First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
US ˙ ARCA ˙ US33734X1845

SecurityFXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
InstitutionIFP Advisors, Inc
Latest Disclosed Ownership12,872 shares
Latest Disclosed Value $ 638,322
IFP Advisors, Inc reports 12.40% increase in ownership of FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund

On April 13, 2026 - IFP Advisors, Inc filed a 13F-HR form disclosing ownership of 12,872 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund (US:FXU) valued at $638,322 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 6, 2026 disclosing 11,452 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund. This represents a change in shares of 12.40% during the quarter. The current value of the position is $612,192 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-04-13 2026-03-31 13F FIRST TR EXCHANGE-TRADED FD cs 33734X184 12,872 1,420 12.40 638 23.88 0.0132
2026-02-06 2025-12-31 13F FIRST TR EXCHANGE TRADED FD cs 33734X184 11,452 19 0.17 515 -0.77 0.0116
2026-02-06 2025-09-30 13F/A-1 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH cs 33734X184 11,433 1,736 17.90 520 26.28 0.0135
2025-12-02 2025-09-30 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH cs 33734X184 11,436 1,739 520 0.0134
2025-07-24 2025-06-30 13F FIRST TR EXCHANGE TRADED cs 33734X184 9,697 2,790 40.39 411 45.23 0.0117
2025-05-05 2025-03-31 13F FIRST TR EXCHANGE TRADED FD cs 33734X184 6,907 0 0.00 283 8.43 0.0087
2025-02-04 2024-12-31 13F FIRST TR EXCHANGE TRADED FD cs 33734X184 6,907 367 5.61 261 3.98 0.0086
2025-02-04 2024-09-30 13F FIRST TR EXCHANGE TRADED FD cs 33734X184 6,540 3 0.05 252 16.20 0.0091
2024-07-30 2024-06-30 13F FIRST TR EXCHANGE TRADED FD cs 33734X184 6,537 -393 -5.67 216 -3.57 0.0086
2024-07-30 2024-03-31 13F FIRST TR EXCHANGE TRADED FD cs 33734X184 6,930 -466 -6.30 225 -4.27 0.0099
2024-01-09 2023-12-31 13F FIRST TR EXCHANGE TRADED FD cs 33734X184 7,396 -2,552 -25.65 234 -17.61 0.0111
2023-10-12 2023-09-30 13F FIRST TR EXCHANGE TRADED FD cs 33734X184 9,948 6 0.06 284 -10.13 0.0128
2023-08-14 2023-06-30 13F/A-1 FIRST TR EXCHANGE TRADED FD cs 33734X184 9,942 0 0.00 316 24.90 0.0132
2023-08-04 2023-06-30 13F FIRST TR EXCHANGE TRADED FD cs 33734X184 9,942 0 254 0.0117
2023-04-18 2023-03-31 13F FIRST TR EXCHANGE TRADED FD cs 33734X184 9,942 -5,281 -34.69 254 0.0110
2023-02-07 2022-12-31 13F FIRST TR EXCHANGE TRADED FD cs 33734X184 15,223 2,994 24.48 0 -100.00 0.0105
2022-11-08 2022-09-30 13F FIRST TR EXCHANGE TRADED FD cs 33734X184 12,229 1,904 18.44 318 18.22 0.0083
2022-09-06 2022-06-30 13F/A-1 FIRST TR EXCHANGE TRADED FD cs 33734X184 10,325 0 0.00 269 0.00 0.0086
2022-09-06 2022-03-31 13F/A-1 FIRST TR EXCHANGE TRADED FD cs 33734X184 10,325 2,485 31.70 269 5.49 0.0086
2022-08-08 2022-03-31 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH Stock 33734X184 7,840 0 201 0.0041
2022-01-12 2021-12-31 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH Stock 33734X184 7,840 0 0.00 255 9.44 0.0050
2021-10-06 2021-09-30 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH Stock 33734X184 7,840 0 0.00 233 -0.43 0.0047
2021-07-13 2021-06-30 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH Stock 33734X184 7,840 0 0.00 234 0.00 0.0048
2021-04-30 2021-03-31 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH Stock 33734X184 7,840 -50 -0.63 234 4.46 0.0046
2021-01-25 2020-12-31 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH Stock 33734X184 7,890 -1,750 -18.15 224 -12.50 0.0091
2020-10-29 2020-09-30 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH Stock 33734X184 9,640 0 0.00 256 3.23 0.0153
2020-08-05 2020-06-30 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH Stock 33734X184 9,640 0 0.00 248 5.53 0.0197
2020-05-12 2020-03-31 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH Stock 33734X184 9,640 -21 -0.22 235 -16.67 0.0237
2020-01-17 2019-12-31 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH Stock 33734X184 9,661 -330 -3.30 282 -5.05 0.0212
2019-11-07 2019-09-30 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH Stock 33734X184 9,991 -3,200 -24.26 297 -20.16 0.0199
2019-05-15 2019-03-31 13F FIRST TRUST UTILITIESALPHADEX ETF ETF 33734X184 13,191 -448 -3.28 372 2.20 0.0508
2019-06-03 2018-12-31 13F/A-10 FIRST TR EXCHANGE TRADED FD II UTILS ALPHADEX FD ANNUAL ETF 33734X184 13,639 -2,452 -15.24 364 -18.02 0.0222
2019-01-23 2018-12-31 13F FIRST TR EXCHANGE TRADED FD II UTILS ALPHADEX FD ANNUAL ETF 33734X184 13,639 -2,452 364 0.0222
2019-06-03 2018-09-30 13F/A-9 FIRST TR EXCHANGE TRADED FD II UTILS ALPHADEX FD ANNUAL ETF 33734X184 16,091 -87 -0.54 444 4.72 0.0181
2018-10-25 2018-09-30 13F FIRST TR EXCHANGE TRADED FD II UTILS ALPHADEX FD ANNUAL ETF 33734X184 16,091 -87 444 0.0181
2019-06-03 2018-06-30 13F/A-8 FIRST TR EXCHANGE TRADED FD II UTILS ALPHADEX FD ANNUAL ETF 33734X184 16,178 -1,229 -7.06 424 -6.40 0.0178
2018-08-07 2018-06-30 13F FIRST TR EXCHANGE TRADED FD II UTILS ALPHADEX FD ANNUAL ETF 33734X184 16,178 -442 424
2019-06-03 2018-03-31 13F/A-7 FIRST TRUST UTILITIES ALPHADEX FUND ETF 33734X184 17,407 0 0.00 453 0.00 0.0205
2018-05-09 2018-03-31 13F FIRST TR EXCHANGE TRADED FD II UTILS ALPHADEX FD ANNUAL ETF 33734X184 16,620 -787 422
2019-06-03 2017-12-31 13F/A-6 FIRST TRUST UTILITIES ALPHADEX FUND ETF 33734X184 17,407 -5,642 -24.48 453 -27.29 0.0205
2018-01-24 2017-12-31 13F FIRST TRUST UTILITIES ALPHADEX FUND ETF 33734X184 17,407 -5,642 453
2017-10-30 2017-09-30 13F FIRST TRUST UTILITIES ALPHADEX FUND ETF 33734X184 23,049 -296 -1.27 623 -1.74 0.0247
2019-06-03 2017-06-30 13F/A-5 FIRST TRUST UTILITIES ALPHADEX FUND ETF 33734X184 23,345 -404 -1.70 634 -2.46 0.0269
2017-07-31 2017-06-30 13F FIRST TRUST UTILITIES ALPHADEX FUND ETF 33734X184 23,345 -404 634
2019-06-03 2017-03-31 13F/A-4 FIRST TRUST UTILITIES ALPHADEX FUND ETF 33734X184 23,749 5,092 27.29 650 30.26 0.0283
2017-04-26 2017-03-31 13F FIRST TRUST UTILITIES ALPHADEX FUND ETF 33734X184 23,749 5,092 650
2019-06-03 2016-12-31 13F/A-3 FIRST TRUST UTILITIES ALPHADEX FUND ETF 33734X184 18,657 -1,012 -5.15 499 -2.16 0.0241
2017-02-14 2016-12-31 13F FIRST TRUST UTILITIES ALPHADEX FUND ETF 33734X184 18,657 -1,012 499
2016-11-04 2016-09-30 13F FIRST TRUST UTILITIES ALPHADEX FUND ETF 33734X184 19,669 -1,764 -8.23 510 -11.92 0.0265
2019-06-03 2016-06-30 13F/A-2 FIRST TRUST UTILITIES ALPHADEX FUND ETF 33734X184 21,433 8,242 62.48 579 55.65 0.0323
2016-08-22 2016-06-30 13F FIRST TRUST UTILITIES ALPHADEX FUND ETF 33734X184 21,433 8,242 579
2019-06-03 2016-03-31 13F/A-1 FIRST TRUST UTILITIESALPHADEX ETF ETF 33734X184 13,191 5,128 63.60 372 105.52 0.0508
2016-05-02 2016-03-31 13F FIRST TRUST UTILITIES ALPHADEX FUND ETF 33734X184 19,734 11,671 513
2016-02-11 2015-12-31 13F FIRST TRUST UTILITIES ALPHADEX FUND ETF 33734X184 8,063 8,063 181 0.0121
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.