National Commercial Banks - Latest Activist Disclosures

This table shows recent activist investor (Schedule 13D) filings made in this industry. Any investor or hedge fund that makes an investment with the intention of influencing management is considered an activist investor and must file a 13D.

Date Form Target Company Investor Shares Ownership
(Percent)		 Ownership Change
(Percent)
2021-12-09 13D BANC / Banc of California, Inc. Patriot Financial Partners Iii, L.p. 3,535,639 5.69
2021-11-22 13D/A LCNB / LCNB Corp. Lame John C 676,480 5.44 0.00
2021-10-21 13D/A LCNB / LCNB Corp. Lame John C 676,480 5.44 20.83
2021-08-03 13D/A OPHC / OptimumBank Holdings, Inc. Chan Heng Fai Ambrose 396,000 9.50 279.02
2021-07-30 13D LCNB / LCNB Corp. Lame John C 559,880 4.43
2021-07-16 13D/A PML / PIMCO Municipal Income Fund II Wells Fargo & Company/mn 687 5.44 0.00
2021-05-13 13D/A EFR / Eaton Vance Senior Floating-Rate Trust Saba Capital Management, L.P. 3,498,624 9.49 5.04
2021-04-19 13D/A FUNC / First United Corporation Driver Management Co LLC 0 0.00 -100.00
2021-04-14 13D/A NAD / Nuveen Quality Municipal Income Fund Bank Of America Corp /de/ 7,995 39.22 29.47
2021-04-14 13D PNBK / Patriot National Bancorp, Inc. AFP Forty Six Corp. 342,172 8.70
2021-04-02 13D/A PNBK / Patriot National Bancorp, Inc. PNBK Holdings LLC 67,254 1.70 -97.36
2021-03-31 13D/A FUNC / First United Corporation Driver Management Co LLC 360,737 5.16 0.00
2021-02-16 13D/A CFBK / CF Bankshares Inc. Cochran Edward W 311,914 5.87 1.25
2021-02-12 13D/A UBFO / United Security Bancshares Strategic Value Investors LP 917,289 5.40 0.00
2021-02-08 13D/A TBBK / The Bancorp, Inc. Castle Creek Capital Partners VI, LP 2,828,234 4.90 -22.36
2021-02-08 13D/A DCOM / Dime Community Bancshares, Inc. Basswood Capital Management, L.l.c. 3,771,312 9.20 121.03
2021-01-22 13D NEWT / NewtekOne, Inc. Newtek Business Services Corp. 1,158,671 5.30 2.19
2021-01-11 13D/A FUNC / First United Corporation Driver Management Co LLC 360,737 5.16 0.00
2020-12-31 13D/A EFR / Eaton Vance Senior Floating-Rate Trust Saba Capital Management, L.P. 3,330,858 9.04 15.37
2020-11-23 13D/A FUNC / First United Corporation Driver Management Co LLC 360,737 5.16 0.00
2020-11-12 13D/A FUNC / First United Corporation Driver Management Co LLC 360,737 5.16 0.00
2020-11-03 13D/A EFR / Eaton Vance Senior Floating-Rate Trust Saba Capital Management, L.P. 2,887,137 7.80 0.00
2020-10-30 13D EFR / Eaton Vance Senior Floating-Rate Trust Saba Capital Management, L.P. 2,887,137 7.80 36.25
2020-09-30 13D/A FUNC / First United Corporation Driver Management Co LLC 360,737 5.16 0.00
2020-09-28 13D/A FUNC / First United Corporation Driver Management Co LLC 360,737 5.16 0.03
2020-09-14 13D/A CMTV / Community Bancorp Zucker Anita G 300,000 5.70 18.79
2020-09-08 13D/A FUNC / First United Corporation Driver Management Co LLC 360,637 5.16 0.00
2020-08-19 13D HWBK / Hawthorn Bancshares, Inc. Ategra Capital Management, LLC 341,843 5.30
2020-07-06 13D CFBK / CF Bankshares Inc. Ancora Advisors, LLC 267,972 5.04
2020-06-11 13D/A FUNC / First United Corporation Driver Management Co LLC 360,637 5.18 0.00
2020-06-04 13D/A TBBK / The Bancorp, Inc. Castle Creek Capital Partners VI, LP 3,642,733 6.30 20.36
2020-06-01 13D/A CFBK / CF Bankshares Inc. Castle Creek Capital Partners VII, LP 528,762 9.90 4.85
2020-03-31 13D/A CFBK / CF Bankshares Inc. Castle Creek Capital Partners VII, LP 504,299 9.40 -5.08
2020-03-27 13D/A FUNC / First United Corporation Driver Management Co LLC 360,637 5.07
2020-02-20 13D/A NAD / Nuveen Quality Municipal Income Fund Bank Of America Corp /de/ 6,175 33.26 13.20
2020-02-14 13D/A CFBK / CF Bankshares Inc. Cochran Edward W 308,074 5.76 1.05
2020-02-12 13D/A FUNC / First United Corporation Driver Management Co LLC
2020-01-10 13D/A FUNC / First United Corporation Driver Management Co LLC 360,637 5.07 0.00
2020-01-06 13D NEWT / NewtekOne, Inc. Newtek Business Services Corp. 1,133,815 5.72 1.51
2019-12-23 13D CFBK / CF Bankshares Inc. Castle Creek Capital Partners VII, LP 531,299 9.90
2019-12-17 13D/A FUNC / First United Corporation Driver Management Co LLC 360,637 5.07 0.00
2019-12-03 13D/A FUNC / First United Corporation Driver Management Co LLC 360,637 5.07 0.00
2019-11-21 13D/A FUNC / First United Corporation Driver Management Co LLC 360,637 5.07 0.00
2019-11-12 13D/A FUNC / First United Corporation Driver Management Co LLC 360,637 5.07 0.00
2019-10-31 13D/A FUNC / First United Corporation Driver Management Co LLC 360,637 5.08 0.00
2019-10-29 13D/A FUNC / First United Corporation Driver Management Co LLC 360,637 5.08 0.00
2019-10-23 13D/A FUNC / First United Corporation Driver Management Co LLC 360,637 5.08 0.00
2019-10-08 13D/A FUNC / First United Corporation Driver Management Co LLC 360,637 5.08 0.00
2019-09-26 13D/A FUNC / First United Corporation Driver Management Co LLC 360,637 5.08
2019-09-13 13D/A FUNC / First United Corporation Driver Management Co LLC 360,637 5.08 0.00