First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
US ˙ ARCA ˙ US33734X1357

SecurityFXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
InstitutionCwm, Llc
Latest Disclosed Ownership8,883 shares
Latest Disclosed Value $ 499,136
Cwm, Llc reports 84.39% decrease in ownership of FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund

On May 14, 2026 - Cwm, Llc filed a 13F-HR form disclosing ownership of 8,883 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund (US:FXO) valued at $499,136 USD as of March 31, 2026. The entity filed a previous 13F-HR on January 26, 2026 disclosing 56,889 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund. This represents a change in shares of -84.39% during the quarter. The current value of the position is $513,882 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-14 2026-03-31 13F FIRST TR EXCHANGE-TRADED FD FINLS ALPHADEX 33734X135 8,883 -48,006 -84.39 499 16,533.33 0.0013
2026-01-26 2025-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 56,889 -9,026 -13.69 3 0.00 0.0093
2025-10-15 2025-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 65,915 1,707 2.66 4 0.00 0.0118
2025-07-25 2025-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 64,208 -13,848 -17.74 4 -25.00 0.0127
2025-05-01 2025-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 78,056 61,180 362.53 4 0.0165
2025-02-04 2024-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 16,876 7,821 86.37 1 0.0038
2024-10-08 2024-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 9,055 -2,634 -22.53 0 0.0020
2024-07-10 2024-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 11,689 2,028 20.99 1 0.0026
2024-04-05 2024-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 9,661 1,842 23.56 0 0.0022
2024-02-01 2023-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 7,819 -900 -10.32 0 0.0018
2023-10-11 2023-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 8,719 760 9.55 0 0.0020
2023-08-03 2023-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 7,959 -196 -2.40 0 0.0019
2023-05-01 2023-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 8,155 1,325 19.40 0 0.0021
2023-02-01 2022-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 6,830 443 6.94 0 -100.00 0.0021
2022-10-27 2022-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 6,387 215 3.48 235 -2.08 0.0019
2022-07-28 2022-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 6,172 -346 -5.31 240 -19.73 0.0019
2022-04-21 2022-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 6,518 -3,564 -35.35 299 -35.97 0.0021
2022-01-31 2021-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 10,082 3,276 48.13 467 57.24 0.0033
2021-09-15 2021-06-30 13F/A-1 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 6,806 0 0.00 297 0.00 0.0024
2021-07-29 2021-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 6,806 0 297 0.0024
2021-09-15 2021-03-31 13F/A-1 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 6,806 0 0.00 297 0.00 0.0024
2021-04-27 2021-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 6,806 0 283 0.0025
2021-09-15 2020-12-31 13F/A-1 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 6,806 0 0.00 297 0.00 0.0024
2021-01-27 2020-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 7,072 266 242 0.0023
2021-09-15 2020-09-30 13F/A-1 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 6,806 0 0.00 297 0.00 0.0024
2020-10-19 2020-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 8,946 2,140 227 0.0025
2021-09-15 2020-06-30 13F/A-1 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 6,806 0 0.00 297 0.00 0.0024
2020-07-22 2020-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 6,684 -122 170 0.0020
2021-09-15 2020-03-31 13F/A-1 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 6,806 0 0.00 297 0.00 0.0024
2020-04-28 2020-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 14,549 7,743 308 0.0046
2021-09-14 2019-12-31 13F/A-1 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 6,806 0 0.00 297 0.00 0.0024
2020-01-27 2019-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 1,239,619 1,232,813 41,540 0.5307
2021-09-14 2019-09-30 13F/A-1 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 6,806 0 0.00 297 0.00 0.0024
2019-10-22 2019-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 852,231 845,425 27,109 0.3946
2021-09-14 2019-06-30 13F/A-1 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 6,806 0 0.00 297 0.00 0.0024
2019-07-31 2019-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 26,975 20,169 854 0.0141
2021-09-02 2019-03-31 13F/A-1 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 6,806 -17,167 -71.61 297 -54.17 0.0024
2019-04-22 2019-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 40,335 16,362 1,221 0.0245
2019-01-25 2018-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 23,973 14,048 141.54 648 104.42 0.0162
2018-10-29 2018-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 9,925 9,925 317 0.0081
2016-10-17 2016-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 0 -1,013 -100.00 0 -100.00
2016-07-21 2016-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 1,013 1,013 23 0.0017
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.