First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund
US ˙ NasdaqGM ˙ US33734Y1091

SecurityFYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund
InstitutionPrivate Advisor Group, LLC
Latest Disclosed Ownership6,938 shares
Latest Disclosed Value $ 828,063
Private Advisor Group, LLC reports 18.60% increase in ownership of FYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund

On April 24, 2026 - Private Advisor Group, LLC filed a 13F-HR form disclosing ownership of 6,938 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund (US:FYX) valued at $828,082 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 17, 2026 disclosing 5,850 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund. This represents a change in shares of 18.60% during the quarter. The current value of the position is $923,546 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-04-24 2026-03-31 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33734Y109 6,938 1,088 18.60 828 25.26 0.0037
2026-02-17 2025-12-31 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33734Y109 5,850 25 0.43 662 4.26 0.0030
2025-11-13 2025-09-30 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33734Y109 5,825 179 3.17 635 15.48 0.0031
2025-08-11 2025-06-30 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33734Y109 5,646 -268 -4.53 549 3.20 0.0030
2025-05-05 2025-03-31 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 5,914 -1,053 -15.11 533 -24.43 0.0032
2025-02-03 2024-12-31 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 6,967 -489 -6.56 704 -5.12 0.0040
2024-10-22 2024-09-30 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 7,456 -4 -0.05 742 10.09 0.0046
2024-08-05 2024-06-30 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 7,460 -849 -10.22 675 -12.92 0.0045
2024-04-30 2024-03-31 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 8,309 774 10.27 775 12.34 0.0056
2024-02-06 2023-12-31 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 7,535 50 0.67 690 14.26 0.0054
2023-11-03 2023-09-30 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 7,485 -81 -1.07 604 -3.05 0.0054
2023-08-10 2023-06-30 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 7,566 -395 -4.96 622 -2.96 0.0054
2023-05-10 2023-03-31 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 7,961 -62,618 -88.72 642 12,720.00 0.0061
2023-01-18 2022-12-31 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 70,579 -2,447 -3.35 6 -99.91 0.0003
2022-10-14 2022-09-30 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 73,026 1,016 1.41 5,310 -3.80 0.0610
2022-07-13 2022-06-30 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 72,010 -2,818 -3.77 5,520 -19.44 0.0492
2022-05-12 2022-03-31 13F/A-1 FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 74,828 2,144 2.95 6,852 -2.88 0.0525
2022-05-10 2022-03-31 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 72,684 0 7,055 0.0530
2022-02-10 2021-12-31 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 72,684 1,767 2.49 7,055 8.67 0.0529
2021-10-14 2021-09-30 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 70,917 4,096 6.13 6,492 4.17 0.0413
2021-08-12 2021-06-30 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 66,821 7,810 13.23 6,232 16.57 0.0544
2021-04-22 2021-03-31 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 59,011 55,045 1,387.92 5,346 1,652.79 0.0510
2021-04-01 2020-12-31 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 3,966 -1,420 -26.36 305 -2.24 0.0032
2020-11-02 2020-09-30 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 5,386 -409 -7.06 312 -0.95 0.0041
2020-08-17 2020-06-30 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 5,795 5,795 315 0.0044
2020-05-12 2020-03-31 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 0 -5,271 -100.00 0 -100.00
2020-02-10 2019-12-31 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 5,271 857 19.42 342 29.06 0.0053
2019-11-13 2019-09-30 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 4,414 -208 -4.50 265 -6.69 0.0041
2019-08-14 2019-06-30 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 4,622 4,622 284 0.0051
2019-05-13 2019-03-31 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 0 -115,475 -100.00 0 -100.00
2019-02-08 2018-12-31 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 115,475 5,417 4.92 6,253 -17.62 0.1507
2018-11-01 2018-09-30 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 110,058 110,058 7,590 0.1556
2015-02-17 2014-12-31 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 0 -15,658 -100.00 0 -100.00
2014-11-12 2014-09-30 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 15,658 -456 -2.83 703 -11.24 0.0486
2014-08-08 2014-06-30 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 16,114 7 0.04 792 0.89 0.0681
2014-05-15 2014-03-31 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 16,107 876 5.75 785 5.94 0.0827
2014-02-13 2013-12-31 13F FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 15,231 15,231 741 0.0827
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.