Principal Exchange-Traded Funds - Principal U.S. Small-Cap ETF
US ˙ NasdaqGM ˙ US74255Y6077

SecurityPSC / Principal Exchange-Traded Funds - Principal U.S. Small-Cap ETF
InstitutionAmeriprise Financial Inc
Latest Disclosed Ownership2,212,182 shares
Latest Disclosed Value $ 126,826,550
Ameriprise Financial Inc reports 22.49% increase in ownership of PSC / Principal Exchange-Traded Funds - Principal U.S. Small-Cap ETF

On May 15, 2026 - Ameriprise Financial Inc filed a 13F-HR form disclosing ownership of 2,212,182 shares of Principal Exchange-Traded Funds - Principal U.S. Small-Cap ETF (US:PSC) valued at $126,812,006 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 17, 2026 disclosing 1,806,063 shares of Principal Exchange-Traded Funds - Principal U.S. Small-Cap ETF. This represents a change in shares of 22.49% during the quarter. The current value of the position is $143,153,173 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-15 2026-03-31 13F PRINCIPAL US SMALL-CAP ETF COM 74255Y607 2,212,182 406,119 22.49 126,827 21.64 0.0054
2026-02-17 2025-12-31 13F PRINCIPAL US SMALL-CAP ETF COM 74255Y607 1,806,063 482,398 36.44 104,261 38.30 0.0236
2025-11-14 2025-09-30 13F PRINCIPAL US SMALL-CAP ETF COM 74255Y607 1,323,665 1,323,665 75,388 0.0173
2021-11-15 2021-09-30 13F PRINCIPAL US SMALL-CAP MULTI COM 74255Y607 0 -4,255 -100.00 0 -100.00
2021-08-16 2021-06-30 13F PRINCIPAL US SMALL-CAP MULTI COM 74255Y607 4,255 -3,861 -47.57 200 -44.13 0.0001
2021-05-17 2021-03-31 13F PRINCIPAL US SMALL-CAP MULTI COM 74255Y607 8,116 8,116 358 0.0001
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.