First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
US ˙ ARCA ˙ US33734X1357

SecurityFXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
InstitutionAdvisory Services Network, LLC
Latest Disclosed Ownership6,191 shares
Latest Disclosed Value $ 347,869
Advisory Services Network, LLC reports 98.14% decrease in ownership of FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund

On May 15, 2026 - Advisory Services Network, LLC filed a 13F-HR form disclosing ownership of 6,191 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund (US:FXO) valued at $347,872 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 17, 2026 disclosing 333,008 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund. This represents a change in shares of -98.14% during the quarter. The current value of the position is $369,727 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-15 2026-03-31 13F FIRST TRUST FINANCIALS ALPHADEX ETF ETF 33734X135 6,191 -326,817 -98.14 348 -98.27 0.0032
2026-02-17 2025-12-31 13F FIRST TRUST FINANCIALS ALPHADEX ETF ETF 33734X135 333,008 -15,069 -4.33 20,097 -2.78 0.2844
2025-11-18 2025-09-30 13F FIRST TR EXCHANGE TRADED FD ETF 33734X135 348,077 -2,985 -0.85 20,672 3.25 0.3032
2025-08-19 2025-06-30 13F FIRST TR EXCHANGE TRADED FD ETF 33734X135 351,062 715 0.20 20,021 7.83 0.3222
2025-05-15 2025-03-31 13F FIRST TR EXCHANGE TRADED FD ETF 33734X135 350,347 6,887 2.01 18,568 -0.12 0.3568
2025-02-13 2024-12-31 13F FIRST TR EXCHANGE TRADED FD ETF 33734X135 343,460 343,460 18,591 0.3463
2024-05-06 2024-03-31 13F FIRST TR EXCHANGE TRADED FD ETF 33734X135 0 -918 -100.00 0 -100.00
2024-02-09 2023-12-31 13F FIRST TR EXCHANGE TRADED FD ETF 33734X135 918 918 40 0.0010
2023-08-09 2023-06-30 13F FIRST TR EXCHANGE TRADED FD ETF 33734X135 0 -903 -100.00 0 -100.00
2023-05-17 2023-03-31 13F FIRST TR EXCHANGE TRADED FD ETF 33734X135 903 -786 -46.54 34 -52.17 0.0009
2023-02-13 2022-12-31 13F FIRST TR EXCHANGE TRADED FD ETF 33734X135 1,689 1,689 69 0.0021
2021-11-05 2021-09-30 13F FIRST TR EXCHANGE TRADED FD ETF 33734X135 0 -6,425 -100.00 0 -100.00
2021-08-12 2021-06-30 13F FIRST TR EXCHANGE TRADED FD ETF 33734X135 6,425 6,425 281 0.0089
2021-05-24 2021-03-31 13F FIRST TR EXCHANGE TRADED FD ETF 33734X135 0 -1,537 -100.00 0 -100.00
2021-02-09 2020-12-31 13F FIRST TR EXCHANGE TRADED FD ETF 33734X135 1,537 3 0.20 53 35.90 0.0021
2020-11-16 2020-09-30 13F FIRST TR EXCHANGE TRADED FD ETF 33734X135 1,534 1,534 -0.20 39 -26.42 0.0018
2020-08-10 2020-06-30 13F FIRST TR EXCHANGE TRADED FD ETF 33734X135 0 -3,285 -100.00 0 -100.00
2020-05-15 2020-03-31 13F FIRST TR EXCHANGE TRADED FD ETF 33734X135 3,285 -118,330 -97.30 69 -98.31 0.0045
2020-02-04 2019-12-31 13F FIRST TR EXCHANGE TRADED FD ETF 33734X135 121,615 118,911 4,397.60 4,075 4,638.37 0.2143
2019-11-04 2019-09-30 13F FIRST TR EXCHANGE TRADED FD ETF 33734X135 2,704 0 0.00 86 0.00 0.0053
2019-08-01 2019-06-30 13F FIRST TR EXCHANGE TRADED FD ETF 33734X135 2,704 1,074 65.89 86 75.51 0.0053
2019-05-20 2019-03-31 13F FIRST TR EXCHANGE TRADED FD ETF 33734X135 1,630 482 41.99 49 58.06 0.0034
2019-02-15 2018-12-31 13F FIRST TR EXCHANGE TRADED FD ETF 33734X135 1,148 -580 -33.56 31 -43.64 0.0027
2018-11-02 2018-09-30 13F FIRST TR EXCHANGE TRADED FD ETF 33734X135 1,728 -225 -11.52 55 -12.70 0.0040
2018-07-27 2018-06-30 13F FIRST TR EXCHANGE TRADED FD ETF 33734X135 1,953 385 24.55 63 28.57 0.0048
2018-04-23 2018-03-31 13F FIRST TR EXCHANGE TRADED FD ETF 33734X135 1,568 -478 -23.36 49 -23.44 0.0039
2018-02-08 2017-12-31 13F FIRST TR EXCHANGE TRADED FD ETF 33734X135 2,046 0 0.00 64 4.92 0.0056
2017-10-12 2017-09-30 13F FIRST TR EXCHANGE TRADED FD ETF 33734X135 2,046 1,076 110.93 61 117.86 0.0070
2017-08-17 2017-06-30 13F FIRST TRUST FINANCIALS ALPHADEX FUND ETF 33734X135 970 -225 -18.83 28 -15.15 0.0036
2017-04-28 2017-03-31 13F FIRST TRUST FINANCIALS ALPHADEX FUND ETF 33734X135 1,195 -623 -34.27 33 -25.00 0.0048
2016-10-07 2016-09-30 13F FIRST TR EXCHANGE TRADED FD ETF 33734X135 1,818 -388 -17.59 44 -13.73 0.0083
2016-07-27 2016-06-30 13F FIRST TR EXCHANGE TRADED FD ETF 33734X135 2,206 1,198 118.85 51 121.74 0.0116
2016-04-21 2016-03-31 13F FIRST TR EXCHANGE TRADED FD ETF 33734X135 1,008 -101,595 -99.02 23 -99.03 0.0063
2016-01-27 2015-12-31 13F FIRST TRUST FINANCIALS ALPHADEX FUND ETF 33734X135 102,603 47,591 86.51 2,378 92.55 0.7645
2015-10-01 2015-09-30 13F FIRST TRUST FINANCIALS ALPHADEX FUND ETF 33734X135 55,012 18,640 51.25 1,235 40.82 0.3728
2015-07-02 2015-06-30 13F FIRST TRUST FINANCIALS ALPHADEX FUND ETF 33734X135 36,372 756 2.12 877 3.54 0.2587
2015-04-08 2015-03-31 13F FIRST TRUST FINANCIALS ALPHADEX FUND ETF 33734X135 35,616 35,616 -2.08 847 -3.42 0.2339
2015-01-23 2014-12-31 13F FIRST TRUST FINANCIALS ALPHADEX FUND ETF 33734X135 0 -1,219 -100.00 0 -100.00
2014-02-13 2013-12-31 13F FIRST TR EXCHANGE TRADED FD ETF 33734X135 1,219 1,219 27 0.0136
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.