First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
US ˙ ARCA ˙ US33734X1357

SecurityFXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
InstitutionAllworth Financial LP
Latest Disclosed Ownership3,932 shares
Latest Disclosed Value $ 220,940
Allworth Financial LP reports 0.20% increase in ownership of FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund

On May 14, 2026 - Allworth Financial LP filed a 13F-HR form disclosing ownership of 3,932 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund (US:FXO) valued at $220,939 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 5, 2026 disclosing 3,924 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund. This represents a change in shares of 0.20% during the quarter. The current value of the position is $227,466 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-14 2026-03-31 13F FIRST TR EXCHANGE-TRADED FD FINLS ALPHADEX 33734X135 3,932 8 0.20 221 -6.78 0.0009
2026-02-05 2025-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 3,924 1,424 56.96 237 59.46 0.0010
2025-12-02 2025-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 2,500 0 0.00 148 5.71 0.0007
2025-08-07 2025-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 2,500 0 0.00 140 11.11 0.0007
2025-04-30 2025-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 2,500 0 0.00 127 -10.64 0.0007
2025-01-30 2024-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 2,500 0 0.00 141 11.02 0.0008
2024-10-23 2024-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 2,500 0 0.00 128 4.96 0.0008
2024-07-24 2024-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 2,500 0 0.00 122 2.54 0.0008
2024-04-25 2024-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 2,500 2,500 119 0.0008
2023-07-18 2023-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 0 -17 -100.00 0 0.0000
2023-04-18 2023-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 17 -413 -96.05 1 -100.00 0.0000
2023-01-13 2022-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 430 0 0.00 18 6.25 0.0002
2022-11-14 2022-09-30 13F/A-1 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 430 0 0.00 16 -5.88 0.0002
2022-10-18 2022-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 430 0 16 0.0002
2022-07-13 2022-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 430 0 0.00 17 -15.00 0.0002
2022-04-22 2022-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 430 0 0.00 20 0.00 0.0003
2022-01-21 2021-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 430 0 0.00 20 5.26 0.0003
2021-11-02 2021-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 430 0 0.00 19 0.00 0.0003
2021-08-02 2021-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 430 0 0.00 19 5.56 0.0004
2021-04-29 2021-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 430 0 0.00 18 20.00 0.0004
2021-01-26 2020-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 430 0 0.00 15 36.36 0.0004
2020-11-03 2020-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 430 0 0.00 11 0.00 0.0003
2020-07-24 2020-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 430 0 0.00 11 22.22 0.0003
2020-04-17 2020-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 430 0 0.00 9 -35.71 0.0003
2020-01-16 2019-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 430 0 0.00 14 0.00 0.0005
2019-10-09 2019-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 430 0 0.00 14 0.00 0.0005
2019-07-25 2019-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 430 0 0.00 14 7.69 0.0005
2019-05-07 2019-03-31 13F FIRST TR EXCHANGE TRADED F FINLS ALPHADEX 33734X135 430 0 0.00 13 8.33 0.0006
2019-02-11 2018-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 430 0 0.00 12 -14.29 0.0006
2018-10-29 2018-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 430 0 0.00 14 7.69 0.0006
2018-08-08 2018-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 430 0 0.00 13 0.00 0.0006
2018-05-01 2018-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 430 0 0.00 13 0.00 0.0010
2018-02-21 2017-12-31 13F FIRST TR EXCHANGE TRADED FINLS ALPHADEX 33734X135 430 0 0.00 13 0.00 0.0010
2017-10-12 2017-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 430 0 0.00 13 8.33 0.0011
2017-08-07 2017-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 430 199 86.15 12 100.00 0.0011
2017-05-09 2017-03-31 13F FIRST TR EXCHANGE TRADED FINLS ALPHADEX 33734X135 231 231 6 0.0006
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.