First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
US ˙ ARCA ˙ US33734X1274

SecurityFXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
InstitutionLevel Four Advisory Services, Llc
Latest Disclosed Ownership14,802 shares
Latest Disclosed Value $ 332,453
Level Four Advisory Services, Llc reports 4.44% increase in ownership of FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund

On May 14, 2026 - Level Four Advisory Services, Llc filed a 13F-HR form disclosing ownership of 14,802 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund (US:FXN) valued at $332,453 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 13, 2026 disclosing 14,173 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund. This represents a change in shares of 4.44% during the quarter. The current value of the position is $330,381 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-14 2026-03-31 13F FIRST TR EXCHANGE-TRADED FD ENERGY ALPHADX 33734X127 14,802 629 4.44 332 42.49 0.0109
2026-02-13 2025-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 14,173 -1,101 -7.21 233 -6.05 0.0076
2025-11-12 2025-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 15,274 467 3.15 249 10.71 0.0085
2025-08-13 2025-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 14,807 -1,112 -6.99 225 -14.50 0.0083
2025-05-14 2025-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 15,919 -871 -5.19 263 -4.38 0.0108
2025-02-12 2024-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 16,790 176 1.06 274 2.24 0.0112
2024-11-14 2024-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 16,614 0 0.00 268 -11.26 0.0113
2024-08-09 2024-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 16,614 -2,581 -13.45 302 -5.62 0.0136
2024-05-13 2024-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 19,195 0 0.00 320 0.00 0.0176
2024-02-08 2023-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 19,195 0 0.00 320 -4.19 0.0180
2023-11-13 2023-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 19,195 -7,858 -29.05 334 -21.04 0.0216
2023-07-10 2023-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 27,053 0 0.00 423 0.95 0.0254
2023-06-05 2023-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 27,053 5,779 27.16 420 15.43 0.0275
2023-02-13 2022-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 21,274 -7,862 -26.98 364 -20.22 0.0270
2022-11-07 2022-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 29,136 6,219 27.14 455 34.62 0.0442
2022-08-08 2022-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 22,917 -499 -2.13 338 -9.38 0.0319
2022-05-10 2022-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 23,416 -6,365 -21.37 373 5.07 0.0292
2022-02-11 2021-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 29,781 227 0.77 355 4.72 0.0271
2021-10-12 2021-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 29,554 -11,833 -28.59 339 -28.18 0.0353
2021-08-09 2021-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 41,387 -2,748 -6.23 472 5.59 0.0326
2021-05-10 2021-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 44,135 -4,624 -9.48 447 15.80 0.0347
2021-02-10 2020-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 48,759 6,303 14.85 386 62.18 0.0310
2020-11-02 2020-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 42,456 -3,652 -7.92 238 -21.71 0.0183
2020-08-17 2020-06-30 13F/A-1 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 46,108 875 1.93 304 69.83 0.0235
2020-05-13 2020-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 45,233 -1,397 -3.00 179 -63.84 0.0215
2020-02-13 2019-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 46,630 -57,918 -55.40 495 -51.75 0.0196
2019-11-12 2019-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 104,548 -302 -0.29 1,026 -14.78 0.1062
2019-08-14 2019-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 104,850 11,680 12.54 1,204 -0.08 0.1215
2019-05-15 2019-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 93,170 4,508 5.08 1,205 18.14 0.1327
2019-02-07 2018-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 88,662 -7,771 -8.06 1,020 -39.57 0.1272
2018-11-14 2018-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 96,433 1,221 1.28 1,688 4.78 0.1824
2018-08-14 2018-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 95,212 2,638 2.85 1,611 21.13 0.1174
2018-05-14 2018-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 92,574 7,119 8.33 1,330 0.53 0.1031
2018-02-13 2017-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 85,455 20,476 31.51 1,323 41.95 0.1029
2018-04-03 2017-09-30 13F/A-1 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 64,979 1,345 2.11 932 -1.79 0.0826
2017-11-15 2017-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 70,265 6,631 998
2017-09-20 2017-06-30 13F/A-1 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 63,634 0 0.00 949 0.00 0.1461
2017-07-12 2017-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 63,634 949
2017-09-20 2017-03-31 13F/A-1 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 63,634 9,034 16.55 949 5.33 0.0967
2017-05-15 2017-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 63,634 949
2017-02-14 2016-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 54,600 54,600 901 0.1150
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.