Global X Funds - Global X Lithium & Battery Tech ETF
US ˙ ARCA ˙ US37954Y8553

SecurityLIT / Global X Funds - Global X Lithium & Battery Tech ETF
InstitutionSimplex Trading, Llc
Latest Disclosed Ownership0 shares
Latest Disclosed Value $ 0
Simplex Trading, Llc closes position in LIT / Global X Funds - Global X Lithium & Battery Tech ETF

On November 12, 2025 - Simplex Trading, Llc filed a 13F-HR form disclosing ownership of 0 shares of Global X Funds - Global X Lithium & Battery Tech ETF (US:LIT) valued at $0 USD as of September 30, 2025. The entity filed a previous 13F-HR on August 5, 2025 disclosing 2,440 shares of Global X Funds - Global X Lithium & Battery Tech ETF. The current value of the position is $0 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2025-11-12 2025-09-30 13F GLOBAL X FDS COM 37954Y855 0 -2,440 -100.00 0 0.0000
2025-08-05 2025-06-30 13F GLOBAL X FDS COM 37954Y855 2,440 -6,332 -72.18 0 0.0001
2025-05-12 2025-03-31 13F GLOBAL X FDS COM 37954Y855 8,772 -6,380 -42.11 0 0.0002
2025-02-11 2024-12-31 13F GLOBAL X FDS COM 37954Y855 15,152 14,963 7,916.93 1 0.0003
2024-11-08 2024-09-30 13F GLOBAL X FDS COM 37954Y855 189 189 0 0.0000
2024-04-25 2024-03-31 13F GLOBAL X FDS COM 37954Y855 0 -8,478 -100.00 0 0.0000
2024-02-02 2023-12-31 13F GLOBAL X FDS COM 37954Y855 8,478 8,478 0 0.0003
2023-11-01 2023-09-30 13F GLOBAL X FDS COM 37954Y855 0 -11,970 -100.00 0 0.0000
2023-08-04 2023-06-30 13F GLOBAL X FDS COM 37954Y855 11,970 3,396 39.61 1 0.0006
2023-04-27 2023-03-31 13F GLOBAL X FDS COM 37954Y855 8,574 -27,886 -76.48 1 -100.00 0.0005
2023-02-02 2022-12-31 13F GLOBAL X FDS COM 37954Y855 36,460 -40,130 -52.40 2 -99.96 0.0023
2022-11-04 2022-09-30 13F GLOBAL X FDS COM 37954Y855 76,590 59,898 358.84 5,061 317.57 0.0057
2022-08-03 2022-06-30 13F GLOBAL X FDS COM 37954Y855 16,692 -38,120 -69.55 1,212 -71.27 0.0013
2022-05-02 2022-03-31 13F GLOBAL X FDS COM 37954Y855 54,812 32,077 141.09 4,219 119.85 0.0039
2022-02-23 2021-12-31 13F/A-1 GLOBAL X FDS COM 37954Y855 22,735 -47,924 -67.82 1,919 -62.30 0.0019
2022-02-04 2021-12-31 13F GLOBAL X FDS COM 37954Y855 70,659 0 5,090 0.0022
2021-10-28 2021-09-30 13F GLOBAL X FDS COM 37954Y855 70,659 -47 -0.07 5,090 -0.64 0.0048
2021-08-12 2021-06-30 13F GLOBAL X FDS COM 37954Y855 70,706 59,720 543.60 5,123 697.98 0.0049
2021-04-26 2021-03-31 13F GLOBAL X FDS COM 37954Y855 10,986 -63,210 -85.19 642 -86.02 0.0012
2021-02-02 2020-12-31 13F GLOBAL X FDS COM 37954Y855 74,196 72,208 3,632.19 4,591 5,711.39 0.0059
2020-10-14 2020-09-30 13F GLOBAL X FDS COM 37954Y855 1,988 -8,530 -81.10 79 -76.20 0.0001
2020-07-13 2020-06-30 13F GLOBAL X FDS COM 37954Y855 10,518 -54,178 -83.74 332 -76.35 0.0005
2020-04-29 2020-03-31 13F GLOBAL X FDS COM 37954Y855 64,696 45,601 238.81 1,404 168.97 0.0025
2020-02-05 2019-12-31 13F GLOBAL X FDS COM 37954Y855 19,095 19,068 70,622.22 522 -62.82 0.0011
2019-10-15 2019-09-30 13F GLOBAL X FDS COM 37954Y855 27 -168 -86.15 0 -100.00
2019-07-26 2019-06-30 13F GLOBAL X FDS COM 37954Y855 195 55 39.29 5 66.67 0.0000
2019-04-18 2019-03-31 13F GLOBAL X FDS COM 37954Y855 140 -14,859 -99.07 3 -99.26 0.0000
2019-01-16 2018-12-31 13F GLOBAL X FDS COM 37954Y855 14,999 11,322 307.91 404 233.88 0.0012
2018-10-23 2018-09-30 13F GLOBAL X FDS COM 37954Y855 3,677 430 13.24 121 15.24 0.0004
2018-07-30 2018-06-30 13F GLOBAL X FDS COM 37954Y855 3,247 3,247 -11.69 105 -13.22 0.0004
2018-01-10 2017-12-31 13F GLOBAL X FDS COM 37954Y855 0 -78,555 -100.00 0 -100.00
2017-10-25 2017-09-30 13F GLOBAL X FDS COM 37954Y855 78,555 72,518 1,201.23 2,938 1,578.86 0.1200
2017-07-12 2017-06-30 13F GLOBAL X FDS COM 37954Y855 6,037 2,164 55.87 175 62.04 0.0076
2017-04-21 2017-03-31 13F GLOBAL X FDS COM 37954Y855 3,873 2,848 277.85 108 350.00 0.0047
2017-01-11 2016-12-31 13F GLOBAL X FDS COM 37954Y855 1,025 824 409.95 24 500.00 0.0014
2016-10-07 2016-09-30 13F GLOBAL X FDS COM 37954Y855 201 -1,486 -88.09 4 -90.48 0.0003
2016-07-18 2016-06-30 13F GLOBAL X FDS COM 37954Y855 1,687 1,487 743.50 42 950.00 0.0028
2016-04-14 2016-03-31 13F GLOBAL X FDS COM 37954Y855 200 200 4 0.0003
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.