First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
US ˙ ARCA ˙ US33734X1357

SecurityFXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
InstitutionLevel Four Advisory Services, Llc
Latest Disclosed Ownership6,373 shares
Latest Disclosed Value $ 358,099
Level Four Advisory Services, Llc reports 5.48% increase in ownership of FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund

On May 14, 2026 - Level Four Advisory Services, Llc filed a 13F-HR form disclosing ownership of 6,373 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund (US:FXO) valued at $358,099 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 13, 2026 disclosing 6,042 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund. This represents a change in shares of 5.48% during the quarter. The current value of the position is $376,517 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-14 2026-03-31 13F FIRST TR EXCHANGE-TRADED FD FINLS ALPHADEX 33734X135 6,373 331 5.48 358 -1.65 0.0118
2026-02-13 2025-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 6,042 -340 -5.33 365 -3.96 0.0119
2025-11-12 2025-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 6,382 -103 -1.59 379 4.41 0.0130
2025-08-13 2025-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 6,485 -389 -5.66 364 -0.27 0.0134
2025-05-14 2025-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 6,874 -326 -4.53 364 -6.43 0.0150
2025-02-12 2024-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 7,200 -37 -0.51 390 1.83 0.0159
2024-11-14 2024-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 7,237 0 0.00 382 14.03 0.0161
2024-08-09 2024-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 7,237 115 1.61 335 8.77 0.0151
2024-05-13 2024-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 7,122 0 0.00 308 0.00 0.0169
2024-02-08 2023-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 7,122 -601 -7.78 308 5.48 0.0173
2023-11-13 2023-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 7,723 -2,135 -21.66 292 -21.29 0.0188
2023-07-10 2023-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 9,858 168 1.73 372 2.77 0.0223
2023-06-05 2023-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 9,690 1,390 16.75 362 6.49 0.0237
2023-02-13 2022-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 8,300 -2,435 -22.68 340 -14.18 0.0252
2022-11-07 2022-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 10,735 1,641 18.04 395 11.90 0.0384
2022-08-08 2022-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 9,094 -3,172 -25.86 353 -37.30 0.0333
2022-05-10 2022-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 12,266 -1,062 -7.97 563 -8.75 0.0441
2022-02-11 2021-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 13,328 2,213 19.91 617 25.41 0.0470
2021-10-12 2021-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 11,115 -23,444 -67.84 492 -67.40 0.0512
2021-08-09 2021-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 34,559 1,342 4.04 1,509 9.19 0.1043
2021-05-10 2021-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 33,217 -16 -0.05 1,382 21.33 0.1073
2021-02-10 2020-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 33,233 -1,704 -4.88 1,139 28.56 0.0914
2020-11-02 2020-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 34,937 -2,569 -6.85 886 -7.13 0.0683
2020-08-17 2020-06-30 13F/A-1 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 37,506 -262 -0.69 954 19.40 0.0738
2020-05-13 2020-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 37,768 -2,049 -5.15 799 -40.15 0.0958
2020-02-13 2019-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 39,817 -18,633 -31.88 1,335 -28.19 0.0529
2019-11-12 2019-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 58,450 -501 -0.85 1,859 -0.43 0.1924
2019-08-14 2019-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 58,951 2,126 3.74 1,867 8.61 0.1885
2019-05-15 2019-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 56,825 1,108 1.99 1,719 14.22 0.1893
2019-02-07 2018-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 55,717 -843 -1.49 1,505 -16.80 0.1877
2018-11-14 2018-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 56,560 1,288 2.33 1,809 4.45 0.1955
2018-08-14 2018-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 55,272 -1,441 -2.54 1,732 -1.59 0.1262
2018-05-14 2018-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 56,713 2,979 5.54 1,760 4.58 0.1365
2018-02-13 2017-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 53,734 4,629 9.43 1,683 15.51 0.1309
2018-04-03 2017-09-30 13F/A-1 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 49,105 -2,753 -5.31 1,457 2.90 0.1292
2017-11-15 2017-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 50,956 -902 1,526
2017-09-20 2017-06-30 13F/A-1 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 51,858 -800 -1.52 1,416 -1.53 0.2180
2017-07-12 2017-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 51,858 1,416
2017-09-20 2017-03-31 13F/A-1 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 52,658 6,472 14.01 1,438 15.22 0.1465
2017-05-15 2017-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 52,658 1,438
2017-02-14 2016-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 46,186 46,186 1,248 0.1593
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.