First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
US ˙ ARCA ˙ US33734X1357

SecurityFXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
InstitutionPrivate Advisor Group, LLC
Latest Disclosed Ownership49,752 shares
Latest Disclosed Value $ 2,795,553
Private Advisor Group, LLC reports 6.25% decrease in ownership of FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund

On April 24, 2026 - Private Advisor Group, LLC filed a 13F-HR form disclosing ownership of 49,752 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund (US:FXO) valued at $2,795,565 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 17, 2026 disclosing 53,071 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund. This represents a change in shares of -6.25% during the quarter. The current value of the position is $2,971,189 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-04-24 2026-03-31 13F FIRST TR EXCHANGE-TRADED FD FINLS ALPHADEX 33734X135 49,752 -3,319 -6.25 2,796 -12.71 0.0124
2026-02-17 2025-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 53,071 2,000 3.92 3,203 5.57 0.0144
2025-11-13 2025-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 51,071 3,821 8.09 3,033 14.54 0.0149
2025-08-11 2025-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 47,250 -3,392 -6.70 2,649 -1.34 0.0143
2025-05-05 2025-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 50,642 23,981 89.95 2,684 86.00 0.0162
2025-02-03 2024-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 26,661 8,118 43.78 1,443 52.22 0.0081
2024-10-22 2024-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 18,543 1,003 5.72 948 16.89 0.0059
2024-08-05 2024-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 17,540 -821 -4.47 812 -7.00 0.0054
2024-04-30 2024-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 18,361 -243 -1.31 873 8.32 0.0063
2024-02-06 2023-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 18,604 -27,615 -59.75 805 -53.95 0.0063
2023-11-03 2023-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 46,219 -1,914 -3.98 1,748 -3.64 0.0156
2023-08-10 2023-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 48,133 -49,305 -50.60 1,815 -50.12 0.0158
2023-05-10 2023-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 97,438 69,036 243.07 3,637 363,600.00 0.0347
2023-01-18 2022-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 28,402 1,820 6.85 1 -99.90 0.0001
2022-10-14 2022-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 26,582 -146,953 -84.68 978 -85.49 0.0112
2022-07-13 2022-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 173,535 -9,067 -4.97 6,742 -19.58 0.0601
2022-05-12 2022-03-31 13F/A-1 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 182,602 155,126 564.59 8,384 559.12 0.0642
2022-05-10 2022-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 27,476 0 1,272 0.0096
2022-02-10 2021-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 27,476 17,630 179.06 1,272 191.74 0.0095
2021-10-14 2021-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 9,846 -29,466 -74.95 436 -74.61 0.0028
2021-08-12 2021-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 39,312 26,909 216.96 1,717 232.75 0.0150
2021-04-22 2021-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 12,403 -562 -4.33 516 16.22 0.0049
2021-04-01 2020-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 12,965 -5,008 -27.86 444 -2.63 0.0046
2020-11-02 2020-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 17,973 -25,365 -58.53 456 -58.73 0.0059
2020-08-17 2020-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 43,338 -4,293 -9.01 1,105 9.73 0.0153
2020-05-12 2020-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 47,631 -4,124 -7.97 1,007 -41.93 0.0185
2020-02-10 2019-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 51,755 6,709 14.89 1,734 21.00 0.0270
2019-11-13 2019-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 45,046 -2,647 -5.55 1,433 -5.04 0.0223
2019-08-14 2019-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 47,693 17,840 59.76 1,509 67.11 0.0273
2019-05-13 2019-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 29,853 -540 -1.78 903 9.99 0.0178
2019-02-08 2018-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 30,393 -1,539 -4.82 821 -19.59 0.0198
2018-11-01 2018-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 31,932 19,017 147.25 1,021 151.48 0.0209
2018-08-09 2018-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 12,915 -5,733 -30.74 406 -29.88 0.0067
2018-05-09 2018-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 18,648 -1,803 -8.82 579 -10.79 0.0227
2018-02-07 2017-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 20,451 -12,632 -38.18 649 -34.51 0.0274
2017-11-13 2017-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 33,083 -5,357 -13.94 991 -10.24 0.0245
2017-08-10 2017-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 38,440 -1,675 -4.18 1,104 0.82 0.0299
2017-05-10 2017-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 40,115 3,535 9.66 1,095 9.28 0.0306
2017-02-09 2016-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 36,580 12,307 50.70 1,002 70.41 0.0328
2016-11-10 2016-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 24,273 -1,396 -5.44 588 0.68 0.0240
2016-08-09 2016-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 25,669 -17,023 -39.87 584 -39.48 0.0236
2016-05-13 2016-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 42,692 13,361 45.55 965 41.91 0.0466
2016-02-09 2015-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 29,331 10,698 57.41 680 62.68 0.0326
2015-11-13 2015-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 18,633 2,328 14.28 418 8.01 0.0230
2015-08-13 2015-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 16,305 3,910 31.54 387 32.08 0.0184
2015-05-13 2015-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 12,395 591 5.01 293 6.55 0.0169
2015-02-17 2014-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 11,804 -3,861 -24.65 275 -19.59 0.0177
2014-11-12 2014-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 15,665 15,665 342 0.0237
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.