Truist Financial Corp ownership in HUSV / First Trust Exchange-Traded Fund III - First Trust Horizon Managed Volatility Domestic ETF - 13F, 13D, 13G Filings

First Trust Exchange-Traded Fund III - First Trust Horizon Managed Volatility Domestic ETF

US ˙ ARCA

Security	HUSV / First Trust Exchange-Traded Fund III - First Trust Horizon Managed Volatility Domestic ETF
Institution	Truist Financial Corp
Latest Disclosed Ownership	37,223 shares
Ownership	1.50%

Truist Financial Corp ownership in HUSV / First Trust Exchange-Traded Fund III - First Trust Horizon Managed Volatility Domestic ETF

2024-11-13 - Truist Financial Corp has filed an SCHEDULE 13G/A form with the Securities and Exchange Commission (SEC) disclosing ownership of 37,223 shares of First Trust Exchange-Traded Fund III - First Trust Horizon Managed Volatility Domestic ETF (US:HUSV). This represents 1.5 percent ownership of the company. In their previous filing dated 2023-02-15 , Truist Financial Corp had reported owning 267,701 shares, indicating a decrease of -86.10 percent.

Institutional Ownership: 13D/G Filings

This table shows a history of the 13D/G filings made by the investor and/or investor group. Note that the share values in this table are not directly comparable to any numbers shown in the 13F table (if any).

File Date	Effective Date	Form	Prev Shares	Latest Shares	ΔShares (Percent)	Ownership (Percent)	ΔOwnership (Percent)
2024-11-13	2024-11-13	13G/A	267,701	37,223	-86.10	1.50	-82.35
2023-02-15	2023-02-15	13G		267,701		8.50

Important Note: One of the primary uses of the 13D/G filings is to evaluate the ability of a firm to control a company (ie, the "beneficial ownership"). To that end, firms are required to report not just direct holdings in companies, but indirect holdings that they control. For investment firms, these indirect holdings can include shares in funds they manage, advisory accounts, and in the case of activist campaigns, pledged votes. Therefore, share counts listed in 13D/G filings can differ significantly than share counts listed in 13F filings.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)

File Date	Effective Date	Form	Security	Class	ID	Reported Shares	ΔShares	ΔShares (%)	Reported Value (x1000)	ΔValue (%)	Alloc (%)
2026-04-27	2026-03-31	13F	FIRST TR EXCH TRADED FD III	HORIZON DMST ETF	33739P889	22,236	52	0.23	853	-0.70	0.0011
2026-02-02	2025-12-31	13F	FIRST TR EXCH TRADED FD III	HORIZON DMST ETF	33739P889	22,184	-2,617	-10.55	858	-13.07	0.0011
2025-11-03	2025-09-30	13F	FIRST TR EXCH TRADED FD III	HORIZON DMST ETF	33739P889	24,801	-1,062	-4.11	988	-4.36	0.0013
2025-07-18	2025-06-30	13F	FIRST TR EXCH TRADED FD III	HORIZON DMST ETF	33739P889	25,863	-102	-0.39	1,033	-1.05	0.0015
2025-04-29	2025-03-31	13F	FIRST TR EXCH TRADED FD III	HORIZON DMST ETF	33739P889	25,965	-11,328	-30.38	1,044	-25.13	0.0017
2025-01-31	2024-12-31	13F	FIRST TR EXCH TRADED FD III	HORIZON DMST ETF	33739P889	37,293	70	0.19	1,394	-2.11	0.0022
2024-11-13	2024-09-30	13F	FIRST TR EXCH TRADED FD III	HORIZON DMST ETF	33739P889	37,223	9,065	32.19	1,423	42.73	0.0022
2024-08-21	2024-06-30	13F	FIRST TR EXCH TRADED FD III	HORIZON DMST ETF	33739P889	28,158	-1,086	-3.71	997	-4.68	0.0015
2024-05-13	2024-03-31	13F	FIRST TR EXCH TRADED FD III	HORIZON DMST ETF	33739P889	29,244	-169,425	-85.28	1,046	-84.31	0.0016
2024-02-02	2023-12-31	13F	FIRST TR EXCH TRADED FD III	HORIZON DMST ETF	33739P889	198,669	-7,498	-3.64	6,667	3.80	0.0106
2023-11-14	2023-09-30	13F	FIRST TR EXCH TRADED FD III	HORIZON DMST ETF	33739P889	206,167	-53,584	-20.63	6,423	-24.89	0.0107
2023-08-01	2023-06-30	13F	FIRST TR EXCH TRADED FD III	HORIZON DMST ETF	33739P889	259,751	-4,144	-1.57	8,551	0.36	0.0142
2023-05-05	2023-03-31	13F	FIRST TR EXCH TRADED FD III	HORIZON DMST ETF	33739P889	263,895	-3,806	-1.42	8,520	-3.66	0.0147
2023-02-17	2022-12-31	13F	FIRST TR EXCH TRADED FD III	HORIZON DMST ETF	33739P889	267,701	227,371	563.78	8,844	638.76	0.0156
2022-10-26	2022-09-30	13F	FIRST TR EXCH TRADED FD III	HORIZON DMST ETF	33739P889	40,330	0	0.00	1,197	-7.14	0.0023
2022-07-22	2022-06-30	13F	FIRST TR EXCH TRADED FD III	HORIZON DMST ETF	33739P889	40,330	0	0.00	1,289	-8.06	0.0024
2022-04-22	2022-03-31	13F	FIRST TR EXCH TRADED FD III	HORIZON DMST ETF	33739P889	40,330	14,573	56.58	1,402	51.73	0.0022
2022-02-14	2021-12-31	13F	FIRST TR EXCH TRADED FD III	HORIZON DMST ETF	33739P889	25,757	2,107	8.91	924	22.22	0.0014
2021-11-05	2021-09-30	13F	FIRST TR EXCH TRADED FD III	HORIZON DMST ETF	33739P889	23,650	7,500	46.44	756	47.37	0.0012
2021-08-16	2021-06-30	13F	FIRST TR EXCH TRADED FD III	HORIZON DMST ETF	33739P889	16,150	-718	-4.26	513	1.38	0.0008
2021-05-17	2021-03-31	13F	FIRST TR EXCH TRADED FD III	HORIZON DMST ETF	33739P889	16,868	-6,054	-26.41	506	-23.56	0.0009
2021-11-19	2020-12-31	13F/A-1	FIRST TR EXCH TRADED FD III	HORIZON DMST ETF	33739P889	22,922	-727	-3.07	662	2.32	0.0013
2021-02-18	2020-12-31	13F	FIRST TR EXCH TRADED FD III	HORIZON DMST ETF	33739P889	22,922	-727		662		0.0012
2021-11-05	2020-09-30	13F/A-1	FIRST TR EXCH TRADED FD III	HORIZON DMST ETF	33739P889	23,649	-2,011	-7.84	647	-0.77	0.0014
2020-11-13	2020-09-30	13F	FIRST TR EXCH TRADED FD III	HORIZON DMST ETF	33739P889	23,649	-2,011		647		0.0014
2021-11-16	2020-06-30	13F/A-1	FIRST TR EXCH TRADED FD III	HORIZON DMST ETF	33739P889	25,660	6,782	35.93	652	59.41	0.0015
2020-08-14	2020-06-30	13F	FIRST TR EXCH TRADED FD III	HORIZON DMST ETF	33739P889	25,660	6,782		652		0.0014
2021-11-05	2020-03-31	13F/A-1	FIRST TR EXCH TRADED FD III	HORIZON DMST ETF	33739P889	18,878	-885	-4.48	409	-25.64	0.0011
2020-05-15	2020-03-31	13F	FIRST TR EXCH TRADED FD III	HORIZON DMST ETF	33739P889	18,878	-885		409		0.0011
2021-11-16	2019-12-31	13F/A-1	FIRST TR EXCH TRADED FD III	HORIZON DMST ETF	33739P889	19,763	19,763		550		0.0011
2020-02-14	2019-12-31	13F	FIRST TR EXCH TRADED FD III	HORIZON DMST ETF	33739P889	19,763			550		0.0011

Legend

Shares: The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value: The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price: The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class: This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred

Allocation (%): The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation: The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%): The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis: The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss: This is the market value of the position as of the effective date minus the cost basis.