Northern Lights Fund Trust IV - Main Sector Rotation ETF
US ˙ BATS

SecuritySECT / Northern Lights Fund Trust IV - Main Sector Rotation ETF
InstitutionAdvisor Group Holdings, Inc.
Latest Disclosed Ownership6,185,653 shares
Latest Disclosed Value $ 373,552,189
Advisor Group Holdings, Inc. reports 3.83% decrease in ownership of SECT / Northern Lights Fund Trust IV - Main Sector Rotation ETF

On May 15, 2026 - Advisor Group Holdings, Inc. filed a 13F-HR form disclosing ownership of 6,185,653 shares of Northern Lights Fund Trust IV - Main Sector Rotation ETF (US:SECT) valued at $373,551,585 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 17, 2026 disclosing 6,431,724 shares of Northern Lights Fund Trust IV - Main Sector Rotation ETF. This represents a change in shares of -3.83% during the quarter. The current value of the position is $444,872,164 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-15 2026-03-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 6,185,653 -246,071 -3.83 373,552 -10.00 0.3181
2026-02-17 2025-12-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 6,431,724 -67,633 -1.04 415,040 1.38 0.6065
2025-11-14 2025-09-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 6,499,357 -167,009 -2.51 409,391 5.75 0.5730
2025-09-04 2025-06-30 13F/A-1 ORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 6,666,366 6,498,867 3,879.94 387,116 4,426.61 0.6892
2025-08-13 2025-06-30 13F ORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 6,631,121 6,463,622 384,809 0.4450
2025-05-12 2025-03-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 167,499 -7,166,212 -97.72 8,553 -97.71 0.0191
2025-06-06 2024-12-31 13F/A-1 NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 7,333,711 584,940 8.67 374,170 3.11 0.8398
2025-02-07 2024-12-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 7,390,361 641,590 377,116 0.9620
2024-11-13 2024-09-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 6,748,771 -8,842 -0.13 362,882 5.11 0.8183
2024-08-13 2024-06-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 6,757,613 4,346,822 180.31 345,247 184.26 0.8158
2024-05-10 2024-03-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 2,410,791 2,024,828 524.62 121,456 575.88 0.2713
2024-02-12 2023-12-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 385,963 -164,667 -29.91 17,970 -22.44 0.0314
2023-11-13 2023-09-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 550,630 12,371 2.30 23,169 -0.12 0.0342
2023-08-21 2023-06-30 13F/A-1 NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 538,259 -90,975 -14.46 23,197 -9.21 0.0416
2023-08-10 2023-06-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 538,259 -90,975 23,197 0.0063
2023-05-12 2023-03-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 629,234 160,095 34.13 25,548 40.38 0.0481
2023-02-10 2022-12-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 469,139 56,940 13.81 18,200 24.24 0.0369
2022-11-14 2022-09-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 412,199 40,160 10.79 14,648 8.26 0.0335
2022-08-10 2022-06-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 372,039 51,259 15.98 13,531 -0.86 0.0298
2022-05-04 2022-03-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 320,780 65,776 25.79 13,649 19.28 0.0265
2022-02-03 2021-12-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 255,004 21,643 9.27 11,443 20.48 0.0217
2021-11-05 2021-09-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 233,361 31,160 15.41 9,498 13.98 0.0198
2021-08-02 2021-06-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 202,201 22,053 12.24 8,333 20.89 0.0180
2021-05-13 2021-03-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 180,148 11,203 6.63 6,893 16.40 0.0166
2021-02-10 2020-12-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 168,945 10,509 6.63 5,922 20.37 0.0158
2020-11-12 2020-09-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 158,436 -18,556 -10.48 4,920 -1.74 0.0147
2020-08-14 2020-06-30 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 176,992 -165,059 -48.26 5,007 -39.73 0.0168
2020-05-18 2020-03-31 13F NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 342,051 342,051 8,308 0.0340
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.