First Trust Exchange-Traded Fund VI - First Trust SMID Cap Rising Dividend Achievers ETF
US ˙ NasdaqGM ˙ US33741X1028

SecuritySDVY / First Trust Exchange-Traded Fund VI - First Trust SMID Cap Rising Dividend Achievers ETF
InstitutionAdvisor Group Holdings, Inc.
Latest Disclosed Ownership2,813,061 shares
Latest Disclosed Value $ 110,939,003
Advisor Group Holdings, Inc. reports 0.34% increase in ownership of SDVY / First Trust Exchange-Traded Fund VI - First Trust SMID Cap Rising Dividend Achievers ETF

On May 15, 2026 - Advisor Group Holdings, Inc. filed a 13F-HR form disclosing ownership of 2,813,061 shares of First Trust Exchange-Traded Fund VI - First Trust SMID Cap Rising Dividend Achievers ETF (US:SDVY) valued at $110,918,995 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 17, 2026 disclosing 2,803,634 shares of First Trust Exchange-Traded Fund VI - First Trust SMID Cap Rising Dividend Achievers ETF. This represents a change in shares of 0.34% during the quarter. The current value of the position is $116,376,334 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-15 2026-03-31 13F FIRST TR EXCHANGE TRADED FD SMID RISNG ETF 33741X102 2,813,061 9,427 0.34 110,939 3.24 0.0945
2026-02-17 2025-12-31 13F FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 2,803,634 -162,541 -5.48 107,458 -4.59 0.1570
2025-11-14 2025-09-30 13F FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 2,966,175 221,332 8.06 112,625 16.29 0.1576
2025-09-04 2025-06-30 13F/A-1 IRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 2,744,843 275,395 11.15 96,848 17.05 0.1724
2025-08-13 2025-06-30 13F IRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 2,406,054 -63,394 86,106 0.0996
2025-05-12 2025-03-31 13F FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 2,469,448 56,869 2.36 82,742 -4.35 0.1844
2025-06-06 2024-12-31 13F/A-1 FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 2,412,579 234,539 10.77 86,507 9.15 0.1942
2025-02-07 2024-12-31 13F FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 2,131,844 -46,196 77,418 0.1975
2024-11-13 2024-09-30 13F FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 2,178,040 229,434 11.77 79,252 21.83 0.1787
2024-08-13 2024-06-30 13F FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 1,948,606 179,106 10.12 65,050 5.57 0.1537
2024-05-10 2024-03-31 13F FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 1,769,500 125,091 7.61 61,619 14.34 0.1376
2024-02-12 2023-12-31 13F FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 1,644,409 -119,815 -6.79 53,890 8.20 0.0943
2023-11-13 2023-09-30 13F FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 1,764,224 374,028 26.90 49,808 26.55 0.0736
2023-08-21 2023-06-30 13F/A-1 FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 1,390,196 529,592 61.54 39,358 71.59 0.0707
2023-08-10 2023-06-30 13F FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 1,390,196 529,592 39,358 0.0107
2023-05-12 2023-03-31 13F FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 860,604 12,533 1.48 22,938 3.82 0.0432
2023-02-10 2022-12-31 13F FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 848,071 -30,669 -3.49 22,094 8.69 0.0447
2022-11-14 2022-09-30 13F FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 878,740 -32,716 -3.59 20,327 -6.62 0.0465
2022-08-10 2022-06-30 13F FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 911,456 -46,876 -4.89 21,767 -30.10 0.0480
2022-05-04 2022-03-31 13F FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 958,332 613,214 177.68 31,139 197.75 0.0604
2022-02-03 2021-12-31 13F FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 345,118 191,530 124.70 10,458 140.91 0.0198
2021-11-05 2021-09-30 13F FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 153,588 25,303 19.72 4,341 16.29 0.0090
2021-08-02 2021-06-30 13F FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 128,285 78,414 157.23 3,733 163.44 0.0081
2021-05-13 2021-03-31 13F FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 49,871 20,439 69.44 1,417 102.72 0.0034
2021-02-10 2020-12-31 13F FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 29,432 -900 -2.97 699 25.95 0.0019
2020-11-12 2020-09-30 13F FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 30,332 -1,298 -4.10 555 -0.18 0.0017
2020-08-14 2020-06-30 13F FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 31,630 -3,816 -10.77 556 10.10 0.0019
2020-05-18 2020-03-31 13F FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 35,446 35,446 505 0.0021
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.