First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
US ˙ ARCA ˙ US33734X1274

SecurityFXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
InstitutionCwm, Llc
Latest Disclosed Ownership45,104 shares
Latest Disclosed Value $ 1,013,025
Cwm, Llc reports 949.17% increase in ownership of FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund

On May 14, 2026 - Cwm, Llc filed a 13F-HR form disclosing ownership of 45,104 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund (US:FXN) valued at $1,013,036 USD as of March 31, 2026. The entity filed a previous 13F-HR on January 26, 2026 disclosing 4,299 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund. The current value of the position is $1,008,976 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-14 2026-03-31 13F FIRST TR EXCHANGE-TRADED FD ENERGY ALPHADX 33734X127 45,104 40,805 949.17 1,013 0.0026
2026-01-26 2025-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 4,299 1 0.02 0 0.0002
2025-10-15 2025-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 4,298 -564 -11.60 0 0.0002
2025-07-25 2025-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 4,862 4 0.08 0 0.0003
2025-05-01 2025-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 4,858 3 0.06 0 0.0003
2025-02-04 2024-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 4,855 -65 -1.32 0 0.0003
2024-10-08 2024-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 4,920 74 1.53 0 0.0003
2024-07-10 2024-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 4,846 2 0.04 0 0.0004
2024-04-05 2024-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 4,844 352 7.84 0 0.0004
2024-02-01 2023-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 4,492 524 13.21 0 0.0004
2023-10-11 2023-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 3,968 -2,513 -38.77 0 0.0004
2023-08-03 2023-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 6,481 -16,198 -71.42 0 0.0006
2023-05-01 2023-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 22,679 -210,389 -90.27 0 -100.00 0.0024
2023-02-01 2022-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 233,068 -526,639 -69.32 4 -99.97 0.0293
2022-10-27 2022-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 759,707 91,644 13.72 11,859 20.26 0.0942
2022-07-28 2022-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 668,063 659,573 7,768.82 9,861 7,204.44 0.0764
2022-04-21 2022-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 8,490 -7,114 -45.59 135 -27.42 0.0010
2022-01-31 2021-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 15,604 9,688 163.76 186 173.53 0.0013
2021-09-15 2021-06-30 13F/A-1 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 5,916 0 0.00 68 0.00 0.0005
2021-07-29 2021-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 5,916 0 68 0.0005
2021-09-15 2021-03-31 13F/A-1 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 5,916 0 0.00 68 0.00 0.0005
2021-04-27 2021-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 5,931 15 60 0.0005
2021-09-15 2020-12-31 13F/A-1 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 5,916 0 0.00 68 0.00 0.0005
2021-01-27 2020-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 8,155 2,239 65 0.0006
2021-09-15 2020-09-30 13F/A-1 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 5,916 0 0.00 68 0.00 0.0005
2020-10-19 2020-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 11,364 5,448 64 0.0007
2021-09-15 2020-06-30 13F/A-1 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 5,916 0 0.00 68 0.00 0.0005
2020-07-22 2020-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 655,162 649,246 4,304 0.0511
2021-09-15 2020-03-31 13F/A-1 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 5,916 0 0.00 68 0.00 0.0005
2021-09-14 2019-12-31 13F/A-1 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 5,916 0 0.00 68 0.00 0.0005
2021-09-14 2019-09-30 13F/A-1 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 5,916 0 0.00 68 0.00 0.0005
2021-09-14 2019-06-30 13F/A-1 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 5,916 0 0.00 68 0.00 0.0005
2021-09-02 2019-03-31 13F/A-1 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 5,916 5,916 68 0.0005
2018-07-31 2018-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 0 -334 -100.00 0 -100.00
2018-04-26 2018-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 334 0 0.00 5 0.00 0.0002
2018-01-16 2017-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 334 0 0.00 5 0.00 0.0002
2017-10-16 2017-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 334 -852 -71.84 5 -68.75 0.0002
2017-07-17 2017-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 1,186 -6,113 -83.75 16 -85.45 0.0008
2017-04-17 2017-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 7,299 -351,382 -97.97 110 -98.14 0.0062
2017-01-19 2016-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 358,681 -139,337 -27.98 5,922 -22.88 0.3630
2016-10-17 2016-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 498,018 356,823 252.72 7,679 264.97 0.5300
2016-07-21 2016-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 141,195 45,120 46.96 2,104 55.05 0.1535
2016-04-18 2016-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 96,075 96,075 1,357 0.1192
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.