First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
US ˙ NasdaqGM ˙ US33739Q2003

SecurityLMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
InstitutionAdvisor Group Holdings, Inc.
Latest Disclosed Ownership692,483 shares
Latest Disclosed Value $ 34,500,346
Advisor Group Holdings, Inc. reports 2.91% increase in ownership of LMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF

On May 15, 2026 - Advisor Group Holdings, Inc. filed a 13F-HR form disclosing ownership of 692,483 shares of First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF (US:LMBS) valued at $34,492,578 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 17, 2026 disclosing 672,921 shares of First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF. This represents a change in shares of 2.91% during the quarter. The current value of the position is $34,416,405 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-15 2026-03-31 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 692,483 19,562 2.91 34,500 2.53 0.0294
2026-02-17 2025-12-31 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 672,921 -199,773 -22.89 33,650 -22.38 0.0492
2025-11-14 2025-09-30 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 872,694 21,734 2.55 43,351 3.40 0.0607
2025-09-04 2025-06-30 13F/A-1 IRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 850,960 175,338 25.95 41,928 26.19 0.0746
2025-08-13 2025-06-30 13F IRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 619,264 -56,358 30,247 0.0350
2025-05-12 2025-03-31 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 675,622 197,366 41.27 33,226 42.68 0.0740
2025-06-06 2024-12-31 13F/A-1 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 478,256 -105,312 -18.05 23,287 -19.27 0.0523
2025-02-07 2024-12-31 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 494,421 -89,147 24,420 0.0623
2024-11-13 2024-09-30 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 583,568 -48,741 -7.71 28,845 -5.07 0.0650
2024-08-13 2024-06-30 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 632,309 -65,029 -9.33 30,388 -9.70 0.0718
2024-05-10 2024-03-31 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 697,338 -321,879 -31.58 33,651 -31.69 0.0752
2024-02-12 2023-12-31 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 1,019,217 -170,109 -14.30 49,258 -12.34 0.0862
2023-11-13 2023-09-30 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 1,189,326 -39,925 -3.25 56,192 -4.09 0.0830
2023-08-21 2023-06-30 13F/A-1 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 1,229,251 -134,357 -9.85 58,588 -10.29 0.1052
2023-08-10 2023-06-30 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 1,229,251 -134,357 58,588 0.0159
2023-05-12 2023-03-31 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 1,363,608 -27,157 -1.95 65,309 -0.96 0.1229
2023-02-10 2022-12-31 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 1,390,765 95,291 7.36 65,941 7.50 0.1335
2022-11-14 2022-09-30 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 1,295,474 -150,256 -10.39 61,343 -12.17 0.1402
2022-08-10 2022-06-30 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 1,445,730 33,269 2.36 69,843 8.69 0.1540
2022-05-04 2022-03-31 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 1,412,461 -96,660 -6.41 64,260 -14.82 0.1247
2022-02-03 2021-12-31 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 1,509,121 -11,514 -0.76 75,441 -1.94 0.1428
2021-11-05 2021-09-30 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 1,520,635 313,124 25.93 76,932 25.14 0.1603
2021-08-02 2021-06-30 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 1,207,511 -301,234 -19.97 61,478 -20.23 0.1331
2021-05-13 2021-03-31 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 1,508,745 345,162 29.66 77,065 28.65 0.1854
2021-02-10 2020-12-31 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 1,163,583 141,396 13.83 59,905 13.37 0.1600
2020-11-12 2020-09-30 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 1,022,187 149,512 17.13 52,839 17.13 0.1581
2020-08-14 2020-06-30 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 872,675 115,416 15.24 45,112 16.63 0.1514
2020-05-18 2020-03-31 13F FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 757,259 757,259 38,679 0.1583
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.