First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund
US ˙ NasdaqGM ˙ US33734Y1091

SecurityFYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund
InstitutionIFP Advisors, Inc
Latest Disclosed Ownership378 shares
Latest Disclosed Value $ 45,116
IFP Advisors, Inc ownership in FYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund

On April 13, 2026 - IFP Advisors, Inc filed a 13F-HR form disclosing ownership of 378 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund (US:FYX) valued at $45,116 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 6, 2026 disclosing 378 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund. This represents a change in shares of 0.00% during the quarter. The current value of the position is $50,436 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-04-13 2026-03-31 13F FIRST TR EXCHANGE-TRADED ALP cs 33734Y109 378 0 0.00 45 7.14 0.0009
2026-02-06 2025-12-31 13F FIRST TR EXCHANGE-TRADED ALP cs 33734Y109 378 0 0.00 43 2.44 0.0010
2026-02-06 2025-09-30 13F/A-1 FIRST TR EXCHANGE-TRADED ALPCOM cs 33734Y109 378 -546 -59.09 41 -53.93 0.0011
2025-12-02 2025-09-30 13F FIRST TR EXCHANGE-TRADED ALPCOM cs 33734Y109 378 -546 41 0.0011
2025-07-24 2025-06-30 13F FIRST TR EXCHANGE-TRADED ALP cs 33734Y109 924 0 0.00 90 7.23 0.0026
2025-05-05 2025-03-31 13F FIRST TR SML CP CORE ALPHA F cs 33734Y109 924 -370 -28.59 83 -36.15 0.0026
2025-02-04 2024-12-31 13F FIRST TR SML CP CORE ALPHA F cs 33734Y109 1,294 286 28.37 131 30.00 0.0043
2025-02-04 2024-09-30 13F FIRST TR SML CP CORE ALPHA F cs 33734Y109 1,008 -30 -2.89 100 7.53 0.0036
2024-07-30 2024-06-30 13F FIRST TR SML CP CORE ALPHA F cs 33734Y109 1,038 -21 -1.98 94 -5.10 0.0037
2024-07-30 2024-03-31 13F FIRST TR SML CP CORE ALPHA F cs 33734Y109 1,059 -419 -28.35 99 -27.41 0.0043
2024-01-09 2023-12-31 13F FIRST TR SML CP CORE ALPHA F cs 33734Y109 1,478 -323 -17.93 135 -6.90 0.0064
2023-10-12 2023-09-30 13F FIRST TR SML CP CORE ALPHA F cs 33734Y109 1,801 -1,208 -40.15 145 -41.30 0.0065
2023-08-14 2023-06-30 13F/A-1 FIRST TR SML CP CORE ALPHA F cs 33734Y109 3,009 -534 -15.07 248 6.93 0.0104
2023-08-04 2023-06-30 13F FIRST TR SML CP CORE ALPHA F cs 33734Y109 3,009 -534 197 0.0091
2023-04-18 2023-03-31 13F FIRST TR SML CP CORE ALPHA F cs 33734Y109 3,543 -32,238 -90.10 231 11,450.00 0.0101
2023-02-07 2022-12-31 13F FIRST TR SML CP CORE ALPHA F cs 33734Y109 35,781 1,873 5.52 2 -99.91 0.0625
2022-11-08 2022-09-30 13F FIRST TR SML CP CORE ALPHA F cs 33734Y109 33,908 691 2.08 2,212 1.94 0.0576
2022-09-06 2022-06-30 13F/A-1 FIRST TR SML CP CORE ALPHA F cs 33734Y109 33,217 0 0.00 2,170 0.00 0.0696
2022-09-06 2022-03-31 13F/A-1 FIRST TR SML CP CORE ALPHA F cs 33734Y109 33,217 32,983 14,095.30 2,170 8,941.67 0.0696
2022-08-08 2022-03-31 13F FIRST TR SML CP CORE ALPHA F COM SHS Stock 33734Y109 3,521 3,287 231 0.0047
2022-01-12 2021-12-31 13F FIRST TR SML CP CORE ALPHA F COM SHS Stock 33734Y109 234 -49 -17.31 24 -11.11 0.0005
2021-10-06 2021-09-30 13F FIRST TR SML CP CORE ALPHA F COM SHS Stock 33734Y109 283 -89 -23.92 27 -22.86 0.0005
2021-07-13 2021-06-30 13F FIRST TR SML CP CORE ALPHA F COM SHS Stock 33734Y109 372 -102 -21.52 35 -18.60 0.0007
2021-04-30 2021-03-31 13F FIRST TR SML CP CORE ALPHA F COM SHS Stock 33734Y109 474 152 47.20 43 72.00 0.0008
2021-01-25 2020-12-31 13F FIRST TR SML CP CORE ALPHA F COM SHS Stock 33734Y109 322 0 0.00 25 31.58 0.0010
2020-10-29 2020-09-30 13F FIRST TR SML CP CORE ALPHA F COM SHS Stock 33734Y109 322 -146 -31.20 19 -20.83 0.0011
2020-08-05 2020-06-30 13F FIRST TR SML CP CORE ALPHA F COM SHS Stock 33734Y109 468 0 0.00 24 20.00 0.0019
2020-05-12 2020-03-31 13F FIRST TR SML CP CORE ALPHA F COM SHS Stock 33734Y109 468 -1,078 -69.73 20 -80.20 0.0020
2020-01-17 2019-12-31 13F FIRST TR SML CP CORE ALPHA F COM SHS Stock 33734Y109 1,546 -9,310 -85.76 101 -84.46 0.0076
2019-11-07 2019-09-30 13F FIRST TR SML CP CORE ALPHA F COM SHS Stock 33734Y109 10,856 8,704 404.46 650 388.72 0.0435
2019-05-15 2019-03-31 13F FIRST TRUST SMALL CAPCORE ALPHADEX ETF ETF 33734Y109 2,152 -9,292 -81.20 133 -78.48 0.0182
2019-06-03 2018-12-31 13F/A-10 FIRST TR SMALL CAP CORE ALPHADEX FD COMSHS ETF 33734Y109 11,444 -493 -4.13 618 -24.91 0.0377
2019-01-23 2018-12-31 13F FIRST TR SMALL CAP CORE ALPHADEX FD COMSHS ETF 33734Y109 11,444 -493 618 0.0377
2019-06-03 2018-09-30 13F/A-9 FIRST TR SMALL CAP CORE ALPHADEX FD COMSHS ETF 33734Y109 11,937 -2,448 -17.02 823 -13.37 0.0335
2018-10-25 2018-09-30 13F FIRST TR SMALL CAP CORE ALPHADEX FD COMSHS ETF 33734Y109 11,937 -2,448 823 0.0335
2019-06-03 2018-06-30 13F/A-8 FIRST TR SMALL CAP CORE ALPHADEX FD COMSHS ETF 33734Y109 14,385 3,083 27.28 950 37.48 0.0400
2018-08-07 2018-06-30 13F FIRST TR SMALL CAP CORE ALPHADEX FD COMSHS ETF 33734Y109 14,385 1,734 950
2019-06-03 2018-03-31 13F/A-7 FIRST TRUST SMALL CAP CORE ALPHADEX FUND ETF 33734Y109 11,302 0 0.00 691 0.00 0.0313
2018-05-09 2018-03-31 13F FIRST TR SMALL CAP CORE ALPHADEX FD COMSHS ETF 33734Y109 12,651 1,349 762
2019-06-03 2017-12-31 13F/A-6 FIRST TRUST SMALL CAP CORE ALPHADEX FUND ETF 33734Y109 11,302 -17 -0.15 691 3.44 0.0313
2018-01-24 2017-12-31 13F FIRST TRUST SMALL CAP CORE ALPHADEX FUND ETF 33734Y109 11,302 -17 691
2017-10-30 2017-09-30 13F FIRST TRUST SMALL CAP CORE ALPHADEX FUND ETF 33734Y109 11,319 1,105 10.82 668 17.61 0.0265
2019-06-03 2017-06-30 13F/A-5 FIRST TRUST SMALL CAP CORE ALPHADEX FUND ETF 33734Y109 10,214 4,083 66.60 568 70.06 0.0241
2017-07-31 2017-06-30 13F FIRST TRUST SMALL CAP CORE ALPHADEX FUND ETF 33734Y109 10,214 4,083 568
2019-06-03 2017-03-31 13F/A-4 FIRST TRUST SMALL CAP CORE ALPHADEX FUND ETF 33734Y109 6,131 84 1.39 334 2.45 0.0145
2017-04-26 2017-03-31 13F FIRST TRUST SMALL CAP CORE ALPHADEX FUND ETF 33734Y109 6,131 84 334
2019-06-03 2016-12-31 13F/A-3 FIRST TRUST SMALL CAP CORE ALPHADEX FUND ETF 33734Y109 6,047 -562 -8.50 326 -0.91 0.0157
2017-02-14 2016-12-31 13F FIRST TRUST SMALL CAP CORE ALPHADEX FUND ETF 33734Y109 6,047 -562 326
2016-11-04 2016-09-30 13F FIRST TRUST SMALL CAP CORE ALPHADEX FUND ETF 33734Y109 6,609 -494 -6.95 329 0.61 0.0171
2019-06-03 2016-06-30 13F/A-2 FIRST TRUST SMALL CAP CORE ALPHADEX FUND ETF 33734Y109 7,103 4,951 230.07 327 145.86 0.0183
2016-08-22 2016-06-30 13F FIRST TRUST SMALL CAP CORE ALPHADEX FUND ETF 33734Y109 7,103 4,951 327
2019-06-03 2016-03-31 13F/A-1 FIRST TRUST SMALL CAPCORE ALPHADEX ETF ETF 33734Y109 2,152 -14,415 -87.01 133 -81.83 0.0182
2016-05-02 2016-03-31 13F FIRST TRUST SMALL CAP CORE ALPHADEX FUND ETF 33734Y109 7,422 -9,145 335
2016-02-11 2015-12-31 13F FIRST TRUST SMALL CAP CORE ALPHADEX FUND ETF 33734Y109 16,567 16,567 732 0.0491
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.