Northern Lights Fund Trust IV - Main Sector Rotation ETF
US ˙ BATS

SecuritySECT / Northern Lights Fund Trust IV - Main Sector Rotation ETF
InstitutionMutual Advisors, LLC
Latest Disclosed Ownership234,310 shares
Latest Disclosed Value $ 14,149,996
Mutual Advisors, LLC reports 0.04% increase in ownership of SECT / Northern Lights Fund Trust IV - Main Sector Rotation ETF

On May 1, 2026 - Mutual Advisors, LLC filed a 13F-HR form disclosing ownership of 234,310 shares of Northern Lights Fund Trust IV - Main Sector Rotation ETF (US:SECT) valued at $14,149,981 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 2, 2026 disclosing 234,209 shares of Northern Lights Fund Trust IV - Main Sector Rotation ETF. This represents a change in shares of 0.04% during the quarter. The current value of the position is $16,851,575 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-01 2026-03-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 234,310 101 0.04 14,150 -6.38 0.3028
2026-02-02 2025-12-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 234,209 9,212 4.09 15,114 5.63 0.3238
2025-11-04 2025-09-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 224,997 -5,003 -2.18 14,308 4.71 0.3151
2025-07-28 2025-06-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 230,000 2,031 0.89 13,664 18.13 0.3412
2025-04-28 2025-03-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 227,969 6,055 2.73 11,567 -6.15 0.3310
2025-01-17 2024-12-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 221,914 -8,147 -3.54 12,325 -0.60 0.3567
2024-10-25 2024-09-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 230,061 15,785 7.37 12,400 11.29 0.3625
2024-07-30 2024-06-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 214,276 20,005 10.30 11,142 13.84 0.3364
2024-05-02 2024-03-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 194,271 60,771 45.52 9,787 57.50 0.3139
2024-01-12 2023-12-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 133,500 7,795 6.20 6,214 17.47 0.2162
2023-11-13 2023-09-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 125,705 -65,901 -34.39 5,291 -35.93 0.2064
2023-07-31 2023-06-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 191,606 25,467 15.33 8,256 22.40 0.3133
2023-04-11 2023-03-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 166,139 -12,248 -6.87 6,745 -2.51 0.2767
2023-01-12 2022-12-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 178,387 45,211 33.95 6,920 46.19 0.3096
2022-11-03 2022-09-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 133,176 -98,226 -42.45 4,733 -43.76 0.2435
2022-08-15 2022-06-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 231,402 29,530 14.63 8,416 -2.03 0.5572
2022-05-09 2022-03-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 201,872 -6,763 -3.24 8,590 -8.24 0.4807
2022-02-14 2021-12-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 208,635 38,363 22.53 9,361 35.08 0.4954
2021-11-15 2021-09-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 170,272 -8,306 -4.65 6,930 -5.83 0.4100
2021-08-12 2021-06-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 178,578 178,578 7,359 0.4364
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.