First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
US ˙ ARCA ˙ US33734X1357

SecurityFXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
InstitutionCreative Planning
Latest Disclosed Ownership12,561 shares
Latest Disclosed Value $ 705,791
Creative Planning reports 0.23% increase in ownership of FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund

On May 12, 2026 - Creative Planning filed a 13F-HR form disclosing ownership of 12,561 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund (US:FXO) valued at $705,803 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 17, 2026 disclosing 12,532 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund. This represents a change in shares of 0.23% during the quarter. The current value of the position is $726,654 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-12 2026-03-31 13F FIRST TR EXCHANGE-TRADED FD FINLS ALPHADEX 33734X135 12,561 29 0.23 706 -6.75 0.0005
2026-02-17 2025-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 12,532 -38 -0.30 756 1.34 0.0005
2025-11-14 2025-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 12,570 -4,126 -24.71 747 -20.21 0.0006
2025-08-08 2025-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 16,696 -1,098 -6.17 936 -0.85 0.0008
2025-05-15 2025-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 17,794 -1,863 -9.48 943 -11.37 0.0009
2025-02-14 2024-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 19,657 -800 -3.91 1,064 1.82 0.0010
2024-10-11 2024-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 20,457 -173 -0.84 1,046 9.54 0.0010
2024-08-15 2024-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 20,630 301 1.48 955 -1.24 0.0010
2024-05-13 2024-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 20,329 -20,688 -50.44 966 -45.58 0.0011
2024-02-14 2023-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 41,017 -3,692 -8.26 1,776 4.97 0.0033
2023-11-16 2023-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 44,709 -589 -1.30 1,691 -0.94 0.0023
2023-07-21 2023-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 45,298 -1,378 -2.95 1,708 -2.01 0.0023
2023-05-15 2023-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 46,676 259 0.56 1,742 -8.36 0.0025
2023-02-10 2022-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 46,417 -2,632 -5.37 1,901 5.32 0.0029
2022-11-03 2022-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 49,049 -3,049 -5.85 1,805 -10.82 0.0031
2022-08-15 2022-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 52,098 4,876 10.33 2,024 -6.64 0.0033
2022-05-16 2022-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 47,222 -1,177 -2.43 2,168 -3.21 0.0034
2022-02-11 2021-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 48,399 -953 -1.93 2,240 2.56 0.0036
2021-11-10 2021-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 49,352 849 1.75 2,184 3.12 0.0039
2021-08-04 2021-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 48,503 43,557 880.65 2,118 928.16 0.0038
2021-04-30 2021-03-31 13F CreativePlanning FINLS ALPHADEX 33734X135 4,946 4,946 206 0.0004
2019-02-12 2018-12-31 13F/A-1 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 0 -7,937 -100.00 0 -100.00
2018-10-25 2018-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 7,937 62 0.79 254 2.83 0.0009
2018-07-20 2018-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 7,875 7,875 247 0.0010
2018-01-17 2017-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 0 -14,851 -100.00 0 -100.00
2017-10-17 2017-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 14,851 17 0.11 441 4.01 0.0020
2017-07-12 2017-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 14,834 12,362 500.08 424 523.53 0.0021
2017-04-07 2017-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 2,472 -1,961 -44.24 68 -43.33 0.0004
2017-01-09 2016-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 4,433 -56 -1.25 120 10.09 0.0007
2016-10-12 2016-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 4,489 3,529 367.60 109 395.45 0.0007
2016-07-12 2016-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 960 492 105.13 22 100.00 0.0002
2016-04-08 2016-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 468 158 50.97 11 57.14 0.0001
2016-01-11 2015-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 310 0 0.00 7 0.00 0.0001
2015-10-09 2015-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 310 -59,690 -99.48 7 -99.51 0.0001
2015-07-09 2015-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 60,000 60,000 0.00 1,424 0.0129
2015-01-29 2014-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 0 -135 -100.00 0 -100.00
2014-10-10 2014-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 135 -20,865 -99.36 3 -99.36 0.0000
2014-08-20 2014-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 21,000 -19,000 -47.50 467 -46.51 0.0061
2014-04-11 2014-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 40,000 39,970 133,233.33 873 87,200.00 0.0131
2014-01-06 2013-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 30 0 0.00 1 0.00 0.0000
2013-10-10 2013-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 30 -7,500 -99.60 1 -99.29 0.0000
2013-07-09 2013-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 7,530 7,530 141 0.0033
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.