First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Value AlphaDEX Fund
US ˙ NasdaqGM ˙ US33737M4096

SecurityFYT / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Value AlphaDEX Fund
InstitutionSpire Wealth Management
Latest Disclosed Ownership39 shares
Latest Disclosed Value $ 2,384
Spire Wealth Management reports 49.35% decrease in ownership of FYT / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Value AlphaDEX Fund

On April 22, 2026 - Spire Wealth Management filed a 13F-HR form disclosing ownership of 39 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Value AlphaDEX Fund (US:FYT) valued at $2,410 USD as of March 31, 2026. The entity filed a previous 13F-HR on January 14, 2026 disclosing 77 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Value AlphaDEX Fund. This represents a change in shares of -49.35% during the quarter. The current value of the position is $2,543 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-04-22 2026-03-31 13F FIRST TR EXCHANGE TRADED ALP SML CAP VAL ALPH 33737M409 39 -38 -49.35 2 -50.00 0.0001
2026-01-14 2025-12-31 13F FIRST TR EXCHANGE TRADED ALP SML CAP VAL ALPH 33737M409 77 0 0.00 4 0.00 0.0001
2025-10-23 2025-09-30 13F FIRST TR EXCHANGE TRADED ALP SML CAP VAL ALPH 33737M409 77 0 0.00 4 33.33 0.0001
2025-08-04 2025-06-30 13F FIRST TR EXCHANGE TRADED ALP SML CAP VAL ALPH 33737M409 77 0 0.00 4 0.00 0.0001
2025-04-23 2025-03-31 13F FIRST TR EXCHANGE TRADED ALP SML CAP VAL ALPH 33737M409 77 0 0.00 4 -25.00 0.0001
2025-01-24 2024-12-31 13F FIRST TR EXCHANGE TRADED ALP SML CAP VAL ALPH 33737M409 77 0 0.00 4 0.00 0.0001
2024-10-15 2024-09-30 13F FIRST TR EXCHANGE TRADED ALP SML CAP VAL ALPH 33737M409 77 0 0.00 4 33.33 0.0001
2024-07-31 2024-06-30 13F FIRST TR EXCHANGE TRADED ALP SML CAP VAL ALPH 33737M409 77 0 0.00 4 -25.00 0.0001
2024-04-24 2024-03-31 13F FIRST TR EXCHANGE TRADED ALP SML CAP VAL ALPH 33737M409 77 0 0.00 4 0.00 0.0001
2024-02-06 2023-12-31 13F FIRST TR EXCHANGE TRADED ALP SML CAP VAL ALPH 33737M409 77 0 0.00 4 33.33 0.0001
2023-11-08 2023-09-30 13F FIRST TR EXCHANGE TRADED ALP SML CAP VAL ALPH 33737M409 77 0 0.00 4 0.00 0.0001
2023-08-09 2023-06-30 13F FIRST TR EXCHANGE TRADED ALP SML CAP VAL ALPH 33737M409 77 0 0.00 4 0.00 0.0001
2023-05-09 2023-03-31 13F FIRST TR EXCHANGE TRADED ALP SML CAP VAL ALPH 33737M409 77 -1,364 -94.66 4 0.0001
2023-02-03 2022-12-31 13F FIRST TR EXCHANGE TRADED ALP SML CAP VAL ALPH 33737M409 1,441 695 93.16 0 -100.00 0.0037
2022-11-07 2022-09-30 13F FIRST TR EXCHANGE TRADED ALP SML CAP VAL ALPH 33737M409 746 -1,702 -69.53 30 -72.22 0.0018
2022-07-22 2022-06-30 13F FIRST TR EXCHANGE TRADED ALP SML CAP VAL ALPH 33737M409 2,448 -12,481 -83.60 108 -85.85 0.0045
2022-04-18 2022-03-31 13F FIRST TR EXCHANGE TRADED ALP SML CAP VAL ALPH 33737M409 14,929 -688 -4.41 763 -7.96 0.0204
2022-01-14 2021-12-31 13F FIRST TR EXCHANGE TRADED ALP SML CAP VAL ALPH 33737M409 15,617 1,095 7.54 829 14.34 0.0184
2021-10-22 2021-09-30 13F FIRST TR EXCHANGE TRADED ALP SML CAP VAL ALPH 33737M409 14,522 4,202 40.72 725 38.10 0.0192
2021-07-26 2021-06-30 13F FIRST TR EXCHANGE TRADED ALP SML CAP VAL ALPH 33737M409 10,320 10,320 525 0.0142
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.