Finance Services - Latest Activist Disclosures

This table shows recent activist investor (Schedule 13D) filings made in this industry. Any investor or hedge fund that makes an investment with the intention of influencing management is considered an activist investor and must file a 13D.

Date Form Target Company Investor Shares Ownership
(Percent)		 Ownership Change
(Percent)
2016-10-20 13D/A RIOT / Riot Platforms, Inc. DeFrancesco Catherine Johanna DeFrancesco 362,835 9.36 6.35
2016-09-27 13D/A ANY / Sphere 3D Corp. Cyrus Capital Partners, L.p. 17,184,055 28.30 6.01
2016-09-23 13D/A YRD / Yiren Digital Ltd. - Depositary Receipt (Common Stock) Tang Ning 43,770,000 36.60 -4.49
2016-09-20 13D/A RIOT / Riot Platforms, Inc. DeFrancesco Catherine Johanna DeFrancesco 341,176 8.80
2016-09-20 13D/A RIOT / Riot Platforms, Inc. DeFrancesco Catherine Johanna DeFrancesco 341,176 8.80 0.00
2016-09-14 13D/A RIOT / Riot Platforms, Inc. Honig Barry C 389,159 10.04 4.08
2016-09-14 13D/A RIOT / Riot Platforms, Inc. DeFrancesco Catherine Johanna DeFrancesco 341,176 8.80
2016-09-14 13D/A RIOT / Riot Platforms, Inc. Honig Barry C 389,159 10.04 0.00
2016-09-14 13D/A RIOT / Riot Platforms, Inc. DeFrancesco Catherine Johanna DeFrancesco 341,176 8.80 17.48
2016-09-13 13D/A RIOT / Riot Platforms, Inc. Honig Barry C 389,159 10.04 4.08
2016-09-13 13D/A RIOT / Riot Platforms, Inc. Honig Barry C 389,159 10.04 4.08
2016-09-12 13D RIOT / Riot Platforms, Inc. DeFrancesco Catherine Johanna DeFrancesco 290,404 7.49
2016-09-12 13D RIOT / Riot Platforms, Inc. DeFrancesco Catherine Johanna DeFrancesco 290,404 7.49
2016-09-12 13D/A YRD / Yiren Digital Ltd. - Depositary Receipt (Common Stock) Tang Ning 45,830,000 38.40 -1.29
2016-09-08 13D RIOT / Riot Platforms, Inc. Honig Barry C 373,899 9.60 0.00
2016-09-08 13D RIOT / Riot Platforms, Inc. Honig Barry C 373,899 9.60 0.00
2016-09-07 13D RIOT / Riot Platforms, Inc. Honig Barry C 373,899 9.60 -3.28
2016-09-02 13D/A RIOT / Riot Platforms, Inc. Mgt Capital Investments Inc 82,383 2.12
2016-09-02 13D/A RIOT / Riot Platforms, Inc. Mgt Capital Investments Inc 82,383 2.12 -92.64
2016-08-29 13D/A CCUR / CCUR Holdings, Inc. Singer Julian D. 894,536 9.40 -0.42
2016-08-22 13D/A MFIN / Medallion Financial Corp. Murstein Alvin 1,615,034 6.63 -89.97
2016-07-28 13D/A CCUR / CCUR Holdings, Inc. Singer Julian D. 898,336 9.40 0.42
2016-07-19 13D CLSK / CleanSpark, Inc. McNeill Larry 1,920,000 8.50
2016-07-18 13D/A CLSK / CleanSpark, Inc. Lybbert Bruce 4,768,463 21.00
2016-07-18 13D CLSK / CleanSpark, Inc. McNeill Larry 8.50
2016-07-18 13D/A CLSK / CleanSpark, Inc. Lybbert Bruce 4,768,463 21.00
2016-07-15 13D/A CCUR / CCUR Holdings, Inc. Singer Julian D. 894,536 9.40 0.00
2016-07-11 13D/A CLSK / CleanSpark, Inc. Schultz S. Matthew 6,709,956 30.00
2016-07-11 13D/A CLSK / CleanSpark, Inc. Schultz S. Matthew 6,709,956 30.00
2016-07-08 13D/A CLSK / CleanSpark, Inc. Bradford Zachary 3,392,280 15.00
2016-07-08 13D/A CLSK / CleanSpark, Inc. Bradford Zachary 3,392,280 15.00
2016-06-27 13D/A GREE / Greenidge Generation Holdings Inc. VIEX Capital Advisors, LLC 4,780,623 8.70 0.00
2016-06-27 13D GREE / Greenidge Generation Holdings Inc. Radoff Bradley Louis 4,780,623 8.70
2016-05-24 13D/A GDOT / Green Dot Corporation Harvest Capital Strategies LLC 4,597,000 9.60 0.00
2016-05-23 13D/A CCUR / CCUR Holdings, Inc. Singer Julian D. 894,536 9.40 0.00
2016-05-19 13D/A RIOT / Riot Platforms, Inc. Mgt Capital Investments Inc 194,383 5.01
2016-05-19 13D/A RIOT / Riot Platforms, Inc. Mgt Capital Investments Inc 1,120,001 5.01 0.00
2016-05-18 13D RIOT / Riot Platforms, Inc. Mgt Capital Investments Inc 194,383 5.01
2016-05-18 13D RIOT / Riot Platforms, Inc. Mgt Capital Investments Inc 1,120,001 5.01
2016-05-05 13D/A CCUR / CCUR Holdings, Inc. Singer Julian D. 894,536 9.40 0.00
2016-04-28 13D/A ANY / Sphere 3D Corp. Cyrus Capital Partners, L.p. 16,210,318 29.10 -88.46
2016-04-13 13D/A CCUR / CCUR Holdings, Inc. Singer Julian D. 894,536 9.70 0.00
2016-03-31 13D/A GDOT / Green Dot Corporation Harvest Capital Strategies LLC 4,597,000 9.20 17.90
2016-03-29 13D/A NCTY / The9 Limited - Depositary Receipt (Common Stock) Zhu Jun 11,669,615 34.90 -8.81
2016-03-29 13D/A GREE / Greenidge Generation Holdings Inc. VIEX Capital Advisors, LLC 4,780,623 8.70 0.00
2016-03-16 13D/A GDOT / Green Dot Corporation Harvest Capital Strategies LLC 3,899,065 7.80 6.98
2016-03-16 13D/A MFIN / Medallion Financial Corp. Murstein Alvin 1,610,034 6.59 -89.97
2016-03-11 13D/A CCUR / CCUR Holdings, Inc. Singer Julian D. 894,536 9.70 0.56
2016-03-07 13D/A GDOT / Green Dot Corporation Harvest Capital Strategies LLC 3,644,532 7.30
2016-03-04 13D HSDT / Solana Company A&B (HK) Co Ltd 11,458,334 15.10