First Trust Exchange-Traded Fund VI - First Trust SMID Cap Rising Dividend Achievers ETF
US ˙ NasdaqGM ˙ US33741X1028

SecuritySDVY / First Trust Exchange-Traded Fund VI - First Trust SMID Cap Rising Dividend Achievers ETF
InstitutionSigma Planning Corp
Latest Disclosed Ownership300,698 shares
Latest Disclosed Value $ 11,856,516
Sigma Planning Corp reports 3.09% increase in ownership of SDVY / First Trust Exchange-Traded Fund VI - First Trust SMID Cap Rising Dividend Achievers ETF

On May 4, 2026 - Sigma Planning Corp filed a 13F-HR form disclosing ownership of 300,698 shares of First Trust Exchange-Traded Fund VI - First Trust SMID Cap Rising Dividend Achievers ETF (US:SDVY) valued at $11,856,522 USD as of March 31, 2026. The entity filed a previous 13F-HR on January 30, 2026 disclosing 291,682 shares of First Trust Exchange-Traded Fund VI - First Trust SMID Cap Rising Dividend Achievers ETF. This represents a change in shares of 3.09% during the quarter. The current value of the position is $12,379,737 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-04 2026-03-31 13F FIRST TR EXCHANGE TRADED FD SMID RISNG ETF 33741X102 300,698 9,016 3.09 11,857 5.97 0.3293
2026-01-30 2025-12-31 13F FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 291,682 -4,310 -1.46 11,189 -0.58 0.3089
2025-11-10 2025-09-30 13F FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 295,992 -98,843 -25.03 11,253 -19.21 0.3199
2025-08-05 2025-06-30 13F FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 394,835 -162,466 -29.15 13,930 -25.39 0.4188
2025-05-02 2025-03-31 13F FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 557,301 36,251 6.96 18,670 -0.05 0.5954
2025-02-03 2024-12-31 13F FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 521,050 96,286 22.67 18,680 20.88 0.5866
2024-11-04 2024-09-30 13F FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 424,764 8,542 2.05 15,453 11.22 0.4734
2024-08-06 2024-06-30 13F FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 416,222 187,339 81.85 13,894 74.34 0.4402
2024-05-02 2024-03-31 13F FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 228,883 190,471 495.86 7,970 533.47 0.2505
2024-02-01 2023-12-31 13F FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 38,412 -48,687 -55.90 1,259 -48.82 0.0985
2023-11-06 2023-09-30 13F FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 87,099 -1,684 -1.90 2,459 -2.19 0.0922
2023-08-02 2023-06-30 13F FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 88,783 15,899 21.81 2,513 29.40 0.0903
2023-05-08 2023-03-31 13F FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 72,884 -49,039 -40.22 1,942 -38.85 0.0645
2023-01-24 2022-12-31 13F FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 121,923 -19,157 -13.58 3,176 -2.67 0.1135
2022-11-10 2022-09-30 13F FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 141,080 34,084 31.86 3,263 27.71 0.1244
2022-08-11 2022-06-30 13F FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 106,996 16,428 18.14 2,555 1.23 0.0888
2022-04-20 2022-03-31 13F FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 90,568 79,621 727.33 2,524 660.24 0.0756
2022-02-02 2021-12-31 13F FIRST TRUST SMID CAP RISING DIVIDEND ACHIEVERS ETF ETF 33741X102 10,947 106 0.98 332 8.50 0.0093
2021-10-28 2021-09-30 13F FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 10,841 -154 -1.40 306 -4.37 0.0092
2021-08-13 2021-06-30 13F FIRST TRUST SMID CAP RISING DIVIDEND ACHIEVERS ETF ETF 33741X102 10,995 1,105 11.17 320 13.88 0.0095
2021-05-06 2021-03-31 13F FIRST TRUST SMID CAP RISING DIVIDEND ACHIEVERS ETF ETF 33741X102 9,890 9,890 281 0.0090
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.