First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
US ˙ ARCA ˙ US33734X1357

SecurityFXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
InstitutionAdvisor Group Holdings, Inc.
Latest Disclosed Ownership100,442 shares
Latest Disclosed Value $ 5,647,200
Advisor Group Holdings, Inc. reports 44.89% decrease in ownership of FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund

On May 15, 2026 - Advisor Group Holdings, Inc. filed a 13F-HR form disclosing ownership of 100,442 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund (US:FXO) valued at $5,643,836 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 17, 2026 disclosing 182,261 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund. This represents a change in shares of -44.89% during the quarter. The current value of the position is $5,998,396 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

Upgrade to unlock premium data and export to Excel .

Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-15 2026-03-31 13F FIRST TR EXCHANGE-TRADED FD FINLS ALPHADEX 33734X135 100,442 -81,819 -44.89 5,647 -48.71 0.0048
2026-02-17 2025-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 182,261 -16,955 -8.51 11,009 -7.10 0.0161
2025-11-14 2025-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 199,216 1,865 0.95 11,852 7.05 0.0166
2025-09-04 2025-06-30 13F/A-1 IRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 197,351 69,173 53.97 11,071 62.90 0.0197
2025-08-13 2025-06-30 13F IRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 100,383 -27,795 5,455 0.0063
2025-05-12 2025-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 128,178 -60,474 -32.06 6,797 -33.45 0.0151
2025-06-06 2024-12-31 13F/A-1 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 188,652 44,950 31.28 10,212 38.98 0.0229
2025-02-07 2024-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 140,667 -3,035 7,491 0.0191
2024-11-13 2024-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 143,702 -6,132 -4.09 7,348 5.94 0.0166
2024-08-13 2024-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 149,834 41,521 38.33 6,936 34.78 0.0164
2024-05-10 2024-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 108,313 -28,021 -20.55 5,146 -12.81 0.0115
2024-02-12 2023-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 136,334 -27,102 -16.58 5,902 -4.54 0.0103
2023-11-13 2023-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 163,436 -5,674 -3.36 6,183 -3.06 0.0091
2023-08-21 2023-06-30 13F/A-1 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 169,110 -37,176 -18.02 6,378 -17.15 0.0115
2023-08-10 2023-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 169,110 -37,176 6,378 0.0017
2023-05-12 2023-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 206,286 -17,646 -7.88 7,699 -16.08 0.0145
2023-02-10 2022-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 223,932 35,461 18.82 9,173 32.19 0.0186
2022-11-14 2022-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 188,471 -30,326 -13.86 6,939 -18.39 0.0159
2022-08-10 2022-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 218,797 -324,152 -59.70 8,503 -72.36 0.0188
2022-05-04 2022-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 542,949 94,219 21.00 30,762 48.07 0.0597
2022-02-03 2021-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 448,730 -47,359 -9.55 20,776 -5.40 0.0393
2021-11-05 2021-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 496,089 159,036 47.18 21,963 49.15 0.0458
2021-08-02 2021-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 337,053 89,456 36.13 14,725 42.88 0.0319
2021-05-13 2021-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 247,597 158,847 178.98 10,306 238.79 0.0248
2021-02-10 2020-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 88,750 -27,807 -23.86 3,042 2.81 0.0081
2020-11-12 2020-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 116,557 -13,917 -10.67 2,959 -11.06 0.0089
2020-08-14 2020-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 130,474 -73,489 -36.03 3,327 -22.88 0.0112
2020-05-18 2020-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 203,963 203,963 4,314 0.0177
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.