FV SEC-arkivering - First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF- Årsrapport, fuldmagtserklæring, prospekt

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SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF

SEC Filings (Chronological Order)

Denne side giver en komplet, kronologisk liste over SEC-arkiveringer, eksklusive ejerskabsregistreringer, som vi leverer andre steder.

February 10, 2026	CERT	CERT The Nasdaq Stock Market LLC, 1100 New York Ave. NW, Suite 310E, Washington, DC 20005 Eun Ah Choi Senior Vice President Global Head of Regulatory Operations February 10, 2026 Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Division of Corporation Finance: This is to certify that on February 6, 2026, The Nasdaq Stock Market (the "Exch
February 6, 2026	8-A12B	Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 First Trust Exchange-Traded Fund VI (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 120 East Liberty Dri
August 6, 2025	CERT	CERT The Nasdaq Stock Market LLC, 1100 New York Ave. NW, Suite 310E, Washington, DC 20005 Eun Ah Choi Senior Vice President Global Head of Regulatory Operations August 6, 2025 Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Division of Corporation Finance: This is to certify that on August 5, 2025, The Nasdaq Stock Market (the "Exchange"
August 5, 2025	8-A12B	Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 First Trust Exchange-Traded Fund VI (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 120 East Liberty Dri
July 11, 2025	DEF 14A	As filed with the Securities and Exchange Commission on July 11, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. As filed with the Securities and Exchange Commission on July 11, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
May 27, 2025	8-A12B	Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 First Trust Exchange-Traded Fund VI (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 120 East Liberty Dri
May 27, 2025	CERT	NYSE ARCA CERTIFICATION New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com May 27, 2025 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the Common Shares of Beneficial Interest, $.01 par value per shar
May 13, 2025	DEFA14A	As filed with the Securities and Exchange Commission on May 13, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. As filed with the Securities and Exchange Commission on May 13, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
April 2, 2025	CORRESP	April 2, 2025 Chapman and Cutler LLP 320 South Canal Street, 27th Floor Chicago, Illinois 60606 T 312.
March 28, 2025	CORRESP	March 28, 2025 Chapman and Cutler LLP 320 South Canal Street, 27th Floor Chicago, Illinois 60606 T 312.
March 24, 2025	CORRESP	March 24, 2025 Chapman and Cutler LLP 320 South Canal Street, 27th Floor Chicago, Illinois 60606 T 312.
February 26, 2025	CERT	NYSE ARCA CERTIFICATION New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com February 26, 2025 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the Common Shares of Beneficial Interest, $.01 par value per
February 25, 2025	8-A12B	Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 First Trust Exchange-Traded Fund VI (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 120 East Liberty Dri
February 12, 2025	CORRESP	February 12, 2025 Chapman and Cutler LLP 320 South Canal Street, 27th Floor Chicago, Illinois 60606 T 312.
January 7, 2025	EX-99.1	FTXL / First Trust Exchange-Traded Fund VI - First Trust Nasdaq Semiconductor ETF / FIRST TRUST PORTFOLIOS LP - JOINT FILING AGREEMENT Exhibit 99.1 - Joint Filing Agreement Exhibit 99.1 Exhibit 99.1 - Joint Filing Agreement The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete
December 3, 2024	8-A12B/A	Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 First Trust Exchange-Traded Fund VI (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 120 East Liberty Dri
November 25, 2024	CORRESP	November 25, 2024 Chapman and Cutler LLP 320 South Canal Street, 27th Floor Chicago, Illinois 60606 T 312.
October 18, 2024	EX-99.1	EX-99.1 EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n
October 18, 2024	SC 13G/A	FTXL / First Trust Exchange-Traded Fund VI - First Trust Nasdaq Semiconductor ETF / FIRST TRUST PORTFOLIOS LP - AMENDED SCHEDULE 13G Passive Investment SC 13G/A 1 sc13g3.txt AMENDED SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* First Trust Nasdaq Semiconductor ETF - (Name of Issuer) Common - (Title of Class of Securities) 33738R811 - (CUSIP Number) September 30, 2024 - (Date of Event Which Requires Filing of this Statement) Check the
October 1, 2024	CERT	NYSE ARCA CERTIFICATION New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com October 1, 2024 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the Common Shares of Beneficial Interest, $.01 par value per s
September 27, 2024	8-A12B	Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 First Trust Exchange-Traded Fund VI (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 120 East Liberty Dri
July 19, 2024	EX-99.1	EX-99.1 Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete
July 19, 2024	SC 13G/A	FTHI / First Trust Exchange-Traded Fund VI - First Trust BuyWrite Income ETF / FIRST TRUST PORTFOLIOS LP - AMENDED SCHEDULE 13G Passive Investment UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* First Trust BuyWrite Income ETF - (Name of Issuer) Common - (Title of Class of Securities) 33738R308 - (CUSIP Number) June 30, 2024 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whi
July 19, 2024	SC 13G/A	FTXL / First Trust Exchange-Traded Fund VI - First Trust Nasdaq Semiconductor ETF / FIRST TRUST PORTFOLIOS LP - AMENDED SCHEDULE 13G Passive Investment UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* First Trust Nasdaq Semiconductor ETF - (Name of Issuer) Common - (Title of Class of Securities) 33738R811 - (CUSIP Number) June 30, 2024 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t
July 19, 2024	EX-99.1	EX-99.1 Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete
June 26, 2024	8-A12B	Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 First Trust Exchange-Traded Fund VI (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 120 East Liberty Dri
June 26, 2024	CERT	NYSE ARCA CERTIFICATION New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com June 26, 2024 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the Common Shares of Beneficial Interest, $0.01 par value per sh
June 7, 2024	SC 13G/A	FTQI / First Trust Exchange-Traded Fund VI - First Trust Nasdaq BuyWrite Income ETF / FIRST TRUST PORTFOLIOS LP - AMENDED SCHEDULE 13G Passive Investment UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* First Trust Nasdaq BuyWrite Income ETF - (Name of Issuer) Common - (Title of Class of Securities) 33738R407 - (CUSIP Number) May 31, 2024 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant
June 7, 2024	8-A12B/A	Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 First Trust Exchange-Traded Fund VI (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 120 East Liberty Dri
June 7, 2024	EX-99.1	EX-99.1 EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n
June 6, 2024	CORRESP	June 6, 2024 Chapman and Cutler LLP 320 South Canal Street, 27th Floor Chicago, Illinois 60606 T 312.
May 29, 2024	CORRESP	May 29, 2024 Chapman and Cutler LLP 320 South Canal Street, 27th Floor Chicago, Illinois 60606 T 312.
May 7, 2024	EX-99.1	EX-99.1 EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n
May 7, 2024	SC 13G/A	FTHI / First Trust Exchange-Traded Fund VI - First Trust BuyWrite Income ETF / FIRST TRUST PORTFOLIOS LP - AMENDED SCHEDULE 13G Passive Investment UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* First Trust BuyWrite Income ETF - (Name of Issuer) Common - (Title of Class of Securities) 33738R308 - (CUSIP Number) April 30, 2024 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to wh
April 29, 2024	CERT	NYSE ARCA CERTIFICATION New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com April 29, 2024 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the Common Shares of Beneficial Interest, $0.01 par value per s
April 26, 2024	8-A12B	Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 First Trust Exchange-Traded Fund VI (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 120 East Liberty Dri
March 28, 2024	CORRESP	March 28, 2024 Chapman and Cutler LLP 320 South Canal Street, 27th Floor Chicago, Illinois 60606 T 312.
March 4, 2024	8-A12B/A	Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 First Trust Exchange-Traded Fund VI (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 120 East Liberty Dri
February 20, 2024	CORRESP	February 20, 2024 Chapman and Cutler LLP 320 South Canal Street, 27th Floor Chicago, Illinois 60606 T 312.
February 6, 2024	EX-99.1	EX-99.1 EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n
February 6, 2024	SC 13G/A	FTHI / First Trust Exchange-Traded Fund VI - First Trust BuyWrite Income ETF / FIRST TRUST PORTFOLIOS LP - AMENDED SCHEDULE 13G Passive Investment SC 13G/A 1 sc13g3.txt AMENDED SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* First Trust BuyWrite Income ETF - (Name of Issuer) Common - (Title of Class of Securities) 33738R308 - (CUSIP Number) January 31, 2024 - (Date of Event Which Requires Filing of this Statement) Check the appropr
February 6, 2024	SC 13G/A	FTLB / First Trust Exchange-Traded Fund VI - First Trust Hedged BuyWrite Income ETF / FIRST TRUST PORTFOLIOS LP - AMENDED SCHEDULE 13G Passive Investment SC 13G/A 1 sc13g3.txt AMENDED SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* First Trust Nasdaq BuyWrite Income ETF - (Name of Issuer) Common - (Title of Class of Securities) 33738R407 - (CUSIP Number) January 31, 2024 - (Date of Event Which Requires Filing of this Statement) Check the
February 6, 2024	EX-99.1	EX-99.1 EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n
February 5, 2024	SC 13G	LDSF / First Trust Exchange-Traded Fund VIII - First Trust Low Duration Strategic Focus ETF / Cedrus LLC - CEDRUS LLC Passive Investment SC 13G 1 ldsf20524.htm CEDRUS LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 FIRST TRUST EXCHANGE-TRADED FUND VI (Name of Issuer) First Trust Low Duration Strategic Focus ETF (Title of Class of Securities) 33740F870 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check the a
January 31, 2024	EX-99.1	EX-99.1 EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n
January 31, 2024	SC 13G/A	LEGR / First Trust Exchange-Traded Fund VI - First Trust Indxx Innovative Transaction & Process ETF / FIRST TRUST PORTFOLIOS LP - AMENDED SCHEDULE 13G Passive Investment SC 13G/A 1 sc13g3.txt AMENDED SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* First Trust Indxx Innovative Transaction & Process ETF - (Name of Issuer) Common - (Title of Class of Securities) 33741X201 - (CUSIP Number) December 31, 2023 - (Date of Event Which Requires Filing of this Stat
January 26, 2024	SC 13G/A	FTXL / First Trust Exchange-Traded Fund VI - First Trust Nasdaq Semiconductor ETF / FIRST TRUST PORTFOLIOS LP - AMENDED SCHEDULE 13G Passive Investment UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* First Trust Nasdaq Semiconductor ETF - (Name of Issuer) Common - (Title of Class of Securities) 33738R811 - (CUSIP Number) December 31, 2023 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua
January 26, 2024	EX-99.1	EX-99.1 EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n
January 19, 2024	EX-99.1	EX-99.1 Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete
January 19, 2024	SC 13G/A	FTHI / First Trust Exchange-Traded Fund VI - First Trust BuyWrite Income ETF / FIRST TRUST PORTFOLIOS LP - AMENDED SCHEDULE 13G Passive Investment UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* First Trust BuyWrite Income ETF - (Name of Issuer) Common - (Title of Class of Securities) 33738R308 - (CUSIP Number) December 31, 2023 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to
January 5, 2024	EX-99.1	EX-99.1 Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete
January 5, 2024	EX-99.1	EX-99.1 Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete
January 5, 2024	SC 13G/A	FTXG / First Trust Exchange-Traded Fund VI - First Trust Nasdaq Food & Beverage ETF / FIRST TRUST PORTFOLIOS LP - AMENDED SCHEDULE 13G Passive Investment UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* First Trust Nasdaq Food & Beverage ETF - (Name of Issuer) Common - (Title of Class of Securities) 33738R852 - (CUSIP Number) December 31, 2023 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs
January 5, 2024	SC 13G/A	FTLB / First Trust Exchange-Traded Fund VI - First Trust Hedged BuyWrite Income ETF / FIRST TRUST PORTFOLIOS LP - AMENDED SCHEDULE 13G Passive Investment UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* First Trust Nasdaq BuyWrite Income ETF - (Name of Issuer) Common - (Title of Class of Securities) 33738R407 - (CUSIP Number) December 31, 2023 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs
November 8, 2023	EX-99.1	EX-99.1 EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n
November 8, 2023	EX-99.1	EX-99.1 EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n
November 8, 2023	SC 13G	FTHI / First Trust Exchange-Traded Fund VI - First Trust BuyWrite Income ETF / FIRST TRUST PORTFOLIOS LP - SCHEDULE 13G Passive Investment UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* First Trust BuyWrite Income ETF - (Name of Issuer) Common - (Title of Class of Securities) 33738R308 - (CUSIP Number) October 31, 2023 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to w
November 8, 2023	SC 13G/A	FTLB / First Trust Exchange-Traded Fund VI - First Trust Hedged BuyWrite Income ETF / FIRST TRUST PORTFOLIOS LP - AMENDED SCHEDULE 13G Passive Investment UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* First Trust Nasdaq BuyWrite Income ETF - (Name of Issuer) Common - (Title of Class of Securities) 33738R407 - (CUSIP Number) October 31, 2023 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu
October 13, 2023	8-A12B/A	Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 First Trust Exchange-Traded Fund VI (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 120 East Liberty Dri
October 10, 2023	SC 13G	FTLB / First Trust Exchange-Traded Fund VI - First Trust Hedged BuyWrite Income ETF / FIRST TRUST PORTFOLIOS LP - SCHEDULE 13G Passive Investment UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* First Trust Nasdaq BuyWrite Income ETF - (Name of Issuer) Common - (Title of Class of Securities) 33738R407 - (CUSIP Number) September 30, 2023 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs
October 10, 2023	EX-99.1	EX-99.1 EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n
September 22, 2023	CORRESP	September 22, 2023 Chapman and Cutler LLP 320 South Canal Street, 27th Floor Chicago, Illinois 60606 T 312.
September 22, 2023	CORRESP	September 22, 2023 Chapman and Cutler LLP 320 South Canal Street, 27th Floor Chicago, Illinois 60606 T 312.
August 29, 2023	NPORT-EX	Total Value at First Trust Indxx Medical Devices ETF (MDEV) Portfolio of Investments June 30, 2023 (Unaudited) Shares Description Value COMMON STOCKS — 99.
August 29, 2023	NPORT-EX	Total Value at First Trust Nasdaq Bank ETF (FTXO) Portfolio of Investments June 30, 2023 (Unaudited) Shares Description Value COMMON STOCKS — 99.
August 29, 2023	NPORT-EX	Total Value at First Trust Nasdaq Bank ETF (FTXO) Portfolio of Investments June 30, 2023 (Unaudited) Shares Description Value COMMON STOCKS — 99.
August 29, 2023	NPORT-EX	Total Value at First Trust Nasdaq Bank ETF (FTXO) Portfolio of Investments June 30, 2023 (Unaudited) Shares Description Value COMMON STOCKS — 99.
August 29, 2023	NPORT-EX	Total Value at First Trust Nasdaq Bank ETF (FTXO) Portfolio of Investments June 30, 2023 (Unaudited) Shares Description Value COMMON STOCKS — 99.
August 29, 2023	NPORT-EX	Total Value at First Trust Nasdaq Bank ETF (FTXO) Portfolio of Investments June 30, 2023 (Unaudited) Shares Description Value COMMON STOCKS — 99.
August 29, 2023	NPORT-EX	% of Total Emerging Markets Equity Select ETF (RNEM) Portfolio of Investments June 30, 2023 (Unaudited) Shares Description Value COMMON STOCKS (a) — 99.
August 29, 2023	NPORT-EX	% of Total Emerging Markets Equity Select ETF (RNEM) Portfolio of Investments June 30, 2023 (Unaudited) Shares Description Value COMMON STOCKS (a) — 99.
August 29, 2023	NPORT-EX	Total Value at First Trust Nasdaq Bank ETF (FTXO) Portfolio of Investments June 30, 2023 (Unaudited) Shares Description Value COMMON STOCKS — 99.
August 29, 2023	NPORT-EX	% of Total Emerging Markets Equity Select ETF (RNEM) Portfolio of Investments June 30, 2023 (Unaudited) Shares Description Value COMMON STOCKS (a) — 99.
August 29, 2023	NPORT-EX	Total Value at First Trust Nasdaq Bank ETF (FTXO) Portfolio of Investments June 30, 2023 (Unaudited) Shares Description Value COMMON STOCKS — 99.
August 29, 2023	NPORT-EX	% of Total Emerging Markets Equity Select ETF (RNEM) Portfolio of Investments June 30, 2023 (Unaudited) Shares Description Value COMMON STOCKS (a) — 99.
August 29, 2023	NPORT-EX	Total Value at First Trust Nasdaq Bank ETF (FTXO) Portfolio of Investments June 30, 2023 (Unaudited) Shares Description Value COMMON STOCKS — 99.
August 29, 2023	NPORT-EX	% of Total Emerging Markets Equity Select ETF (RNEM) Portfolio of Investments June 30, 2023 (Unaudited) Shares Description Value COMMON STOCKS (a) — 99.
August 28, 2023	NPORT-EX	Security Name Shares at 6/30/2023 Value at 9/30/2022 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 6/30/2023 Dividend Income First Trust Tactical High Yield ETF 2,050,568 $ 91,828,017 $ 11,778,019 $ (2 First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments June 30, 2023 (Unaudited) Shares Description Value COMMON STOCKS – 99.
August 28, 2023	NPORT-EX	Security Name Shares at 6/30/2023 Value at 9/30/2022 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 6/30/2023 Dividend Income First Trust Tactical High Yield ETF 2,050,568 $ 91,828,017 $ 11,778,019 $ (2 First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments June 30, 2023 (Unaudited) Shares Description Value COMMON STOCKS – 99.
August 28, 2023	NPORT-EX	First Trust Exchange-Traded Fund VI June 30, 2023 (Unaudited) First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) Portfolio of Investments June 30, 2023 (Unaudited) Shares Description Value COMMON STOCKS – 99.
August 28, 2023	NPORT-EX	Security Name Shares at 6/30/2023 Value at 9/30/2022 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 6/30/2023 Dividend Income First Trust Tactical High Yield ETF 2,050,568 $ 91,828,017 $ 11,778,019 $ (2 First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments June 30, 2023 (Unaudited) Shares Description Value COMMON STOCKS – 99.
August 28, 2023	NPORT-EX	Security Name Shares at 6/30/2023 Value at 9/30/2022 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 6/30/2023 Dividend Income First Trust Tactical High Yield ETF 2,050,568 $ 91,828,017 $ 11,778,019 $ (2 First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments June 30, 2023 (Unaudited) Shares Description Value COMMON STOCKS – 99.
August 28, 2023	NPORT-EX	Security Name Shares at 6/30/2023 Value at 9/30/2022 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 6/30/2023 Dividend Income First Trust Tactical High Yield ETF 2,050,568 $ 91,828,017 $ 11,778,019 $ (2 First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments June 30, 2023 (Unaudited) Shares Description Value COMMON STOCKS – 99.
August 28, 2023	NPORT-EX	First Trust Exchange-Traded Fund VI June 30, 2023 (Unaudited) First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) Portfolio of Investments June 30, 2023 (Unaudited) Shares Description Value COMMON STOCKS – 99.
August 28, 2023	NPORT-EX	Security Name Shares at 6/30/2023 Value at 9/30/2022 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 6/30/2023 Dividend Income First Trust Tactical High Yield ETF 2,050,568 $ 91,828,017 $ 11,778,019 $ (2 First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments June 30, 2023 (Unaudited) Shares Description Value COMMON STOCKS – 99.
August 28, 2023	NPORT-EX	Security Name Shares at 6/30/2023 Value at 9/30/2022 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 6/30/2023 Dividend Income First Trust Tactical High Yield ETF 2,050,568 $ 91,828,017 $ 11,778,019 $ (2 First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments June 30, 2023 (Unaudited) Shares Description Value COMMON STOCKS – 99.
August 28, 2023	NPORT-EX	Security Name Shares at 6/30/2023 Value at 9/30/2022 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 6/30/2023 Dividend Income First Trust Tactical High Yield ETF 2,050,568 $ 91,828,017 $ 11,778,019 $ (2 First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments June 30, 2023 (Unaudited) Shares Description Value COMMON STOCKS – 99.
August 28, 2023	NPORT-EX	Security Name Shares at 6/30/2023 Value at 9/30/2022 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 6/30/2023 Dividend Income First Trust Tactical High Yield ETF 2,050,568 $ 91,828,017 $ 11,778,019 $ (2 First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments June 30, 2023 (Unaudited) Shares Description Value COMMON STOCKS – 99.
August 28, 2023	NPORT-EX	Security Name Shares at 6/30/2023 Value at 9/30/2022 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 6/30/2023 Dividend Income First Trust Tactical High Yield ETF 2,050,568 $ 91,828,017 $ 11,778,019 $ (2 First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments June 30, 2023 (Unaudited) Shares Description Value COMMON STOCKS – 99.
August 28, 2023	NPORT-EX	Security Name Shares at 6/30/2023 Value at 9/30/2022 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 6/30/2023 Dividend Income First Trust Tactical High Yield ETF 2,050,568 $ 91,828,017 $ 11,778,019 $ (2 First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments June 30, 2023 (Unaudited) Shares Description Value COMMON STOCKS – 99.
August 28, 2023	NPORT-EX	Security Name Shares at 6/30/2023 Value at 9/30/2022 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 6/30/2023 Dividend Income First Trust Tactical High Yield ETF 2,050,568 $ 91,828,017 $ 11,778,019 $ (2 First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments June 30, 2023 (Unaudited) Shares Description Value COMMON STOCKS – 99.
August 28, 2023	NPORT-EX	Security Name Shares at 6/30/2023 Value at 9/30/2022 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 6/30/2023 Dividend Income First Trust Tactical High Yield ETF 2,050,568 $ 91,828,017 $ 11,778,019 $ (2 First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments June 30, 2023 (Unaudited) Shares Description Value COMMON STOCKS – 99.
August 28, 2023	NPORT-EX	Security Name Shares at 6/30/2023 Value at 9/30/2022 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 6/30/2023 Dividend Income First Trust Tactical High Yield ETF 2,050,568 $ 91,828,017 $ 11,778,019 $ (2 First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments June 30, 2023 (Unaudited) Shares Description Value COMMON STOCKS – 99.
August 28, 2023	NPORT-EX	First Trust Exchange-Traded Fund VI June 30, 2023 (Unaudited) First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) Portfolio of Investments June 30, 2023 (Unaudited) Shares Description Value COMMON STOCKS – 99.
July 10, 2023	EX-99.1	EX-99.1 Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete
July 10, 2023	SC 13G/A	FTXL / First Trust Exchange-Traded Fund III - First Trust Nasdaq Semiconductor ETF / FIRST TRUST PORTFOLIOS LP - AMENDED SCHEDULE 13G Passive Investment UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* First Trust Nasdaq Semiconductor ETF - (Name of Issuer) Common - (Title of Class of Securities) 33738R811 - (CUSIP Number) June 30, 2023 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t
May 8, 2023	AW	May 8, 2023 May 8, 2023 Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Form AW - Request for Withdrawal First Trust Exchange-Traded Fund VI Registration on Form N-1A Post-Effective Amendment No.
April 11, 2023	SC 13G/A	FTXH / First Trust Exchange-Traded Fund III - First Trust Nasdaq Pharmaceuticals ETF / TRUIST FINANCIAL CORP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. )* First Trust NASDAQ Pharmaceuticals ETF 33738R837 March 31, 2023 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1 (b) [ ] Rule 13d-1 (c) [ ] Rule 13d-1 (d) *The remainder of this cover page shall be
April 10, 2023	EX-99.1	EX-99.1 Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete
April 10, 2023	EX-99.1	EX-99.1 Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete
April 10, 2023	SC 13G	FTXL / First Trust Exchange-Traded Fund III - First Trust Nasdaq Semiconductor ETF / FIRST TRUST PORTFOLIOS LP - SCHEDULE 13G Passive Investment UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* First Trust Nasdaq Semiconductor ETF - (Name of Issuer) Common - (Title of Class of Securities) 33738R811 - (CUSIP Number) March 31, 2023 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t
April 10, 2023	SC 13G/A	FTXN / First Trust Exchange-Traded Fund III - First Trust Nasdaq Oil & Gas ETF / FIRST TRUST PORTFOLIOS LP - AMENDED SCHEDULE 13G Passive Investment UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* First Trust Nasdaq Oil & Gas ETF - (Name of Issuer) Common - (Title of Class of Securities) 33738R845 - (CUSIP Number) March 31, 2023 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to w
February 22, 2023	NPORT-EX	Security Name Shares at 12/31/2022 Value at 9/30/2022 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 12/31/2022 Dividend Income First Trust Tactical High Yield ETF 2,383,382 $ 91,828,017 $ 5,824,517 $ ( First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments December 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS – 99.
February 22, 2023	NPORT-EX	First Trust Exchange-Traded Fund VI December 31, 2022 (Unaudited) Developed International Equity Select ETF (RNDM) Portfolio of Investments December 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 98.
February 22, 2023	NPORT-EX	First Trust Exchange-Traded Fund VI December 31, 2022 (Unaudited) First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) Portfolio of Investments December 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS – 99.
February 22, 2023	NPORT-EX	First Trust Exchange-Traded Fund VI December 31, 2022 (Unaudited) First Trust Nasdaq Bank ETF (FTXO) Portfolio of Investments December 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS – 99.
February 22, 2023	NPORT-EX	First Trust Exchange-Traded Fund VI December 31, 2022 (Unaudited) First Trust Nasdaq Bank ETF (FTXO) Portfolio of Investments December 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS – 99.
February 22, 2023	NPORT-EX	Security Name Shares at 12/31/2022 Value at 9/30/2022 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 12/31/2022 Dividend Income First Trust Tactical High Yield ETF 2,383,382 $ 91,828,017 $ 5,824,517 $ ( First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments December 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS – 99.
February 22, 2023	NPORT-EX	First Trust Exchange-Traded Fund VI December 31, 2022 (Unaudited) First Trust Nasdaq Bank ETF (FTXO) Portfolio of Investments December 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS – 99.
February 22, 2023	NPORT-EX	Security Name Shares at 12/31/2022 Value at 9/30/2022 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 12/31/2022 Dividend Income First Trust Tactical High Yield ETF 2,383,382 $ 91,828,017 $ 5,824,517 $ ( First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments December 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS – 99.
February 22, 2023	NPORT-EX	First Trust Indxx Medical Devices ETF (MDEV) December 31, 2022 (Unaudited) First Trust Indxx Medical Devices ETF (MDEV) Portfolio of Investments December 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS – 99.
February 22, 2023	NPORT-EX	First Trust Exchange-Traded Fund VI December 31, 2022 (Unaudited) Developed International Equity Select ETF (RNDM) Portfolio of Investments December 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 98.
February 22, 2023	NPORT-EX	Security Name Shares at 12/31/2022 Value at 9/30/2022 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 12/31/2022 Dividend Income First Trust Tactical High Yield ETF 2,383,382 $ 91,828,017 $ 5,824,517 $ ( First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments December 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS – 99.
February 22, 2023	NPORT-EX	Security Name Shares at 12/31/2022 Value at 9/30/2022 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 12/31/2022 Dividend Income First Trust Tactical High Yield ETF 2,383,382 $ 91,828,017 $ 5,824,517 $ ( First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments December 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS – 99.
February 22, 2023	NPORT-EX	Security Name Shares at 12/31/2022 Value at 9/30/2022 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 12/31/2022 Dividend Income First Trust Tactical High Yield ETF 2,383,382 $ 91,828,017 $ 5,824,517 $ ( First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments December 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS – 99.
February 22, 2023	NPORT-EX	Security Name Shares at 12/31/2022 Value at 9/30/2022 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 12/31/2022 Dividend Income First Trust Tactical High Yield ETF 2,383,382 $ 91,828,017 $ 5,824,517 $ ( First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments December 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS – 99.
February 22, 2023	NPORT-EX	Security Name Shares at 12/31/2022 Value at 9/30/2022 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 12/31/2022 Dividend Income First Trust Tactical High Yield ETF 2,383,382 $ 91,828,017 $ 5,824,517 $ ( NPORT-EX 2 edgar.htm ETF VI 9-30 FYE BOOK 1 12-31-22 First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments December 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS – 99.8% Communications Equipment – 7.0% 112,008 ADTRAN Holdings, Inc. $2,104,630 48,385 AudioCodes Ltd. 865,608 654,668 Cisco Systems, Inc. 31,188,383 658,203 Juniper Networks, Inc. 21,036,168 119
February 22, 2023	NPORT-EX	First Trust Exchange-Traded Fund VI December 31, 2022 (Unaudited) First Trust Nasdaq Bank ETF (FTXO) Portfolio of Investments December 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS – 99.
February 22, 2023	NPORT-EX	Security Name Shares at 12/31/2022 Value at 9/30/2022 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 12/31/2022 Dividend Income First Trust Tactical High Yield ETF 2,383,382 $ 91,828,017 $ 5,824,517 $ ( First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments December 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS – 99.
February 22, 2023	NPORT-EX	Security Name Shares at 12/31/2022 Value at 9/30/2022 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 12/31/2022 Dividend Income First Trust Tactical High Yield ETF 2,383,382 $ 91,828,017 $ 5,824,517 $ ( First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments December 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS – 99.
February 22, 2023	NPORT-EX	First Trust Exchange-Traded Fund VI December 31, 2022 (Unaudited) Developed International Equity Select ETF (RNDM) Portfolio of Investments December 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 98.
February 22, 2023	NPORT-EX	First Trust Exchange-Traded Fund VI December 31, 2022 (Unaudited) First Trust Nasdaq Bank ETF (FTXO) Portfolio of Investments December 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS – 99.
February 22, 2023	NPORT-EX	Security Name Shares at 12/31/2022 Value at 9/30/2022 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 12/31/2022 Dividend Income First Trust Tactical High Yield ETF 2,383,382 $ 91,828,017 $ 5,824,517 $ ( First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments December 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS – 99.
February 22, 2023	NPORT-EX	First Trust Exchange-Traded Fund VI December 31, 2022 (Unaudited) First Trust Nasdaq Bank ETF (FTXO) Portfolio of Investments December 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS – 99.
February 22, 2023	NPORT-EX	Security Name Shares at 12/31/2022 Value at 9/30/2022 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 12/31/2022 Dividend Income First Trust Tactical High Yield ETF 2,383,382 $ 91,828,017 $ 5,824,517 $ ( NPORT-EX 2 edgar.htm ETF VI 9-30 FYE BOOK 1 12-31-22 First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments December 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS – 99.8% Communications Equipment – 7.0% 112,008 ADTRAN Holdings, Inc. $2,104,630 48,385 AudioCodes Ltd. 865,608 654,668 Cisco Systems, Inc. 31,188,383 658,203 Juniper Networks, Inc. 21,036,168 119
February 22, 2023	NPORT-EX	Security Name Shares at 12/31/2022 Value at 9/30/2022 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 12/31/2022 Dividend Income First Trust Tactical High Yield ETF 2,383,382 $ 91,828,017 $ 5,824,517 $ ( First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments December 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS – 99.
February 22, 2023	NPORT-EX	First Trust Exchange-Traded Fund VI December 31, 2022 (Unaudited) First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) Portfolio of Investments December 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS – 99.
February 22, 2023	NPORT-EX	First Trust Exchange-Traded Fund VI December 31, 2022 (Unaudited) Developed International Equity Select ETF (RNDM) Portfolio of Investments December 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 98.
February 22, 2023	NPORT-EX	First Trust Exchange-Traded Fund VI December 31, 2022 (Unaudited) Developed International Equity Select ETF (RNDM) Portfolio of Investments December 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 98.
February 22, 2023	NPORT-EX	Security Name Shares at 12/31/2022 Value at 9/30/2022 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 12/31/2022 Dividend Income First Trust Tactical High Yield ETF 2,383,382 $ 91,828,017 $ 5,824,517 $ ( First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments December 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS – 99.
February 22, 2023	NPORT-EX	First Trust Exchange-Traded Fund VI December 31, 2022 (Unaudited) First Trust Nasdaq Bank ETF (FTXO) Portfolio of Investments December 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS – 99.
February 22, 2023	NPORT-EX	First Trust Exchange-Traded Fund VI December 31, 2022 (Unaudited) First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) Portfolio of Investments December 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS – 99.
February 22, 2023	NPORT-EX	First Trust Exchange-Traded Fund VI December 31, 2022 (Unaudited) Developed International Equity Select ETF (RNDM) Portfolio of Investments December 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 98.
February 22, 2023	NPORT-EX	First Trust Exchange-Traded Fund VI December 31, 2022 (Unaudited) First Trust Nasdaq Bank ETF (FTXO) Portfolio of Investments December 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS – 99.
February 15, 2023	SC 13G/A	FTXH / First Trust Nasdaq Pharmaceuticals ETF / TRUIST FINANCIAL CORP Passive Investment SC 13G/A 1 r13GAFTXHETF12-22.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. )* First Trust NASDAQ Pharmaceuticals ETF 33738R837 December 31, 2022 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1 (b) [ ] Rule 13d-1 (c) [ ] Rule 13d-1 (d) *The r
February 3, 2023	EX-99.1	EX-99.1 Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete
February 3, 2023	SC 13G/A	FTXG / First Trust Nasdaq Food & Beverage ETF / FIRST TRUST PORTFOLIOS LP - AMENDED SCHEDULE 13G Passive Investment UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* First Trust Nasdaq Food & Beverage ETF - (Name of Issuer) Common - (Title of Class of Securities) 33738R852 - (CUSIP Number) December 31, 2022 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs
February 3, 2023	SC 13G/A	FTXN / First Trust Nasdaq Oil & Gas ETF / FIRST TRUST PORTFOLIOS LP - AMENDED SCHEDULE 13G Passive Investment UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* First Trust Nasdaq Oil & Gas ETF - (Name of Issuer) Common - (Title of Class of Securities) 33738R845 - (CUSIP Number) December 31, 2022 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t
February 3, 2023	EX-99.1	EX-99.1 EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n
January 11, 2023	SC 13G	LEGR / First Trust Indxx Innovative Transaction & Process ETF / FIRST TRUST PORTFOLIOS LP - SCHEDULE 13G Passive Investment SC 13G 1 sc13g3.txt SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* First Trust Indxx Innovative Transaction & Process ETF - (Name of Issuer) Common - (Title of Class of Securities) 33741X201 - (CUSIP Number) December 31, 2022 - (Date of Event Which Requires Filing of this Statement) Chec
January 11, 2023	EX-99.1	EX-99.1 EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n
November 29, 2022	NPORT-EX	Security Name Shares at 9/30/2022 Value at 12/31/2021 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 9/30/2022 Dividend Income First Trust Consumer Discretionary AlphaDEX® Fund — $ 16,458,468 $ 311,003 First Trust Dorsey Wright DALI 1 ETF (DALI) Portfolio of Investments September 30, 2022 (Unaudited) Shares Description Value EXCHANGE-TRADED FUNDS (a) – 100.
September 9, 2022	EX-99.1	EX-99.1 Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete
September 9, 2022	SC 13G/A	FTXG / First Trust Nasdaq Food & Beverage ETF / FIRST TRUST PORTFOLIOS LP - AMENDED SCHEDULE 13G Passive Investment UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* First Trust Nasdaq Food & Beverage ETF - (Name of Issuer) Common - (Title of Class of Securities) 33738R852 - (CUSIP Number) August 31, 2022 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua
August 26, 2022	NPORT-EX	First Trust Exchange-Traded Fund VI June 30, 2022 (Unaudited) First Trust Nasdaq Bank ETF (FTXO) Portfolio of Investments June 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS – 99.
August 26, 2022	NPORT-EX	First Trust Indxx Medical Devices ETF (MDEV) First Trust Indxx Medical Devices ETF (MDEV) Portfolio of Investments June 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS – 99.
August 26, 2022	NPORT-EX	Security Name Shares at 6/30/2022 Value at 9/30/2021 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 6/30/2022 Dividend Income First Trust Tactical High Yield ETF 2,240,746 $ 94,677,062 $ 23,421,090 $ (1 First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments June 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS – 99.
August 26, 2022	NPORT-EX	Security Name Shares at 6/30/2022 Value at 9/30/2021 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 6/30/2022 Dividend Income First Trust Tactical High Yield ETF 2,240,746 $ 94,677,062 $ 23,421,090 $ (1 First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments June 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS – 99.
August 26, 2022	NPORT-EX	First Trust Exchange-Traded Fund VI June 30, 2022 (Unaudited) First Trust Nasdaq Bank ETF (FTXO) Portfolio of Investments June 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS – 99.
August 26, 2022	NPORT-EX	Security Name Shares at 6/30/2022 Value at 9/30/2021 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 6/30/2022 Dividend Income First Trust Tactical High Yield ETF 2,240,746 $ 94,677,062 $ 23,421,090 $ (1 First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments June 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS – 99.
August 26, 2022	NPORT-EX	First Trust Exchange-Traded Fund VI June 30, 2022 (Unaudited) First Trust Nasdaq Bank ETF (FTXO) Portfolio of Investments June 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS – 99.
August 26, 2022	NPORT-EX	First Trust Exchange-Traded Fund VI June 30, 2022 (Unaudited) First Trust Nasdaq Bank ETF (FTXO) Portfolio of Investments June 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS – 99.
August 26, 2022	NPORT-EX	First Trust Exchange-Traded Fund VI June 30, 2022 (Unaudited) First Trust Nasdaq Bank ETF (FTXO) Portfolio of Investments June 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS – 99.
August 26, 2022	NPORT-EX	First Trust Exchange-Traded Fund VI June 30, 2022 (Unaudited) Developed International Equity Select ETF (RNDM) Portfolio of Investments June 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 97.
August 26, 2022	NPORT-EX	First Trust Exchange-Traded Fund VI June 30, 2022 (Unaudited) First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) Portfolio of Investments June 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS – 99.
August 26, 2022	NPORT-EX	Security Name Shares at 6/30/2022 Value at 9/30/2021 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 6/30/2022 Dividend Income First Trust Tactical High Yield ETF 2,240,746 $ 94,677,062 $ 23,421,090 $ (1 First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments June 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS – 99.
August 26, 2022	NPORT-EX	Security Name Shares at 6/30/2022 Value at 9/30/2021 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 6/30/2022 Dividend Income First Trust Tactical High Yield ETF 2,240,746 $ 94,677,062 $ 23,421,090 $ (1 First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments June 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS – 99.
August 26, 2022	NPORT-EX	First Trust Exchange-Traded Fund VI June 30, 2022 (Unaudited) First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) Portfolio of Investments June 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS – 99.
August 26, 2022	NPORT-EX	Security Name Shares at 6/30/2022 Value at 9/30/2021 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 6/30/2022 Dividend Income First Trust Tactical High Yield ETF 2,240,746 $ 94,677,062 $ 23,421,090 $ (1 First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments June 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS – 99.
August 26, 2022	NPORT-EX	First Trust Exchange-Traded Fund VI June 30, 2022 (Unaudited) Developed International Equity Select ETF (RNDM) Portfolio of Investments June 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 97.
August 26, 2022	NPORT-EX	First Trust Exchange-Traded Fund VI June 30, 2022 (Unaudited) Developed International Equity Select ETF (RNDM) Portfolio of Investments June 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 97.
August 26, 2022	NPORT-EX	Security Name Shares at 6/30/2022 Value at 9/30/2021 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 6/30/2022 Dividend Income First Trust Tactical High Yield ETF 2,240,746 $ 94,677,062 $ 23,421,090 $ (1 First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments June 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS – 99.
August 26, 2022	NPORT-EX	Security Name Shares at 6/30/2022 Value at 9/30/2021 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 6/30/2022 Dividend Income First Trust Tactical High Yield ETF 2,240,746 $ 94,677,062 $ 23,421,090 $ (1 First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments June 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS – 99.
August 26, 2022	NPORT-EX	Security Name Shares at 6/30/2022 Value at 9/30/2021 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 6/30/2022 Dividend Income First Trust Tactical High Yield ETF 2,240,746 $ 94,677,062 $ 23,421,090 $ (1 First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments June 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS – 99.
August 26, 2022	NPORT-EX	Security Name Shares at 6/30/2022 Value at 9/30/2021 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 6/30/2022 Dividend Income First Trust Tactical High Yield ETF 2,240,746 $ 94,677,062 $ 23,421,090 $ (1 First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments June 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS – 99.
August 26, 2022	NPORT-EX	Security Name Shares at 6/30/2022 Value at 9/30/2021 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 6/30/2022 Dividend Income First Trust Tactical High Yield ETF 2,240,746 $ 94,677,062 $ 23,421,090 $ (1 First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments June 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS – 99.
August 26, 2022	NPORT-EX	Security Name Shares at 6/30/2022 Value at 9/30/2021 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 6/30/2022 Dividend Income First Trust Tactical High Yield ETF 2,240,746 $ 94,677,062 $ 23,421,090 $ (1 First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments June 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS – 99.
August 26, 2022	NPORT-EX	First Trust Exchange-Traded Fund VI June 30, 2022 (Unaudited) Developed International Equity Select ETF (RNDM) Portfolio of Investments June 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 97.
August 26, 2022	NPORT-EX	First Trust Exchange-Traded Fund VI June 30, 2022 (Unaudited) First Trust Nasdaq Bank ETF (FTXO) Portfolio of Investments June 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS – 99.
August 26, 2022	NPORT-EX	First Trust Exchange-Traded Fund VI June 30, 2022 (Unaudited) Developed International Equity Select ETF (RNDM) Portfolio of Investments June 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 97.
August 26, 2022	NPORT-EX	First Trust Exchange-Traded Fund VI June 30, 2022 (Unaudited) First Trust Nasdaq Bank ETF (FTXO) Portfolio of Investments June 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS – 99.
August 26, 2022	NPORT-EX	First Trust Exchange-Traded Fund VI June 30, 2022 (Unaudited) First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) Portfolio of Investments June 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS – 99.
August 26, 2022	NPORT-EX	Security Name Shares at 6/30/2022 Value at 9/30/2021 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 6/30/2022 Dividend Income First Trust Tactical High Yield ETF 2,240,746 $ 94,677,062 $ 23,421,090 $ (1 First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments June 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS – 99.
August 26, 2022	NPORT-EX	Security Name Shares at 6/30/2022 Value at 9/30/2021 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 6/30/2022 Dividend Income First Trust Tactical High Yield ETF 2,240,746 $ 94,677,062 $ 23,421,090 $ (1 First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments June 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS – 99.
August 26, 2022	NPORT-EX	First Trust Exchange-Traded Fund VI June 30, 2022 (Unaudited) Developed International Equity Select ETF (RNDM) Portfolio of Investments June 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 97.
August 26, 2022	NPORT-EX	First Trust Exchange-Traded Fund VI June 30, 2022 (Unaudited) First Trust Nasdaq Bank ETF (FTXO) Portfolio of Investments June 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS – 99.
August 26, 2022	NPORT-EX	Security Name Shares at 6/30/2022 Value at 9/30/2021 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 6/30/2022 Dividend Income First Trust Tactical High Yield ETF 2,240,746 $ 94,677,062 $ 23,421,090 $ (1 First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments June 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS – 99.
August 10, 2022	SC 13G	FTXH / First Trust Nasdaq Pharmaceuticals ETF / TRUIST FINANCIAL CORP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* First Trust NASDAQ Pharmaceuticals ETF 33738R837 July 31, 2022 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1 (b) [ ] Rule 13d-1 (c) [ ] Rule 13d-1 (d) *The remainder of this cover page shall be fi
July 11, 2022	SC 13G/A	FTXD / First Trust Nasdaq Retail ETF / TRUIST FINANCIAL CORP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. )* FIRST TRUST S-NETWORK E-COMMERCE ETF 33738R829 June 30, 2022 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1 (b) [ ] Rule 13d-1 (c) [ ] Rule 13d-1 (d) *The remainder of this cover page shall be fi
May 26, 2022	NPORT-EX	Security Name Shares at 3/31/2022 Value at 12/31/2021 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 3/31/2022 Dividend Income First Trust Consumer Discretionary AlphaDEX® Fund — $ 16,458,468 $ 311,003 First Trust Dorsey Wright DALI 1 ETF (DALI) Portfolio of Investments March 31, 2022 (Unaudited) Shares Description Value EXCHANGE-TRADED FUNDS (a) – 100.
May 11, 2022	8-A12B	Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 First Trust Exchange-Traded Fund VI (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 120 East Liberty Dri
May 6, 2022	EX-99.1	EX-99.1 Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete
May 6, 2022	SC 13G	FTXG / First Trust Nasdaq Food & Beverage ETF / FIRST TRUST PORTFOLIOS LP - SCHEDULE 13G Passive Investment UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* First Trust Nasdaq Food & Beverage ETF - (Name of Issuer) Common - (Title of Class of Securities) 33738R852 - (CUSIP Number) April 30, 2022 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant
April 6, 2022	SC 13G/A	FTXR / First Trust Nasdaq Transportation ETF / FIRST TRUST PORTFOLIOS LP - AMENDED SCHEDULE 13G Passive Investment UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* First Trust Nasdaq Transportation ETF - (Name of Issuer) Common - (Title of Class of Securities) 33738R795 - (CUSIP Number) March 31, 2022 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant
April 6, 2022	EX-99.1	EX-99.1 Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete
April 6, 2022	EX-99.1	EX-99.1 Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete
April 6, 2022	SC 13G/A	FTXN / First Trust Nasdaq Oil & Gas ETF / FIRST TRUST PORTFOLIOS LP - AMENDED SCHEDULE 13G Passive Investment UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* First Trust Nasdaq Oil & Gas ETF - (Name of Issuer) Common - (Title of Class of Securities) 33738R845 - (CUSIP Number) March 31, 2022 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to w
March 17, 2022	SC 13G	FTXD / First Trust Nasdaq Retail ETF / TRUIST FINANCIAL CORP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* FIRST TRUST NASDAQ RETAIL ET 33738R829 December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1 (b) [ ] Rule 13d-1 (c) [ ] Rule 13d-1 (d) *The remainder of this cover page shall be filled o
February 25, 2022	NPORT-EX	Security Name Shares at 12/31/2021 Value at 9/30/2021 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 12/31/2021 Dividend Income First Trust Tactical High Yield ETF 1,880,740 $ 94,677,062 $ 726,531 $ (4, First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments December 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS – 99.
February 25, 2022	NPORT-EX	Security Name Shares at 12/31/2021 Value at 9/30/2021 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 12/31/2021 Dividend Income First Trust Tactical High Yield ETF 1,880,740 $ 94,677,062 $ 726,531 $ (4, First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments December 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS – 99.
February 25, 2022	NPORT-EX	First Trust Exchange-Traded Fund VI December 31, 2021 (Unaudited) First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) Portfolio of Investments December 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS – 99.
February 25, 2022	NPORT-EX	Security Name Shares at 12/31/2021 Value at 9/30/2021 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 12/31/2021 Dividend Income First Trust Tactical High Yield ETF 1,880,740 $ 94,677,062 $ 726,531 $ (4, First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments December 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS – 99.
February 25, 2022	NPORT-EX	First Trust Exchange-Traded Fund VI December 31, 2021 (Unaudited) First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) Portfolio of Investments December 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS – 99.
February 25, 2022	NPORT-EX	First Trust Exchange-Traded Fund VI December 31, 2021 (Unaudited) First Trust Nasdaq Bank ETF (FTXO) Portfolio of Investments December 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS – 99.
February 25, 2022	NPORT-EX	First Trust Exchange-Traded Fund VI December 31, 2021 (Unaudited) First Trust Nasdaq Bank ETF (FTXO) Portfolio of Investments December 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS – 99.
February 25, 2022	NPORT-EX	First Trust Exchange-Traded Fund VI December 31, 2021 (Unaudited) First Trust Nasdaq Bank ETF (FTXO) Portfolio of Investments December 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS – 99.
February 25, 2022	NPORT-EX	First Trust Exchange-Traded Fund VI December 31, 2021 (Unaudited) First Trust Nasdaq Bank ETF (FTXO) Portfolio of Investments December 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS – 99.
February 25, 2022	NPORT-EX	Security Name Shares at 12/31/2021 Value at 9/30/2021 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 12/31/2021 Dividend Income First Trust Tactical High Yield ETF 1,880,740 $ 94,677,062 $ 726,531 $ (4, First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments December 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS – 99.
February 25, 2022	NPORT-EX	Security Name Shares at 12/31/2021 Value at 9/30/2021 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 12/31/2021 Dividend Income First Trust Tactical High Yield ETF 1,880,740 $ 94,677,062 $ 726,531 $ (4, First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments December 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS – 99.
February 25, 2022	NPORT-EX	First Trust Exchange-Traded Fund VI December 31, 2021 (Unaudited) First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) Portfolio of Investments December 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS – 99.
February 25, 2022	NPORT-EX	First Trust Exchange-Traded Fund VI December 31, 2021 (Unaudited) First Trust Nasdaq Bank ETF (FTXO) Portfolio of Investments December 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS – 99.
February 25, 2022	NPORT-EX	Security Name Shares at 12/31/2021 Value at 9/30/2021 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 12/31/2021 Dividend Income First Trust Tactical High Yield ETF 1,880,740 $ 94,677,062 $ 726,531 $ (4, First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments December 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS – 99.
February 25, 2022	NPORT-EX	First Trust Exchange-Traded Fund VI December 31, 2021 (Unaudited) First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) Portfolio of Investments December 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS – 99.
February 25, 2022	NPORT-EX	Security Name Shares at 12/31/2021 Value at 9/30/2021 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 12/31/2021 Dividend Income First Trust Tactical High Yield ETF 1,880,740 $ 94,677,062 $ 726,531 $ (4, First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments December 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS – 99.
February 25, 2022	NPORT-EX	First Trust Exchange-Traded Fund VI December 31, 2021 (Unaudited) Developed International Equity Select ETF (RNDM) Portfolio of Investments December 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 97.
February 25, 2022	NPORT-EX	Security Name Shares at 12/31/2021 Value at 9/30/2021 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 12/31/2021 Dividend Income First Trust Tactical High Yield ETF 1,880,740 $ 94,677,062 $ 726,531 $ (4, First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments December 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS – 99.
February 25, 2022	NPORT-EX	First Trust Exchange-Traded Fund VI December 31, 2021 (Unaudited) First Trust Nasdaq Bank ETF (FTXO) Portfolio of Investments December 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS – 99.
February 25, 2022	NPORT-EX	Security Name Shares at 12/31/2021 Value at 9/30/2021 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 12/31/2021 Dividend Income First Trust Tactical High Yield ETF 1,880,740 $ 94,677,062 $ 726,531 $ (4, First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments December 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS – 99.
February 25, 2022	NPORT-EX	First Trust Exchange-Traded Fund VI December 31, 2021 (Unaudited) First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) Portfolio of Investments December 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS – 99.
February 25, 2022	NPORT-EX	First Trust Exchange-Traded Fund VI December 31, 2021 (Unaudited) Developed International Equity Select ETF (RNDM) Portfolio of Investments December 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 97.
February 25, 2022	NPORT-EX	Security Name Shares at 12/31/2021 Value at 9/30/2021 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 12/31/2021 Dividend Income First Trust Tactical High Yield ETF 1,880,740 $ 94,677,062 $ 726,531 $ (4, First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments December 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS – 99.
February 25, 2022	NPORT-EX	First Trust Exchange-Traded Fund VI December 31, 2021 (Unaudited) First Trust Nasdaq Bank ETF (FTXO) Portfolio of Investments December 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS – 99.
February 25, 2022	NPORT-EX	First Trust Exchange-Traded Fund VI December 31, 2021 (Unaudited) Developed International Equity Select ETF (RNDM) Portfolio of Investments December 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 97.
February 25, 2022	NPORT-EX	First Trust Exchange-Traded Fund VI December 31, 2021 (Unaudited) First Trust Nasdaq Bank ETF (FTXO) Portfolio of Investments December 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS – 99.
February 25, 2022	NPORT-EX	First Trust Exchange-Traded Fund VI December 31, 2021 (Unaudited) First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) Portfolio of Investments December 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS – 99.
February 25, 2022	NPORT-EX	First Trust Exchange-Traded Fund VI December 31, 2021 (Unaudited) Developed International Equity Select ETF (RNDM) Portfolio of Investments December 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 97.
February 25, 2022	NPORT-EX	First Trust Exchange-Traded Fund VI December 31, 2021 (Unaudited) Developed International Equity Select ETF (RNDM) Portfolio of Investments December 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 97.
February 25, 2022	NPORT-EX	First Trust Exchange-Traded Fund VI December 31, 2021 (Unaudited) Developed International Equity Select ETF (RNDM) Portfolio of Investments December 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 97.
February 25, 2022	NPORT-EX	Security Name Shares at 12/31/2021 Value at 9/30/2021 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 12/31/2021 Dividend Income First Trust Tactical High Yield ETF 1,880,740 $ 94,677,062 $ 726,531 $ (4, First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments December 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS – 99.
February 10, 2022	SC 13G/A	FTXN / First Trust Nasdaq Oil & Gas ETF / FIRST TRUST PORTFOLIOS LP - AMENDED SCHEDULE 13G Passive Investment UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* First Trust Nasdaq Oil & Gas ETF - (Name of Issuer) Common - (Title of Class of Securities) 33738R845 - (CUSIP Number) January 31, 2022 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to
February 10, 2022	EX-99.1	EX-99.1 Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete
February 2, 2022	EX-99.1	EX-99.1 Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete
February 2, 2022	SC 13G/A	FTHI / First Trust BuyWrite Income ETF / FIRST TRUST PORTFOLIOS LP - AMENDED SCHEDULE 13G Passive Investment UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* First Trust BuyWrite Income ETF - (Name of Issuer) Common - (Title of Class of Securities) 33738R308 - (CUSIP Number) December 31, 2021 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to
January 28, 2022	EX-99.1	EX-99.1 Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete
January 28, 2022	SC 13G/A	FTXR / First Trust Nasdaq Transportation ETF / FIRST TRUST PORTFOLIOS LP - AMENDED SCHEDULE 13G Passive Investment UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* First Trust Nasdaq Transportation ETF - (Name of Issuer) Common - (Title of Class of Securities) 33738R795 - (CUSIP Number) December 31, 2021 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu
January 10, 2022	EX-99.1	EX-99.1 Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete
January 10, 2022	SC 13G	FTXN / First Trust Nasdaq Oil & Gas ETF / FIRST TRUST PORTFOLIOS LP - SCHEDULE 13G Passive Investment UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* First Trust Nasdaq Oil & Gas ETF - (Name of Issuer) Common - (Title of Class of Securities) 33738R845 - (CUSIP Number) December 31, 2021 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to
December 21, 2021	AW	December 21, 2021 December 21, 2021 Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Form AW - Request for Withdrawal First Trust Exchange-Traded Fund VI Registration on Form N-1A Post-Effective Amendment No.
November 24, 2021	NPORT-EX	Security Name Shares at 9/30/2021 Value at 12/31/2020 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 9/30/2021 Dividend Income First Trust Consumer Discretionary AlphaDEX® Fund 251,788 $ 7,724,500 $ 6,8 First Trust Dorsey Wright DALI 1 ETF (DALI) Portfolio of Investments September 30, 2021 (Unaudited) Shares Description Value EXCHANGE-TRADED FUNDS (a) – 99.
October 13, 2021	SC 13G	FTXD / First Trust Nasdaq Retail ETF / TRUIST FINANCIAL CORP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* FIRST TRUST NASDAQ RETAIL ETF 33738R829 September 30, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1 (b) [ ] Rule 13d-1 (c) [ ] Rule 13d-1 (d) *The remainder of this cover page shall be filled
August 23, 2021	NPORT-EX	First Trust Exchange-Traded Fund VI June 30, 2021 (Unaudited) Developed International Equity Select ETF (RNDM) Portfolio of Investments June 30, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 97.
August 23, 2021	NPORT-EX	Security Name Shares at 6/30/2021 Value at 9/30/2020 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 6/30/2021 Dividend Income First Trust Tactical High Yield ETF 2,003,327 $ 91,385,726 $ 15,808,244 $ (1 First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments June 30, 2021 (Unaudited) Shares Description Value COMMON STOCKS – 99.
August 23, 2021	NPORT-EX	First Trust Exchange-Traded Fund VI June 30, 2021 (Unaudited) Developed International Equity Select ETF (RNDM) Portfolio of Investments June 30, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 97.
August 23, 2021	NPORT-EX	Security Name Shares at 6/30/2021 Value at 9/30/2020 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 6/30/2021 Dividend Income First Trust Tactical High Yield ETF 2,003,327 $ 91,385,726 $ 15,808,244 $ (1 First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments June 30, 2021 (Unaudited) Shares Description Value COMMON STOCKS – 99.
August 23, 2021	NPORT-EX	First Trust Exchange-Traded Fund VI June 30, 2021 (Unaudited) First Trust Nasdaq Bank ETF (FTXO) Portfolio of Investments June 30, 2021 (Unaudited) Shares Description Value COMMON STOCKS – 99.
August 23, 2021	NPORT-EX	First Trust Exchange-Traded Fund VI June 30, 2021 (Unaudited) First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) Portfolio of Investments June 30, 2021 (Unaudited) Shares Description Value COMMON STOCKS – 99.
August 23, 2021	NPORT-EX	Security Name Shares at 6/30/2021 Value at 9/30/2020 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 6/30/2021 Dividend Income First Trust Tactical High Yield ETF 2,003,327 $ 91,385,726 $ 15,808,244 $ (1 First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments June 30, 2021 (Unaudited) Shares Description Value COMMON STOCKS – 99.
August 23, 2021	NPORT-EX	Security Name Shares at 6/30/2021 Value at 9/30/2020 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 6/30/2021 Dividend Income First Trust Tactical High Yield ETF 2,003,327 $ 91,385,726 $ 15,808,244 $ (1 First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments June 30, 2021 (Unaudited) Shares Description Value COMMON STOCKS – 99.
August 23, 2021	NPORT-EX	Security Name Shares at 6/30/2021 Value at 9/30/2020 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 6/30/2021 Dividend Income First Trust Tactical High Yield ETF 2,003,327 $ 91,385,726 $ 15,808,244 $ (1 First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments June 30, 2021 (Unaudited) Shares Description Value COMMON STOCKS – 99.
August 23, 2021	NPORT-EX	First Trust Exchange-Traded Fund VI June 30, 2021 (Unaudited) First Trust Nasdaq Bank ETF (FTXO) Portfolio of Investments June 30, 2021 (Unaudited) Shares Description Value COMMON STOCKS – 99.
August 23, 2021	NPORT-EX	First Trust Exchange-Traded Fund VI June 30, 2021 (Unaudited) First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) Portfolio of Investments June 30, 2021 (Unaudited) Shares Description Value COMMON STOCKS – 99.
August 23, 2021	NPORT-EX	First Trust Exchange-Traded Fund VI June 30, 2021 (Unaudited) Developed International Equity Select ETF (RNDM) Portfolio of Investments June 30, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 97.
August 23, 2021	NPORT-EX	Security Name Shares at 6/30/2021 Value at 9/30/2020 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 6/30/2021 Dividend Income First Trust Tactical High Yield ETF 2,003,327 $ 91,385,726 $ 15,808,244 $ (1 First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments June 30, 2021 (Unaudited) Shares Description Value COMMON STOCKS – 99.
August 23, 2021	NPORT-EX	First Trust Exchange-Traded Fund VI June 30, 2021 (Unaudited) First Trust Nasdaq Bank ETF (FTXO) Portfolio of Investments June 30, 2021 (Unaudited) Shares Description Value COMMON STOCKS – 99.
August 23, 2021	NPORT-EX	First Trust Exchange-Traded Fund VI June 30, 2021 (Unaudited) First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) Portfolio of Investments June 30, 2021 (Unaudited) Shares Description Value COMMON STOCKS – 99.
August 23, 2021	NPORT-EX	First Trust Exchange-Traded Fund VI June 30, 2021 (Unaudited) First Trust Nasdaq Bank ETF (FTXO) Portfolio of Investments June 30, 2021 (Unaudited) Shares Description Value COMMON STOCKS – 99.
August 23, 2021	NPORT-EX	First Trust Exchange-Traded Fund VI June 30, 2021 (Unaudited) Developed International Equity Select ETF (RNDM) Portfolio of Investments June 30, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 97.
August 23, 2021	NPORT-EX	First Trust Exchange-Traded Fund VI June 30, 2021 (Unaudited) First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) Portfolio of Investments June 30, 2021 (Unaudited) Shares Description Value COMMON STOCKS – 99.
August 23, 2021	NPORT-EX	Security Name Shares at 6/30/2021 Value at 9/30/2020 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 6/30/2021 Dividend Income First Trust Tactical High Yield ETF 2,003,327 $ 91,385,726 $ 15,808,244 $ (1 First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments June 30, 2021 (Unaudited) Shares Description Value COMMON STOCKS – 99.
August 23, 2021	NPORT-EX	Security Name Shares at 6/30/2021 Value at 9/30/2020 Purchases Sales Change in Unrealized Appreciation (Depreciation) Realized Gain (Loss) Value at 6/30/2021 Dividend Income First Trust Tactical High Yield ETF 2,003,327 $ 91,385,726 $ 15,808,244 $ (1 First Trust NASDAQ Technology Dividend Index Fund (TDIV) Portfolio of Investments June 30, 2021 (Unaudited) Shares Description Value COMMON STOCKS – 99.

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