First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
US ˙ ARCA ˙ US33734X1845

SecurityFXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
InstitutionTruist Financial Corp
Latest Disclosed Ownership373,182 shares
Latest Disclosed Value $ 18,506,100
Truist Financial Corp reports 21.57% increase in ownership of FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund

On April 27, 2026 - Truist Financial Corp filed a 13F-HR form disclosing ownership of 373,182 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund (US:FXU) valued at $18,506,095 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 2, 2026 disclosing 306,980 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund. This represents a change in shares of 21.57% during the quarter. The current value of the position is $17,748,536 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

Upgrade to unlock premium data and export to Excel .

Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-04-27 2026-03-31 13F FIRST TR EXCHANGE-TRADED FD UTILITIES ALPH 33734X184 373,182 66,202 21.57 18,506 33.94 0.0249
2026-02-02 2025-12-31 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 306,980 -2,737 -0.88 13,817 -1.84 0.0184
2025-11-03 2025-09-30 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 309,717 6,109 2.01 14,077 9.40 0.0190
2025-07-18 2025-06-30 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 303,608 227,903 301.04 12,867 314.50 0.0188
2025-04-29 2025-03-31 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 75,705 -126,519 -62.56 3,105 -59.42 0.0050
2025-01-31 2024-12-31 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 202,224 -147,825 -42.23 7,649 -43.21 0.0120
2024-11-13 2024-09-30 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 350,049 -16,180 -4.42 13,470 11.21 0.0211
2024-08-21 2024-06-30 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 366,229 146,964 67.03 12,111 70.17 0.0184
2024-05-13 2024-03-31 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 219,265 61,987 39.41 7,117 42.85 0.0108
2024-02-02 2023-12-31 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 157,278 17,203 12.28 4,983 24.55 0.0079
2023-11-14 2023-09-30 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 140,075 -65,882 -31.99 4,001 -38.90 0.0067
2023-08-01 2023-06-30 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 205,957 68,548 49.89 6,547 45.17 0.0109
2023-05-05 2023-03-31 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 137,409 -2,103 -1.51 4,510 -2.65 0.0078
2023-02-17 2022-12-31 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 139,512 -79,834 -36.40 4,633 -30.86 0.0081
2022-10-26 2022-09-30 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 219,346 -16,732 -7.09 6,701 -12.15 0.0129
2022-07-22 2022-06-30 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 236,078 79,425 50.70 7,628 43.17 0.0140
2022-04-22 2022-03-31 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 156,653 101,440 183.72 5,328 195.18 0.0084
2022-02-14 2021-12-31 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 55,213 16,435 42.38 1,805 57.23 0.0028
2021-11-05 2021-09-30 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 38,778 -7,206 -15.67 1,148 -16.57 0.0019
2021-08-16 2021-06-30 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 45,984 -1,877 -3.92 1,376 -3.57 0.0023
2021-05-17 2021-03-31 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 47,861 -99,272 -67.47 1,427 -65.83 0.0025
2021-11-19 2020-12-31 13F/A-1 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 147,133 -186,554 -55.91 4,176 -52.72 0.0080
2021-02-18 2020-12-31 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 147,133 -186,554 4,176 0.0078
2021-11-05 2020-09-30 13F/A-1 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 333,687 19,686 6.27 8,832 9.12 0.0193
2020-11-13 2020-09-30 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 333,687 19,686 8,832 0.0191
2021-11-16 2020-06-30 13F/A-1 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 314,001 -43,849 -12.25 8,094 -7.87 0.0182
2020-08-14 2020-06-30 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 314,001 -43,849 8,094 0.0180
2021-11-05 2020-03-31 13F/A-1 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 357,850 -50,812 -12.43 8,785 -26.41 0.0231
2020-05-15 2020-03-31 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 357,850 -50,812 8,785 0.0229
2021-11-16 2019-12-31 13F/A-1 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 408,662 408,662 11,937 0.0243
2020-02-14 2019-12-31 13F FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 408,662 11,937 0.0241
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.