Northern Lights Fund Trust III - HCM Defender 100 Index ETF
US ˙ ARCA ˙ US66538R7483

SecurityQQH / Northern Lights Fund Trust III - HCM Defender 100 Index ETF
InstitutionAdvisor Group Holdings, Inc.
Latest Disclosed Ownership17,319 shares
Latest Disclosed Value $ 1,209,359
Advisor Group Holdings, Inc. reports 30.30% decrease in ownership of QQH / Northern Lights Fund Trust III - HCM Defender 100 Index ETF

On May 15, 2026 - Advisor Group Holdings, Inc. filed a 13F-HR form disclosing ownership of 17,319 shares of Northern Lights Fund Trust III - HCM Defender 100 Index ETF (US:QQH) valued at $1,209,386 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 17, 2026 disclosing 24,848 shares of Northern Lights Fund Trust III - HCM Defender 100 Index ETF. This represents a change in shares of -30.30% during the quarter. The current value of the position is $1,428,471 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-15 2026-03-31 13F NORTHERN LTS FD TR III HCM DEFND 100 66538R748 17,319 -7,529 -30.30 1,209 -37.10 0.0010
2026-02-17 2025-12-31 13F NORTHERN LTS FD TR III HCM DEFND 100 66538R748 24,848 -677 -2.65 1,922 6.36 0.0028
2025-11-14 2025-09-30 13F NORTHERN LTS FD TR III HCM DEFND 100 66538R748 25,525 -706 -2.69 1,807 2.09 0.0025
2025-09-04 2025-06-30 13F/A-1 NORTHERN LTS FD TR III HCM DEFND 100 66538R748 26,231 -171 -0.65 1,771 14.64 0.0032
2025-08-13 2025-06-30 13F NORTHERN LTS FD TR III HCM DEFND 100 66538R748 3,019 -23,383 200 0.0002
2025-05-12 2025-03-31 13F NORTHERN LTS FD TR III HCM DEFND 100 66538R748 26,402 24,289 1,149.50 1,544 995.04 0.0034
2025-06-06 2024-12-31 13F/A-1 NORTHERN LTS FD TR III HCM DEFND 100 66538R748 2,113 -2,415 -53.33 142 -50.53 0.0003
2025-02-07 2024-12-31 13F NORTHERN LTS FD TR III HCM DEFND 100 66538R748 1,212 -3,316 76 0.0002
2024-11-13 2024-09-30 13F NORTHERN LTS FD TR III HCM DEFND 100 66538R748 4,528 -1,360 -23.10 286 -21.27 0.0006
2024-08-13 2024-06-30 13F NORTHERN LTS FD TR III HCM DEFND 100 66538R748 5,888 -24,204 -80.43 362 -78.09 0.0009
2024-05-10 2024-03-31 13F NORTHERN LTS FD TR III HCM DEFND 100 66538R748 30,092 1,454 5.08 1,652 14.80 0.0037
2024-02-12 2023-12-31 13F NORTHERN LTS FD TR III HCM DEFND 100 66538R748 28,638 11,459 66.70 1,440 86.88 0.0025
2023-11-13 2023-09-30 13F NORTHERN LTS FD TR III HCM DEFND 100 66538R748 17,179 2,965 20.86 771 14.75 0.0011
2023-08-21 2023-06-30 13F/A-1 NORTHERN LTS FD TR III HCM DEFND 100 66538R748 14,214 0 0.00 671 20.04 0.0012
2023-08-10 2023-06-30 13F NORTHERN LTS FD TR III HCM DEFND 100 66538R748 14,214 0 671 0.0002
2023-05-12 2023-03-31 13F NORTHERN LTS FD TR III HCM DEFND 100 66538R748 14,214 -310 -2.13 560 12.93 0.0011
2023-02-10 2022-12-31 13F NORTHERN LTS FD TR III HCM DEFND 100 66538R748 14,524 -160 -1.09 495 -3.88 0.0010
2022-11-14 2022-09-30 13F NORTHERN LTS FD TR III HCM DEFND 100 66538R748 14,684 -1,810 -10.97 515 -15.57 0.0012
2022-08-10 2022-06-30 13F NORTHERN LTS FD TR III HCM DEFND 100 66538R748 16,494 -115,566 -87.51 610 -90.30 0.0013
2022-05-04 2022-03-31 13F NORTHERN LTS FD TR III HCM DEFND 100 66538R748 132,060 117,854 829.61 6,286 684.77 0.0122
2022-02-03 2021-12-31 13F NORTHERN LTS FD TR III HCM DEFND 100 66538R748 14,206 5,559 64.29 801 90.71 0.0015
2021-11-05 2021-09-30 13F NORTHERN LTS FD TR III HCM DEFND 100 66538R748 8,647 2,599 42.97 420 44.83 0.0009
2021-08-02 2021-06-30 13F NORTHERN LTS FD TR III HCM DEFND 100 66538R748 6,048 3,174 110.44 290 143.70 0.0006
2021-05-13 2021-03-31 13F NORTHERN LTS FD TR III HCM DEFND 100 66538R748 2,874 -41 -1.41 119 0.00 0.0003
2021-02-10 2020-12-31 13F NORTHERN LTS FD TR III HCM DEFND 100 66538R748 2,915 -20 -0.68 119 15.53 0.0003
2020-11-12 2020-09-30 13F NORTHERN LTS FD TR III HCM DEFND 100 66538R748 2,935 2,650 929.82 103 1,187.50 0.0003
2020-08-14 2020-06-30 13F NORTHERN LTS FD TR III HCM DEFND 100 66538R748 285 285 8 0.0000
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.