First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
US ˙ NasdaqGM ˙ US33739Q2003

SecurityLMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
InstitutionSigma Planning Corp
Latest Disclosed Ownership71,458 shares
Latest Disclosed Value $ 3,559,311
Sigma Planning Corp reports 5.02% increase in ownership of LMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF

On May 4, 2026 - Sigma Planning Corp filed a 13F-HR form disclosing ownership of 71,458 shares of First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF (US:LMBS) valued at $3,559,323 USD as of March 31, 2026. The entity filed a previous 13F-HR on January 30, 2026 disclosing 68,044 shares of First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF. This represents a change in shares of 5.02% during the quarter. The current value of the position is $3,555,393 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-04 2026-03-31 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 71,458 3,414 5.02 3,559 4.65 0.0989
2026-01-30 2025-12-31 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 68,044 13,097 23.84 3,401 24.35 0.0939
2025-11-10 2025-09-30 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 54,947 -38,868 -41.43 2,736 -40.81 0.0778
2025-08-05 2025-06-30 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 93,815 -48,131 -33.91 4,621 -33.78 0.1389
2025-05-02 2025-03-31 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 141,946 -2,250 -1.56 6,978 -0.56 0.2225
2025-02-03 2024-12-31 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 144,196 -28,141 -16.33 7,018 -17.59 0.2204
2024-11-04 2024-09-30 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 172,337 8,439 5.15 8,515 8.13 0.2608
2024-08-06 2024-06-30 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 163,898 -4,924 -2.92 7,875 -3.31 0.2495
2024-05-02 2024-03-31 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 168,822 74,197 78.41 8,146 78.15 0.2560
2024-02-01 2023-12-31 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 94,625 -120,324 -55.98 4,572 -54.97 0.3577
2023-11-06 2023-09-30 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 214,949 -34,051 -13.68 10,154 -14.45 0.3806
2023-08-02 2023-06-30 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 249,000 4,334 1.77 11,870 1.34 0.4262
2023-05-08 2023-03-31 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 244,666 42,877 21.25 11,712 22.43 0.3892
2023-01-24 2022-12-31 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 201,789 7,886 4.07 9,567 4.19 0.3420
2022-11-10 2022-09-30 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 193,903 7,786 4.18 9,181 2.14 0.3500
2022-08-11 2022-06-30 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 186,117 19,953 12.01 8,989 10.51 0.3124
2022-04-20 2022-03-31 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 166,164 -190,844 -53.46 8,134 -54.42 0.2437
2022-02-02 2021-12-31 13F FIRST TRUST LOW DURATION MORTGAGE OPPORTUNITIES ETF ETF 33739Q200 357,008 184,155 106.54 17,847 104.13 0.4974
2021-10-28 2021-09-30 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 172,853 1,443 0.84 8,743 0.21 0.2629
2021-08-13 2021-06-30 13F FIRST TRUST LOW DURATION MORTGAGE OPPORTUNITIES ETF ETF 33739Q200 171,410 37,357 27.87 8,725 27.47 0.2601
2021-05-06 2021-03-31 13F FIRST TRUST LOW DURATION MORTGAGE OPPORTUNITIES ETF ETF 33739Q200 134,053 6,104 4.77 6,845 3.93 0.2187
2021-02-09 2020-12-31 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 127,949 17,954 16.32 6,586 15.85 0.2240
2020-11-03 2020-09-30 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 109,995 88,326 407.61 5,685 407.59 0.2250
2020-07-31 2020-06-30 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 21,669 -1,659 -7.11 1,120 -5.88 0.0492
2020-05-01 2020-03-31 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 23,328 3,119 15.43 1,190 13.66 0.0707
2020-02-03 2019-12-31 13F FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 20,209 4,773 30.92 1,047 30.39 0.0442
2019-11-01 2019-09-30 13F FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 15,436 1,300 9.20 803 9.85 0.0385
2019-08-01 2019-06-30 13F FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 14,136 4,043 40.06 731 41.12 0.0377
2019-05-01 2019-03-31 13F FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 10,093 1,353 15.48 518 16.14 0.0294
2019-01-31 2018-12-31 13F FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 8,740 -151 -1.70 446 -1.55 0.0324
2018-11-07 2018-09-30 13F FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 8,891 784 9.67 453 9.16 0.0266
2018-08-02 2018-06-30 13F FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 8,107 8,107 415 0.0278
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.