Finance Services - Latest Activist Disclosures

This table shows recent activist investor (Schedule 13D) filings made in this industry. Any investor or hedge fund that makes an investment with the intention of influencing management is considered an activist investor and must file a 13D.

Date Form Target Company Investor Shares Ownership
(Percent)		 Ownership Change
(Percent)
2017-07-21 13D/A NCTY / The9 Limited - Depositary Receipt (Common Stock) Ark Pacific Investment Management Ltd 37,849,826 35.20 216.08
2017-07-12 13D NCTY / The9 Limited - Depositary Receipt (Common Stock) Ie Ltd 12,500,000 18.45
2017-07-10 13D/A CCUR / CCUR Holdings, Inc. Singer Julian D. 1,372,379 13.90 0.00
2017-07-07 13D/A ANY / Sphere 3D Corp. MacFarlane Family Ventures, LLC 34,864,287 27.90 -3.71
2017-07-06 13D/A MGTI / MGT Capital Investments, Inc. Direnzo Joseph Sr. 9.99
2017-07-03 13D/A ANY / Sphere 3D Corp. Cyrus Capital Partners, L.p. 24,697,106 17.60 -87.83
2017-05-23 13D/A CCUR / CCUR Holdings, Inc. Singer Julian D. 1,372,379 13.90 16.07
2017-05-19 13D/A ANY / Sphere 3D Corp. MacFarlane Family Ventures, LLC 36,208,246 29.20 -3.10
2017-05-18 13D/A CCUR / CCUR Holdings, Inc. Singer Julian D. 1,182,379 12.00 32.18
2017-04-21 13D/A MFIN / Medallion Financial Corp. Murstein Alvin 1,663,578 6.87 -89.70
2017-04-03 13D BEGI / BlackStar Enterprise Group, Inc. Harris John N 80.00
2017-04-03 13D BEGI / BlackStar Enterprise Group, Inc. International Hedge Group, Inc. 80.00
2017-04-03 13D BEGI / BlackStar Enterprise Group, Inc. Kurczodyna Joseph E 80.00
2017-04-03 13D BEGI / BlackStar Enterprise Group, Inc. Lahr Todd Harold 80.00
2017-03-31 13D/A ANY / Sphere 3D Corp. MacFarlane Family Ventures, LLC 37,368,415 30.30 13.66
2017-03-21 13D/A ANY / Sphere 3D Corp. MacFarlane Family Ventures, LLC 32,876,061 32.90 -2.64
2017-03-13 13D/A GDOT / Green Dot Corporation Harvest Capital Strategies LLC 4,421,700 8.70 -3.81
2017-03-09 13D/A NXTP / NextPlay Technologies, Inc. Monaco Investment Partners II, LP 3,962,066 29.60 5.32
2017-03-08 13D/A MGTI / MGT Capital Investments, Inc. Direnzo Joseph Sr. 3,415,407 9.99
2017-03-07 13D/A ANY / Sphere 3D Corp. MacFarlane Family Ventures, LLC 33,766,301 33.80 0.00
2017-02-23 13D ANY / Sphere 3D Corp. Brownstone Energy Inc. 11,184,500 13.20
2017-02-13 13D/A ANY / Sphere 3D Corp. Cyrus Capital Partners, L.p. 20,289,192 23.40 -90.00
2017-02-02 13D/A ANY / Sphere 3D Corp. Cyrus Capital Partners, L.p. 20,289,192 25.20 -90.00
2017-02-01 13D ANY / Sphere 3D Corp. MacFarlane Family Ventures, LLC 33,766,301 33.80 249.68
2017-01-10 13D/A RIOT / Riot Platforms, Inc. DeFrancesco Catherine Johanna DeFrancesco 515,777 11.45
2017-01-10 13D/A RIOT / Riot Platforms, Inc. DeFrancesco Catherine Johanna DeFrancesco 515,777 11.45 7.84
2017-01-09 13D STQN / Strategic Acquisitions, Inc. NextCoal International, Inc. 125,000 7.18
2017-01-09 13D/A NCTY / The9 Limited - Depositary Receipt (Common Stock) Zhu Jun 14,022,916 21.80 20.17
2017-01-05 13D/A RIOT / Riot Platforms, Inc. Honig Barry C 504,000 11.19 0.80
2017-01-05 13D/A RIOT / Riot Platforms, Inc. Honig Barry C 504,000 11.19 0.80
2017-01-04 13D/A ANY / Sphere 3D Corp. Cyrus Capital Partners, L.p. 20,289,192 31.80 -88.19
2016-12-22 13D/A ANY / Sphere 3D Corp. Cyrus Capital Partners, L.p. 17,184,055 28.30 -90.00
2016-12-19 13D/A CNCG / Themes ETF Trust - Leverage Shares 2X Long CNC Daily ETF Nicholas & Melinda Gerber Living Trust 543,900,080 47.34
2016-12-19 13D/A CNCG / Themes ETF Trust - Leverage Shares 2X Long CNC Daily ETF Schoenberger Family Trust 140,939,285 12.27
2016-12-13 13D/A RIOT / Riot Platforms, Inc. DeFrancesco Catherine Johanna DeFrancesco 478,277 10.62
2016-12-13 13D/A RIOT / Riot Platforms, Inc. DeFrancesco Catherine Johanna DeFrancesco 478,277 10.62 0.53
2016-12-09 13D/A RIOT / Riot Platforms, Inc. DeFrancesco Catherine Johanna DeFrancesco 475,777 10.56
2016-12-09 13D/A RIOT / Riot Platforms, Inc. DeFrancesco Catherine Johanna DeFrancesco 475,777 10.56 1.08
2016-12-05 13D/A RIOT / Riot Platforms, Inc. DeFrancesco Catherine Johanna DeFrancesco 470,676 10.45
2016-12-05 13D/A RIOT / Riot Platforms, Inc. DeFrancesco Catherine Johanna DeFrancesco 470,676 10.45 29.15
2016-12-01 13D/A RIOT / Riot Platforms, Inc. Honig Barry C 500,000 11.10 33.73
2016-12-01 13D/A RIOT / Riot Platforms, Inc. Honig Barry C 500,000 11.10 10.48
2016-11-09 13D/A RIOT / Riot Platforms, Inc. Honig Barry C 452,585 10.05 21.04
2016-11-09 13D/A RIOT / Riot Platforms, Inc. Honig Barry C 452,585 10.05 16.30
2016-11-03 13D NXTP / NextPlay Technologies, Inc. Monaco Investment Partners II, LP 3,762,066 32.20
2016-11-01 13D/A NXTP / NextPlay Technologies, Inc. Kerby William 1,690,069 16.00 0.00
2016-10-31 13D/A NXTP / NextPlay Technologies, Inc. Kerby William 1,690,069 16.00
2016-10-25 13D/A RIOT / Riot Platforms, Inc. DeFrancesco Catherine Johanna DeFrancesco 364,435 9.40
2016-10-25 13D/A RIOT / Riot Platforms, Inc. DeFrancesco Catherine Johanna DeFrancesco 364,435 9.40 0.44
2016-10-20 13D/A RIOT / Riot Platforms, Inc. DeFrancesco Catherine Johanna DeFrancesco 362,835 9.36