First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
US ˙ ARCA ˙ US33734X1845

SecurityFXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
InstitutionPrivate Advisor Group, LLC
Latest Disclosed Ownership48,743 shares
Latest Disclosed Value $ 2,417,140
Private Advisor Group, LLC reports 27.18% decrease in ownership of FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund

On April 24, 2026 - Private Advisor Group, LLC filed a 13F-HR form disclosing ownership of 48,743 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund (US:FXU) valued at $2,417,165 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 17, 2026 disclosing 66,940 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund. This represents a change in shares of -27.18% during the quarter. The current value of the position is $2,318,217 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-04-24 2026-03-31 13F FIRST TR EXCHANGE-TRADED FD UTILITIES ALPH 33734X184 48,743 -18,197 -27.18 2,417 -19.75 0.0107
2026-02-17 2025-12-31 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 66,940 9,574 16.69 3,013 15.54 0.0136
2025-11-13 2025-09-30 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 57,366 19,143 50.08 2,607 61.03 0.0128
2025-08-11 2025-06-30 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 38,223 11,706 44.15 1,620 48.94 0.0087
2025-05-05 2025-03-31 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 26,517 4,306 19.39 1,087 29.40 0.0066
2025-02-03 2024-12-31 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 22,211 -15,251 -40.71 840 -41.71 0.0047
2024-10-22 2024-09-30 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 37,462 7,393 24.59 1,442 44.97 0.0090
2024-08-05 2024-06-30 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 30,069 -20,166 -40.14 994 -39.02 0.0067
2024-04-30 2024-03-31 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 50,235 26,917 115.43 1,631 120.87 0.0117
2024-02-06 2023-12-31 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 23,318 9,886 73.60 739 92.69 0.0057
2023-11-03 2023-09-30 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 13,432 -2,566 -16.04 384 -24.61 0.0034
2023-08-10 2023-06-30 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 15,998 1,772 12.46 509 9.01 0.0044
2023-05-10 2023-03-31 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 14,226 -1,279 -8.25 467 0.0045
2023-01-18 2022-12-31 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 15,505 -37,871 -70.95 1 -100.00 0.0000
2022-10-14 2022-09-30 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 53,376 6,491 13.84 1,631 7.66 0.0187
2022-07-13 2022-06-30 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 46,885 37,476 398.30 1,515 373.44 0.0135
2022-05-12 2022-03-31 13F/A-1 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 9,409 161 1.74 320 5.96 0.0025
2022-05-10 2022-03-31 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 9,248 0 302 0.0023
2022-02-10 2021-12-31 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 9,248 115 1.26 302 11.85 0.0023
2021-10-14 2021-09-30 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 9,133 -410 -4.30 270 -5.59 0.0017
2021-08-12 2021-06-30 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 9,543 58 0.61 286 1.06 0.0025
2021-04-22 2021-03-31 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 9,485 -700 -6.87 283 -2.08 0.0027
2021-04-01 2020-12-31 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 10,185 -1,061 -9.43 289 -3.02 0.0030
2020-11-02 2020-09-30 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 11,246 2,408 27.25 298 30.70 0.0039
2020-08-17 2020-06-30 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 8,838 8,838 228 0.0032
2020-05-12 2020-03-31 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 0 -7,797 -100.00 0 -100.00
2020-02-10 2019-12-31 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 7,797 -61 -0.78 228 -2.15 0.0035
2019-11-13 2019-09-30 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 7,858 -4,007 -33.77 233 -31.67 0.0036
2019-08-14 2019-06-30 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 11,865 586 5.20 341 6.90 0.0062
2019-05-13 2019-03-31 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 11,279 -732 -6.09 319 -0.93 0.0063
2019-02-08 2018-12-31 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 12,011 487 4.23 322 1.26 0.0078
2018-11-01 2018-09-30 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 11,524 11,524 318 0.0065
2018-08-09 2018-06-30 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 0 -12,552 -100.00 0 -100.00
2018-05-09 2018-03-31 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 12,552 12,552 318 0.0124
2018-02-07 2017-12-31 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 0 -22,768 -100.00 0 -100.00
2017-11-13 2017-09-30 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 22,768 -9,015 -28.36 621 -26.94 0.0154
2017-08-10 2017-06-30 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 31,783 -1,664 -4.98 850 -7.71 0.0230
2017-05-10 2017-03-31 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 33,447 -1,596 -4.55 921 -2.44 0.0258
2017-02-09 2016-12-31 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 35,043 -19,918 -36.24 944 -32.18 0.0309
2016-11-10 2016-09-30 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 54,961 -6,414 -10.45 1,392 -16.50 0.0568
2016-08-09 2016-06-30 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 61,375 -4,357 -6.63 1,667 -2.40 0.0674
2016-05-13 2016-03-31 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 65,732 40,931 165.04 1,708 207.75 0.0825
2016-02-09 2015-12-31 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 24,801 -2,383 -8.77 555 -9.76 0.0266
2015-11-13 2015-09-30 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 27,184 -1,396 -4.88 615 -2.23 0.0338
2015-08-13 2015-06-30 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 28,580 1,739 6.48 629 -0.94 0.0299
2015-05-13 2015-03-31 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 26,841 9,472 54.53 635 46.99 0.0366
2015-02-17 2014-12-31 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 17,369 13,976 411.91 432 461.04 0.0278
2014-11-12 2014-09-30 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 3,393 -33,542 -90.81 77 -91.26 0.0053
2014-08-08 2014-06-30 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 36,935 -5,058 -12.04 881 -5.67 0.0758
2014-05-15 2014-03-31 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 41,993 41,993 934 0.0984
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.