Principal Exchange-Traded Funds - Principal U.S. Small-Cap ETF
US ˙ NasdaqGM ˙ US74255Y6077

SecurityPSC / Principal Exchange-Traded Funds - Principal U.S. Small-Cap ETF
InstitutionAdvisor Group Holdings, Inc.
Latest Disclosed Ownership122,268 shares
Latest Disclosed Value $ 7,008,430
Advisor Group Holdings, Inc. reports 2.52% decrease in ownership of PSC / Principal Exchange-Traded Funds - Principal U.S. Small-Cap ETF

On May 15, 2026 - Advisor Group Holdings, Inc. filed a 13F-HR form disclosing ownership of 122,268 shares of Principal Exchange-Traded Funds - Principal U.S. Small-Cap ETF (US:PSC) valued at $7,008,940 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 17, 2026 disclosing 125,427 shares of Principal Exchange-Traded Funds - Principal U.S. Small-Cap ETF. This represents a change in shares of -2.52% during the quarter. The current value of the position is $8,020,169 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-15 2026-03-31 13F PRINCIPAL EXCHANGE TRADED FD PRIN U S SMALL 74255Y607 122,268 -3,159 -2.52 7,008 -3.23 0.0060
2026-02-17 2025-12-31 13F PRINCIPAL EXCHANGE TRADED FD PRIN U S SMALL 74255Y607 125,427 18,075 16.84 7,243 20.30 0.0106
2025-11-14 2025-09-30 13F PRINCIPAL EXCHANGE TRADED FD PRIN U S SMALL 74255Y607 107,352 7,409 7.41 6,021 13.05 0.0084
2025-09-04 2025-06-30 13F/A-1 PRINCIPAL EXCHANGE TRADED FD PRIN U S SMALL 74255Y607 99,943 20,253 25.41 5,326 37.63 0.0095
2025-08-13 2025-06-30 13F PRINCIPAL EXCHANGE TRADED FD PRIN U S SMALL 74255Y607 45,543 -34,147 2,335 0.0027
2025-05-12 2025-03-31 13F PRINCIPAL EXCHANGE TRADED FD PRIN U S SMALL 74255Y607 79,690 34,147 74.98 3,870 65.77 0.0086
2025-06-06 2024-12-31 13F/A-1 PRINCIPAL EXCHANGE TRADED FD PRIN U S SMALL 74255Y607 45,543 14,225 45.42 2,335 43.45 0.0052
2025-02-07 2024-12-31 13F PRINCIPAL EXCHANGE TRADED FD PRIN U S SMALL 74255Y607 31,318 0 1,628 0.0042
2024-11-13 2024-09-30 13F PRINCIPAL EXCHANGE TRADED FD PRIN U S SMALL 74255Y607 31,318 13,194 72.80 1,628 86.58 0.0037
2024-08-13 2024-06-30 13F PRINCIPAL EXCHANGE TRADED FD PRIN U S SMALL 74255Y607 18,124 17,971 11,745.75 872 12,357.14 0.0021
2024-05-10 2024-03-31 13F PRINCIPAL EXCHANGE TRADED FD PRIN U S SMALL 74255Y607 153 99 183.33 8 250.00 0.0000
2024-02-12 2023-12-31 13F PRINCIPAL EXCHANGE TRADED FD PRIN U S SMALL 74255Y607 54 -45,553 -99.88 3 -99.89 0.0000
2023-11-13 2023-09-30 13F PRINCIPAL EXCHANGE TRADED FD PRIN U S SMALL 74255Y607 45,607 -3,911 -7.90 1,865 -11.19 0.0028
2023-08-21 2023-06-30 13F/A-1 PRINCIPAL EXCHANGE TRADED FD US SMCP MLTFCTR 74255Y607 49,518 3,595 7.83 2,100 14.07 0.0038
2023-08-10 2023-06-30 13F PRINCIPAL EXCHANGE TRADED FD US SMCP MLTFCTR 74255Y607 49,518 3,595 2,100 0.0006
2023-05-12 2023-03-31 13F PRINCIPAL EXCHANGE TRADED FD US SMCP MLTFCTR 74255Y607 45,923 5,986 14.99 1,842 17.86 0.0035
2023-02-10 2022-12-31 13F PRINCIPAL EXCHANGE TRADED FD US SMCP MLTFCTR 74255Y607 39,937 34,508 635.62 1,562 681.00 0.0032
2022-11-14 2022-09-30 13F PRINCIPAL EXCHANGE TRADED FD US SMCP MLTFCTR 74255Y607 5,429 -5,636 -50.94 200 -52.61 0.0005
2022-08-10 2022-06-30 13F PRINCIPAL EXCHANGE-TRADED FD US SMCP MLTFCTR 74255Y607 11,065 -350 -3.07 422 -16.77 0.0009
2022-05-04 2022-03-31 13F PRINCIPAL EXCHANGE-TRADED FD US SMCP MLTFCTR 74255Y607 11,415 6,093 114.49 507 101.19 0.0010
2022-02-03 2021-12-31 13F PRINCIPAL EXCHANGE-TRADED FD US SMCP MLTFCTR 74255Y607 5,322 3,839 258.87 252 276.12 0.0005
2021-11-05 2021-09-30 13F PRINCIPAL EXCHANGE-TRADED FD US SMCP MLTFCTR 74255Y607 1,483 1,378 1,312.38 67 1,240.00 0.0001
2021-08-02 2021-06-30 13F PRINCIPAL EXCHANGE-TRADED FD US SMCP MLTFCTR 74255Y607 105 105 5 0.0000
2021-05-13 2021-03-31 13F PRINCIPAL EXCHANGE-TRADED FD US SM MLT FC ETF 74255Y607 0 -25,888 -100.00 0 -100.00
2021-02-10 2020-12-31 13F PRINCIPAL EXCHANGE-TRADED FD US SM MLT FC ETF 74255Y607 25,888 -2,363 -8.36 940 18.54 0.0025
2020-11-12 2020-09-30 13F PRINCIPAL EXCHANGE-TRADED FD US SM MLT FC ETF 74255Y607 28,251 -425 -1.48 793 1.15 0.0024
2020-08-14 2020-06-30 13F PRINCIPAL EXCHANGE-TRADED FD US SM MLT FC ETF 74255Y607 28,676 8,825 44.46 784 83.61 0.0026
2020-05-18 2020-03-31 13F PRINCIPAL EXCHANGE-TRADED FD US SM MLT FC ETF 74255Y607 19,851 19,851 427 0.0017
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.