Exchange Commission (the “SEC”), Blackstone Inc. (“Blackstone”) filed the disclosure reproduced below with respect to its quarter ended June 30, 2024, in accordance with Section 13(r) of the Securities Exchange Act of 1934, as amende |
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October 30, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 30, 2024 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commis |
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October 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.) Gates Industrial Corp plc (Name of Issuer) COM (Title of Class of Securities) G39108108 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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August 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 15, 2024 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commiss |
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August 19, 2024 |
20,000,000 Shares Gates Industrial Corporation plc Ordinary Shares TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) Registration No. 333-267092 Prospectus Supplement (To Prospectus dated August 26, 2022) 20,000,000 Shares Gates Industrial Corporation plc Ordinary Shares The selling shareholders named in this prospectus supplement are offering 20,000,000 ordinary shares of Gates Industrial Corporation plc. We will not receive any proceeds from the sale of our |
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August 19, 2024 |
Calculation of Filing Fee Tables Calculation of Filing Fee Tables S-3 Gates Industrial Corp plc Narrative Disclosure The maximum aggregate amount of the securities to which the prospectus relates is 23,000,000. The prospectus is a final prospectus for the related offering. |
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August 16, 2024 |
GATES Announces PRICING OF Secondary Offering of 20,000,000 Ordinary Shares Filed pursuant to Rule 433 Issuer Free Writing Prospectus, dated August 16, 2024 Registration No. |
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August 15, 2024 |
Subject to completion, dated August 15, 2024 TABLE OF CONTENTS The information in this preliminary prospectus supplement and the accompanying prospectus is not complete and may be changed. |
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August 15, 2024 |
GATES Announces Secondary Offering of 20,000,000 Ordinary Shares Filed pursuant to Rule 433 Issuer Free Writing Prospectus, dated August 15, 2023 Registration No. |
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July 31, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 29, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38366 Gate |
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July 31, 2024 |
Exhibit 99.1 Section 13(r) Disclosure After Gates Industrial Corporation plc (“Gates”) filed its Form 10-Q for the quarter ended June 29, 2024 with the Securities and Exchange Commission (the “SEC”), Blackstone Inc. (“Blackstone”) filed the disclosure reproduced below with respect to its quarter ended March 31, 2024, in accordance with Section 13(r) of the Securities Exchange Act of 1934, as amend |
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July 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 31, 2024 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commissio |
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July 31, 2024 |
Gates Industrial Reports Second-Quarter 2024 Results Gates Industrial Reports Second-Quarter 2024 Results Denver, CO, July 31, 2024 Second-Quarter 2024 Financial Summary ◦Second-quarter net sales of $885. |
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June 24, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 20, 2024 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commissio |
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June 17, 2024 |
Gates Welcomes Chief Accounting Officer Gates Welcomes Chief Accounting Officer June 17, 2024 Denver, Colorado, June 17, 2024. |
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June 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 17, 2024 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commissio |
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June 4, 2024 |
Exhibit 4.3 AMENDMENT NO. 9 TO CREDIT AGREEMENT AMENDMENT NO. 9 TO CREDIT AGREEMENT, dated as of June 4, 2024 (this “Amendment”), among OMAHA HOLDINGS LLC, a Delaware limited liability company (“Existing Holdings”), as assignor, GATES INDUSTRIAL HOLDCO LIMITED, a corporation incorporated under the laws of England and Wales (“Parent”), as assignee, OMAHA ACQUISITION INC., a Delaware corporation (“N |
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June 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 4, 2024 Gates Industrial Corporation plc (Exact name of registrant as specified in its charter) England and Wales 001-38366 98-1395184 (State or other jurisdiction of incorporati |
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June 4, 2024 |
Exhibit 4.1 INDENTURE Dated as of June 4, 2024 Among GATES CORPORATION, as the Issuer, the Guarantors from time to time party hereto and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee $500,000,000 6.875% SENIOR NOTES DUE 2029 TABLE OF CONTENTS Page ARTICLE 1 Definitions and Incorporation by Reference Section 1.01. Definitions 1 Section 1.02. Other Definitions 48 Section 1.03. Rules of C |
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May 30, 2024 |
Conflict Minerals Report of Gates Industrial Corporation plc Exhibit 1.01 Gates Industrial Corporation plc Conflict Minerals Report For the Reporting Period from January 1, 2023 to December 31, 2023 This Conflict Minerals Report (this “Report”) contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), that reflect m |
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May 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commission File Number) (IRS Employer Incorporation) Identification No.) 1144 Fifteenth Street, Denver, Colorado 80202 (Address of |
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May 23, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 22, 2024 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commission |
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May 23, 2024 |
GATES ANNOUNCES INTENTION TO OFFER $500 MILLION OF SENIOR NOTES GATES ANNOUNCES INTENTION TO OFFER $500 MILLION OF SENIOR NOTES Denver, Colorado, May 22, 2024. |
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May 23, 2024 |
GATES ANNOUNCES PRICING OF $500 MILLION OF 6.875% SENIOR NOTES DUE 2029 GATES ANNOUNCES PRICING OF $500 MILLION OF 6.875% SENIOR NOTES DUE 2029 Denver, Colorado, May 22, 2024. Gates Industrial Corporation plc (NYSE: GTES, “Gates”) announced today that its indirect subsidiary, Gates Corporation (the “Issuer” and, together with Gates, the “Company”), finalized the terms of the previously announced offering of $500.0 million aggregate principal amount of 6.875% Senior No |
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May 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 15, 2024 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commission |
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May 17, 2024 |
17,500,000 Shares Gates Industrial Corporation plc Ordinary Shares TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) Registration No. 333-267092 Prospectus Supplement (To Prospectus dated August 26, 2022) 17,500,000 Shares Gates Industrial Corporation plc Ordinary Shares The selling shareholders named in this prospectus supplement are offering 17,500,000 ordinary shares of Gates Industrial Corporation plc. We will not receive any proceeds from the sale of our |
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May 17, 2024 |
Exhibit 107 The prospectus supplement to which this Exhibit is attached is a final prospectus for the related offering. The maximum number of ordinary shares sold in such offering is 20,125,000. |
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May 15, 2024 |
Subject to completion, dated May 15, 2024 TABLE OF CONTENTS The information in this preliminary prospectus supplement and the accompanying prospectus is not complete and may be changed. |
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May 1, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38366 Gat |
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May 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 1, 2024 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commission |
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May 1, 2024 |
GLOBAL PERFORMANCE-BASED RESTRICTED STOCK UNIT GRANT NOTICE UNDER THE GATES INDUSTRIAL CORPORATION PLC 2018 OMNIBUS INCENTIVE PLAN Gates Industrial Corporation plc (the “Company”), pursuant to its 2018 Omnibus Incentive Plan, as it may be amended and restated from time to time (the “Plan”), hereby grants to the Participant set forth below the “Maximum Number of Restricted Stock Units” set forth below. |
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May 1, 2024 |
GLOBAL RESTRICTED STOCK UNIT GRANT NOTICE UNDER THE GATES INDUSTRIAL CORPORATION PLC 2018 OMNIBUS INCENTIVE PLAN TIME-BASED VESTING AWARD (Employee) Gates Industrial Corporation plc (the “Company”), pursuant to its 2018 Omnibus Incentive Plan, as it may be amended and restated from time to time (the “Plan”), hereby grants to the Participant set forth below, the number of Restricted Stock Units set forth below. |
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May 1, 2024 |
Gates Industrial Reports First-Quarter 2024 Results Gates Industrial Reports First-Quarter 2024 Results Denver, CO, May 1, 2024 First-Quarter 2024 Financial Summary ◦First-quarter net sales of $862. |
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May 1, 2024 |
PERFORMANCE-BASED RESTRICTED STOCK UNIT GRANT NOTICE UNDER THE GATES INDUSTRIAL CORPORATION PLC 2018 OMNIBUS INCENTIVE PLAN Gates Industrial Corporation plc (the “Company”), pursuant to its 2018 Omnibus Incentive Plan, as it may be amended and restated from time to time (the “Plan”), hereby grants to the Participant set forth below the “Maximum Number of Restricted Stock Units” set forth below. |
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May 1, 2024 |
RESTRICTED STOCK UNIT GRANT NOTICE UNDER THE GATES INDUSTRIAL CORPORATION PLC 2018 OMNIBUS INCENTIVE PLAN TIME-BASED VESTING AWARD (Employee) Gates Industrial Corporation plc (the “Company”), pursuant to its 2018 Omnibus Incentive Plan, as it may be amended and restated from time to time (the “Plan”), hereby grants to the Participant set forth below, the number of Restricted Stock Units set forth below. |
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May 1, 2024 |
GLOBAL STOCK APPRECIATION RIGHT GRANT NOTICE UNDER THE GATES INDUSTRIAL CORPORATION PLC 2018 OMNIBUS INCENTIVE PLAN Gates Industrial Corporation plc (the “Company”), pursuant to its 2018 Omnibus Incentive Plan, as it may be amended and restated from time to time (the “Plan”), hereby grants to the Participant set forth below the number of Stock Appreciation Rights in respect of the number of Ordinary Shares set forth below, at a Strike Price per share set forth below. |
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May 1, 2024 |
RESTRICTED STOCK UNIT GRANT NOTICE UNDER THE GATES INDUSTRIAL CORPORATION PLC 2018 OMNIBUS INCENTIVE PLAN TIME-BASED VESTING AWARD (Employee) Gates Industrial Corporation plc (the “Company”), pursuant to its 2018 Omnibus Incentive Plan, as it may be amended and restated from time to time (the “Plan”), hereby grants to the Participant set forth below, the number of Restricted Stock Units set forth below. |
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May 1, 2024 |
Exhibit 99.1 Section 13(r) Disclosure After Gates Industrial Corporation plc (“Gates”) filed its Form 10-K for the fiscal year ended December 30, 2023 with the Securities and Exchange Commission (the “SEC”), Blackstone Inc. (“Blackstone”) filed the disclosure reproduced below with respect to its fiscal year ended December 31, 2023, in accordance with Section 13(r) of the Securities Exchange Act of |
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April 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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April 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ☒ Filed by the Registrant ☐ Filed by a Party other than the Registrant CHECK THE APPROPRIATE BOX: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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April 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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March 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 25, 2024 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commissi |
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March 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 11, 2024 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commissi |
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February 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 12, 2024 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commi |
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February 14, 2024 |
Exhibit 107 The prospectus supplement to which this Exhibit is attached is a final prospectus for the related offering. The maximum number of ordinary shares sold in such offering is 20,125,000. |
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February 14, 2024 |
17,500,000 Shares Gates Industrial Corporation plc Ordinary Shares TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) Registration No. 333-267092 Prospectus Supplement (To Prospectus dated August 26, 2022) 17,500,000 Shares Gates Industrial Corporation plc Ordinary Shares The selling shareholders named in this prospectus supplement are offering 17,500,000 ordinary shares of Gates Industrial Corporation plc. We will not receive any proceeds from the sale of our |
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February 13, 2024 |
GTES / Gates Industrial Corporation plc / VANGUARD GROUP INC - SCHEDULE 13G Passive Investment SC 13G 1 tv0997-gatesindustrialcorppl.htm SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: Gates Industrial Corp PLC Title of Class of Securities: Common Stock CUSIP Number: G39108108 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rule pu |
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February 13, 2024 |
GATES Announces PRICING OF Secondary Offering of 17,500,000 Ordinary Shares Filed pursuant to Rule 433 Issuer Free Writing Prospectus, dated February 13, 2024 Registration No. |
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February 12, 2024 |
GATES Announces Secondary Offering of 17,500,000 Ordinary Shares Filed pursuant to Rule 433 Issuer Free Writing Prospectus, dated February 12, 2024 Registration No. |
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February 12, 2024 |
Subject to completion, dated February 12, 2024 TABLE OF CONTENTS The information in this preliminary prospectus supplement and the accompanying prospectus is not complete and may be changed. |
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February 9, 2024 |
GTES / Gates Industrial Corporation plc / Blackstone Holdings III L.P. - SC 13G/A Passive Investment SC 13G/A 1 d50463dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* Gates Industrial Corporation plc (Name of Issuer) Ordinary Shares, par value $0.01 per share (Title of Class of Securities) G39108108 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Stat |
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February 8, 2024 |
Incentive Clawback Policy (including form of Agreement)† Gates Industrial Corporation plc Incentive Compensation Clawback Policy This Incentive Compensation Clawback Policy (“Policy”) contains the following sections: 1 Overview 2 Interpretation and Administration 3 Covered Executives 4 Incentive Compensation and Retroactive Effect 5 Recovery of Erroneously Awarded Compensation 6 Forms of Recovery 7 No Indemnification 8 Exceptions to the Recovery Requirement 9 Committee Determination Final 10 Amendment 11 Non-Exclusivity 12 Successors 13 Governing Law 14 Defined Terms 1. |
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February 8, 2024 |
Subsidiaries of the Registrant* Exhibit 21.1 SUBSIDIARIES OF GATES INDUSTRIAL CORPORATION PLC Name Jurisdiction of Organization or Incorporation Gates Argentina S.A. Argentina Gates Australia Pty, Limited Australia Gates E&S Bahrain WLL Bahrain Gates Distribution Centre N.V. Belgium Gates do Brasil lndustria e Commercio Ltda Brazil Gates Fleximak Ltd British Virgin Islands Atlas Hydraulics Inc. Canada Gates Canada Inc. Canada Ga |
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February 8, 2024 |
Exhibit 99.1 Section 13(r) Disclosure The disclosures reproduced below were initially included in the periodic reports filed with the Securities and Exchange Commission (the "SEC") by Blackstone Inc. ("Blackstone") with respect to the fiscal quarters ended March 31, 2023, June 30, 2023, and September 30, 2023, in accordance with Section 13(r) of the Securities Exchange Act of 1934, as amended, in |
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February 8, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 8, 2024 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commis |
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February 8, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38366 Gates In |
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February 8, 2024 |
Gates Industrial Reports Fourth-Quarter and Full Year 2023 Results Gates Industrial Reports Fourth-Quarter and Full Year 2023 Results Denver, CO, February 8, 2024 Fourth-Quarter 2023 Financial Summary ◦Fourth-quarter net sales of $863. |
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December 11, 2023 |
Exhibit 107 The prospectus supplement to which this Exhibit is attached is a final prospectus for the related offering. The maximum number of ordinary shares sold in such offering is 17,250,000. |
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December 11, 2023 |
15,000,000 Shares Gates Industrial Corporation plc Ordinary Shares TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) Registration No. 333-267092 Prospectus Supplement (To Prospectus dated August 26, 2022) 15,000,000 Shares Gates Industrial Corporation plc Ordinary Shares The selling shareholders named in this prospectus supplement are offering 15,000,000 ordinary shares of Gates Industrial Corporation plc. We will not receive any proceeds from the sale of our |
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December 7, 2023 |
Subject to completion, dated December 7, 2023 TABLE OF CONTENTS The information in this preliminary prospectus supplement and the accompanying prospectus is not complete and may be changed. |
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November 3, 2023 |
Gates Industrial Reports Third-Quarter 2023 Results Gates Industrial Reports Third-Quarter 2023 Results Denver, CO, November 3, 2023 Third-Quarter 2023 Financial Summary ◦Record third-quarter net sales of $872. |
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November 3, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 3, 2023 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commis |
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November 3, 2023 |
Exhibit 99.1 Section 13(r) Disclosure After Gates Industrial Corporation plc (“Gates”) filed its Form 10-Q for the quarter ended July 1, 2023 with the Securities and Exchange Commission (the “SEC”), Blackstone Inc. (“Blackstone”) filed the disclosure reproduced below with respect to its quarter ended June 30, 2023, in accordance with Section 13(r) of the Securities Exchange Act of 1934, as amended |
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November 3, 2023 |
Exhibit 10.1 Execution Version AMENDMENT NO. 8 TO CREDIT AGREEMENT AMENDMENT NO. 8 TO CREDIT AGREEMENT, dated as of October 10, 2023 (this “Amendment”), among OMAHA HOLDINGS LLC, a Delaware limited liability company (“Holdings”), GATES GLOBAL LLC (the “Borrower”), GATES CORPORATION (the “Co-Borrower”), each of the Guarantors party hereto, CREDIT SUISSE AG, CAYMAN ISLANDS BRANCH, as administrative |
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November 3, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38366 |
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August 10, 2023 |
Exhibit 107 The prospectus supplement to which this Exhibit is attached is a final prospectus for the related offering. The maximum number of ordinary shares sold in such offering is 17,250,000. |
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August 10, 2023 |
15,000,000 Shares Gates Industrial Corporation plc Ordinary Shares TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) Registration No. 333-267092 Prospectus Supplement (To Prospectus dated August 26, 2022) 15,000,000 Shares Gates Industrial Corporation plc Ordinary Shares The selling shareholders named in this prospectus supplement are offering 15,000,000 ordinary shares of Gates Industrial Corporation plc. We will not receive any proceeds from the sale of our |
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August 8, 2023 |
Subject to completion, dated August 8, 2023 TABLE OF CONTENTS The information in this preliminary prospectus supplement and the accompanying prospectus is not complete and may be changed. |
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August 4, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 4, 2023 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commissi |
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August 4, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 1, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38366 Gates |
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August 4, 2023 |
Gates Industrial Reports Second-Quarter 2023 Results Gates Industrial Reports Second-Quarter 2023 Results Denver, CO, August 4, 2023 Second-Quarter 2023 Financial Summary ◦Record second-quarter net sales of $936. |
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August 4, 2023 |
Exhibit 99.1 Section 13(r) Disclosure After Gates Industrial Corporation plc (“Gates”) filed its Form 10-Q for the quarter ended April 1, 2023 with the Securities and Exchange Commission (the “SEC”), Blackstone Inc. (“Blackstone”) filed the disclosure reproduced below with respect to its quarter ended March 31, 2023, in accordance with Section 13(r) of the Securities Exchange Act of 1934, as amend |
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June 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 8, 2023 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commission |
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May 31, 2023 |
Conflict Minerals Report of Gates Industrial Corporation plc Exhibit 1.01 Gates Industrial Corporation plc Conflict Minerals Report For the Reporting Period from January 1, 2022 to December 31, 2022 This Conflict Minerals Report (this “Report”) contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), that reflect m |
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May 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commission File Number) (IRS Employer Incorporation) Identification No.) 1144 Fifteenth Street, Denver, Colorado 80202 (Address of |
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May 19, 2023 |
22,500,000 Shares Gates Industrial Corporation plc Ordinary Shares TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) Registration No. 333-267092 Prospectus Supplement (To Prospectus dated August 26, 2022) 22,500,000 Shares Gates Industrial Corporation plc Ordinary Shares The selling shareholders named in this prospectus supplement are offering 22,500,000 ordinary shares of Gates Industrial Corporation plc. We will not receive any proceeds from the sale of our |
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May 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 17, 2023 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commission |
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May 19, 2023 |
Exhibit 107 The prospectus supplement to which this Exhibit is attached is a final prospectus for the related offering. The maximum number of ordinary shares sold in such offering is 25,875,000. |
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May 18, 2023 |
GATES Announces PRICING OF Secondary Offering of 22,500,000 Ordinary Shares Filed pursuant to Rule 433 Issuer Free Writing Prospectus, dated May 17, 2023 Registration No. |
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May 16, 2023 |
Subject to completion, dated May 16, 2023 424B5 1 tm2315209-1424b5.htm FORM 424(B)(5) TABLE OF CONTENTS The information in this preliminary prospectus supplement and the accompanying prospectus is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell the securities nor do they seek an offer to buy these securities in any jurisdiction where the offer or sale is not |
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May 16, 2023 |
GATES Announces Secondary Offering of 22,500,000 Ordinary Shares Filed pursuant to Rule 433 Issuer Free Writing Prospectus, dated May 16, 2023 Registration No. |
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May 4, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 1, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38366 Gate |
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May 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 4, 2023 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commission |
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May 4, 2023 |
Exhibit 99.1 Section 13(r) Disclosure After Gates Industrial Corporation plc (“Gates”) filed its Form 10-K for the fiscal year ended December 31, 2022 with the Securities and Exchange Commission (the “SEC”), Blackstone Inc. (“Blackstone”) filed the disclosure reproduced below with respect to such period, in accordance with Section 13(r) of the Securities Exchange Act of 1934, as amended, in regard |
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May 4, 2023 |
gates-amendmentno1to2nda Execution Copy AMENDMENT NO. 1 TO CREDIT AGREEMENT AMENDMENT NO. 1, dated as of March 1, 2023 (this “Amendment”), to the Second Amended and Restated Credit Agreement, dated as July 3, 2014 (as amended and restated on January, 24, 2018 and as further amended and restated on November 18, 2021, the “Existing Credit Agreement”), among OMAHA HOLDINGS LLC, a Delaware limited lia |
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May 4, 2023 |
gates-amendmentno7execut Execution Version AMENDMENT NO. 7 TO CREDIT AGREEMENT AMENDMENT NO. 7, dated as of March 1, 2023 (this “Amendment”) to the Credit Agreement (as amended by Amendment No. 1 dated as of April 7, 2017, as further amended by Amendment No. 2 dated as of November 22, 2017, as further amended by Amendment No. 3 dated as of January 24, 2018, as further amended by Amendment No. 4, d |
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May 4, 2023 |
Gates Industrial Reports First-Quarter 2023 Results Gates Industrial Reports First-Quarter 2023 Results Denver, CO, May 4, 2023 First-Quarter 2023 Financial Summary ◦Record first-quarter net sales of $897. |
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April 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ☒ Filed by the Registrant ☐ Filed by a Party other than the Registrant CHECK THE APPROPRIATE BOX: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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April 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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February 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 11, 2023 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commi |
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February 9, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38366 Gates In |
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February 9, 2023 |
Gates Industrial Reports Fourth-Quarter and Full Year 2022 Results Gates Industrial Reports Fourth-Quarter and Full Year 2022 Results Denver, CO, February 9, 2023 Fourth-Quarter 2022 Highlights ◦Net sales of $893. |
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February 9, 2023 |
GTES / Gates Industrial Corporation plc / Blackstone Holdings III L.P. - SC 13G/A Passive Investment SC 13G/A 1 d451015dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Gates Industrial Corporation plc (Name of Issuer) Ordinary Shares, par value $0.01 per share (Title of Class of Securities) G39108108 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Sta |
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February 9, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 9, 2023 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commis |
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February 9, 2023 |
Subsidiaries of the Registrant* Exhibit 21.1 SUBSIDIARIES OF GATES INDUSTRIAL CORPORATION PLC Name Jurisdiction of Organization or Incorporation Gates Argentina S.A. Argentina Gates Australia Pty, Limited Australia Gates E&S Bahrain WLL Bahrain Gates Distribution Centre N.V. Belgium Gates do Brasil lndustria e Commercio Ltda Brazil Gates Fleximak Ltd British Virgin Islands Atlas Hydraulics Inc. Canada Gates Canada Inc. Canada Ga |
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January 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 29, 2022 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commi |
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November 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 16, 2022 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 Not Applicable (State or Other Jurisdiction of (C |
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November 21, 2022 |
Exhibit 10.1 EXECUTION VERSION AMENDMENT NO. 6 TO CREDIT AGREEMENT AMENDMENT NO. 6 TO CREDIT AGREEMENT, dated as of November 16, 2022 (this ?Amendment?), among OMAHA HOLDINGS LLC, a Delaware limited liability company (?Holdings?), GATES GLOBAL LLC (the ?Existing Borrower?), each of the Guarantors party hereto, CREDIT SUISSE AG, CAYMAN ISLANDS BRANCH, as administrative agent and collateral agent (i |
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November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 8, 2022 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commis |
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November 4, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 1, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38366 Ga |
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November 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 4, 2022 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commis |
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November 4, 2022 |
Gates Industrial Reports Third-Quarter 2022 Results Gates Industrial Reports Third-Quarter 2022 Results Denver, CO, November 4, 2022 Third-Quarter 2022 Highlights ◦Net sales of $860. |
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October 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 21, 2022 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commis |
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August 26, 2022 |
Statement of Eligibility on Form T-1 to act as trustee under the Indenture. EX-25.1 7 tm2223414d2ex25-1.htm EXHIBIT 25.1 Exhibit 25.1 securities and exchange commission Washington, D.C. 20549 FORM T-1 Statement of Eligibility Under The Trust Indenture Act of 1939 of a Corporation Designated to Act as Trustee Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) ¨ U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION (Exact name of Trustee as |
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August 26, 2022 |
Form of Underwriting Agreement for Ordinary Shares sold by selling stockholders. EX-1.1 2 tm2223414d2ex1-1.htm EXHIBIT 1.1 Exhibit 1.1 Gates Industrial Corporation plc Ordinary Shares, par value $0.01 per share [Form of Selling Stockholders] Underwriting Agreement [Date] [●][As representative of the several Underwriters named in Schedule II hereto] c/o [●] Ladies and Gentlemen: Certain stockholders of Gates Industrial Corporation plc, a public limited company incorporated unde |
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August 26, 2022 |
Form of Indenture between Gates Industrial Corporation plc and the trustee. Exhibit 4.1 FORM OF INDENTURE Dated as of [ ] Between GATES INDUSTRIAL CORPORATION PLC, as Issuer and U.S. BANK NATIONAL ASSOCIATION, as Trustee CERTAIN SECTIONS OF THIS INDENTURE RELATING TO SECTIONS 310 THROUGH 318 INCLUSIVE, OF THE TRUST INDENTURE ACT OF 1939 Trust Indenture Act Section Indenture Section Section 310(a)(1) 609 (a)(2) 609 (a)(3) Not Applicable (a)(4) Not Applicable (b) 608 610 Se |
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August 26, 2022 |
As filed with the Securities and Exchange Commission on August 26, 2022. As filed with the Securities and Exchange Commission on August 26, 2022. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Gates Industrial Corporation plc (Exact name of registrant as specified in its charter) England and Wales 98-1395184 (State or other jurisdiction of incorporation or or |
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August 26, 2022 |
EX-FILING FEES 8 tm2223414d2ex-filingfees.htm EX-FILING FEES Exhibit 107.1 Calculation of Filing Fee Tables Form S-3 (Form Type) Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggreg |
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August 26, 2022 |
As filed with the Securities and Exchange Commission on August 26, 2022 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on August 26, 2022 Registration No. |
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August 26, 2022 |
EX-FILING FEES 4 tm2223414d3ex-filingfees.htm EX-FILING FEES Exhibit 107.1 Calculation of Filing Fee Tables Form S-8 (Form Type) Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule(2) Amount Registered(1) Proposed Maximum Offering Price Per Unit(2) Maximum Aggregate Offe |
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August 5, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 5, 2022 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commissi |
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August 5, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 2, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38366 Gates |
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August 5, 2022 |
Gates Industrial Reports Second-Quarter 2022 Results Gates Industrial Reports Second-Quarter 2022 Results Denver, CO, August 5, 2022 Second-Quarter 2022 Highlights ?Net sales of $906. |
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July 29, 2022 |
Retirement and Transition Agreement, dated July 25, 2022, between the Company and Walter Lifsey RETIREMENT AND TRANSITION AGREEMENT This Retirement and Transition Agreement (?Agreement?) is made as of July 25, 2022 (the ?Effective Date?), by and among Gates Corporation (?Company?), Gates Industrial Corporation plc (?Parent?), and Walter Lifsey (the ?Executive?). |
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July 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 25, 2022 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commissio |
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June 10, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 10, 2022 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commissio |
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May 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commission File Number) (IRS Employer Incorporation) Identification No.) 1144 Fifteenth Street, Denver, Colorado 80202 (Address of |
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May 26, 2022 |
Conflict Minerals Report of Gates Industrial Corporation plc Exhibit 1.01 Gates Industrial Corporation plc Conflict Minerals Report For the Reporting Period from January 1, 2021 to December 31, 2021 This Conflict Minerals Report (this “Report”) contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), that reflect m |
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May 4, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 4, 2022 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commission |
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May 4, 2022 |
Gates Industrial Reports First-Quarter 2022 Results Gates Industrial Reports First-Quarter 2022 Results Denver, CO, May 4, 2022 First-Quarter 2022 Financial Summary ?Record first-quarter net sales of $893. |
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May 4, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 2, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38366 Gate |
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April 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) x Filed by the Registrant ? Filed by a Party other than the Registrant CHECK THE APPROPRIATE BOX: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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April 28, 2022 |
Definitive Proxy Statement on Schedule 14A, filed on April 28, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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March 29, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 24, 2022 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 Not Applicable (State or Other Jurisdiction of (Comm |
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March 29, 2022 |
Exhibit 1.1 Gates Industrial Corporation plc Ordinary Shares, par value $0.01 per share Underwriting Agreement March 24, 2022 Citigroup Global Markets Inc. As representative of the several Underwriters named in Schedule II hereto c/o Citigroup Global Markets Inc. 388 Greenwich Street New York, New York 10013 Ladies and Gentlemen: Certain stockholders of Gates Industrial Corporation plc, a public l |
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March 28, 2022 |
? Exhibit 107? The prospectus to which this Exhibit is attached is a final prospectus for the related offering. The maximum aggregate amount for such offering is 5,750,000 ordinary shares. |
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March 28, 2022 |
5,000,000 Shares Gates Industrial Corporation plc Ordinary Shares TABLE OF CONTENTS ?Filed Pursuant to Rule 424(b)(5)? ?Registration No. 333-233051? Prospectus Supplement (To Prospectus dated August 16, 2019) 5,000,000 Shares Gates Industrial Corporation plc Ordinary Shares ? The selling shareholders named in this prospectus supplement are offering 5,000,000 ordinary shares of Gates Industrial Corporation plc. We will not receive any proceeds from the sale of ou |
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March 25, 2022 |
GATES Announces PRICING OF Secondary Offering of 5,000,000 Ordinary Shares Filed pursuant to Rule 433 Issuer Free Writing Prospectus, dated March 24, 2022 Registration No. |
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March 24, 2022 |
GATES Announces Secondary Offering of 5,000,000 Ordinary Shares FWP 1 tm2210331d1fwp.htm FWP Filed pursuant to Rule 433 Issuer Free Writing Prospectus, dated March 24, 2022 Registration No. 333-233051 GATES Announces Secondary Offering of 5,000,000 Ordinary Shares Denver, Colorado, March 24, 2022. Gates Industrial Corporation plc (NYSE: GTES, "Gates" or the “Company”) announced today that certain selling stockholders affiliated with Blackstone Inc. have commen |
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March 24, 2022 |
Subject to completion, dated March 24, 2022 TABLE OF CONTENTS The information in this preliminary prospectus supplement and the accompanying prospectus is not complete and may be changed. |
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March 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 8, 2022 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commissio |
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February 14, 2022 |
Exhibit 1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended, and the rules and regulations thereunder (the ?Exchange Act?) the undersigned hereby agree to the joint filing on behalf of each of them of any filing required by such party under Section 13 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with respect to securities of Gates Industrial Corporation plc, a company formed under the laws of England and Wales, and further agree to the filing, furnishing, and/or incorporation by reference of this Agreement as an exhibit thereto. |
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February 14, 2022 |
GTES / Gates Industrial Corporation plc / Blackstone Holdings III L.P. - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Gates Industrial Corporation plc (Name of Issuer) Ordinary Shares, par value $0.01 per share (Title of Class of Securities) G39108108 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to de |
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February 11, 2022 |
Subsidiaries of the Registrant* Exhibit 21.1 SUBSIDIARIES OF GATES INDUSTRIAL CORPORATION PLC Name Jurisdiction of Organization or Incorporation Gates Argentina S.A. Argentina Gates Australia Pty, Limited Australia Gates E&S Bahrain WLL Bahrain Gates Distribution Centre N.V. Belgium Gates do Brasil lndustria e Commercio Ltda Brazil Gates Fleximak Ltd British Virgin Islands Atlas Hydraulics Inc. Canada Gates Canada Inc. Canada Ga |
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February 11, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 1, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38366 Gates Indu |
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February 7, 2022 |
Gates Industrial Reports Fourth-Quarter and Full-Year 2021 Results Gates Industrial Reports Fourth-Quarter and Full-Year 2021 Results Denver, CO, February 7, 2022 Fourth-Quarter 2021 Highlights ?Net sales up 2. |
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February 7, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 7, 2022 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commis |
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November 22, 2021 |
Exhibit 10.1 Execution Version AMENDMENT NO. 5 TO CREDIT AGREEMENT AMENDMENT NO. 5 TO CREDIT AGREEMENT, dated as of November 18, 2021 (this ?Amendment?), among OMAHA HOLDINGS LLC, a Delaware limited liability company (?Holdings?), GATES GLOBAL LLC (the ?Borrower?), each of the Guarantors party hereto, CREDIT SUISSE AG, CAYMAN ISLANDS BRANCH, as administrative agent and collateral agent (in such ca |
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November 22, 2021 |
Exhibit 10.2 Execution Copy SECOND AMENDED AND RESTATED CREDIT AGREEMENT dated as of July 3, 2014, As amended and restated on January 24, 2018 As amended and restated on November 18, 2021 among OMAHA HOLDINGS LLC, as Holdings, GATES GLOBAL LLC, as U.S. Borrower, GATES INDUSTRIAL CANADA LTD. (f/k/a Tomkins Automotive Canada Limited), as Canadian Borrower THE LENDERS FROM TIME TO TIME PARTY HERETO, |
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November 22, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 18, 2021 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commi |
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November 8, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 2, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38366 Ga |
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November 8, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 8, 2021 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commis |
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November 8, 2021 |
Gates Industrial Reports Third-Quarter 2021 Results Gates Industrial Reports Third-Quarter 2021 Results Denver, CO, November 8, 2021 Third-Quarter 2021 Highlights ?Net sales up 21. |
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October 1, 2021 |
Changes in Control of Registrant, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 28, 2021 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Comm |
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August 13, 2021 |
25,000,000 Shares Gates Industrial Corporation plc Ordinary Shares TABLE OF CONTENTS ?Filed Pursuant to Rule 424(b)(4)? ?Registration No. 333-233051? Prospectus Supplement (To Prospectus dated August 16, 2019) 25,000,000 Shares Gates Industrial Corporation plc Ordinary Shares ? The selling shareholders named in this prospectus supplement are offering 25,000,000 ordinary shares of Gates Industrial Corporation plc. We will not receive any proceeds from the sale of |
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August 13, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 11, 2021 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commiss |
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August 13, 2021 |
EX-1.1 2 tm2119902d3ex1-1.htm EXHIBIT 1.1 Exhibit 1.1 Gates Industrial Corporation plc Ordinary Shares, par value $0.01 per share Underwriting Agreement August 11, 2021 Citigroup Global Markets Inc. Evercore Group, L.L.C. As representatives of the several Underwriters named in Schedule II hereto c/o Citigroup Global Markets Inc. 388 Greenwich Street New Yo |
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August 10, 2021 |
Subject to completion, dated August 10, 2021 TABLE OF CONTENTS The information in this preliminary prospectus supplement and the accompanying prospectus is not complete and may be changed. |
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August 9, 2021 |
Gates Industrial Reports Second-Quarter 2021 Results Gates Industrial Reports Second-Quarter 2021 Results Denver, CO, August 9, 2021 Second-Quarter 2021 Highlights ?Net sales up 58. |
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August 9, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 9, 2021 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commissi |
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August 9, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 3, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38366 Gates |
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June 17, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 17, 2021 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commissio |
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May 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commission File Number) (IRS Employer Incorporation) Identification No.) 1144 Fifteenth Street, Denver, Colorado 80202 (Address of |
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May 28, 2021 |
Conflict Minerals Report of Gates Industrial Corporation plc Exhibit 1.01 Gates Industrial Corporation plc Conflict Minerals Report For the Reporting Period from January 1, 2020 to December 31, 2020 This Conflict Minerals Report (this ?Report?) contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?), that reflect m |
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May 11, 2021 |
Exhibit 10.2 RETIREMENT, TRANSITION AND CONSULTING AGREEMENT This Retirement, Transition and Consulting Agreement (this ?Agreement?) is made as of May 7, 2021 (the ?Effective Date?), by and among Gates Corporation (the ?Company?), Gates Industrial Corporation plc (the ?Parent?), and Roger Gaston (the ?Executive?). WHEREAS, the Executive currently serves as Executive Vice President and Chief Human |
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May 11, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 3, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38366 Gate |
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May 10, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 10, 2021 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commission |
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May 10, 2021 |
Gates Industrial Reports First-Quarter 2021 Results Gates Industrial Reports First-Quarter 2021 Results Denver, CO, May 10, 2021 First-Quarter 2021 Financial Summary ?Net sales up 24. |
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April 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defi |
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April 27, 2021 |
Definitive Proxy Statement on Schedule 14A, filed on April 27, 2021 TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ?????) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? ? Confidential, for Use of the Commission Only (as permitted by |
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April 26, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 22, 2021 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commissi |
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April 1, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 1, 2021 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commissio |
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April 1, 2021 |
Gates Industrial Provides Update on Expectations for First Quarter 2021 Gates Industrial Provides Update on Expectations for First Quarter 2021 Denver, CO, April 1, 2021 Gates Industrial Corporation plc (NYSE:GTES), a global manufacturer of innovative, highly engineered power transmission and fluid power solutions, in light of questions received on recent macro supply chain and logistics disruptions, is providing an update on its performance expectations for the first quarter ending April 3, 2021. |
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March 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 26, 2021 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commi |
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March 1, 2021 |
Exhibit 10.1 Execution Version AMENDMENT NO. 4 TO CREDIT AGREEMENT AMENDMENT NO. 4 TO CREDIT AGREEMENT, dated as of February 24, 2021 (this ?Amendment?), among OMAHA HOLDINGS LLC, a Delaware limited liability company (?Holdings?), GATES GLOBAL LLC (the ?Borrower?), each of the Guarantors party hereto, CREDIT SUISSE AG, CAYMAN ISLANDS BRANCH, as administrative agent and collateral agent (in such ca |
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March 1, 2021 |
22,000,000 Shares Gates Industrial Corporation plc Ordinary Shares TABLE OF CONTENTS ?Filed Pursuant to Rule 424(b)(4)? ?Registration No. 333-233051? Prospectus Supplement (To Prospectus dated August 16, 2019) 22,000,000 Shares Gates Industrial Corporation plc Ordinary Shares ? The selling shareholders named in this prospectus supplement are offering 22,000,000 ordinary shares of Gates Industrial Corporation plc. We will not receive any proceeds from the sale of |
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March 1, 2021 |
Gates Industrial Corporation plc Ordinary Shares, par value $0.01 per share Underwriting Agreement Exhibit 99.1 Execution Version Gates Industrial Corporation plc Ordinary Shares, par value $0.01 per share Underwriting Agreement February 25, 2021 Citigroup Global Markets Inc. Evercore Group, L.L.C. As representatives of the several Underwriters named in Schedule II hereto c/o Citigroup Global Markets Inc. 388 Greenwich Street New York, New York 10013 c/o Evercore Group, L.L.C. 55 East 52nd Stre |
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March 1, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 24, 2021 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 Not Applicable (State or Other Jurisdiction of (C |
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February 23, 2021 |
Subject to completion, dated February 23, 2021 TABLE OF CONTENTS The information in this preliminary prospectus supplement and the accompanying prospectus is not complete and may be changed. |
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February 16, 2021 |
SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Gates Industrial Corporation plc (Name of Issuer) Ordinary Shares, par value $0.01 per share (Title of Class of Securities) G39108108 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate |
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February 10, 2021 |
Exhibit 4.1 DESCRIPTION OF REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following is a brief description of the securities of Gates Industrial Corporation plc (“Gates”) registered pursuant to Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”). This description of the terms of our ordinary shares, par value $0.0 |
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February 10, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 2, 2021 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38366 Gates Indu |
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February 10, 2021 |
Subsidiaries of the Registrant* Exhibit 21.1 SUBSIDIARIES OF GATES INDUSTRIAL CORPORATION PLC Name Jurisdiction of Organization or Incorporation Gates Argentina S.A. Argentina Gates Australia Pty, Limited Australia Gates Engineering & Services Australia Pty Ltd Australia Gates E&S Bahrain WLL Bahrain Gates Distribution Center NV Belgium Gates do Brasil Industria e Comercio Ltda Brazil Gates Fleximak Ltd (BVI) British Virgin Isla |
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February 8, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 8, 2021 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commis |
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February 8, 2021 |
Gates Industrial Reports Fourth-Quarter and Full-Year 2020 Results Gates Industrial Reports Fourth-Quarter and Full-Year 2020 Results Denver, CO, February 8, 2021 Fourth-Quarter 2020 Highlights ◦Net sales up 9. |
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November 4, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 26, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38366 |
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November 3, 2020 |
Gates Industrial Reports Third-Quarter 2020 Results Gates Industrial Reports Third-Quarter 2020 Results Denver, CO, November 3, 2020 Third-Quarter 2020 Highlights ◦Net sales of $712. |
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November 3, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 3, 2020 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commis |
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September 14, 2020 |
Gates Industrial Provides Improved Financial Outlook Gates Industrial Provides Improved Financial Outlook Denver, CO, September 14, 2020 Gates Industrial Corporation plc (NYSE:GTES), a global manufacturer of innovative, highly engineered power transmission and fluid power solutions, today announced an improved financial outlook compared to the outlook provided on August 4, 2020. |
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September 14, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 14, 2020 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Comm |
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August 5, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 27, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38366 Gate |
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August 4, 2020 |
Gates Industrial Reports Second-Quarter 2020 Results Gates Industrial Reports Second-Quarter 2020 Results Denver, CO, August 4, 2020 Second-Quarter 2020 Highlights ◦Net sales of $576. |
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August 4, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 4, 2020 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commissi |
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June 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 26, 2020 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commissio |
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June 23, 2020 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 22, 2020 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of Incorporat |
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May 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commission File Number) (IRS Employer Incorporation) Identification No.) 1144 Fifteenth Street, Denver, Colorado 80202 (Address of |
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May 29, 2020 |
Conflict Minerals Report of Gates Industrial Corporation plc Exhibit 1.01 Gates Industrial Corporation plc Conflict Minerals Report For the Reporting Period from January 1, 2019 to December 31, 2019 This Conflict Minerals Report (this “Report”) contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), that reflect m |
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May 12, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defi |
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May 12, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defi |
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May 6, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 28, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38366 Gat |
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May 5, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 5, 2020 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commission |
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May 5, 2020 |
Gates Industrial Reports First-Quarter 2020 Results Gates Industrial Reports First-Quarter 2020 Results Denver, CO, May 5, 2020 First-Quarter 2020 Financial Summary ◦Net sales down 11. |
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May 5, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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April 1, 2020 |
Definitive Proxy Statement on Schedule 14A, filed on April 1, 2020 TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule |
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April 1, 2020 |
GTES / Gates Industrial Corporation plc DEFA14A - - DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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March 27, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 27, 2020 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commissi |
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March 24, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 20, 2020 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commissi |
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March 18, 2020 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 13, 2020 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of Incor |
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March 18, 2020 |
Separation Agreement, effective as of March 13, 2020, between the Company and Jamey S. Seely EX-10.1 Exhibit 10.1 EXECUTION VERSION CONFIDENTIAL SEPARATION AGREEMENT AND RELEASE IN FULL OF ALL CLAIMS Employee Name: Jamey Seely Employee ID: 36878 Work City and State: Denver, Colorado Separation Date: April 1, 2020 Notice to Employee: You should discuss this Confidential Separation Agreement with an attorney prior to signing it. In any event, you should thoroughly review and understand the |
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February 21, 2020 |
Subsidiaries of the Registrant* Exhibit 21.1 SUBSIDIARIES OF GATES INDUSTRIAL CORPORATION PLC Name Jurisdiction of Organization or Incorporation Gates Argentina S.A. Argentina Gates Australia Pty, Limited Australia Gates Engineering & Services Australia Pty Ltd Australia Gates E&S Bahrain WLL Bahrain Gates Distribution Center NV Belgium Gates do Brasil Industria e Comercio Ltda Brazil Gates Fleximak Ltd (BVI) British Virgin Isla |
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February 21, 2020 |
Exhibit 10.36 PERFORMANCE-BASED RESTRICTED STOCK UNIT GRANT NOTICE UNDER THE GATES INDUSTRIAL CORPORATION PLC 2018 OMNIBUS INCENTIVE PLAN Gates Industrial Corporation plc (the “Company”), pursuant to its 2018 Omnibus Incentive Plan, as it may be amended and restated from time to time (the “Plan”), hereby grants to the Participant set forth below the “Maximum Number of Restricted Stock Units” set f |
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February 21, 2020 |
Description of Securities of Gates Industrial Corporation plc* Exhibit 4.1 DESCRIPTION OF REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following is a brief description of the securities of Gates Industrial Corporation plc (“Gates”) registered pursuant to Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”). This description of the terms of our ordinary shares, par value $0.0 |
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February 21, 2020 |
Exhibit 10.35 OPTION GRANT NOTICE UNDER THE GATES INDUSTRIAL CORPORATION PLC 2018 OMNIBUS INCENTIVE PLAN Gates Industrial Corporation plc (the “Company”), pursuant to its 2018 Omnibus Incentive Plan, as it may be amended and restated from time to time (the “Plan”), hereby grants to the Participant set forth below the number of Options (each Option representing the right to purchase one Ordinary Sh |
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February 21, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 28, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38366 Gates Industrial Corporati |
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February 21, 2020 |
Exhibit 10.34 RESTRICTED STOCK UNIT GRANT NOTICE UNDER THE GATES INDUSTRIAL CORPORATION PLC 2018 OMNIBUS INCENTIVE PLAN TIME-BASED VESTING AWARD (Employee) Gates Industrial Corporation plc (the “Company”), pursuant to its 2018 Omnibus Incentive Plan, as it may be amended and restated from time to time (the “Plan”), hereby grants to the Participant set forth below, the number of Restricted Stock Un |
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February 14, 2020 |
GTES / Gates Industrial Corporation plc / Blackstone Holdings III L.P. - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Gates Industrial Corporation plc (Name of Issuer) Ordinary Shares, par value $0.01 per share (Title of Class of Securities) G39108108 (CUSIP Number) December 31, 2019 (Date of Event which Requires Filing of this Statement) Check the appropriate |
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February 14, 2020 |
Exhibit A Exhibit A JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended, and the rules and regulations thereunder (the “Exchange Act”) the undersigned hereby agree to the joint filing of Omaha Aggregator (Cayman) L. |
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February 4, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 4, 2020 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commis |
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February 4, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 4, 2020 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commis |
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February 4, 2020 |
Gates Industrial Reports Fourth-Quarter and Full-Year 2019 Results Gates Industrial Reports Fourth-Quarter and Full-Year 2019 Results Denver, CO, February 4, 2020 Fourth-Quarter 2019 Highlights ▪ Net sales of $725. |
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February 4, 2020 |
Gates Industrial Announces Appointment of L. Brooks Mallard as Executive Vice President and Chief Financial Officer Denver, February 4, 2020 – Gates Industrial Corporation plc (NYSE:GTES), a global manufacturer of innovative, highly engineered power transmission and fluid power solutions, today announced that L. Brooks Mallard has been appointed as executive vice president and chief financial offi |
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January 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 8, 2020 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commiss |
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December 11, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 9, 2019 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of (Commis |
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December 11, 2019 |
Gates Industrial Announces Departure of CFO, Appoints Interim CFO Gates Industrial Announces Departure of CFO, Appoints Interim CFO Denver, December 11, 2019 – Gates Industrial Corporation plc (NYSE:GTES), a global manufacturer of innovative, highly engineered power transmission and fluid power solutions, today announced that David Naemura, Chief Financial Officer, will depart the company effective January 31st, 2020. |
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November 27, 2019 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 22, 2019 Gates Industrial Corporation plc (Exact Name of Registrant as Specified in its Charter) England and Wales 001-38366 98-1395184 (State or Other Jurisdiction of In |
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November 27, 2019 |
EX-4.1 Exhibit 4.1 Execution Version INDENTURE Dated as of November 22, 2019 Among GATES GLOBAL LLC, as the Issuer, GATES CORPORATION, as the Co-Issuer, the Subsidiary Guarantors from time to time party hereto and U.S. BANK NATIONAL ASSOCIATION, as Trustee $568,000,000 6.25% SENIOR NOTES DUE 2026 TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS AND INCORPORATION BY REFERENCE Section 1.01. Definitions |
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November 21, 2019 |
GATES ANNOUNCES PRICING OF $568 MILLION OF 6.25% SENIOR NOTES DUE 2026 EX-99.2 Exhibit 99.2 GATES ANNOUNCES PRICING OF $568 MILLION OF 6.25% SENIOR NOTES DUE 2026 Denver, Colorado, November 20, 2019. Gates Industrial Corporation plc (NYSE: GTES, “Gates”) announced today that its indirect subsidiaries Gates Global LLC and Gates Corporation (the “Issuers” and, together with Gates, the “Company”) finalized the terms of the previously announced offering of $568.0 million |