First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
US ˙ ARCA ˙ US33734X1357

SecurityFXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
InstitutionD.a. Davidson & Co.
Latest Disclosed Ownership153,463 shares
Latest Disclosed Value $ 8,623,112
D.a. Davidson & Co. reports 21.05% decrease in ownership of FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund

On May 5, 2026 - D.a. Davidson & Co. filed a 13F-HR form disclosing ownership of 153,463 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund (US:FXO) valued at $8,623,086 USD as of March 31, 2026. The entity filed a previous 13F-HR on January 29, 2026 disclosing 194,378 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund. This represents a change in shares of -21.05% during the quarter. The current value of the position is $9,066,594 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

Upgrade to unlock premium data and export to Excel .

Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-05 2026-03-31 13F FIRST TR EXCHANGE-TRADED FD FINLS ALPHADEX 33734X135 153,463 -40,915 -21.05 8,623 -26.49 0.0523
2026-01-29 2025-12-31 13F FIRST TR EXCHANGE TRADED FD D FINLS ALPHADEX 33734X135 194,378 -62,094 -24.21 11,731 -22.99 0.0719
2025-10-22 2025-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 256,472 4,591 1.82 15,232 7.87 0.0975
2025-07-30 2025-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 251,881 -14,291 -5.37 14,120 0.09 0.0994
2025-04-28 2025-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 266,172 31,095 13.23 14,107 10.87 0.1133
2025-01-31 2024-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 235,077 149,757 175.52 12,725 191.70 0.1035
2024-11-13 2024-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 85,320 2,100 2.52 4,362 13.24 0.0360
2024-08-01 2024-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 83,220 -805 -0.96 3,852 -3.51 0.0341
2024-05-13 2024-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 84,025 355 0.42 3,993 10.22 0.0360
2024-02-09 2023-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 83,670 825 1.00 3,622 15.57 0.0355
2023-11-08 2023-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 82,845 3,290 4.14 3,134 4.50 0.0340
2023-08-11 2023-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 79,555 -4,979 -5.89 2,999 -4.94 0.0317
2023-04-25 2023-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 84,534 -177,650 -67.76 3,156 -70.62 0.0355
2023-02-03 2022-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 262,184 24,764 10.43 10,739 22.89 0.1267
2022-11-07 2022-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 237,420 72,622 44.07 8,739 36.50 0.1145
2022-07-28 2022-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 164,798 84,228 104.54 6,402 73.07 0.0804
2022-05-12 2022-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 80,570 -257,676 -76.18 3,699 -76.37 0.0403
2022-01-31 2021-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 338,246 6,342 1.91 15,654 6.58 0.1668
2021-11-15 2021-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 331,904 264,784 394.49 14,687 401.09 0.1704
2021-08-10 2021-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 67,120 5,250 8.49 2,931 13.87 0.0344
2021-05-07 2021-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 61,870 6,325 11.39 2,574 35.19 0.0329
2021-02-10 2020-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 55,545 1,200 2.21 1,904 38.07 0.0291
2020-11-02 2020-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 54,345 -600 -1.09 1,379 -1.57 0.0240
2020-08-10 2020-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 54,945 1,150 2.14 1,401 23.11 0.0262
2020-05-05 2020-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 53,795 -9,820 -15.44 1,138 -46.62 0.0222
2020-02-14 2019-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 63,615 1,735 2.80 2,132 8.33 0.0345
2019-11-05 2019-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 61,880 1,075 1.77 1,968 2.29 0.0353
2019-08-13 2019-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 60,805 1,950 3.31 1,924 8.03 0.0358
2019-05-13 2019-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 58,855 6,350 12.09 1,781 25.60 0.0306
2019-01-29 2018-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 52,505 8,275 18.71 1,418 0.28 0.0276
2018-11-13 2018-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 44,230 -16,497 -27.17 1,414 -25.70 0.0252
2018-08-02 2018-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 60,727 4,103 7.25 1,903 8.25 0.0373
2018-05-04 2018-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 56,624 4,104 7.81 1,758 6.87 0.0363
2018-02-08 2017-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 52,520 -2,032 -3.72 1,645 1.61 0.0345
2017-11-08 2017-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 54,552 -7,296 -11.80 1,619 -8.43 0.0318
2017-08-11 2017-06-30 13F FIRST TRUST FINL ALPHADEX FD ETF 33734X135 61,848 -3,052 -4.70 1,768 -1.61 0.0399
2017-05-12 2017-03-31 13F FIRST TRUST FINL ALPHADEX FD ETF 33734X135 64,900 -1,210 -1.83 1,797 0.62 0.0436
2017-02-15 2016-12-31 13F FIRST TRUST FINL ALPHADEX FD ETF 33734X135 66,110 12,615 23.58 1,786 37.49 0.0405
2016-11-18 2016-09-30 13F/A-1 FIRST TRUST FINL ALPHADEX FD ETF 33734X135 53,495 961 1.83 1,299 7.00 0.0323
2016-11-14 2016-09-30 13F FIRST TRUST FINL ALPHADEX FD ETF 33734X135 53,495 1,299
2016-08-13 2016-06-30 13F FIRST TRUST FINL ALPHADEX FD ETF 33734X135 52,534 -3,437 -6.14 1,214 -4.03 0.0357
2016-05-13 2016-03-31 13F FIRST TRUST FINL ALPHADEX FD ETF 33734X135 55,971 -2,265 -3.89 1,265 -6.23 0.0394
2016-02-12 2015-12-31 13F FIRST TRUST FINL ALPHADEX FD ETF 33734X135 58,236 359 0.62 1,349 3.85 0.0439
2015-11-13 2015-09-30 13F FIRST TRUST FINL ALPHADEX FD ETF 33734X135 57,877 14,301 32.82 1,299 25.63 0.0455
2015-08-14 2015-06-30 13F FIRST TRUST FINL ALPHADEX FD ETF 33734X135 43,576 6,618 17.91 1,034 18.58 0.0340
2015-05-06 2015-03-31 13F FIRST TRUST FINL ALPHADEX FD ETF 33734X135 36,958 -6,414 -14.79 872 -13.58 0.0286
2015-02-12 2014-12-31 13F FIRST TRUST FINL ALPHADEX FD ETF 33734X135 43,372 884 2.08 1,009 8.73 0.0330
2014-11-12 2014-09-30 13F FIRST TRUST FINL ALPHADEX FD ETF 33734X135 42,488 3,009 7.62 928 5.69 0.0314
2014-07-29 2014-06-30 13F FIRST TRUST FINL ALPHADEX FD ETF 33734X135 39,479 1,214 3.17 878 5.15 0.0297
2014-05-05 2014-03-31 13F FIRST TRUST FINL ALPHADEX FD ETF 33734X135 38,265 1,931 5.31 835 5.83 0.0299
2014-02-13 2013-12-31 13F/A-1 FIRST TRUST FINL ALPHADEX FD ETF 33734X135 36,334 -598 -1.62 789 8.23 0.0295
2014-02-12 2013-12-31 13F FIRST TRUST FINL ALPHADEX FD ETF 33734X135 36,334 789
2013-11-14 2013-09-30 13F FIRST TRUST FINL ALPHADEX FD ETF 33734X135 36,932 37 0.10 729 5.19 0.0328
2013-08-16 2013-06-30 13F FIRST TRUST FINL ALPHADEX FD ETF 33734X135 36,895 36,895 693 0.0335
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.