First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
US ˙ ARCA ˙ US33734X1274

SecurityFXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
InstitutionBenjamin F. Edwards & Company, Inc.
Latest Disclosed Ownership63,895 shares
Latest Disclosed Value $ 1,163
Benjamin F. Edwards & Company, Inc. reports 18.01% decrease in ownership of FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund

On August 12, 2024 - Benjamin F. Edwards & Company, Inc. filed a 13F-HR form disclosing ownership of 63,895 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund (US:FXN) valued at $1,162,889 USD as of June 30, 2024. The entity filed a previous 13F-HR on April 29, 2024 disclosing 77,926 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund. This represents a change in shares of -18.01% during the quarter. The current value of the position is $1,376,298 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2024-08-12 2024-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 63,895 -14,031 -18.01 1 0.00 0.0204
2024-04-29 2024-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 77,926 1,851 2.43 1 0.00 0.0265
2024-02-06 2023-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 76,075 -3,643 -4.57 1 0.00 0.0255
2023-11-13 2023-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 79,718 16,148 25.40 1 0.0533
2023-08-15 2023-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 63,570 -181,469 -74.06 1 -100.00 0.0378
2023-04-27 2023-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 245,039 -446,661 -64.57 4 -72.73 0.1592
2023-02-07 2022-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 691,700 -174,643 -20.16 12 -99.92 0.5311
2022-10-28 2022-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 866,343 -49,567 -5.41 13,524 0.04 0.6783
2022-08-12 2022-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 915,910 217,008 31.05 13,519 21.42 0.6534
2022-05-04 2022-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 698,902 410,395 142.25 11,134 223.76 0.4971
2022-02-07 2021-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 288,507 -4,051 -1.38 3,439 2.38 0.1531
2021-11-02 2021-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 292,558 25,222 9.43 3,359 10.13 0.1689
2021-08-11 2021-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 267,336 -45,923 -14.66 3,050 -3.79 0.1554
2021-05-14 2021-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 313,259 313,051 150,505.29 3,170 158,400.00 0.1707
2021-02-16 2020-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 208 0 0.00 2 100.00 0.0001
2020-11-13 2020-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 208 -717,511 -99.97 1 -99.98 0.0001
2020-08-14 2020-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 717,719 717,511 344,957.21 4,715 471,400.00 0.3423
2020-05-07 2020-03-31 13F FIRST TR EXCHANGE TRADE ENERGY ALPHADX 33734X127 208 0 0.00 1 -50.00 0.0001
2020-02-06 2019-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 208 -4,743 -95.80 2 -95.92 0.0001
2019-11-05 2019-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 4,951 -30 -0.60 49 -14.04 0.0038
2019-08-08 2019-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 4,981 -38,639 -88.58 57 -89.89 0.0048
2019-05-15 2019-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 43,620 10,085 30.07 564 46.11 0.0511
2019-01-31 2018-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 33,535 -4,667 -12.22 386 -42.30 0.0400
2018-10-29 2018-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 38,202 -267 -0.69 669 2.76 0.0629
2018-07-19 2018-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 38,469 19,139 99.01 651 134.17 0.0641
2018-04-17 2018-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 19,330 -27,718 -58.91 278 -61.81 0.0283
2018-01-17 2017-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 47,048 15,180 47.63 728 59.30 0.0760
2017-10-24 2017-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 31,868 -11,009 -25.68 457 -19.96 0.0550
2017-07-26 2017-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 42,877 -193,726 -81.88 571 -83.99 0.0746
2017-05-04 2017-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 236,603 -39,132 -14.19 3,566 -21.66 0.5245
2017-01-18 2016-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 275,735 -23,084 -7.73 4,552 -1.22 0.7453
2016-10-24 2016-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 298,819 31,479 11.77 4,608 15.69 0.8148
2016-07-08 2016-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 267,340 158,585 145.82 3,983 159.31 0.7763
2016-04-13 2016-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 108,755 97,251 845.37 1,536 866.04 0.3181
2016-01-12 2015-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 11,504 3,977 52.84 159 47.22
2015-10-16 2015-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 7,527 -3,402 -31.13 108 -50.46 0.0237
2015-07-10 2015-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 10,929 4,969 83.37 218 73.02 0.0434
2015-04-14 2015-03-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 5,960 1,643 38.06 126 40.00 0.0264
2015-02-06 2014-12-31 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 4,317 1,469 51.58 90 21.62 0.0209
2014-11-06 2014-09-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 2,848 1,106 63.49 74 45.10 0.0185
2014-07-21 2014-06-30 13F FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 1,742 1,742 51 0.0130
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.