First Trust Exchange-Traded Fund VI - First Trust NASDAQ Technology Dividend Index Fund
US ˙ NasdaqGM ˙ US33738R1187

SecurityTDIV / First Trust Exchange-Traded Fund VI - First Trust NASDAQ Technology Dividend Index Fund
InstitutionCommonwealth Equity Services, Inc
Latest Disclosed Ownership66,561 shares
Latest Disclosed Value $ 2,155,000
Commonwealth Equity Services, Inc reports 6.16% increase in ownership of TDIV / First Trust Exchange-Traded Fund VI - First Trust NASDAQ Technology Dividend Index Fund

On February 16, 2018 - Commonwealth Equity Services, Inc filed a 13F-HR/A form disclosing ownership of 66,561 shares of First Trust Exchange-Traded Fund VI - First Trust NASDAQ Technology Dividend Index Fund (US:TDIV) valued at $2,155,245 USD as of September 30, 2017. The entity filed a previous 13F-HR/A on February 16, 2018 disclosing 62,698 shares of First Trust Exchange-Traded Fund VI - First Trust NASDAQ Technology Dividend Index Fund. This represents a change in shares of 6.16% during the quarter. The current value of the position is $7,783,324 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2018-02-16 2017-09-30 13F/A-1 FIRST TR EXCHANGE TRADED FD NASD TECH DIV 33738R118 66,561 3,863 6.16 2,155 10.17 0.0129
2017-11-07 2017-09-30 13F FIRST TR EXCHANGE TRADED FD NASD TECH DIV 33738R118 66,560 3,862 2,155
2018-02-16 2017-06-30 13F/A-1 FIRST TR EXCHANGE TRADED FD NASD TECH DIV 33738R118 62,698 3,101 5.20 1,956 3.55 0.0124
2017-08-11 2017-06-30 13F FIRST TR EXCHANGE TRADED FD NASD TECH DIV 33738R118 62,698 3,101 1,955
2018-02-16 2017-03-31 13F/A-1 FIRST TR EXCHANGE TRADED FD NASD TECH DIV 33738R118 59,597 2,649 4.65 1,889 12.11 0.0126
2017-05-15 2017-03-31 13F FIRST TR EXCHANGE TRADED FD NASD TECH DIV 33738R118 59,597 2,649 1,889
2018-02-16 2016-12-31 13F/A-1 FIRST TR EXCHANGE TRADED FD NASD TECH DIV 33738R118 56,948 -2,142 -3.62 1,685 -2.77 0.0124
2017-02-01 2016-12-31 13F FIRST TR EXCHANGE TRADED FD NASD TECH DIV 33738R118 56,948 -2,142 1,685
2016-10-25 2016-09-30 13F FIRST TR EXCHANGE TRADED FD NASD TECH DIV 33738R118 59,090 6,873 13.16 1,733 24.95 0.0137
2016-08-04 2016-06-30 13F FIRST TR EXCHANGE TRADED FD NASD TECH DIV 33738R118 52,217 31 0.06 1,387 -1.21 0.0117
2016-04-27 2016-03-31 13F FIRST TR EXCHANGE TRADED FD NASD TECH DIV 33738R118 52,186 729 1.42 1,404 8.00 0.0125
2016-01-19 2015-12-31 13F FIRST TR EXCHANGE TRADED FD NASD TECH DIV 33738R118 51,457 -6,254 -10.84 1,300 -6.94 0.0123
2015-10-27 2015-09-30 13F FIRST TR EXCHANGE TRADED FD NASD TECH DIV 33738R118 57,711 -38,601 -40.08 1,397 -45.04 0.0147
2015-07-28 2015-06-30 13F FIRST TR EXCHANGE TRADED FD NASD TECH DIV 33738R118 96,312 -1,691 -1.73 2,542 -3.68 0.0253
2015-04-28 2015-03-31 13F FIRST TR EXCHANGE TRADED FD NASD TECH DIV 33738R118 98,003 20,770 26.89 2,639 23.43 0.0274
2015-01-13 2014-12-31 13F FIRST TR EXCHANGE TRADED FD NASD TECH DIV 33738R118 77,233 22,466 41.02 2,138 44.17 0.0240
2014-10-17 2014-09-30 13F FIRST TR EXCHANGE TRADED FD NASD TECH DIV 33738R118 54,767 12,065 28.25 1,483 31.12 0.0180
2014-07-23 2014-06-30 13F FIRST TR EXCHANGE TRADED FD NASD TECH DIV 33738R118 42,702 2,622 6.54 1,131 12.31 0.0138
2014-05-07 2014-03-31 13F FIRST TR EXCHANGE TRADED FD NASD TECH DIV 33738R118 40,080 2,354 6.24 1,007 8.16 0.0139
2014-02-11 2013-12-31 13F FIRST TR EXCHANGE TRADED FD NASD TECH DIV 33738R118 37,726 14,361 61.46 931 76.66 0.0135
2013-11-04 2013-09-30 13F FIRST TR EXCHANGE TRADED FD NASD TECH DIV 33738R118 23,365 12,473 114.52 527 122.36 0.0086
2013-07-29 2013-06-30 13F FIRST TR EXCHANGE TRADED FD NASD TECH DIV 33738R118 10,892 237
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.